We show that theories of mimetic gravity can be viewed as degenerate higher-order scalar-tensor (DHOST) theories that admit an extra local (gauge) symmetry in addition to the usual diffeomorphism invariance. We reformulate and classify mimetic theories in this perspective. Using the effective theory of dark energy, recently extended to include DHOST theories, we then investigate the linear perturbations about a homogeneous and isotropic background for all mimetic theories. We also include matter, in the form of a $k$-essence scalar field, and we derive the quadratic action for linear perturbations in this case.
We present a novel and remarkably simple formulation of degenerate higher-order scalar-tensor (DHOST) theories whose Lagrangian is quadratic in second derivatives of some scalar field. Using disformal transformations of the metric, we identify a special "frame" (or metric) for which the Lagrangian of quadratic DHOST theories reduces to the usual Einstein-Hilbert term plus a few terms that depend on simple geometric quantities characterizing the uniform scalar field hypersurfaces. In particular, for quadratic DHOST theories in the physically interesting class Ia, the Lagrangian simply consists …
We investigate the potential of cosmological observations, such as galaxy surveys, for constraining degenerate higher-order scalar-tensor (DHOST) theories, focusing in particular on the linear growth of the matter density fluctuations. We develop a formalism to describe the evolution of the matter density fluctuations during the matter dominated era and in the early stage of the dark energy dominated era in DHOST theories, and give an approximate expression for the gravitational growth index in terms of several parameters characterizing the theory and the background solution under consideratio…
This article reviews scalar-tensor theories characterized by a Lagrangian that, despite the presence of second order derivatives, contain a single scalar degree of freedom. These theories, known as Degenerate Higher-Order Scalar-Tensor (DHOST) theories, include Horndeski and Beyond Horndeski theories. They propagate a single scalar mode as a consequence of the degeneracy of their Lagrangian and, therefore, are not plagued by an Ostrodradsky instability. They have been fully classified up to cubic order in second-order derivatives. The study of their phenomenological consequences restricts the …
This contribution reviews scalar-tensor theories whose Lagrangian contains second-order derivatives of a scalar field but nevertheless propagate only one scalar mode (in addition to the usual two tensor modes), and are thus not plagued with the Ostrodradsky instability. These theories, which encompass the so-called Horndeski and Beyond Horndeski theories, have recently been fully classified up to cubic order in second-order derivatives. After introducing these theories, I present a few phenomenological aspects. In cosmology, these theories can be included in the unified effective description o…
We study the late cosmological evolution, from the nonrelativistic matter dominated era to the dark energy era, in modified gravity models described by Degenerate Higher-Order Scalar-Tensor (DHOST) theories. They represent the most general scalar-tensor theories propagating a single scalar degree of freedom and include Horndeski and Beyond Horndeski theories. We provide the homogeneous evolution equations for any quadratic DHOST theory, without restricting ourselves to theories where the speed of gravitational waves coincides with that of light since the present constraints apply to wavelength…
In the context of Degenerate Higher-Order Scalar-Tensor (DHOST) theories, we study cosmological solutions and their stability properties. In particular, we explicitly illustrate the crucial role of degeneracy by showing how the higher order homogeneous equations in the physical frame (where matter is minimally coupled) can be recast in a system of equations that do not involve higher order derivatives. We study the fixed points of the dynamics, finding the conditions for having a de Sitter attractor at late times. Then we consider the coupling to matter field (described for convenience by a k-…
We consider a subclass of degenerate higher-order scalar-tensor (DHOST) theories in which gravitational waves propagate at the speed of light and do not decay into scalar fluctuations. The screening mechanism in DHOST theories evading these two gravitational wave constraints operates very differently from that in generic DHOST theories. We derive a spherically symmetric solution in the presence of nonrelativistic matter. General relativity is recovered in the vacuum exterior region provided that functions in the Lagrangian satisfy a certain condition, implying that fine-tuning is required. Gra…
We study linear perturbations about static and spherically symmetric black hole solutions with stealth scalar hair in degenerate higher-order scalar-tensor (DHOST) theories. We clarify master variables and derive the quadratic Lagrangian for both odd- and even-parity perturbations. It is shown that the even modes are in general plagued by gradient instabilities, or otherwise the perturbations would be strongly coupled. Several possible ways out are also discussed.
