Millimeter-wave (mmWave) MIMO with large antenna array has attracted considerable interests from academic and industry communities, as it can provide larger bandwidth and higher spectrum efficiency. However, with hundreds of antennas, the number of radio frequency (RF) chains required by mmWave MIMO is also huge, leading to unaffordable hardware cost and power consumption in practice. In this paper, we investigate low RF-complexity technologies to solve this bottleneck. We first review the evolution of low RF-complexity technologies from microwave frequencies to mmWave frequencies. Then, we discuss two promising low RF-complexity technologies for mmWave MIMO systems in detail, i.e., phased array based hybrid precoding (PAHP) and lens array based hybrid precoding (LAHP), including their principles, advantages, challenges, and recent results. We compare the performance of these two technologies to draw some insights about how they can be deployed in practice. Finally, we conclude this paper and point out some future research directions in this area.
Massive multiple-input multiple-output (MIMO) communications are the focus of considerable interest in recent years. While the theoretical gains of massive MIMO have been established, implementing MIMO systems with large-scale antenna arrays in practice is challenging. Among the practical challenges associated with massive MIMO systems are increased cost, power consumption, and physical size. In this work we study the implementation of massive MIMO antenna arrays using dynamic metasurface antennas (DMAs), an emerging technology which inherently handles the aforementioned challenges. Specifical…
This paper investigates the performance of a massive multiple-input multiple-output (MIMO) system that uses a large transmit antenna array with antenna elements spaced densely. Under the assumption of idealized uniform linear antenna arrays without mutual coupling, precoded quadrature phase-shift keying (QPSK) transmission is proved to achieve the channel capacity of the massive MIMO system when the transmit antenna separation tends to zero. This asymptotic optimality is analogous to that of QPSK faster-than-Nyquist signaling.
Millimeter Wave (mmWave) band provides a large spectrum to meet the high-demand capacity by the 5th generation (5G) wireless networks. However, to fully exploit the available spectrum, obstacles such as high path loss, channel sparsity, and hardware complexity should be overcome. To this end, the present paper aims to design a new multiple-input multiple-output (MIMO) system using lens-based multi-beam reconfigurable antennas. The proposed MIMO system uses complete lens at the transmitter and incomplete lens at the receiver. To reduce hardware complexity, we utilize an optimal beam selection t…
In this paper we present measurement results for pure line-of-sight MIMO links operating in the millimeter wave range. We show that the estimated condition numbers and capacities of the measured channels are in good agreement with the theory for various transmission distances and antenna setups. Furthermore, the results show that orthogonal channel vectors can be observed if the spacing criterion is fulfilled, thus facilitating spatial multiplexing and achieving high spectral efficiencies even over fairly long distances. Spacings generating ill-conditioned channel matrices show on the other ha…
This paper proposes a new methodology to design optimal antennas for MIMO (Multi-Input Multi-Output) communication systems by using spherical mode expansion. Given spatial channel properties of a MIMO channel, such as the angular profile at both sides, the optimal MIMO antennas should provide the largest channel capacity with a constraint of the limited implementation space (volume). In designing a conventional MIMO antenna, first the antenna structure (current distribution) is determined, second antenna directivity is calculated based on the current distribution, and thirdly MIMO channel capa…
Finite resolution analog beamforming (FRAB) has been recognized as an effective approach to reduce hardware costs in massive multiple-input multiple-output (MIMO) and millimeter-wave networks. However, the use of FRAB means that the beamformers are not perfectly aligned with the users' channels and multiple users may be assigned similar or even identifical beamformers. This letter shows how non-orthogonal multiple access (NOMA) can be used to exploit this feature of FRAB, where a single FRAB based beamformer is shared by multiple users. Both analytical and simulation results are provided to de…
