We show that starting from initial conditions with stable perturbations, evolution of a galileon scalar field results in the appearance of a ghost later on. To demonstrate this, we consider a theory with k-essence and cubic galileon Lagrangians on a fixed Minkowski background. Explicit analytical solutions of simple waves are constructed, on top of which a healthy scalar degree of freedom is shown to be converted onto a ghost. Such a transformation is smooth and moreover perturbations remain hyperbolic all the time (until a caustic forms). We discuss a relation between the ghost and the appearance of closed causal curves for such solutions.
We analyse what happens when the Horndeski Lagrangian is varied within the Palatini approach by considering the metric and connection as independent variables. Assuming the connection to be torsionless, there can be infinitely many metric-affine versions $L_{\rm P}$ of the original Lagrangian which differ from each other by terms proportional to the non-metricity tensor. After integrating out the connection, each $L_{\rm P}$ defines a metric theory, which can either belong to the original Horndeski family, or it can be of a more general DHOST type, or it shows the Ostrogradsky ghost. We analys…
Teleparallel geometry offers a platform on which to build up theories of gravity where torsion rather than curvature mediates gravitational interaction. The teleparallel analogue of Horndeski gravity is an approach to teleparallel geometry where scalar-tensor theories are considered in this torsional framework. Being teleparallel gravity of lower order in dynamics, this turns out to be more general than metric Horndeski gravity. In other words, the class of teleparallel Horndeski gravity models is much broader than the standard metric one. In this work, we explore constraints on this wide rang…
Invertible disformal transformations are a useful tool to investigate ghost-free scalar-tensor theories. By performing a higher-derivative generalization of the invertible disformal transformation on Horndeski theories, we construct a novel class of ghost-free scalar-tensor theories, which we dub generalized disformal Horndeski theories. Specifically, these theories lie beyond the quadratic/cubic DHOST class. We explore cosmological perturbations to identify a subclass where gravitational waves propagate at the speed of light and clarify the conditions for the absence of ghost/gradient instabi…
We study the stability under linear odd-parity perturbations of static spherically symmetric black holes in Horndeski gravity. We derive the master equation for these perturbations and obtain the conditions of no-ghost and Laplacian instability. In order for the black hole solutions to be stable, we study their generalized "Regge-Wheeler potential". It turns out that the problem is reduced to an algebraic problem where three functions characterizing the black hole should be positive outside the horizon to prove the stability. We found that these conditions are similar to the no-ghost and Lapla…
We analyze the mode stability of odd-parity perturbations of black holes with linearly time-dependent scalar hair in shift-symmetric Horndeski theories. We show that a large class of black hole solutions in these theories suffer from ghost or gradient instability, while there are some classes of solutions that are stable under linear odd-parity perturbations in the context of mode analysis.
In full Horndeski theories, we show that the static and spherically symmetric black hole (BH) solutions with a static scalar field~$ϕ$ whose kinetic term~$X$ is nonvanishing on the BH horizon are generically prone to ghost/Laplacian instabilities. We then search for asymptotically Minkowski hairy BH solutions with a vanishing $X$ on the horizon free from ghost/Laplacian instabilities. We show that models with regular coupling functions of $ϕ$ and $X$ result in no-hair Schwarzschild BHs in general. On the other hand, the presence of a coupling between the scalar field and the Gauss-Bonnet (GB) …
We present a systematic analysis of homogeneous and isotropic cosmologies in a particular Horndeski model with Galileon shift symmetry, containing also a $Λ$-term and a matter. The model, sometimes called Fab Five, admits a rich spectrum of solutions. Some of them describe the standard late time cosmological dynamic dominated by the $Λ$-term and matter, while at the early times the universe expands with a constant Hubble rate determined by the value of the scalar kinetic coupling. For other solutions the $Λ$-term and matter are screened at all times but there are nevertheless the early and lat…
We study linear perturbations about static and spherically symmetric black holes with a time-independent background scalar field in shift-symmetric Horndeski theories, whose Lagrangian is characterized by coupling functions depending only on the kinetic term of the scalar field $X$. We clarify conditions for the absence of ghosts and Laplacian instabilities along the radial and angular directions in both odd- and even-parity perturbations. For reflection-symmetric theories described by a k-essence Lagrangian and a nonminimal derivative coupling with the Ricci scalar, we show that black holes e…