Among the Scalar-Tensor modified theories of gravity, DHOST models could play a special role for dark energy while being consistent with current observations, notably those constraining the speed of gravitational waves. Schwarzschild-de Sitter black holes were shown to be exact solutions of a particular subclass of quadratic DHOST theories, while carrying a nontrivial scalar profile that linearly evolves in time and hence potentially providing exciting new phenomenological windows to explore this model. We investigate the physical perturbations about such black holes and find that the odd-pari…
We extend the standard Kerr-Schild solution generating method to higher order scalar tensor theories that are shift-invariant for the scalar field. Certain degeneracy conditions, crucial for the absence of Ostrogradski ghosts, are found to be required for the validity of the Kerr-Schild ansatz while on the other hand, theories with no parity symmetry are excluded from the solution generating method. The extended Kerr-Schild symmetry turns out to be a very useful tool to easily construct black hole solutions from simple seed configurations. In particular, the generating method developed is adap…
We study axial (or odd-parity) perturbations about static and spherically symmetric hairy black hole (BH) solutions in shift-symmetric DHOST (Degenerate Higher-Order Scalar-Tensor) theories. We first extend to the family of DHOST theories the first-order formulation that we recently developed for Horndeski theories. Remarkably, we find that the dynamics of DHOST axial perturbations is equivalent to that of axial perturbations in general relativity (GR) evolving in a, distinct, effective metric. In the particular case of quadratic DHOST theories, this effective metric is derived from the backgr…
We study linear perturbations of a rotating black hole solution that has been recently discovered in degenerate higher-order scalar-tensor (DHOST) theories. We find a parametrization which permits the explicit resolution of the scalar perturbation while the tensor perturbation is obtained as a Teukolsky equation supplemented by an effective source term. The effective source term is related to the black hole hair and can be computed exactly for any value of the black hole spin. We discuss how the perturbations of the geometry and thus the emitted gravitational waves could be modified in compari…
Modified gravity theories can accommodate exact solutions, for which the metric has the same form as the one in general relativity, i.e., stealth solutions. One problem with these stealth solutions is that perturbations around them exhibit strong coupling when the solutions are realized in degenerate higher-order scalar-tensor theories. We show that the strong coupling problem can be circumvented in the framework of the so-called U-DHOST theories, in which the degeneracy is partially broken in such a way that higher-derivative terms are degenerate only in the unitary gauge. In this sense, the …
We construct regular, asymptotically flat black holes of higher order scalar tensor (DHOST) theories, which are obtained by making use of a generalized Kerr-Schild solution generating method. The solutions depend on a mass integration constant, admit a smooth core of chosen regularity, and generically have an inner and outer event horizon. In particular, below a certain mass threshold, we find massive, horizonless, particle-like solutions. We scan through possible observational signatures ranging from weak to strong gravity and study the thermodynamics of our regular solutions, comparing them,…
Scalar-scalar-tensor interaction in DHOST theories
Institute for Nuclear Research of the Russian Academy of Sciences（俄罗斯科学院核物理研究所）；Institute for Theoretical and Mathematical Physics, MSU（莫斯科国立大学理论数学物理研究所）；NRC, ”Kurchatov Institute”（库尔恰托夫国家研究中心）；Department of Particle Physics and Cosmology, Physics Faculty, M.V. Lomonosov Moscow State University（莫斯科国立大学物理系粒子物理与宇宙学教研室）
We present a new class of nonsingular bounce cosmology free from instabilities, using a single scalar field coupled to gravity within the framework of the Degenerate Higher-Order Scalar-Tensor (DHOST) theories. In this type of scenarios, the gradient instability that widely exists in nonsingular bounce cosmologies in the framework of scalar-tensor and Horndeski/Galileon theories is removed by the effects of new operators introduced by the DHOST, due to the modification that they later bring about to the dispersion relation of perturbations. Hence, our results demonstrate that there is indeed a…