This paper considers a deterministic physical model of massive multiple-input multiple-output (MIMO) systems with uniform linear antenna arrays. It is known that the maximum spatial degrees of freedom is achieved by spacing antenna elements at half the carrier wavelength. The purpose of this paper is to investigate the impacts of spacing antennas more densely than the critical separation. The achievable rates of MIMO systems are evaluated in the large-system limit, where the lengths of transmit and receive antenna arrays tend to infinity with the antenna separations kept constant. The main res…
Nowadays, millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems is a favorable candidate for the fifth generation (5G) cellular systems. However, a key challenge is the high power consumption imposed by its numerous radio frequency (RF) chains, which may be mitigated by opting for low-resolution analog-to-digital converters (ADCs), whilst tolerating a moderate performance loss. In this article, we discuss several important issues based on the most recent research on mmWave massive MIMO systems relying on low-resolution ADCs. We discuss the key transceiver design challe…
Hybrid analog-digital architectures are considered as promising candidates for implementing millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems since they enable a considerable reduction of the required number of costly radio frequency (RF) chains by moving some of the signal processing operations into the analog domain. However, the analog feed network, comprising RF dividers, combiners, phase shifters, and line connections, of hybrid MIMO architectures is not scalable due to its prohibitively high power consumption for large numbers of transmit antennas. Motivated …
The growth of interest in massive MIMO systems is accompanied with hardware cost and computational complexity. Antenna selection is an efficient approach to overcome this cost-plus-complexity issue which also enhances the secrecy performance in wiretap settings. Optimal antenna selection requires exhaustive search which is computationally infeasible for settings with large dimensions. This paper develops an iterative algorithm for antenna selection in massive multiuser MIMO wiretap settings. The algorithm takes a stepwise approach to find a suitable subset of transmit antennas. Numerical inves…
Due to the large power consumption in RF-circuitry of massive MIMO systems, practically relevant performance measures such as energy efficiency or bandwidth efficiency are neither necessarily monotonous functions of the total transmit power nor the number of active antennas. Optimal antenna selection is however computationally infeasible in these systems. In this paper, we propose an iterative algorithm to optimize the transmit power and the subset of selected antennas subject to non-monotonous performance measures in massive multiuser MIMO settings. Numerical results are given for energy effi…
The performance of millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems is limited by the sparse nature of propagation channels and the restricted number of radio frequency (RF) chains at transceivers. The introduction of reconfigurable antennas offers an additional degree of freedom on designing mmWave MIMO systems. This paper provides a theoretical framework for studying the mmWave MIMO with reconfigurable antennas. Based on the virtual channel model, we present an architecture of reconfigurable mmWave MIMO with beamspace hybrid analog-digital beamformers and reconfigurable…
Massive MIMO systems with uniform circular and cylindrical antenna arrays are studied. Favorable propagation property is rigorously shown to hold asymptotically in LOS environment for a fixed antenna spacing and under some mild conditions. The analysis is based on a novel method using a Bessel function expansion, a new bounding technique and a simplified representation of inter-user interference for array geometries obeying Kronecker structure.
In this letter, we investigate the energy efficiency (EE) problem in a millimeter wave (mmWave) massive MIMO (mMIMO) system with non-orthogonal multiple access (NOMA). Multiple two-user clusters are formulated according to their channel correlation and gain difference. Following this, we propose a hybrid analog/digital precoding scheme for the low radio frequency (RF) chains structure at the base station (BS). On this basis, we formulate a power allocation problem aiming to maximize the EE under users' quality of service (QoS) requirements and per-cluster power constraint. An iterative algorit…
This work is devoted to solve the problem of estimating the carrier frequency offset, phase offset, amplitude, and SNR between two mmWave transceivers. The Cramér-Rao Lower Bound (CRLB) for the different parameters is provided first, as well as the condition for the CRLB to exist, known as Regularity Condition. Thereafter, the problem of finding suitable estimators for the parameters is adressed, for which the proposed solution is the Maximum Likelihood estimator (ML).