The Horndeski theories are extended into the Lovelock gravity theory. When the canonical scalar field is uniquely kinetically coupled to the Lovelock tensors, it is named after Lovelock scalar field. The Lovelock scalar field model is a subclass of the new Horndeski theories. A most attractive feature of the Lovelock scalar field is its equation of motion is second order. So it is free of ghosts. We study the cosmology of Lovelock scalar field in the background of $7$ dimensional spacetime and present a class of cosmic solutions. These solutions reveal the physics of the scalar field is rather…
Determining the most general, consistent scalar tensor theory of gravity is important for building models of inflation and dark energy. In this work we investigate the number of degrees of freedom present in the theory of beyond Horndeski. We discuss how to construct the theory from the extrinsic curvature of the constant scalar field hypersurface, and find a simple expression for the action which guarantees the existence of the primary constraint necessary to avoid the Ostrogradsky instability. Our analysis is completely gauge-invariant. However we confirm that, mixing together beyond Horndes…
We reconsider the issue of whether scalar-tensor theories can admit stable wormhole configurations supported by a non-trivial radial profile for the scalar field. Using a recently proposed effective theory for perturbations around static, spherically symmetric backgrounds, we show that scalar-tensor theories of "beyond Horndeski" type can have wormhole solutions that are free of ghost and gradient instabilities. Such solutions are instead forbidden within the more restrictive "Horndeski" class of theories.
Theories with higher order time derivatives generically suffer from ghost-like instabilities, known as Ostrogradski instabilities. This fate can be avoided by considering "degenerate" Lagrangians, whose kinetic matrix cannot be inverted, thus leading to constraints between canonical variables and a reduced number of physical degrees of freedom. In this work, we derive in a systematic way the degeneracy conditions for scalar-tensor theories that depend quadratically on second order derivatives of a scalar field. We thus obtain a classification of all degenerate theories within this class of sca…
A general framework for effective theories propagating two tensor and one scalar degrees of freedom is investigated. Geometrically, it describes dynamical foliation of spacelike hypersurfaces coupled to a general background, in which the scalar mode encodes the fluctuation of the hypersurfaces. Within this framework, various models in the literature---including $k$-essence, Horndeski theory, the effective field theory of inflation, ghost condensate as well as the Hořava gravity---get unified. Our framework generalizes the Horndeski theory in the sense that, it propagates the correct number of …
The Ostrogradsky theorem implies that higher-derivative terms of a single mechanical variable are either trivial or lead to additional, ghost-like degrees of freedom. In this letter we systematically investigate how the introduction of additional variables can remedy this situation. Employing a Lagrangian analysis, we identify conditions on the Lagrangian to ensure the existence of primary and secondary constraints that together imply the absence of Ostrogradsky ghosts. We also show the implications of these conditions for the structure of the equations of motion as well as possible redefiniti…
Higher derivative scalar interactions can give rise to interesting cosmological scenarios. We present a complete classification of such operators that can yield sizeable effects without introducing ghosts and, at the same time, define an effective field theory robust under the inclusion of quantum corrections. A set of rules to power count consistently the coefficients of the resulting Lagrangian is provided by the presence of an approximate global symmetry. The interactions that we derive in this way contain a subset of the so-called Horndeski and beyond Horndeski theories. Our construction t…
We show that a nonsingular bounce, free of ghosts and gradient instabilities, can be realized in the framework of Horndeski or generalized Galileon cosmology. In particular, we first review that the theoretical no-go theorem, which states that the above is impossible, is based on two very strong assumptions, namely that a particular quantity cannot be discontinuous during the bounce, and that there is only one bounce. However, as we show in the present work, the first assumption not only can be violated in a general Horndeski/Galileon scenario, but also it is necessarily violated at the bounce…