Using the disformal solution-generating method, we construct new axisymmetric solutions in Degenerate Higher Order Scalar Tensor (DHOST) theories. The method consists in first considering a "seed" known solution in DHOST theories and then performing a disformal transformation of the metric to obtain a new solution. In vacuum, the two solutions are equivalent but they become physically inequivalent when one considers coupling to matter. In that way, we "disform" the stealth Kerr black hole solution and we obtain a first analytic rotating non-stealth solution in DHOST theories, while the associa…
We put constraints on the degenerate higher-order scalar-tensor (DHOST) theories using the Planck 2018 likelihoods. In our previous paper, we developed a Boltzmann solver incorporating the effective field theory parameterised by the six time-dependent functions, $α_i$ $(i={\rm B},{\rm K},{\rm T},{\rm M},{\rm H})$ and $β_1$, which can describe the DHOST theories. Using the Markov-Chain Monte-Carlo method with our Boltzmann solver, we find the viable parameter region of the model parameters characterising the DHOST theories and the other standard cosmological parameters. First, we consider a sim…
We show that, in generic higher-order scalar-tensor theories which avoid the Ostrogradsky instability, the presence of a scalar field significantly modifies the propagation of matter perturbations, even in weakly curved backgrounds. This affects notably the speed of sound in the atmosphere of the Earth. It can also generate instabilities in homogeneous media. We use this to constrain the viable higher-order scalar-tensor models.
In quadratic-order degenerate higher-order scalar-tensor (DHOST) theories compatible with gravitational-wave constraints, we derive the most general Lagrangian allowing for tracker solutions characterized by $\dotϕ/H^p={\rm constant}$, where $\dotϕ$ is the time derivative of a scalar field $ϕ$, $H$ is the Hubble expansion rate, and $p$ is a constant. While the tracker is present up to the cubic-order Horndeski Lagrangian $L=c_2X-c_3X^{(p-1)/(2p)} \square ϕ$, where $c_2, c_3$ are constants and $X$ is the kinetic energy of $ϕ$, the DHOST interaction breaks this structure for $p \neq 1$. Even in …
We derive the general conditions for a large family of shift symmetry breaking degenerate higher order scalar-tensor (DHOST) theories to admit stealth black hole solutions. Such black hole configurations correspond to vacuum solutions of General Relativity and admit a scalar hair which does not gravitate, revealing itself only at the perturbative level. We focus our investigation on hairy Schwarzschild-(A)dS or pure Schwarzschild solutions, dressed with a linear time-dependent scalar hair, and assuming a constant kinetic term. We also discuss subclasses of this family which satisfy the observa…
We propose a novel class of degenerate higher-order scalar-tensor theories as an extension of mimetic gravity. By performing a noninvertible conformal transformation on "seed" scalar-tensor theories which may be nondegenerate, we can generate a large class of theories with at most three physical degrees of freedom. We identify a general seed theory for which this is possible. Cosmological perturbations in these extended mimetic theories are also studied. It is shown that either of tensor or scalar perturbations is plagued with gradient instabilities, except for a special case where the scalar …
Solutions-generating methods based on field redefinitions, such as conformal mapping, play an important role in investigating exact solutions in modified gravity. In this work, we explore the possibility to use disformal field redefinitions to investigate new regions of the solution space of DHOST theories. The crucial ingredient is to find suitable seed solutions to generate new exact ones for DHOST theories. We first consider a seed solution of the Einstein-Scalar system describing a naked singularity. Under suitable assumptions, we derive a no-go result showing that no black hole solution c…
Degenerate higher-order scalar-tensor (DHOST) theories are considered the most general class of scalar-tensor theories so that any constraints on them apply to the full set of scalar-tensor models. DHOST theories modify the laws of gravity even at galaxy clusters scale hence affecting the weak lensing (WL), X-ray and Sunyaev-Zel'dovich observables. We derive the theoretical expression for the lensing convergence $κ$, and the pressure profile $P$, of clusters in the framework of DHOST theories, and quantify how much they deviate from their General Relativity (GR) counterparts. We argue that com…
We study the screening mechanism in the most general scalar-tensor theories that leave gravitational waves unaffected and are thus compatible with recent LIGO/Virgo observations. Using the effective field theory of dark energy approach, we consider the general action for perturbations beyond linear order, focussing on the quasi-static limit. When restricting to the subclass of theories that satisfy the gravitational wave constraints, the fully nonlinear effective Lagrangian contains only three independent parameters. One of these, $β_1$, is uniquely present in degenerate higher-order theories.…
