The rapid growth of research in explainable artificial intelligence (XAI) follows on two substantial developments. First, the enormous application success of modern machine learning methods, especially deep and reinforcement learning, which have created high expectations for industrial, commercial and social value. Second, the emergence of concern for creating trusted AI systems, including the creation of regulatory principles to ensure transparency and trust of AI systems.These two threads have created a kind of "perfect storm" of research activity, all eager to create and deliver it any set of tools and techniques to address the XAI demand. As some surveys of current XAI suggest, there is yet to appear a principled framework that respects the literature of explainability in the history of science, and which provides a basis for the development of a framework for transparent XAI. Here we intend to provide a strategic inventory of XAI requirements, demonstrate their connection to a history of XAI ideas, and synthesize those ideas into a simple framework to calibrate five successive levels of XAI.
University of Piraeus（比雷埃夫斯大学）；Jožef Stefan Institute（约泽夫·斯特凡研究所）；Jožef Stefan International Postgraduate School（约泽夫·斯特凡国际研究生院）
The implementation of Artificial Intelligence (AI) systems in the manufacturing domain enables higher production efficiency, outstanding performance, and safer operations, leveraging powerful tools such as deep learning and reinforcement learning techniques. Despite the high accuracy of these models, they are mostly considered black boxes: they are unintelligible to the human. Opaqueness affects trust in the system, a factor that is critical in the context of decision-making. We present an overview of Explainable Artificial Intelligence (XAI) techniques as a means of boosting the transparency …
We consider the problem of providing users of deep Reinforcement Learning (RL) based systems with a better understanding of when their output can be trusted. We offer an explainable artificial intelligence (XAI) framework that provides a three-fold explanation: a graphical depiction of the systems generalization and performance in the current game state, how well the agent would play in semantically similar environments, and a narrative explanation of what the graphical information implies. We created a user-interface for our XAI framework and evaluated its efficacy via a human-user experiment…
Over the last few years there has been rapid research growth into eXplainable Artificial Intelligence (XAI) and the closely aligned Interpretable Machine Learning (IML). Drivers for this growth include recent legislative changes and increased investments by industry and governments, along with increased concern from the general public. People are affected by autonomous decisions every day and the public need to understand the decision-making process to accept the outcomes. However, the vast majority of the applications of XAI/IML are focused on providing low-level `narrow' explanations of how …
School of Computer Science, College of Science and Health, Technological University Dublin（都柏林理工大学科学与健康学院计算机科学学院）；Technological University Dublin（都柏林理工大学）
Explainable Artificial Intelligence (XAI) has experienced a significant growth over the last few years. This is due to the widespread application of machine learning, particularly deep learning, that has led to the development of highly accurate models but lack explainability and interpretability. A plethora of methods to tackle this problem have been proposed, developed and tested. This systematic review contributes to the body of knowledge by clustering these methods with a hierarchical classification system with four main clusters: review articles, theories and notions, methods and their ev…
In this article, we first give an introduction to artificial intelligence and its applications in biology and medicine in Section 1. Deep learning methods are then described in Section 2. We narrow down the focus of the study on textual data in Section 3, where natural language processing and its applications in the biomedical domain are described. In Section 4, we give an introduction to explainable artificial intelligence and discuss the importance of explainability of artificial intelligence systems, especially in the biomedical domain.
