A Grounded Interaction Protocol for Explainable Artificial Intelligence
University of Melbourne（墨尔本大学）
Prashan Madumal, Tim Miller, Liz Sonenberg, Frank Vetere
备注：
To appear in 18th International Conference on Autonomous Agents and Multiagent Systems (AAMAS 2019) as a full paper. arXiv admin note: substantial text overlap with arXiv:1806.08055
Explainable Artificial Intelligence (XAI) systems need to include an explanation model to communicate the internal decisions, behaviours and actions to the interacting humans. Successful explanation involves both cognitive and social processes. In this paper we focus on the challenge of meaningful interaction between an explainer and an explainee and investigate the structural aspects of an interactive explanation to propose an interaction protocol. We follow a bottom-up approach to derive the model by analysing transcripts of different explanation dialogue types with 398 explanation dialogues. We use grounded theory to code and identify key components of an explanation dialogue. We formalize the model using the agent dialogue framework (ADF) as a new dialogue type and then evaluate it in a human-agent interaction study with 101 dialogues from 14 participants. Our results show that the proposed model can closely follow the explanation dialogues of human-agent conversations.
Predictive process analytics focuses on predicting the future states of running instances of a business process. While advanced machine learning techniques have been used to increase accuracy of predictions, the resulting predictive models lack transparency. Current explainable machine learning methods, such as LIME and SHAP, can be used to interpret black box models. However, it is unclear how fit for purpose these methods are in explaining process predictive models. In this paper, we draw on evaluation measures used in the field of explainable AI and propose functionally-grounded evaluation …
School of Computer Science, College of Science and Health, Technological University Dublin（都柏林理工大学科学与健康学院计算机科学学院）；Technological University Dublin（都柏林理工大学）
Explainable Artificial Intelligence (XAI) has experienced a significant growth over the last few years. This is due to the widespread application of machine learning, particularly deep learning, that has led to the development of highly accurate models but lack explainability and interpretability. A plethora of methods to tackle this problem have been proposed, developed and tested. This systematic review contributes to the body of knowledge by clustering these methods with a hierarchical classification system with four main clusters: review articles, theories and notions, methods and their ev…
Artificial intelligence (AI) enables machines to learn from human experience, adjust to new inputs, and perform human-like tasks. AI is progressing rapidly and is transforming the way businesses operate, from process automation to cognitive augmentation of tasks and intelligent process/data analytics. However, the main challenge for human users would be to understand and appropriately trust the result of AI algorithms and methods. In this paper, to address this challenge, we study and analyze the recent work done in Explainable Artificial Intelligence (XAI) methods and tools. We introduce a no…
Queensland University of Technology（昆士兰科技大学）；INESC-ID Lisboa（里斯本系统与计算机工程研究所）；Instituto Superior Técnico（高等技术学院）；ULisboa（里斯本大学）
There has been a growing interest in model-agnostic methods that can make deep learning models more transparent and explainable to a user. Some researchers recently argued that for a machine to achieve a certain degree of human-level explainability, this machine needs to provide human causally understandable explanations, also known as causability. A specific class of algorithms that have the potential to provide causability are counterfactuals. This paper presents an in-depth systematic review of the diverse existing body of literature on counterfactuals and causability for explainable artifi…
In this work, we report the practical and theoretical aspects of Explainable AI (XAI) identified in some fundamental literature. Although there is a vast body of work on representing the XAI backgrounds, most of the corpuses pinpoint a discrete direction of thoughts. Providing insights into literature in practice and theory concurrently is still a gap in this field. This is important as such connection facilitates a learning process for the early stage XAI researchers and give a bright stand for the experienced XAI scholars. Respectively, we first focus on the categories of black-box explanati…
University of Hartford（哈特福德大学）；Tennessee Tech University（田纳西理工大学）；Edith Cowan University（伊迪丝·考恩大学）
The lack of explainability of a decision from an Artificial Intelligence (AI) based "black box" system/model, despite its superiority in many real-world applications, is a key stumbling block for adopting AI in many high stakes applications of different domain or industry. While many popular Explainable Artificial Intelligence (XAI) methods or approaches are available to facilitate a human-friendly explanation of the decision, each has its own merits and demerits, with a plethora of open challenges. We demonstrate popular XAI methods with a mutual case study/task (i.e., credit default predicti…
This paper introduces the "grasp-ability test" as a "goodness" criteria by which to compare which explanation is more or less meaningful than others for users to understand the automated algorithmic data processing.