We combine the unimodular gravity and mimetic gravity theories into a unified theoretical framework, which is proposed to provide a suggestive proposal for a framework that may assist in the discussion and solution search of the cosmological constant problem and of the dark matter issue. After providing the formulation of the unimodular mimetic gravity and investigating all the new features that the vacuum unimodular gravity implies, by using the underlying reconstruction method, we realize some well known cosmological evolutions, with some of these being exotic for the ordinary Einstein-Hilbe…
We have studied the shadow of a disformal Kerr black hole with an extra deformation parameter, which belongs to non-stealth rotating solutions in quadratic Degenerate Higher Order Scalar Tensor (DHOST) theory. Our result show that the size of the shadow increases with the deformation parameter for the black hole with arbitrary spin parameter. However, the effect of the deformation parameter on the shadow shape depends heavily on the spin parameter of black hole and the sign of the deformation parameter. The change of the shadow shape becomes more distinct for the black hole with the more quick…
We show that most classes of shift-symmetric degenerate higher-order scalar-tensor (DHOST) theories which satisfy certain degeneracy conditions are not compatible with the conditions for the existence of exact black hole solutions with a linearly time-dependent scalar field whose canonical kinetic term takes a constant value. Combined with constraints from the propagation speed of gravitational waves, our results imply that cubic DHOST theories are strongly disfavoured and that pure quadratic theories are likely to be the most viable class of DHOST theories. We find exact static and sphericall…
We investigate the galaxy bispectrum induced by the nonlinear gravitational evolution as a possible probe to constrain degenerate higher-order scalar tensor (DHOST) theories. We find that the signal obtained from the leading kernel of second-order density fluctuations is partially hidden by the uncertainty in the nonlinear galaxy bias, and that the kernel of second-order velocity fields instead provides unbiased information on the modification of gravity theory. Based on this fact, we propose new phenomenological time-dependent functions, written as a combination of the coefficients of the sec…
We study the cosmic microwave background (CMB) in the framework of the degenerate higher-order scalar-tensor (DHOST) theory to test gravity theories. This theoretical framework includes the wide class of dark energy models such as the Horndeski theory and its extensions as certain limits, and the general relativity can be also recovered. In this study, to test gravity theories with CMB, we formulate the linear perturbations of gravity and matter in the theory and their effective description parameterised by time-dependent effective field theory (EFT) parameters, $α_i$ $(i=B,K,T,M,H,L)$ and $β_…
We find various exact black hole solutions in the shift-symmetric subclass of the quadratic degenerate higher-order scalar-tensor (DHOST) theories with linearly time dependent scalar field whose kinetic term is constant. The exact solutions are the Schwarzschild and Schwarzschild-(anti-)de Sitter solutions, and the Schwarzschild-type solution with a deficit solid angle, which are accompanied by nontrivial scalar field regular at the black hole event horizon. We derive the conditions for the coupling functions in the DHOST Lagrangian that allow the exact solutions, clarify their compatibility w…
We study the inflationary consequences of Degenerate Higher Order Scalar Tensor (DHOST) theories in a de Sitter background. We perturb the de Sitter background by operators breaking either the degeneracy condition, i.e scordatura DHOST, or the shift symmetry in the scalar field. We first consider derivative scordatura and find that in all cases the power spectra of curvature perturbations are scale-invariant. We then investigate small perturbations by an axion-like potential, and show that in this scenario the power spectrum becomes scale-dependent. The modifications to the spectral index and …
AI--Assisted Exploration: DHOST Theories without Quantum Ghosts
Gran Sasso Science Institute（格兰萨索科学研究所）；INFN-Laboratori Nazionali del Gran Sasso（意大利国家核物理研究所大萨索国家实验室）；ICC, University of Barcelona（巴塞罗那大学天体物理学与宇宙学研究所）；ICREA（加泰罗尼亚高级研究学院）；Dipartimento di Fisica e Astronomia “Galileo Galilei”, Università degli Studi di Padova（帕多瓦大学伽利莱物理与天文系）；INFN, Sezione di Padova（意大利国家核物理研究所帕多瓦分部）；INAF-Osservatorio Astronomico di Padova（意大利国家天体物理研究所帕多瓦天文台）