Artificial intelligence (AI) enables machines to learn from human experience, adjust to new inputs, and perform human-like tasks. AI is progressing rapidly and is transforming the way businesses operate, from process automation to cognitive augmentation of tasks and intelligent process/data analytics. However, the main challenge for human users would be to understand and appropriately trust the result of AI algorithms and methods. In this paper, to address this challenge, we study and analyze the recent work done in Explainable Artificial Intelligence (XAI) methods and tools. We introduce a no…
Queensland University of Technology（昆士兰科技大学）；INESC-ID Lisboa（里斯本系统与计算机工程研究所）；Instituto Superior Técnico（高等技术学院）；ULisboa（里斯本大学）
There has been a growing interest in model-agnostic methods that can make deep learning models more transparent and explainable to a user. Some researchers recently argued that for a machine to achieve a certain degree of human-level explainability, this machine needs to provide human causally understandable explanations, also known as causability. A specific class of algorithms that have the potential to provide causability are counterfactuals. This paper presents an in-depth systematic review of the diverse existing body of literature on counterfactuals and causability for explainable artifi…
Deep learning bears promise for drug discovery, including advanced image analysis, prediction of molecular structure and function, and automated generation of innovative chemical entities with bespoke properties. Despite the growing number of successful prospective applications, the underlying mathematical models often remain elusive to interpretation by the human mind. There is a demand for 'explainable' deep learning methods to address the need for a new narrative of the machine language of the molecular sciences. This review summarizes the most prominent algorithmic concepts of explainable …
In this work, we report the practical and theoretical aspects of Explainable AI (XAI) identified in some fundamental literature. Although there is a vast body of work on representing the XAI backgrounds, most of the corpuses pinpoint a discrete direction of thoughts. Providing insights into literature in practice and theory concurrently is still a gap in this field. This is important as such connection facilitates a learning process for the early stage XAI researchers and give a bright stand for the experienced XAI scholars. Respectively, we first focus on the categories of black-box explanati…
University of Hartford（哈特福德大学）；Tennessee Tech University（田纳西理工大学）；Edith Cowan University（伊迪丝·考恩大学）
The lack of explainability of a decision from an Artificial Intelligence (AI) based "black box" system/model, despite its superiority in many real-world applications, is a key stumbling block for adopting AI in many high stakes applications of different domain or industry. While many popular Explainable Artificial Intelligence (XAI) methods or approaches are available to facilitate a human-friendly explanation of the decision, each has its own merits and demerits, with a plethora of open challenges. We demonstrate popular XAI methods with a mutual case study/task (i.e., credit default predicti…
This paper introduces the "grasp-ability test" as a "goodness" criteria by which to compare which explanation is more or less meaningful than others for users to understand the automated algorithmic data processing.
Royal Bank of Canada（加拿大皇家银行）；Innopolis University（Innopolis 大学）；University of Manitoba（曼尼托巴大学）
The remarkable advancements in Deep Learning (DL) algorithms have fueled enthusiasm for using Artificial Intelligence (AI) technologies in almost every domain; however, the opaqueness of these algorithms put a question mark on their applications in safety-critical systems. In this regard, the `explainability' dimension is not only essential to both explain the inner workings of black-box algorithms, but it also adds accountability and transparency dimensions that are of prime importance for regulators, consumers, and service providers. eXplainable Artificial Intelligence (XAI) is the set of te…
Explainable artificial intelligence (XAI) seeks to produce explanations for those machine learning methods which are deemed opaque. However, there is considerable disagreement about what this means and how to achieve it. Authors disagree on what should be explained (topic), to whom something should be explained (stakeholder), how something should be explained (instrument), and why something should be explained (goal). In this paper, I employ insights from means-end epistemology to structure the field. According to means-end epistemology, different means ought to be rationally adopted to achiev…
Explainable Artificial Intelligence (XAI) systems need to include an explanation model to communicate the internal decisions, behaviours and actions to the interacting humans. Successful explanation involves both cognitive and social processes. In this paper we focus on the challenge of meaningful interaction between an explainer and an explainee and investigate the structural aspects of an interactive explanation to propose an interaction protocol. We follow a bottom-up approach to derive the model by analysing transcripts of different explanation dialogue types with 398 explanation dialogues…
ENSTA Paris, Institut Polytechnique Paris（巴黎高等先进技术学院，巴黎综合理工学院）；Inria Flowers（法国国家信息与自动化研究所Flowers团队）；Renault（雷诺公司）；TECNALIA（TECNALIA研究中心）；Basque Research and Technology Alliance (BRTA)（巴斯克研究与技术联盟）；University of the Basque Country (UPV/EHU)（巴斯克大学）
