We present a novel and remarkably simple formulation of degenerate higher-order scalar-tensor (DHOST) theories whose Lagrangian is quadratic in second derivatives of some scalar field. Using disformal transformations of the metric, we identify a special "frame" (or metric) for which the Lagrangian of quadratic DHOST theories reduces to the usual Einstein-Hilbert term plus a few terms that depend on simple geometric quantities characterizing the uniform scalar field hypersurfaces. In particular, for quadratic DHOST theories in the physically interesting class Ia, the Lagrangian simply consists of the Einstein-Hilbert term plus a term proportional to the three-dimensional scalar curvature of the uniform scalar field hypersurfaces. The classification of all quadratic DHOST theories becomes particularly transparent in this geometric reformulation, which also applies to scalar-tensor theories that are degenerate only in the unitary gauge.
We show that theories of mimetic gravity can be viewed as degenerate higher-order scalar-tensor (DHOST) theories that admit an extra local (gauge) symmetry in addition to the usual diffeomorphism invariance. We reformulate and classify mimetic theories in this perspective. Using the effective theory of dark energy, recently extended to include DHOST theories, we then investigate the linear perturbations about a homogeneous and isotropic background for all mimetic theories. We also include matter, in the form of a $k$-essence scalar field, and we derive the quadratic action for linear perturbat…
Scalar-scalar-tensor interaction in DHOST theories
Institute for Nuclear Research of the Russian Academy of Sciences（俄罗斯科学院核物理研究所）；Institute for Theoretical and Mathematical Physics, MSU（莫斯科国立大学理论数学物理研究所）；NRC, ”Kurchatov Institute”（库尔恰托夫国家研究中心）；Department of Particle Physics and Cosmology, Physics Faculty, M.V. Lomonosov Moscow State University（莫斯科国立大学物理系粒子物理与宇宙学教研室）
We have studied the shadow of a disformal Kerr black hole with an extra deformation parameter, which belongs to non-stealth rotating solutions in quadratic Degenerate Higher Order Scalar Tensor (DHOST) theory. Our result show that the size of the shadow increases with the deformation parameter for the black hole with arbitrary spin parameter. However, the effect of the deformation parameter on the shadow shape depends heavily on the spin parameter of black hole and the sign of the deformation parameter. The change of the shadow shape becomes more distinct for the black hole with the more quick…
We study linear perturbations about static and spherically symmetric black hole solutions with stealth scalar hair in degenerate higher-order scalar-tensor (DHOST) theories. We clarify master variables and derive the quadratic Lagrangian for both odd- and even-parity perturbations. It is shown that the even modes are in general plagued by gradient instabilities, or otherwise the perturbations would be strongly coupled. Several possible ways out are also discussed.
We study the late cosmological evolution, from the nonrelativistic matter dominated era to the dark energy era, in modified gravity models described by Degenerate Higher-Order Scalar-Tensor (DHOST) theories. They represent the most general scalar-tensor theories propagating a single scalar degree of freedom and include Horndeski and Beyond Horndeski theories. We provide the homogeneous evolution equations for any quadratic DHOST theory, without restricting ourselves to theories where the speed of gravitational waves coincides with that of light since the present constraints apply to wavelength…
We find various exact black hole solutions in the shift-symmetric subclass of the quadratic degenerate higher-order scalar-tensor (DHOST) theories with linearly time dependent scalar field whose kinetic term is constant. The exact solutions are the Schwarzschild and Schwarzschild-(anti-)de Sitter solutions, and the Schwarzschild-type solution with a deficit solid angle, which are accompanied by nontrivial scalar field regular at the black hole event horizon. We derive the conditions for the coupling functions in the DHOST Lagrangian that allow the exact solutions, clarify their compatibility w…
We study axial (or odd-parity) perturbations about static and spherically symmetric hairy black hole (BH) solutions in shift-symmetric DHOST (Degenerate Higher-Order Scalar-Tensor) theories. We first extend to the family of DHOST theories the first-order formulation that we recently developed for Horndeski theories. Remarkably, we find that the dynamics of DHOST axial perturbations is equivalent to that of axial perturbations in general relativity (GR) evolving in a, distinct, effective metric. In the particular case of quadratic DHOST theories, this effective metric is derived from the backgr…
Among the Scalar-Tensor modified theories of gravity, DHOST models could play a special role for dark energy while being consistent with current observations, notably those constraining the speed of gravitational waves. Schwarzschild-de Sitter black holes were shown to be exact solutions of a particular subclass of quadratic DHOST theories, while carrying a nontrivial scalar profile that linearly evolves in time and hence potentially providing exciting new phenomenological windows to explore this model. We investigate the physical perturbations about such black holes and find that the odd-pari…
A stealth de Sitter solution in scalar-tensor theories has an exact de Sitter background metric and a nontrivial scalar field profile. Recently, in the context of Degenerate Higher-Order Scalar-Tensor (DHOST) theories it was shown that stealth de Sitter solutions suffer from either infinite strong coupling or gradient instability for scalar field perturbations. The sound speed squared is either vanishing or negative. In the first case, the strong coupling scale is zero and thus lower than the energy scale of any physical phenomena. From the viewpoint of effective field theory, this issue is na…