We study scalar-tensor theories respecting the projective invariance in the metric-affine formalism. The metric-affine formalism is a formulation of gravitational theories such that the metric and the connection are independent variables in the first place. In this formalism, the Einstein-Hilbert action has an additional invariance, called the projective invariance, under a shift of the connection. Respecting this invariance for the construction of the scalar-tensor theories, we find that the Galileon terms in curved spacetime are uniquely specified at least up to quartic order which does not …
A stealth de Sitter solution in scalar-tensor theories has an exact de Sitter background metric and a nontrivial scalar field profile. Recently, in the context of Degenerate Higher-Order Scalar-Tensor (DHOST) theories it was shown that stealth de Sitter solutions suffer from either infinite strong coupling or gradient instability for scalar field perturbations. The sound speed squared is either vanishing or negative. In the first case, the strong coupling scale is zero and thus lower than the energy scale of any physical phenomena. From the viewpoint of effective field theory, this issue is na…
The deflection of light in the strong field limit is an important test for alternative theories of gravity. However, solutions for the metric that allow for analytic computations are not always available. We implement a hybrid analytic-numerical approximation to determine the deflection angle in static, spherically symmetrics pacetimes. We apply this to a set of numerical black hole solutions within the class of theories known as Degenerate Higher Order Scalar-tensor Theories. Comparing our results to a more time consuming full numerical integration, we find that we can accurately describe the…
Recently modified gravitational theories which mimic the behaviour of dark matter, the so-called "Mimetic Dark Matter", have been proposed. We study the consistency of such theories with respect to the absence of ghost instability and propose a new tensor-vector-scalar theory of gravity, which is a generalization of the previous models of mimetic dark matter with additional desirable features. The original model proposed by Chamseddine and Mukhanov [JHEP 1311 (2013) 135, arXiv:1308.5410] is concluded to describe a regular pressureless dust, presuming that we consider only those configurations …
New solutions of DHOST theories can be generated by applying a disformal tranformation to a known seed solution. We examine the nature of spherically symmetric solutions of DHOST gravity obtained by disforming static spherical scalar field solutions, or stealth solutions, of general relativity. It is shown that, in these cases, black hole horizons are never created by disforming a black hole seed. New DHOST solutions are then created by disforming two lesser known scalar field solutions of general relativity: Wyman's ``other'' solution and the Husain-Martinez-Nuñez one. These new solutions dem…
We derive the most general mimetic scalar-tensor theory assuming a healthy "seed" action and accounting for the constraints on the speed of gravitational-wave propagation arising from the GW170817 event. By analysing linear perturbations around a flat FLRW background in this model, we obtain a suitable form of the Poisson equation, which allows us to calculate the effective gravitational constant felt by "ordinary" matter. By restricting to a minimally coupled model, such an effective gravitational constant is equivalent to that obtained within General Relativity, with cold dark matter plus a …
We discuss mimetic gravity theories with direct couplings between the curvature and higher derivatives of the scalar field, up to the quintic order, which were proposed to solve the instability problem for linear perturbations around the FLRW background for this kind of models. Restricting to homogeneous scalar field configurations in the action, we derive degeneracy conditions to obtain an effective field theory with three degrees of freedom. However, performing the Hamiltonian analysis for a generic scalar field we show that there are in general four or more degrees of freedom. The discrepan…
Theories of dark energy and modified gravity can be strongly constrained by astrophysical or cosmological observations, as illustrated by the recent observation of the gravitational wave event GW170817 and of its electromagnetic counterpart GRB 170817A, which shows that the speed of gravitational waves, $c_g$, is the same as the speed of light, within deviations of order $10^{-15}$. This observation implies very severe restrictions on scalar-tensor theories, in particular theories whose action depends on second derivatives of a scalar field. Working in the very general framework of Degenerate …
Radial Perturbations of Black Holes in DHOST Theories
Université Paris-Saclay（巴黎萨克雷大学）；CNRS/IN2P3（法国国家科学研究中心/法国国家核子和粒子物理研究所）；IJCLab（伊夫林-约瑟夫·克莱因实验室）；Université Paris Cité（巴黎西岱大学）；CNRS（法国国家科学研究中心）；Astroparticule et Cosmologie（天体粒子与宇宙学）