Royal Bank of Canada（加拿大皇家银行）；Innopolis University（Innopolis 大学）；University of Manitoba（曼尼托巴大学）
The remarkable advancements in Deep Learning (DL) algorithms have fueled enthusiasm for using Artificial Intelligence (AI) technologies in almost every domain; however, the opaqueness of these algorithms put a question mark on their applications in safety-critical systems. In this regard, the `explainability' dimension is not only essential to both explain the inner workings of black-box algorithms, but it also adds accountability and transparency dimensions that are of prime importance for regulators, consumers, and service providers. eXplainable Artificial Intelligence (XAI) is the set of te…
Explainable artificial intelligence (XAI) seeks to produce explanations for those machine learning methods which are deemed opaque. However, there is considerable disagreement about what this means and how to achieve it. Authors disagree on what should be explained (topic), to whom something should be explained (stakeholder), how something should be explained (instrument), and why something should be explained (goal). In this paper, I employ insights from means-end epistemology to structure the field. According to means-end epistemology, different means ought to be rationally adopted to achiev…
ENSTA Paris, Institut Polytechnique Paris（巴黎高等先进技术学院，巴黎综合理工学院）；Inria Flowers（法国国家信息与自动化研究所Flowers团队）；Renault（雷诺公司）；TECNALIA（TECNALIA研究中心）；Basque Research and Technology Alliance (BRTA)（巴斯克研究与技术联盟）；University of the Basque Country (UPV/EHU)（巴斯克大学）
Most of state of the art methods applied on time series consist of deep learning methods that are too complex to be interpreted. This lack of interpretability is a major drawback, as several applications in the real world are critical tasks, such as the medical field or the autonomous driving field. The explainability of models applied on time series has not gather much attention compared to the computer vision or the natural language processing fields. In this paper, we present an overview of existing explainable AI (XAI) methods applied on time series and illustrate the type of explanations …
Can Requirements Engineering Support Explainable Artificial Intelligence? Towards a User-Centric Approach for Explainability Requirements
Institute of Software Engineering University of Stuttgart Stuttgart, Germany Email；Institute of Software Engineering University of Stuttgart Stuttgart, Germany
To generate trust with their users, Explainable Artificial Intelligence (XAI) systems need to include an explanation model that can communicate the internal decisions, behaviours and actions to the interacting humans. Successful explanation involves both cognitive and social processes. In this paper we focus on the challenge of meaningful interaction between an explainer and an explainee and investigate the structural aspects of an explanation in order to propose a human explanation dialog model. We follow a bottom-up approach to derive the model by analysing transcripts of 398 different expla…
Tampere University（坦佩雷大学）；Tampere University of Technology（坦佩雷理工大学）；University of Applied Sciences Upper Austria（上奥地利应用科学大学）
We are used to the availability of big data generated in nearly all fields of science as a consequence of technological progress. However, the analysis of such data possess vast challenges. One of these relates to the explainability of artificial intelligence (AI) or machine learning methods. Currently, many of such methods are non-transparent with respect to their working mechanism and for this reason are called black box models, most notably deep learning methods. However, it has been realized that this constitutes severe problems for a number of fields including the health sciences and crim…
Nanyang Technological University（南洋理工大学）；Alibaba Group Holding Limited（阿里巴巴集团控股有限公司）
Recently, artificial intelligence and machine learning in general have demonstrated remarkable performances in many tasks, from image processing to natural language processing, especially with the advent of deep learning. Along with research progress, they have encroached upon many different fields and disciplines. Some of them require high level of accountability and thus transparency, for example the medical sector. Explanations for machine decisions and predictions are thus needed to justify their reliability. This requires greater interpretability, which often means we need to understand t…
The University of Arizona（亚利桑那大学）；Virginia Tech（弗吉尼亚理工大学）；University of Cincinnati（辛辛那提大学）
A longstanding challenge surrounding deep learning algorithms is unpacking and understanding how they make their decisions. Explainable Artificial Intelligence (XAI) offers methods to provide explanations of internal functions of algorithms and reasons behind their decisions in ways that are interpretable and understandable to human users. . Numerous XAI approaches have been developed thus far, and a comparative analysis of these strategies seems necessary to discern their relevance to clinical prediction models. To this end, we first implemented two prediction models for short- and long-term …
Cybersecurity vendors consistently apply AI (Artificial Intelligence) to their solutions and many cybersecurity domains can benefit from AI technology. However, black-box AI techniques present some difficulties in comprehension and adoption by its operators, given that their decisions are not always humanly understandable (as is usually the case with deep neural networks, for example). Since it aims to make the operation of AI algorithms more interpretable for its users and developers, XAI (eXplainable Artificial Intelligence) can be used to address this issue. Through a systematic literature …