In this paper, considering multiple interference regions simultaneously, an optimal antenna deployment problem for distributed Multi-Input Multi-Output (MIMO) radar is investigated. The optimal antenna deployment problem is solved by proposing an antenna deployment method based on Multi-Objective Particle Swarm Optimization (MOPSO). Firstly, we construct a multi-objective optimization problem for MIMO radar antenna deployment by choosing the interference power densities of different regions as objective functions. Then, to obtain the optimal deployment result without wasting time and computati…
This paper proposes the use of subspace tracking algorithms for performing MIMO channel estimation at millimeter wave (mmWave) frequencies. Using a subspace approach, we develop a protocol enabling the estimation of the right (resp. left) singular vectors at the transmitter (resp. receiver) side; then, we adapt the projection approximation subspace tracking with deflation (PASTd) and the orthogonal Oja (OOJA) algorithms to our framework and obtain two channel estimation algorithms. The hybrid analog/digital nature of the beamformer is also explicitly taken into account at the algorithm design …
One way to reduce the power consumption in large-scale multiple-input multiple-output (MIMO) systems is to employ low-resolution analog-to-digital converters (ADCs). In this paper, we investigate antenna selection for large-scale MIMO receivers with low-resolution ADCs, thereby providing more flexibility in resolution and number of ADCs. To incorporate quantization effects, we generalize an existing objective function for a greedy capacity-maximization antenna selection approach. The derived objective function offers an opportunity to select an antenna with the best tradeoff between the additi…
In massive MIMO wiretap settings, the base station can significantly suppress eavesdroppers by narrow beamforming toward legitimate terminals. Numerical investigations show that by this approach, secrecy is obtained at no significant cost. We call this property of massive MIMO systems `secrecy for free' and show that it not only holds when all the transmit antennas at the base station are employed, but also when only a single antenna is set active. Using linear precoding, the information leakage to the eavesdroppers can be sufficiently diminished, when the total number of available transmit an…
Hybrid analog/digital precoding allows millimeter wave MIMO systems to leverage large antenna array gains while permitting low cost and power consumption hardware. Most prior work has focused on hybrid precoding for narrow-band mmWave systems. MmWave systems, however, will likely operate on wideband channels with frequency selectivity. Therefore, this paper considers frequency selective hybrid precoding with RF beamforming vectors taken from a quantized codebook. For this system, a low-complexity yet near-optimal greedy algorithm is developed for the design of the hybrid analog/digital precode…
In this work, we study the impact of imperfect sharing of the Channel State Information (CSI) available at the transmitters on a Network MIMO setting in which a set of $M$ transmit antennas, possibly not co-located, jointly serve two multi-antenna users endowed with $N_1$ and $N_2$ antennas, respectively. We consider the case where only a subset of $k$ transmit antennas have access to perfect CSI, whereas the other $M-k$ transmit antennas have only access to finite precision CSI. The analysis of this configuration aims to answer the question of how much an extra informed antenna can help. We m…
The large spectrum available in the millimeter-Wave (mmWave) band has emerged as a promising solution for meeting the huge capacity requirements of the 5th generation (5G) wireless networks. However, to fully harness the potential of mmWave communications, obstacles such as severe path loss, channel sparsity and hardware complexity should be overcome. In this paper, we introduce a generalized reconfigurable antenna multiple-input multiple-output (MIMO) architecture that takes advantage of lens-based reconfigurable antennas. The considered antennas can support multiple radiation patterns simult…
In this paper, we investigate a multi-cell millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) network with low-precision analog-to-digital converters (ADCs) at the base station (BS). Each cell serves multiple users and each user is equipped with multiple antennas but driven by a single RF chain. We first introduce a channel estimation strategy for the mmWave massive MIMO network and analyze the achievable rate with imperfect channel state information. Then, we derive an insightful lower bound for the achievable rate, which becomes tight with a growing number of users. The b…