We study the stability of a recently proposed model of scalar-field matter called mimetic dark matter or imperfect dark matter. It has been known that mimetic matter with higher derivative terms suffers from gradient instabilities in scalar perturbations. To seek for an instability-free extension of imperfect dark matter, we develop an effective theory of cosmological perturbations subject to the constraint on the scalar field's kinetic term. This is done by using the unifying framework of general scalar-tensor theories based on the ADM formalism. We demonstrate that it is indeed possible to c…
We investigate inflation within $f(R,ϕ)$-theories, where a dynamical scalar field is coupled to gravity. A class of models which can support early-time acceleration with the emerging of an effective cosmological constant at high curvature is studied. The dynamics of the field allow for exit from inflation leading to the correct amount of inflation in agreement with cosmological data. Furthermore, the spectral index and tensor-to-scalar ratio of the models are carefully analyzed. A generalization of the theory to incorporate dark matter in the context of mimetic gravity, and further extensions …
We investigate a generic quadratic higher-order scalar-tensor theory with a scordatura term, which is expected to provide a consistent perturbative description of stealth solutions with a timelike scalar field profile. In the DHOST subclass, exactly stealth solutions are known to yield perturbations infinitely strongly coupled and thus cannot be trusted. Beyond DHOST theories with the scordatura term, such as in ghost condensation and U-DHOST, we show that stealth configurations cannot be realized as exact solutions but those theories instead admit approximately stealth solutions where the dev…
We study linear scalar perturbations around a flat FLRW background in mimetic Horndeski gravity. In the absence of matter, we show that the Newtonian potential satisfies a second-order differential equation with no spatial derivatives. This implies that the sound speed for scalar perturbations is exactly zero on this background. We also show that in mimetic $G^3$ theories the sound speed is equally zero. We obtain the equation of motion for the comoving curvature perturbation (first order differential equation) and solve it to find that the comoving curvature perturbation is constant on all sc…
We study matter density perturbations up to third order and the one-loop matter power spectrum in degenerate higher-order scalar-tensor (DHOST) theories beyond Horndeski. We systematically solve gravitational field equations and fluid equations order by order, and find three novel shape functions characterizing the third-order solution in DHOST theories. A complete form of the one-loop matter power spectrum is then obtained using the resultant second- and third-order solutions. We confirm the previous result that the convergence condition of the loop integrals in the infrared limit becomes mor…
We perform the Hamiltonian analysis of several mimetic gravity models and compare our results with those obtained previously by different authors. We verify that for healthy mimetic scalar-tensor theories the condition for the corresponding part of the Hamiltonian to be bounded from below is the positive value of the mimetic field energy density $λ$. We show that for mimetic dark matter possessing a shift symmetry the mimetic energy density remains positive in time, provided appropriate boundary conditions are imposed on its initial value, while in models without shift symmetry the positive en…
In the current proceedings, we summarise the results presented during the mm Universe@NIKA2 conference, taken from our main results in \cite{Haridasu:2021hzq}. We test the Degenerate higher-order scalar-tensor(DHOST) theory as a generalised platform for scalar-tensor theory at galaxy cluster scales to predict in such static systems small scale modification to the gravitational potential. {DHOST theory is not only a good alternative to $Λ$CDM for the background evolution but also predicts small-scale modification to the gravitational potential in static systems such as galaxy clusters.} With a …
We investigate the parameter distributions of the viable generalized scalar-tensor theory with conventional dust matter after GW170817 in a model-independent way. We numerically construct the models by computing the time evolution of a scalar field, which leads to a positive definite second-order Hamiltonian and are consistent with the observed Hubble parameter. We show the model parameter distributions in the degenerate higher-order scalar-tensor (DHOST) theory, and its popular subclasses, e.g., Horndeski and GLPV theories, etc.. We find that 1) the Planck mass run rate, $α_M$, is insensitive…