With the advent of Industry 4.0, Data Science and Explainable Artificial Intelligence (XAI) has received considerable intrest in recent literature. However, the entry threshold into XAI, in terms of computer coding and the requisite mathematical apparatus, is really high. For fault diagnosis of steel plates, this work reports on a methodology of incorporating XAI based insights into the Data Science process of development of high precision classifier. Using Synthetic Minority Oversampling Technique (SMOTE) and notion of medoids, insights from XAI tools viz. Ceteris Peribus profiles, Partial De…
This article aims to provide a theoretical account and corresponding paradigm for analysing how explainable artificial intelligence (XAI) influences people's behaviour and cognition. It uses insights from research on behaviour change. Two notable frameworks for thinking about behaviour change techniques are nudges - aimed at influencing behaviour - and boosts - aimed at fostering capability. It proposes that local and concept-based explanations are more adjacent to nudges, while global and counterfactual explanations are more adjacent to boosts. It outlines a method for measuring XAI influence…
Nowadays, deep neural networks are widely used in mission critical systems such as healthcare, self-driving vehicles, and military which have direct impact on human lives. However, the black-box nature of deep neural networks challenges its use in mission critical applications, raising ethical and judicial concerns inducing lack of trust. Explainable Artificial Intelligence (XAI) is a field of Artificial Intelligence (AI) that promotes a set of tools, techniques, and algorithms that can generate high-quality interpretable, intuitive, human-understandable explanations of AI decisions. In additi…
One of the core envisions of the sixth-generation (6G) wireless networks is to accumulate artificial intelligence (AI) for autonomous controlling of the Internet of Everything (IoE). Particularly, the quality of IoE services delivery must be maintained by analyzing contextual metrics of IoE such as people, data, process, and things. However, the challenges incorporate when the AI model conceives a lake of interpretation and intuition to the network service provider. Therefore, this paper provides an explainable artificial intelligence (XAI) framework for quality-aware IoE service delivery that…
College of Computing and Informatics, Drexel University（德雷塞尔大学计算与信息学院）
We present a focused analysis of user studies in explainable artificial intelligence (XAI) entailing qualitative investigation. We draw on social science corpora to suggest ways for improving the rigor of studies where XAI researchers use observations, interviews, focus groups, and/or questionnaires to capture qualitative data. We contextualize the presentation of the XAI papers included in our analysis according to the components of rigor described in the qualitative research literature: 1) underlying theories or frameworks, 2) methodological approaches, 3) data collection methods, and 4) dat…
Explainable Artificial Intelligence (XAI) is a rising field in AI. It aims to produce a demonstrative factor of trust, which for human subjects is achieved through communicative means, which Machine Learning (ML) algorithms cannot solely produce, illustrating the necessity of an extra layer producing support to the model output. When approaching the medical field, we can see challenges arise when dealing with the involvement of human-subjects, the ideology behind trusting a machine to tend towards the livelihood of a human poses an ethical conundrum - leaving trust as the basis of the human-ex…
Rutgers University（罗格斯大学）；New York University（纽约大学）；Stanford University（斯坦福大学）
State-of-the-art deep-learning systems use decision rules that are challenging for humans to model. Explainable AI (XAI) attempts to improve human understanding but rarely accounts for how people typically reason about unfamiliar agents. We propose explicitly modeling the human explainee via Bayesian Teaching, which evaluates explanations by how much they shift explainees' inferences toward a desired goal. We assess Bayesian Teaching in a binary image classification task across a variety of contexts. Absent intervention, participants predict that the AI's classifications will match their own, …
Artificial intelligence (AI) has huge potential to improve the health and well-being of people, but adoption in clinical practice is still limited. Lack of transparency is identified as one of the main barriers to implementation, as clinicians should be confident the AI system can be trusted. Explainable AI has the potential to overcome this issue and can be a step towards trustworthy AI. In this paper we review the recent literature to provide guidance to researchers and practitioners on the design of explainable AI systems for the health-care domain and contribute to formalization of the fie…
What Does Evaluation of Explainable Artificial Intelligence Actually Tell Us? A Case for Compositional and Contextual Validation of XAI Building Blocks
Explainable Artificial Intelligence and Multicollinearity : A Mini Review of Current Approaches
University of Leicester（莱斯特大学）；William Harvey Research Institute（威廉·哈维研究所）；Queen Mary University of London（伦敦玛丽女王大学）；Barts Health NHS Trust（巴特健康 NHS 信托）；St Bartholomew’s Hospital（圣巴塞洛缪医院）；University of Zakho（扎胡大学）
X-SHIELD: Regularization for eXplainable Artificial Intelligence
Department of Computer Science and Artificial Intelligence（计算机科学与人工智能系）；Andalusian Research Institute in Data Science and Computational Intelligence (DaSCI)（数据科学与计算智能安达卢西亚研究机构（DaSCI））；University of Granada（格拉纳达大学）