Most of state of the art methods applied on time series consist of deep learning methods that are too complex to be interpreted. This lack of interpretability is a major drawback, as several applications in the real world are critical tasks, such as the medical field or the autonomous driving field. The explainability of models applied on time series has not gather much attention compared to the computer vision or the natural language processing fields. In this paper, we present an overview of existing explainable AI (XAI) methods applied on time series and illustrate the type of explanations …
Can Requirements Engineering Support Explainable Artificial Intelligence? Towards a User-Centric Approach for Explainability Requirements
Institute of Software Engineering University of Stuttgart Stuttgart, Germany Email；Institute of Software Engineering University of Stuttgart Stuttgart, Germany
KenSci Inc（KenSci公司）；University of Washington（华盛顿大学）
Explainable models in Artificial Intelligence are often employed to ensure transparency and accountability of AI systems. The fidelity of the explanations are dependent upon the algorithms used as well as on the fidelity of the data. Many real world datasets have missing values that can greatly influence explanation fidelity. The standard way to deal with such scenarios is imputation. This can, however, lead to situations where the imputed values may correspond to a setting which refer to counterfactuals. Acting on explanations from AI models with imputed values may lead to unsafe outcomes. In…
The currently dominating artificial intelligence and machine learning technology, neural networks, builds on inductive statistical learning. Neural networks of today are information processing systems void of understanding and reasoning capabilities, consequently, they cannot explain promoted decisions in a humanly valid form. In this work, we revisit and use fundamental philosophy of science theories as an analytical lens with the goal of revealing, what can be expected, and more importantly, not expected, from methods that aim to explain decisions promoted by a neural network. By conducting …
Wallace H. Coulter School of Biomedical Engineering, Georgia Institute of Technology（佐治亚理工学院华莱士·H·库尔特生物医学工程学院）；Emory University（埃默里大学）；Department of Electrical and Computer Engineering, Georgia Institute of Technology（佐治亚理工学院电气与计算机工程系）；School of Biology, Georgia Institute of Technology（佐治亚理工学院生物学院）；Department of Nuclear and Radiological Engineering, Georgia Institute of Technology（佐治亚理工学院核与放射工程系）
Despite the myriad peer-reviewed papers demonstrating novel Artificial Intelligence (AI)-based solutions to COVID-19 challenges during the pandemic, few have made significant clinical impact. The impact of artificial intelligence during the COVID-19 pandemic was greatly limited by lack of model transparency. This systematic review examines the use of Explainable Artificial Intelligence (XAI) during the pandemic and how its use could overcome barriers to real-world success. We find that successful use of XAI can improve model performance, instill trust in the end-user, and provide the value nee…
Mind the Gap! Bridging Explainable Artificial Intelligence and Human Understanding with Luhmann's Functional Theory of Communication
School of Law, Birkbeck, University of London（伦敦大学伯贝克学院法学院）；Department of Computer Science, ETH Zurich（苏黎世联邦理工学院计算机科学系）；ARC Centre of Excellence for Automated Decision-Making and Society, RMIT University（皇家墨尔本理工大学自动化决策与社会ARC卓越研究中心）
Tampere University（坦佩雷大学）；Tampere University of Technology（坦佩雷理工大学）；University of Applied Sciences Upper Austria（上奥地利应用科学大学）
We are used to the availability of big data generated in nearly all fields of science as a consequence of technological progress. However, the analysis of such data possess vast challenges. One of these relates to the explainability of artificial intelligence (AI) or machine learning methods. Currently, many of such methods are non-transparent with respect to their working mechanism and for this reason are called black box models, most notably deep learning methods. However, it has been realized that this constitutes severe problems for a number of fields including the health sciences and crim…
Nanyang Technological University（南洋理工大学）；Alibaba Group Holding Limited（阿里巴巴集团控股有限公司）
Recently, artificial intelligence and machine learning in general have demonstrated remarkable performances in many tasks, from image processing to natural language processing, especially with the advent of deep learning. Along with research progress, they have encroached upon many different fields and disciplines. Some of them require high level of accountability and thus transparency, for example the medical sector. Explanations for machine decisions and predictions are thus needed to justify their reliability. This requires greater interpretability, which often means we need to understand t…
The University of Arizona（亚利桑那大学）；Virginia Tech（弗吉尼亚理工大学）；University of Cincinnati（辛辛那提大学）
A longstanding challenge surrounding deep learning algorithms is unpacking and understanding how they make their decisions. Explainable Artificial Intelligence (XAI) offers methods to provide explanations of internal functions of algorithms and reasons behind their decisions in ways that are interpretable and understandable to human users. . Numerous XAI approaches have been developed thus far, and a comparative analysis of these strategies seems necessary to discern their relevance to clinical prediction models. To this end, we first implemented two prediction models for short- and long-term …
