Self-interaction is the process by which a microturbulence eigenmode that is extended along the direction parallel to the magnetic field interacts with itself non-linearly. This effect is particularly significant in gyrokinetic simulations accounting for kinetic passing electron dynamics. Self-interaction is known to generate stationary $E\times B$ zonal flow shear layers at radial locations near low order mode rational surfaces [Weikl et. al., Phys. Plasmas 25, 072305 (2018)]. We find however that it also plays a significant role in generating fluctuating zonal flows, which is critical to regulating transport throughout the radial extent. Unlike the usual picture of zonal flow drive where microturbulence eigenmodes coherently amplify the flow, the self-interaction drive of zonal flows from these eigenmodes are uncorrelated with each other. It is shown that the associated shearing rate of the fluctuating zonal flows therefore reduces as more toroidal modes are resolved in the simulation. In flux-tube simulations accounting for the full toroidal domain, such an increase in the density of toroidal modes corresponds to an increase in the system size, leading to a finite system size effect that is distinct from the well-known profile shearing effect.
The role of self-generated zonal flows in the collisionless trapped-electron mode (CTEM) turbulence is a long-standing open issue in tokamak plasmas. Here we show, for the first time, that the zonal flow excitation in the CTEM turbulence is formally isomorphic to that in the ion temperature gradient turbulence. Trapped electrons contribute implicitly only via linear dynamics. Theoretical analyses further suggest that, for short wavelength CTEMs, the zonal flow excitation is weak and, more importantly, not an effective saturation mechanism. Corresponding controlling parameters are also identifi…
Nonlinear excitation of low frequency zonal structure (LFZS) by beta-induced Alfven eigenmode (BAE) is investigated using nonlinear gyrokinetic theory. It is found that electrostatic zonal flow (ZF), rather than zonal current, is preferentially excited by finite amplitude BAE. In addition to the well-known meso-scale radial envelope structure, ZF is also found to exhibit fine radial structure due to the localization of BAE with respect to mode rational surfaces. Specifically, the zonal electric field has an even mode structure at the rational surface where radial envelope peaks.
General nonlinear equations describing reversed shear Alfven eigenmode (RSAE) self-modulation via zero frequency zonal structure (ZFZS) generation are derived using nonlinear gyrokinetic theory, which are then applied to study the spontaneous ZFZS excitation as well as RSAE nonlinear saturation. It is found that both electrostatic zonal flow (ZF) and electromagnetic zonal current (ZC) can be preferentially excited by finite amplitude RSAE, depending on specific plasma parameters. The modification to local shear Alfven wave continuum is evaluated using the derived saturation level of ZC, which …
The derivation of an intermediate-scale gyrokinetic-electron theory in nonuniform tokamak plasmas [Chen H. et al 2021 Nucl. Fusion 61 066017] has shown that a Navier-Stokes type nonlinearity couples electron-temperature-gradient (ETG) modes and zonal flow (ZF) modes with wavelengths much shorter than the ion gyroradius but much longer than the electron gyroradius. This intermediate-scale ETG-ZF coupling is typically stronger than the Hasegawa-Mima type nonlinearity characteristic of the fluid approximation and is predicted to lead to relevant zonal flow generation and ETG mode regulation. Elec…
Isotope Effects on TEM-driven Turbulence and Zonal Flows in Helical and Tokamak Plasmas
National Institute for Fusion Science, National Institutes of Natural Sciences（国立研究開発法人 国立統合物理学研究所 核融合科学研究所）；The Graduate University for Advanced Studies（総合研究大学院大学）；Faculty of Arts and Sciences, Komazawa University（駒澤大学 文学部・理学部）；Nagoya University（名古屋大学）
In the linear collisionless limit, a zonal potential perturbation in a toroidal plasma relaxes, in general, to a non-zero residual value. Expressions for the residual value in tokamak and stellarator geometries, and for arbitrary wavelengths, are derived. These expressions involve averages over the lowest order particle trajectories, that typically cannot be evaluated analytically. In this work, an efficient numerical method for the evaluation of such expressions is reported. It is shown that this method is faster than direct gyrokinetic simulations performed with the GENE and EUTERPE codes. C…
Numerical simulations of Alfvén modes (AM) driven by energetic particles are performed with the GK global PIC code ORB5. A reversed shear equilibrium magnetic field is adopted. A simplified configuration with circular flux surfaces and large aspect ratio is considered. The nonlinear saturation of beta-induced Alfvén eigenmodes (BAE) is investigated. The roles of the wave-particle nonlinearity of the different species, i.e. thermal ions, electrons, and energetic ions are described, in particular for their role in the saturation of the BAE and the generation of zonal flows. The nonlinear redistr…