In quadratic-order degenerate higher-order scalar-tensor (DHOST) theories compatible with gravitational-wave constraints, we derive the most general Lagrangian allowing for tracker solutions characterized by $\dotϕ/H^p={\rm constant}$, where $\dotϕ$ is the time derivative of a scalar field $ϕ$, $H$ is the Hubble expansion rate, and $p$ is a constant. While the tracker is present up to the cubic-order Horndeski Lagrangian $L=c_2X-c_3X^{(p-1)/(2p)} \square ϕ$, where $c_2, c_3$ are constants and $X$ is the kinetic energy of $ϕ$, the DHOST interaction breaks this structure for $p \neq 1$. Even in …
Solutions-generating methods based on field redefinitions, such as conformal mapping, play an important role in investigating exact solutions in modified gravity. In this work, we explore the possibility to use disformal field redefinitions to investigate new regions of the solution space of DHOST theories. The crucial ingredient is to find suitable seed solutions to generate new exact ones for DHOST theories. We first consider a seed solution of the Einstein-Scalar system describing a naked singularity. Under suitable assumptions, we derive a no-go result showing that no black hole solution c…
We show that most classes of shift-symmetric degenerate higher-order scalar-tensor (DHOST) theories which satisfy certain degeneracy conditions are not compatible with the conditions for the existence of exact black hole solutions with a linearly time-dependent scalar field whose canonical kinetic term takes a constant value. Combined with constraints from the propagation speed of gravitational waves, our results imply that cubic DHOST theories are strongly disfavoured and that pure quadratic theories are likely to be the most viable class of DHOST theories. We find exact static and sphericall…
We study scalar-tensor theories respecting the projective invariance in the metric-affine formalism. The metric-affine formalism is a formulation of gravitational theories such that the metric and the connection are independent variables in the first place. In this formalism, the Einstein-Hilbert action has an additional invariance, called the projective invariance, under a shift of the connection. Respecting this invariance for the construction of the scalar-tensor theories, we find that the Galileon terms in curved spacetime are uniquely specified at least up to quartic order which does not …
Recently, the Effective Field Theory (EFT) of perturbations on an arbitrary background metric with a timelike scalar profile was formulated in the context of scalar-tensor theories. Here, we generalize the dictionary between the coefficients in the EFT action and those in covariant theories to accommodate shift- and reflection-symmetric quadratic higher-order scalar-tensor theories, including DHOST as well as U-DHOST. We then use the EFT action to study the dynamics of odd-parity perturbations on a static and spherically symmetric black hole background with a timelike scalar profile. Finally, …
We investigate a generic quadratic higher-order scalar-tensor theory with a scordatura term, which is expected to provide a consistent perturbative description of stealth solutions with a timelike scalar field profile. In the DHOST subclass, exactly stealth solutions are known to yield perturbations infinitely strongly coupled and thus cannot be trusted. Beyond DHOST theories with the scordatura term, such as in ghost condensation and U-DHOST, we show that stealth configurations cannot be realized as exact solutions but those theories instead admit approximately stealth solutions where the dev…
We study static spherically symmetric black hole solutions with a linearly time-dependent scalar field and discuss their linear stability in the shift- and reflection-symmetric subclass of quadratic degenerate higher-order scalar-tensor (DHOST) theories. We present the explicit forms of the reduced system of background field equations for a generic theory within this subclass. Using the reduced equations of motion, we show that in several cases the solution is forced to be of the Schwarzschild or Schwarzschild-(anti-)de Sitter form. We consider odd-parity perturbations around general static sp…
Invertible disformal transformations are a useful tool to investigate ghost-free scalar-tensor theories. By performing a higher-derivative generalization of the invertible disformal transformation on Horndeski theories, we construct a novel class of ghost-free scalar-tensor theories, which we dub generalized disformal Horndeski theories. Specifically, these theories lie beyond the quadratic/cubic DHOST class. We explore cosmological perturbations to identify a subclass where gravitational waves propagate at the speed of light and clarify the conditions for the absence of ghost/gradient instabi…
It has been shown that 5-dimensional general relativity action extended by appropriate quadratic terms admits a singular superconducting cosmic string solution. We search for cosmic strings endowed with similar and extended physical properties by directly integrating the non-linear matrix field equations thus avoiding the perturbative approach by which we constructed the above-mentioned \textsl{exact} solution. The most general superconducting cosmic string, subject to some constraints, will be derived and shown to be mathematically \textsl{unique} up to linear coordinate transformations mixin…