Explainable artificial intelligence (XAI) methods lack ground truth. In its place, method developers have relied on axioms to determine desirable properties for their explanations' behavior. For high stakes uses of machine learning that require explainability, it is not sufficient to rely on axioms as the implementation, or its usage, can fail to live up to the ideal. As a result, there exists active research on validating the performance of XAI methods. The need for validation is especially magnified in domains with a reliance on XAI. A procedure frequently used to assess their utility, and t…
Cybersecurity vendors consistently apply AI (Artificial Intelligence) to their solutions and many cybersecurity domains can benefit from AI technology. However, black-box AI techniques present some difficulties in comprehension and adoption by its operators, given that their decisions are not always humanly understandable (as is usually the case with deep neural networks, for example). Since it aims to make the operation of AI algorithms more interpretable for its users and developers, XAI (eXplainable Artificial Intelligence) can be used to address this issue. Through a systematic literature …
Interplay between Federated Learning and Explainable Artificial Intelligence: a Scoping Review
Simula Metropolitan Center for Digital Engineering（西米拉数字工程中心）；Karlsruhe Institute of Technology（卡尔斯鲁厄理工学院）；University Hospital Bonn（波恩大学医院）；Norwegian University of Science and Technology（挪威科技大学）；Charité - Universitätsmedizin Berlin（柏林夏里特医学院）；Birmingham City University（伯明翰城市大学）；ETH Zurich（苏黎世联邦理工学院）；Technical University of Munich（慕尼黑工业大学）
Employing Explainable Artificial Intelligence (XAI) Methodologies to Analyze the Correlation between Input Variables and Tensile Strength in Additively Manufactured Samples
School of Industrial and Information Engineering, Politecnico Di Milano（米兰理工大学工业与信息工程学院）；Symbiosis Institute of Technology, Symbiosis International (Deemed) University（Symbiosis International (Deemed) University Symbiosis Institute of Technology）
Curtin University（科廷大学）；Deakin University（迪肯大学）；Technical University of Berlin（柏林工业大学）；Huazhong University of Science and Technology（华中科技大学）
Explainable artificial intelligence is an emerging and evolving concept. Its impact on construction, though yet to be realised, will be profound in the foreseeable future. Still, XAI has received limited attention in construction. As a result, no evaluation frameworks have been propagated to enable construction organisations to understand the what, why, how, and when of XAI. Our paper aims to fill this void by developing a content, context, process, and outcome evaluation framework that can be used to justify the adoption and effective management of XAI. After introducing and describing this n…
With the advent of Industry 4.0, Data Science and Explainable Artificial Intelligence (XAI) has received considerable intrest in recent literature. However, the entry threshold into XAI, in terms of computer coding and the requisite mathematical apparatus, is really high. For fault diagnosis of steel plates, this work reports on a methodology of incorporating XAI based insights into the Data Science process of development of high precision classifier. Using Synthetic Minority Oversampling Technique (SMOTE) and notion of medoids, insights from XAI tools viz. Ceteris Peribus profiles, Partial De…
Fraunhofer Heinrich Hertz Institute（弗劳恩霍夫海因里希·赫兹研究所）；Technische Universität Berlin（柏林工业大学）；Korea University（高丽大学）；Max Planck Institute for Informatics（马克斯·普朗克信息学研究所）
In recent years, machine learning (ML) has become a key enabling technology for the sciences and industry. Especially through improvements in methodology, the availability of large databases and increased computational power, today's ML algorithms are able to achieve excellent performance (at times even exceeding the human level) on an increasing number of complex tasks. Deep learning models are at the forefront of this development. However, due to their nested non-linear structure, these powerful models have been generally considered "black boxes", not providing any information about what exa…
This article aims to provide a theoretical account and corresponding paradigm for analysing how explainable artificial intelligence (XAI) influences people's behaviour and cognition. It uses insights from research on behaviour change. Two notable frameworks for thinking about behaviour change techniques are nudges - aimed at influencing behaviour - and boosts - aimed at fostering capability. It proposes that local and concept-based explanations are more adjacent to nudges, while global and counterfactual explanations are more adjacent to boosts. It outlines a method for measuring XAI influence…
Nowadays, deep neural networks are widely used in mission critical systems such as healthcare, self-driving vehicles, and military which have direct impact on human lives. However, the black-box nature of deep neural networks challenges its use in mission critical applications, raising ethical and judicial concerns inducing lack of trust. Explainable Artificial Intelligence (XAI) is a field of Artificial Intelligence (AI) that promotes a set of tools, techniques, and algorithms that can generate high-quality interpretable, intuitive, human-understandable explanations of AI decisions. In additi…