The set of equations describing nonlinear evolution of a single toroidal Alfven eigenmode are derived, including both zero frequency zonal structure (ZFZS) generation and wave-particle phase space nonlinearities. The simplified case of neglecting wave-particle phase space nonlinearity is then investigated to focus on different roles of energetic particles and bulk plasmas on ZFZS generation. It is shown that energetic particles and bulk plasma play dominant roles in ZFZS generation in different nonlinear stages, and the corresponding processes are qualitatively different. Several properties of…
Generation of zonal ow (ZF) by energetic particle (EP) driven toroidal Alfven eigenmode (TAE) is investigated using nonlinear gyrokinetic theory. It is found that, nonlinear resonant EP contri- bution dominates over the usual Reynolds and Maxwell stresses due to thermal plasma nonlinear response. ZF can be forced driven in the linear growth stage of TAE, with the growth rate being twice the TAE growth rate. The ZF generation mechanism is shown to be related to polarization induced by resonant EP nonlinearity. The generated ZF has both the usual meso-scale and micro- scale radial structures. Po…
FOXTAIL is a new hybrid magnetohydrodynamic-kinetic code used to describe interactions between energetic particles and Alfvén eigenmodes in tokamaks with realistic geometries. The code simulates the nonlinear dynamics of the amplitudes of individual eigenmodes and of a set of discrete markers in five-dimensional phase space representing the energetic particle distribution. Action-angle coordinates of the equilibrium system are used for efficient tracing of energetic particles, and the particle acceleration by the wave fields of the eigenmodes is Fourier decomposed in the same angles. The eigen…
We show that zonal flow can be preferentially excited by intermediate-scale toroidal electron temperature gradient (ETG) turbulence in tokamak plasmas. Previous theoretical studies that yielded an opposite conclusion assumed a fluid approximation for ETG modes. Here, we carry out a gyrokinetic analysis which ultimately yields a nonlinear Schrödinger equation for the ETG dynamics with a Navier-Stokes type nonlinearity. For typical tokamak parameters, it is found that zonal flow generation plays an important role in the intermediate-scale ETG turbulence. This finding offers an explanation for re…
In the presence of energetic particles (EPs) from auxiliary heating and burning plasmas, fishbone instability and Alfvén modes can be excited and their transition can take place in certain overlapping regimes. Using the hybrid kinetic-magnetohydrodynamic model in the NIMROD code, we have identified such a transition between the fishbone instability and the $β$-induced Alfvén Eigenmode (BAE) for the NBI heated plasmas on HL-2A. When the safety factor at magnetic axis is well below one, typical kink-fishbone transition occurs as the EP fraction increases. When $q_0$ is raised to approaching one,…
First Observation of Fishbone-Driven Zonal Flows with Fine Reversed Structure in Tokamak Plasmas
School of Nuclear Science and Technology, University of Science and Technology of China（中国科学技术大学核科学与技术学院）；Institute of Plasma Physics, Chinese Academy of Sciences（中国科学院等离子体物理研究所）
The resonant and non-resonant effects of core plasma on the excitation of low frequency modes with $ω< ω_{BAE}$, such as Beta-induced Alfvén Acoustic Eigenmodes (BAAEs) and Kinetic Ballooning Modes (KBMs) are examined in the framework of the generalized fishbone-like dispersion relation. The formalism of the fishbone-like equation contains all the necessary ingredients to describe the features of these low frequency fluctuations, and explain experimental findings. Core plasma properties (diamagnetic frequency and precession resonance with trapped ions) strongly affect the excitation of the mod…
A general methodology is proposed to differentiate the likelihood of energetic-particle-driven instabilities to produce frequency chirping or fixed-frequency oscillations. The method employs numerically calculated eigenstructures and multiple resonance surfaces of a given mode in the presence of energetic ion drag and stochasticity (due to collisions and micro-turbulence). Toroidicity-induced, reversed-shear and beta-induced Alfven-acoustic eigenmodes are used as examples. Waves measured in experiments are characterized and compatibility is found between the proposed criterion predictions and …
High-order plasma shaping (mainly elongation and shift, as opposed to low-order toroidicity) is shown, under certain conditions, to open gaps in the coupled shear-Alfvén and acoustic continua at frequencies significantly above the values predicted by previous theories. Global eigenmodes in these gaps, which lie between those of geodesic acoustic modes (GAMs) and toroidicity-induced Alfvén eigenmodes (TAEs), are found unstable to hot-ion populations typical of tokamak operation, whilst their fundamental resonances with circulating particles are shown to take place at velocities near the geometr…
Kinetic ballooning modes (KBM) are widely believed to play a critical role in disruptive dynamics as well as turbulent transport in tokamaks. While the nonlinear evolution of ballooning modes has been proposed as a mechanism for detonation in tokamak plasmas, the role of kinetic effects in such nonlinear dynamics remains largely unexplored. In this work global gyrokinetic simulation results of KBM nonlinear behavior are presented. Instead of the finite-time singularity predicted by ideal MHD theory, the kinetic instability is shown to develop into an intermediate nonlinear regime of exponentia…