The tensor model can be regarded as theory of dynamical fuzzy spaces, and gives a way to formulate gravity on fuzzy spaces. It has recently been shown that the low-lying fluctuations around the Gaussian background solutions in the tensor model agree correctly with the metric fluctuations on the flat spaces with general dimensions in the general relativity. This suggests that the local gauge symmetry (the symmetry of local translations) is also emergent around these solutions. To systematically study this possibility, I apply the BRS gauge fixing procedure to the tensor model. The ghost kinetic…
All Quiet on the Vector Front: Scalar Growth and Perturbative Control in Horndeski--Weyl-squared Gravity
Yukawa Institute for Theoretical Physics, Kyoto University（京都大学汤川理论物理研究所）；Institute for Theoretical Physics, Leibniz University Hannover（汉诺威莱布尼茨大学理论物理研究所）；Max Planck Institute for Gravitational Physics, Albert Einstein Institute（马克斯·普朗克引力物理研究所爱因斯坦研究所）；Dipartimento di Fisica e Astronomia “G. Galilei”, Università degli Studi di Padova（帕多瓦大学伽利略物理与天文系）；INFN, Sezione di Padova（意大利国家核物理研究所帕多瓦分部）
We study the cosmology of an extended version of Horndeski theories with second-order equations of motion on the flat Friedmann-Lemaître-Robertson-Walker (FLRW) background. In addition to a dark energy field $χ$ associated with the gravitational sector, we take into account multiple scalar fields $ϕ_I$ ($I=1,2\cdots,N-1$) characterized by the Lagrangians $P^{(I)}(X_I)$ with $X_I=\partial_μϕ_I\partial^μϕ_I$. These additional scalar fields can model the perfect fluids of radiation and non-relativistic matter. We derive propagation speeds of scalar and tensor perturbations as well as conditions f…
Vector Galileons are ghost-free systems containing higher derivative interactions of vector fields. They break the vector gauge symmetry, and the dynamics of the longitudinal vector polarizations acquire a Galileon symmetry in an appropriate decoupling limit in Minkowski space. Using an ADM approach, we carefully reconsider the coupling with gravity of vector Galileons, with the aim of studying the necessary conditions to avoid the propagation of ghosts. We develop arguments that put on a more solid footing the results previously obtained in the literature. Moreover, working in analogy with th…
We study the possibility of realizing a growth rate of matter density perturbations lower than that in General Relativity. Using the approach of the effective field theory of modified gravity encompassing theories beyond Horndeski, we derive the effective gravitational coupling $G_{\rm eff}$ and the gravitational slip parameter $η$ for perturbations deep inside the Hubble radius. In Horndeski theories we derive a necessary condition for achieving weak gravity associated with tensor perturbations, but this is not a sufficient condition due to the presence of a scalar-matter interaction that alw…
We perform a Hamiltonian analysis of a large class of scalar-tensor Lagrangians which depend quadratically on the second derivatives of a scalar field. By resorting to a convenient choice of dynamical variables, we show that the Hamiltonian can be written in a very simple form, where the Hamiltonian and the momentum constraints are easily identified. In the case of degenerate Lagrangians, which include the Horndeski and beyond Horndeski quartic Lagrangians, our analysis confirms that the dimension of the physical phase space is reduced by the primary and secondary constraints due to the degene…
We study the structure of scalar-tensor theories of gravity based on derivative couplings between the scalar and the matter degrees of freedom introduced through an effective metric. Such interactions are classified by their tensor structure into conformal (scalar), disformal (vector) and extended disformal (traceless tensor), as well as by the derivative order of the scalar field. Relations limited to first derivatives of the field ensure second order equations of motion in the Einstein frame and hence the absence of Ostrogradski ghost degrees of freedom. The existence of a mapping to the Jor…
The almost simultaneous detection of gravitational waves and a short gamma-ray burst from a neutron star merger has put a tight constraint on the difference between the speed of gravity and light. In the four-dimensional scalar-tensor theory with second order equations of motion, the Horndeski theory, this translates into a significant reduction of the viable parameter space of the theory. Recently, extensions of Horndeski theory, which are free from Ostrogradsky ghosts despite the presence of higher order derivatives in the equations of motion, have been identified and classified exploiting t…