By using the relativistic precession model, we have studied frequencies of quasi-periodic oscillations in the spacetime of a disformal Kerr black hole. This black hole owns an extra disformal parameter and belongs to a class of non-stealth solutions in quadratic degenerate higher-order scalar-tensor (DHOST) theories. Our result shows that only the periastron precession frequency is related to the disformal parameter, while the azimuthal frequency and the nodal precession frequency are identical with those in the usual Kerr black hole in general relativity. Combing with the observation data of …
We investigate static and spherically symmetric black hole (BH) solutions in shift-symmetric quadratic-order degenerate higher-order scalar-tensor (DHOST) theories. We allow a nonconstant kinetic term $X=g^{μν} \partial_μϕ\partial_νϕ$ for the scalar field $ϕ$ and assume that $ϕ$ is, like the spacetime, a pure function of the radial coordinate $r$, namely $ϕ=ϕ(r)$. First, we find analytic static and spherically symmetric vacuum solutions in the so-called {\it Class Ia} DHOST theories, which include the quartic Horndeski theories as a subclass. We consider several explicit models in this class a…
We revisit the old (fourth-order or quadratically generated) gravity model of Starobinsky in four space-time dimensions, and derive the (inflaton) scalar potential in the equivalent scalar-tensor gravity model via a Legendre-Weyl transform. The inflaton scalar potential is used to compute the (CMB) observables of inflation associated with curvature perturbations (namely, the scalar and tensor spectral indices, and the tensor-to-scalar ratio), including the new next-to-leading-order terms with respect to the inverse number of e-foldings. The results are compared to the recent (WMAP5) experiment…
We revisit the two-field mimetic gravity model with shift symmetries recently proposed in the literature, especially the problems of degrees of freedom and stabilities. We first study the model at the linear cosmological perturbation level by quadratic Lagrangian and Hamiltonian formulations. We show that there are actually two (instead of one) scalar degrees of freedom in this model in addition to two tensor modes. We then push on the study to the full non-linear level in terms of the Hamiltonian analysis, and confirm our result from the linear perturbation theory. We also consider the case w…
In this work we clarify aspects of renormalization on curved backgrounds focussing on the potential ramifications on the amplitude of inflationary perturbations. We provide an alternate view of the often used adiabatic prescription by deriving a correspondence between the adiabatic subtraction terms and traditional renormalization. Specifically, we show how adiabatic subtraction can be expressed as a set of counter terms that are introduced by redefining the bare parameters of the action. Our representation of adiabatic subtraction then allows us to easily find other renormalization prescripti…
We consider Higher-Order Scalar-Tensor theories which appear degenerate when restricted to the unitary gauge but are not degenerate in an arbitrary gauge. We dub them U-degenerate theories. We provide a full classification of theories that are either DHOST or U-degenerate and that are quadratic in second derivatives of the scalar field, and discuss its extension to cubic and higher order theories. Working with a simple example of U-degenerate theory, we find that, for configurations in which the scalar field gradient is time-like, the apparent extra mode in such a theory can be understood as a…
Most existing theories of dark energy and/or modified gravity, involving a scalar degree of freedom, can be conveniently described within the framework of the Effective Theory of Dark Energy, based on the unitary gauge where the scalar field is uniform. We extend this effective approach by allowing the Lagrangian in unitary gauge to depend on the time derivative of the lapse function. Although this dependence generically signals the presence of an extra scalar degree of freedom, theories that contain only one propagating scalar degree of freedom, in addition to the usual tensor modes, can be c…
In this paper, we study some interesting properties of a spherically symmetric oscillating soliton star made of a real time-dependent scalar field which is called an oscillaton. The known final configuration of an oscillaton consists of a stationary stage in which the scalar field and the metric coefficients oscillate in time if the scalar potential is quadratic. The differential equations that arise in the simplest approximation, that of coherent scalar oscillations, are presented for a quadratic scalar potential. This allows us to take a closer look at the interesting properties of these osc…
We study wavefunctions of heavy scalars on de Sitter spacetime and their implications to dS/CFT correspondence. In contrast to light fields in the complementary series, heavy fields in the principal series oscillate outside the cosmological horizon. As a consequence, the quadratic term in the wavefunction does not follow a simple scaling and so it is hard to identify it with a conformal two-point function. In this paper, we demonstrate that it should be interpreted as a two-point function on a cyclic RG flow which is obtained by double-trace deformations of the dual CFT. This is analogous to t…
Dark matter models in which the constituent particle is an ultra-light boson have become part of the mainstream discussion in cosmology and astrophysics. At the classical level, the models are represented by the dynamics of a (real or complex) scalar field endowed with a potential that contains its self-interactions, and for this reason are generically known as scalar field dark matter models. Here, we revisit the properties of such a model with a cosh potential and compare it with other known examples in the literature. Within the cosmological context, the self-interaction in the potential in…