3D Braginskii turbulence simulations show that the energy flux in the core/edge transition region of a tokamak is strongly modulated - locally and on average - by radially propagating, nearly coherent sinusoidal or solitary zonal flows. The flows are geodesic acoustic modes (GAM), which are primarily driven by the Stringer-Winsor term. The flow amplitude together with the average anomalous transport sensitively depend on the GAM frequency and on the magnetic curvature acting on the flows, which could be influenced in a real tokamak, e.g., by shaping the plasma cross section. The local modulati…
Zonal-flow generation and saturation of electromagnetic ion-scale turbulence in tokamaks
University of Oxford（牛津大学）；Tokamak Energy Ltd（托卡马克能源有限公司）；United Kingdom Atomic Energy Authority（英国原子能管理局）；Princeton Plasma Physics Laboratory（普林斯顿等离子体物理实验室）
The conventional ion temperature gradient or η_i mode is known to propagate in the ion diamagnetic direction. Investigation of a generic drift fluid model with warm ions and adiabatic electrons, reveals that as η_i decreases, the propagation characteristics of the unstable mode may change drastically, the mode frequency first decreases in magnitude, and reaches zero for a critical η_i. But as η_i goes down further, the mode begins to propagate in the electron diamagnetic direction. The lower toroidal mode number perturbations are more prone to reversal in propagation direction. Even for η_i=0,…
Neutral-beam-driven, sub-cyclotron compressional (CAE) and global (GAE) \Alfven eigenmodes are routinely excited in spherical tokamaks such as NSTX(-U) and MAST, have been observed on the conventional aspect ratio tokamak DIII-D, and may be unstable in ITER burning plasmas. Their presence has been experimentally linked to the anomalous flattening of electron temperature profiles at high beam power in NSTX, potentially limiting fusion performance. A detailed understanding of CAE/GAE excitation, therefore, is vital to predicting (and ultimately controlling) their effects on plasma confinement. T…
On nonlinear saturation of toroidal Alfvén eigenmode due to thermal plasma nonlinearities
Max Planck Institute for Plasma Physics（马克斯·普朗克等离子体物理研究所）；Center for Nonlinear Plasma Science and C.R. ENEA Frascati（非线性等离子体科学中心及恩瑞亚弗拉斯卡蒂研究中心）；Institute for Fusion Theory and Simulation, School of Physics, Zhejiang University（浙江大学物理学院聚变理论与模拟研究所）；Key Laboratory of Frontier Physics in Controlled Nuclear Fusion and Institute of Plasma Physics, Chinese Academy of Sciences（中国科学院等离子体物理研究所及受控核聚变前沿物理重点实验室）；De Vinci Higher Education, De Vinci Research Center（德文奇高等教育机构及德文奇研究中心）
We present a theory of the nonlinear growth of zonal flows in magnetized plasma turbulence, by the mechanism of secondary instability. The theory is derived for general magnetic geometry, and is thus applicable to both tokamaks and stellarators. The predicted growth rate is shown to compare favorably with nonlinear gyrokinetic simulations, with the error scaling as expected with the small parameter of the theory.
We use a guiding center code ORBIT to study the broadening of resonances and the parametric dependence of the resonance frequency broadening width $ΔΩ$ on the nonlinear particle trapping frequency $ω_b$ of wave-particle interaction with specific examples using realistic equilibrium DIII-D shot 159243 (Collins et al. 2016 Phys. Rev. Lett. 116 095001). When the mode amplitude is small, the pendulum approximation for energetic particle dynamics near the resonance is found to be applicable and the ratio of the resonance frequency width to the deeply trapped bounce frequency $ΔΩ/ω_b$ equals 4, as p…
Recently-proposed tokamak concepts use magnetic fields up to 12 T, far higher than in conventional devices, to reduce size and cost. Theoretical and computational study of trends in plasma behavior with increasing field strength is critical to such proposed devices. This paper considers trends in Alfvén eigenmode (AE) stability. Energetic particles, including alphas from D-T fusion, can destabilize AEs, possibly causing loss of alpha heat and damage to the device. AEs are sensitive to device magnetic field via the field dependence of resonances, alpha particle beta, and alpha orbit width. We d…
The collisionless axisymmetric zonal flow residual calculation for a tokamak plasma is generalized to include electromagnetic perturbations. We formulate and solve the complete initial value zonal flow problem by retaining the fully self-consistent axisymmetric spatial perturbations in the electric and magnetic fields. Simple expressions for the electrostatic, shear and compressional magnetic residual responses are derived that provide a fully electromagnetic test of the zonal flow residual in gyrokinetic codes. Unlike the electrostatic potential, the parallel vector potential and the parallel…
Detailed computations of tokamak edge turbulence in three dimensional, globally consistent flux tube geometry show an inhibition of the standard scenario in which zonal ExB flows generated by the turbulence should lead to transport barrier formation. It is found by comparison to slab geometry and by analysis of the energetics that the zonal flow energy is depleted by toroidal coupling to the pressure through the geodesic curvature. Edge transport barriers would then depend on the physics of the neoclassical equilibrium.