Artificial Intelligence for CRISPR Guide RNA Design: Explainable Models and Off-Target Safety
Department of Computer Engineering, Ma.C., Islamic Azad University（计算机工程系，伊斯兰阿兹德大学）；Department of Biological Sciences and Technologies, Faculty of Basic Sciences, Islamic Azad University（基础科学学院生物科学与技术系，伊斯兰阿兹德大学）
We developed an explainable artificial intelligence (AI) early warning score (xAI-EWS) system for early detection of acute critical illness. While maintaining a high predictive performance, our system explains to the clinician on which relevant electronic health records (EHRs) data the prediction is grounded. Acute critical illness is often preceded by deterioration of routinely measured clinical parameters, e.g., blood pressure and heart rate. Early clinical prediction is typically based on manually calculated screening metrics that simply weigh these parameters, such as Early Warning Scores …
Artificial Intelligence (AI) has become an integral part of domains such as security, finance, healthcare, medicine, and criminal justice. Explaining the decisions of AI systems in human terms is a key challenge--due to the high complexity of the model, as well as the potential implications on human interests, rights, and lives . While Explainable AI is an emerging field of research, there is no consensus on the definition, quantification, and formalization of explainability. In fact, the quantification of explainability is an open challenge. In our previous work, we incorporated domain knowle…
Crime and Security Research Institute（犯罪与安全研究所）；Cardiff University（卡迪夫大学）；IBM Research（IBM研究院）；U.S. Army Research Laboratory（美国陆军研究实验室）
Central to the concept of multi-domain operations (MDO) is the utilization of an intelligence, surveillance, and reconnaissance (ISR) network consisting of overlapping systems of remote and autonomous sensors, and human intelligence, distributed among multiple partners. Realising this concept requires advancement in both artificial intelligence (AI) for improved distributed data analytics and intelligence augmentation (IA) for improved human-machine cognition. The contribution of this paper is threefold: (1) we map the coalition situational understanding (CSU) concept to MDO ISR requirements, …
Explainable Artificial Intelligence: A Survey of Needs, Techniques, Applications, and Future Direction
University of Gondar（贡德尔大学）；College of Engineering and Applied Science, University of Colorado, Colorado Springs（科罗拉多大学科罗拉多斯普林斯分校工程与应用科学学院）；Can Tho University（芹苴大学）；Ewha Womans University（梨花女子大学）；University of Colorado, Colorado Springs（科罗拉多大学科罗拉多斯普林斯分校）
The University of Western Australia（西澳大利亚大学）；Armadale Mental Health Service（阿玛代尔心理健康服务中心）；Bethesda Clinic（贝塞斯达诊所）；Co-HIVE Mental Health（Co-HIVE心理健康中心）；Harry Perkins Institute of Medical Research（哈里·珀金斯医学研究所）；Fiona Stanley Hospital（菲奥娜·斯坦利医院）；University of Western Australia（西澳大利亚大学）
This study investigates the effectiveness of Explainable Artificial Intelligence (XAI) techniques in predicting suicide risks and identifying the dominant causes for such behaviours. Data augmentation techniques and ML models are utilized to predict the associated risk. Furthermore, SHapley Additive exPlanations (SHAP) and correlation analysis are used to rank the importance of variables in predictions. Experimental results indicate that Decision Tree (DT), Random Forest (RF) and eXtreme Gradient Boosting (XGBoost) models achieve the best results while DT has the best performance with an accur…
EXplainable AI (XAI) methods have been proposed to interpret how a deep neural network predicts inputs through model saliency explanations that highlight the parts of the inputs deemed important to arrive a decision at a specific target. However, it remains challenging to quantify correctness of their interpretability as current evaluation approaches either require subjective input from humans or incur high computation cost with automated evaluation. In this paper, we propose backdoor trigger patterns--hidden malicious functionalities that cause misclassification--to automate the evaluation of…
Centre for Computational Intelligence, University of Essex（埃塞克斯大学计算智能中心）
The last decades have seen significant advancements in non-invasive neuroimaging technologies that have been increasingly adopted to examine human brain development. However, these improvements have not necessarily been followed by more sophisticated data analysis measures that are able to explain the mechanisms underlying functional brain development. For example, the shift from univariate (single area in the brain) to multivariate (multiple areas in brain) analysis paradigms is of significance as it allows investigations into the interactions between different brain regions. However, despite…
Designing explainable artificial intelligence with active inference: A framework for transparent introspection and decision-making
VERSES Research Lab（VERSES研究实验室）；Université du Québec à Montréal（魁北克大学蒙特利尔分校）；Humboldt-Universität zu Berlin（柏林洪堡大学）；Macquarie University（麦考瑞大学）；University College London（伦敦大学学院）
Research in artificial intelligence (AI)-assisted decision-making is experiencing tremendous growth with a constantly rising number of studies evaluating the effect of AI with and without techniques from the field of explainable AI (XAI) on human decision-making performance. However, as tasks and experimental setups vary due to different objectives, some studies report improved user decision-making performance through XAI, while others report only negligible effects. Therefore, in this article, we present an initial synthesis of existing research on XAI studies using a statistical meta-analysi…