There has been a recent resurgence in the area of explainable artificial intelligence as researchers and practitioners seek to make their algorithms more understandable. Much of this research is focused on explicitly explaining decisions or actions to a human observer, and it should not be controversial to say that looking at how humans explain to each other can serve as a useful starting point for explanation in artificial intelligence. However, it is fair to say that most work in explainable artificial intelligence uses only the researchers' intuition of what constitutes a `good' explanation…
Explainability has been an important goal since the early days of Artificial Intelligence. Several approaches for producing explanations have been developed. However, many of these approaches were tightly coupled with the capabilities of the artificial intelligence systems at the time. With the proliferation of AI-enabled systems in sometimes critical settings, there is a need for them to be explainable to end-users and decision-makers. We present a historical overview of explainable artificial intelligence systems, with a focus on knowledge-enabled systems, spanning the expert systems, cognit…
One of the core envisions of the sixth-generation (6G) wireless networks is to accumulate artificial intelligence (AI) for autonomous controlling of the Internet of Everything (IoE). Particularly, the quality of IoE services delivery must be maintained by analyzing contextual metrics of IoE such as people, data, process, and things. However, the challenges incorporate when the AI model conceives a lake of interpretation and intuition to the network service provider. Therefore, this paper provides an explainable artificial intelligence (XAI) framework for quality-aware IoE service delivery that…
To generate trust with their users, Explainable Artificial Intelligence (XAI) systems need to include an explanation model that can communicate the internal decisions, behaviours and actions to the interacting humans. Successful explanation involves both cognitive and social processes. In this paper we focus on the challenge of meaningful interaction between an explainer and an explainee and investigate the structural aspects of an explanation in order to propose a human explanation dialog model. We follow a bottom-up approach to derive the model by analysing transcripts of 398 different expla…
Uncertainty Quantification as a Principled Foundation for Explainable Artificial Intelligence: A Case Study of Counterfactual Explanations
Department of Informatics, USI Lugano（乌里大学信息学院）；Department of Computer Science, ETH Zurich（苏黎世联邦理工学院计算机科学系）；Institute of Informatics, LMU Munich（慕尼黑大学信息研究所）
University of Bristol（布里斯托大学）；RMIT University（皇家墨尔本理工大学）
Explainable artificial intelligence and interpretable machine learning are research domains growing in importance. Yet, the underlying concepts remain somewhat elusive and lack generally agreed definitions. While recent inspiration from social sciences has refocused the work on needs and expectations of human recipients, the field still misses a concrete conceptualisation. We take steps towards addressing this challenge by reviewing the philosophical and social foundations of human explainability, which we then translate into the technological realm. In particular, we scrutinise the notion of …
College of Computing and Informatics, Drexel University（德雷塞尔大学计算与信息学院）
We present a focused analysis of user studies in explainable artificial intelligence (XAI) entailing qualitative investigation. We draw on social science corpora to suggest ways for improving the rigor of studies where XAI researchers use observations, interviews, focus groups, and/or questionnaires to capture qualitative data. We contextualize the presentation of the XAI papers included in our analysis according to the components of rigor described in the qualitative research literature: 1) underlying theories or frameworks, 2) methodological approaches, 3) data collection methods, and 4) dat…
Telefónica（西班牙电信公司）；Universidad Politécnica de Madrid（马德里理工大学）
Fuel optimization of diesel and petrol vehicles within industrial fleets is critical for mitigating costs and reducing emissions. This objective is achievable by acting on fuel-related factors, such as the driving behaviour style. In this study, we developed an Explainable Boosting Machine (EBM) model to predict fuel consumption of different types of industrial vehicles, using real-world data collected from 2020 to 2021. This Machine Learning model also explains the relationship between the input factors and fuel consumption, quantifying the individual contribution of each one of them. The exp…
Explainable Artificial Intelligence (XAI) is a rising field in AI. It aims to produce a demonstrative factor of trust, which for human subjects is achieved through communicative means, which Machine Learning (ML) algorithms cannot solely produce, illustrating the necessity of an extra layer producing support to the model output. When approaching the medical field, we can see challenges arise when dealing with the involvement of human-subjects, the ideology behind trusting a machine to tend towards the livelihood of a human poses an ethical conundrum - leaving trust as the basis of the human-ex…