The role of magnetic shear for zonal flow generation by ion-temperature-gradient (ITG-) and trapped electron (TE-) mode turbulence is studied analytically using fluid descriptions. The scaling of the zonal flow (ZF) growth rate with magnetic shear is examined and compared with linear growth rates for typical tokamak parameter values. The results indicate that large levels of ZF are obtained in regions of negative magnetic shear, in particular for ZF driven by TE mode turbulence. The strong magnetic shear scaling obtained for TE mode driven zonal flows originates from the bounce average of the …
A comprehensive numerical study has been conducted in order to investigate the stability of beam-driven, sub-cyclotron frequency compressional (CAE) and global (GAE) Alfvén Eigenmodes in low aspect ratio plasmas for a wide range of beam parameters. The presence of CAEs and GAEs has previously been linked to anomalous electron temperature profile flattening at high beam power in NSTX experiments, prompting further examination of the conditions for their excitation. Linear simulations are performed with the hybrid MHD-kinetic initial value code HYM in order to capture the general Doppler-shifted…
Shaping of magnetic flux surfaces is found to have a strong impact on turbulence and transport in tokamak edge plasmas. A series of axisymmetric equilibria with varying elongation and triangularity, and a divertor configuration are implemented into a computational gyrofluid turbulence model. The mechanisms of shaping effects on turbulence and flows are identified. Transport is mainly reduced by local magnetic shearing and an enhancement of zonal shear flows induced by elongation and X-point shaping.
The shear Alfvén continuum spectrum is studied for a tokamak with a single island chain using the ideal Magnetohydrodynamics (MHD) theory. We have taken into account the toroidal geometry and toroidal mode coupling with the island considered as a highly-shaped stellarator. Various new frequency gaps open up inside the island due to its asymmetry both poloidally and toroidally, such as the Mirror-induced Alfvén Eigenmode (MAE) gap and the Helicity-induced Alfvén Eigenmode (HAE) gap. We have shown that the MAE gap acts as the continuation of the outside Toroidal Alfvén Eigenmode (TAE) gap into t…
Through a systematically developed theory, we demonstrate that the motion of instanton identified in [Y. Z. Zhang, Z. Y. Liu, T. Xie, S. M. Mahajan, and J. Liu, Physics of Plasmas 24, 122304 (2017)] is highly correlated to the intermittent excitation and propagation of geodesic acoustic mode (GAM) that are observed in tokamaks. While many numerical simulations have observed the phenomena, it is the first theory that reveals the physical mechanism behind GAM intermittent excitation and propagation. The preceding work is based on the micro-turbulence associated with toroidal ion temperature grad…
The role of ion polarisation and finite Larmor radius on the isotope effect on turbulent tokamak edge transport and flows is investigated by means of local electromagnetic multi-species gyro-fluid computations. Transport is found to be reduced with the effective plasma mass for protium, deuterium and tritium mixtures. This isotope effect is found for both cold and warm ion models, but significant influence of finite Larmor radius and polarisation effects are identified. Sheared flow reduction of transport through self generated turbulent zonal flows and geodesic acoustic modes in the present m…
Edge shear flow and its effect on regulating turbulent transport have long been suspected to play an important role in plasmas operating near the Greenwald density limit $ n_G $. In this study, equilibrium profiles as well as the turbulent particle flux and Reynolds stress across the separatrix in the HL-2A tokamak are examined as $ n_G $ is approached in ohmic L-mode discharges. As the normalized line-averaged density $ \bar{n}_e/n_G $ is raised, the shearing rate of the mean poloidal flow $ ω_{\rm sh} $ drops, and the turbulent drive for the low-frequency zonal flow (the Reynolds power $ \ma…
Toroidal Alfvén eigenmodes (TAEs) are gap modes induced by the toroidicity of tokamak plasmas in absence of continuum damping. They can be excited by energetic particles (EPs) when the EP drive exceeds other dampings. A TAE benchmark case, which was proposed by the International Tokamak Physics Activity (ITPA) group, is studied in this work. Numerical calculations of linear growth of TAEs driven by EPs in a circular-shaped, large aspect ratio tokamak have been performed using the Hybrid Kinetic-MHD (HK-MHD) model implemented in the NIMROD code. This HK-MHD model couples a delta f particle-in-c…