In this work we study the cosmological perturbations in massive bigravity in the presence of non-minimal derivative couplings. For this purpose we consider a specific subclass of Horndeski scalar-tensor interactions that live on the unique composite effective metric. For the viability of the model both metrics have to be dynamical. Nevertheless, the number of allowed kinetic terms is crucial. We adapt to the restriction of having one single kinetic term. After deriving the full set of equations of motion for flat Friedmann-Lemaitre-Robertson-Walker background, we study linear perturbations on …
In Horndeski theories containing a scalar coupling with the Gauss-Bonnet (GB) curvature invariant $R_{\rm GB}^2$, we study the existence and linear stability of neutron star (NS) solutions on a static and spherically symmetric background. For a scalar-GB coupling of the form $αξ(ϕ) R_{\rm GB}^2$, where $ξ$ is a function of the scalar field $ϕ$, the existence of linearly stable stars with a nontrivial scalar profile without instabilities puts an upper bound on the strength of the dimensionless coupling constant $|α|$. To realize maximum masses of NSs for a linear (or dilatonic) GB coupling $α_{…
In the Horndeski's most general scalar-tensor theories with second-order field equations, we derive the conditions for the avoidance of ghosts and Laplacian instabilities associated with scalar, tensor, and vector perturbations in the presence of two perfect fluids on the flat Friedmann-Lemaitre-Robertson-Walker (FLRW) background. Our general results are useful for the construction of theoretically consistent models of dark energy. We apply our formulas to extended Galileon models in which a tracker solution with an equation of state smaller than -1 is present. We clarify the allowed parameter…
We consider perturbations of a static and spherically symmetric background endowed with a metric tensor and a scalar field in the framework of the effective field theory of modified gravity. We employ the previously developed 2+1+1 canonical formalism of a double Arnowitt-Deser-Misner (ADM) decomposition of space-time, which singles out both time and radial directions. Our building block is a general gravitational action that depends on scalar quantities constructed from the 2+1+1 canonical variables and the lapse. Variation of the action up to first-order in perturbations gives rise to three …
AI--Assisted Exploration: DHOST Theories without Quantum Ghosts
Gran Sasso Science Institute（格兰萨索科学研究所）；INFN-Laboratori Nazionali del Gran Sasso（意大利国家核物理研究所大萨索国家实验室）；ICC, University of Barcelona（巴塞罗那大学天体物理学与宇宙学研究所）；ICREA（加泰罗尼亚高级研究学院）；Dipartimento di Fisica e Astronomia “Galileo Galilei”, Università degli Studi di Padova（帕多瓦大学伽利莱物理与天文系）；INFN, Sezione di Padova（意大利国家核物理研究所帕多瓦分部）；INAF-Osservatorio Astronomico di Padova（意大利国家天体物理研究所帕多瓦天文台）
In scalar-vector-tensor (SVT) theories with parity invariance, we perform a gauge-ready formulation of cosmological perturbations on the flat Friedmann-Lemaître-Robertson-Walker (FLRW) background by taking into account a matter perfect fluid. We derive the second-order action of scalar perturbations and resulting linear perturbation equations of motion without fixing any gauge conditions. Depending on physical problems at hand, most convenient gauges can be chosen to study the development of inhomogeneities in the presence of scalar and vector fields coupled to gravity. This versatile framewor…
We perform a fully relativistic analysis of even-parity linear perturbations around a static and spherically symmetric solution in the most general scalar-tensor theory with second-order field equations. This paper is a sequel to Kobayashi {\em et al.} (2012), in which the linear perturbation analysis for the odd-parity modes is presented. Expanding the Horndeski action to second order in perturbations and eliminating auxiliary variables, we derive the quadratic action for even-parity perturbations written solely in terms of two dynamical variables. The two perturbations can be interpreted as …
The scalar-vector-tensor theories with second-order equations of motion can accommodate both Horndeski and generalized Proca theories as specific cases. In the presence of a perfect fluid, we study the cosmology in such a most general scheme of scalar-vector-tensor theories with parity invariance by paying particular attention to the application to dark energy. We obtain a closed-form expression of the background equations of motion by using coefficients appearing in the second-order action of scalar perturbations. We also derive conditions for the absence of ghost and Laplacian instabilities …
We present a framework for discussing the cosmology of dark energy and dark matter based on two scalar degrees of freedom. An effective field theory of cosmological perturbations is employed. A unitary gauge choice renders the dark energy field into the gravitational sector, for which we adopt a generic Lagrangian depending on three-dimensional geometrical scalar quantities arising in the ADM decomposition. We add to this dark-energy associated gravitational sector a scalar field $ϕ$ and its kinetic energy $X$ as dark matter variables. Compared to the single-field case, we find that there are …