An analytical model for zonal flow generation by toroidal ion-temperature-gradient (ITG) modes, including finite $β$ electromagnetic effects, is derived. The derivation is based on a fluid model for ions and electrons and takes into account both linear and nonlinear $β$ effects. The influence of finite plasma $β$ on the zonal flow growth rate ($γ_{ZF}$) scaling is investigated for typical tokamak plasma parameters. The results show the importance of the zonal flows close to marginal stability where $γ_{ZF}/γ_{ITG}>>1$ is obtained. In this region the parameter $γ_{ZF}/γ_{ITG}$ increases with $β…
Saturation of magnetised plasma turbulence by propagating zonal flows
Princeton University（普林斯顿大学）；Princeton Plasma Physics Laboratory（普林斯顿等离子体物理实验室）；Rudolf Peierls Centre for Theoretical Physics, University of Oxford（牛津大学鲁道夫·派尔斯理论物理中心）；University of Maryland, College Park（马里兰大学帕克分校）
The present work investigates the direct interaction of sheared mean flow with zonal flows (ZF) and the effect of parallel ion motion on ZF generation in ion-temperature-gradient (ITG) background turbulence. An analytical model for the direct interaction of sheared mean flows with zonal flows is constructed. The model used for the toroidal ITG driven mode is based on the equations for ion continuity, ion temperature and parallel ion motion whereas the ZF evolution is described by the vorticity equation. The behavior of the ZF growth rate and real frequency is examined for typical tokamak param…
In the present work the generation of zonal flows in collisionless trapped electron mode (TEM) turbulence is studied analytically. A reduced model for TEM turbulence is utilized based on an advanced fluid model for reactive drift waves. An analytical expression for the zonal flow growth rate is derived and compared with the linear TEM growth, and its scaling with plasma parameters is examined for typical tokamak parameter values.
This paper presents results of extensive analysis of mode excitation observed during the operation of the Alfvén Eigenmode Active Diagnostic (AEAD) in the JET tokamak during the 2019-2020 deuterium campaign. Six of eight toroidally spaced antennas, each with independent power and phasing, were successful in actively exciting stable MHD modes in 479 plasmas. In total, 4768 magnetic resonances were detected with up to fourteen fast magnetic probes. In this work, we present the calculations of resonant frequencies $f_0$, damping rates $γ< 0$, and toroidal mode numbers $n$, spanning the parameter …
Following the analysis on linear spectra of shear Alfvén fluctuations excited by energetic particles (EPs) in the Divertor Tokamak Test (DTT) facility plasmas [T. Wang et al., Phys. Plasmas 25, 062509 (2018)], in this work, nonlinear dynamics of the corresponding mode saturation and the fluctuation induced EP transport is studied by hybrid magnetohydrodynamic-gyrokinetic simulations. For the reversed shear Alfvén eigenmode driven by magnetically trapped EP precession resonance in the central core region of DTT plasmas, the saturation is mainly due to radial decoupling of resonant trapped EPs. …
We report on a theoretical discovery of new regimes of Alfvén eigenmode (AE) induced fast ion transport in tokamak plasmas, where microturbulence plays the role of a mediator of fast ion relaxation. Coulomb collisional scattering alone leads to small AE amplitudes and does not reproduce the steady state regimes observed in experiments. We show that in nonlinear regimes the effective pitch angle scattering due to microturbulence can lead to steady state AE amplitude evolution. This indicates a new route for fast ion losses, which is beyond the scenarios described in "Energetic ion transport by …
A geometrical correction to the E x B drift causes an outward flux of cocurrent momentum whenever electrostatic potential energy is transferred to ion parallel flows. The robust symmetry breaking follows from the free energy flow in phase space and does not depend on any assumed linear eigenmode structure, acting both for axisymmetric fluctuations (such as geodesic acoustic modes) as well as more general nonaxisymmetric fluctuations. The resulting rotation peaking is countercurrent and scales as electron temperature over plasma current. This peaking mechanism can only act when fluctuations are…