In this paper, performance of a dual-hop cooperative multiple-input and multiple-output (MIMO) system is analyzed over Rayleigh faded channels. For the considered system model, non-regenerative MIMO scheme with transmit antenna selection strategy (TAS) is employed. In this scheme, a single transmit antenna which maximizes the total received signal power at the receiver is selected for transmission. Useful insights from average symbol error rate for various quadrature amplitude modulation (QAM) schemes such as general order hexagonal QAM (HQAM), general order rectangular QAM (RQAM) and 32-cross…
In this paper, we provide a closed-form approximation of the Full-duplex Simultaneous wireless information and power transfer (SWIPT) multi-user MIMO (MU-MIMO) system signal-to-interference-and-noise ratio (SINR) distribution for the received signal at the sensor users with perfect and imperfect channel state information (CSI) and transmit antenna selection scheme at the transmitter. We also studied the SINR distribution of the uplink with Zero-Forcing beamforming (ZFBF) and antenna selection at the aggregator (AGG) receiver with transmit antenna selection. The downlink SINR with perfect and i…
We propose beam division multiple access (BDMA) with per-beam synchronization (PBS) in time and frequency for wideband massive multiple-input multiple-output (MIMO) transmission over millimeter-wave (mmW)/Terahertz (THz) bands. We first introduce a physically motivated beam domain channel model for massive MIMO and demonstrate that the envelopes of the beam domain channel elements tend to be independent of time and frequency when both the numbers of antennas at base station and user terminals (UTs) tend to infinity. Motivated by the derived beam domain channel properties, we then propose PBS f…
Both antenna selection and spatial modulation allow for low-complexity MIMO transmitters when the number of RF chains is much lower than the number of transmit antennas. In this manuscript, we present a quantitative performance comparison between these two approaches by taking into account implementational restrictions, such as antenna switching. We consider a band-limitedMIMO system, for which the pulse shape is designed, such that the outband emission satisfies a desired spectral mask. The bit error rate is determined for this system, considering antenna selection and spatial modulation. The…
In this letter, we present a correlated channel model for a dual-polarization antenna to omnidirectional antennas in indoor small-cell multiple-input multiple-output (MIMO) systems. In an indoor environment, we confirm that the cross-polarization discrimination (XPD) in the direction of angle-of-departure can be represented as the spatial correlation of the MIMO channel. We also evaluate a dual-polarization antenna-based MIMO channel model and a spatially correlated channel model using a three-dimensional (3D) ray-tracing simulator. Furthermore, we provide the equivalent distance between adjac…
Large antenna arrays will be needed in future millimeter wave (mmWave) cellular networks, enabling a large number of different possible antenna architectures and multiple-input multiple-output (MIMO) techniques. It is still unclear which MIMO technique is most desirable as a function of different network parameters. This paper, therefore, compares the coverage and rate performance of hybrid beamforming enabled multi-user (MU) MIMO and single-user spatial multiplexing (SM) with single-user analog beamforming (SU-BF). A stochastic geometry model for coverage and rate analysis is proposed for MU-…
In this paper, we study the impacts of transmit antenna selection on the secrecy performance of massive MIMO systems. We consider a wiretap setting in which a fixed number of transmit antennas are selected and then confidential messages are transmitted over them to a multi-antenna legitimate receiver while being overheard by a multi-antenna eavesdropper. For this setup, we derive an accurate approximation of the instantaneous secrecy rate. Using this approximation, it is shown that in some wiretap settings under antenna selection the growth in the number of active antennas enhances the secrecy…
Millimeter Wave (mmWave) massive Multiple Input Multiple Output (MIMO) systems realizing directive beamforming require reliable estimation of the wireless propagation channel. However, mmWave channels are characterized by high variability that severely challenges their recovery over short training periods. Current channel estimation techniques exploit either the channel sparsity in the beamspace domain or its low rank property in the antenna domain, nevertheless, they still require large numbers of training symbols for satisfactory performance. In this paper, we present a novel channel estimat…
In this paper, delay constrained performance of a multiple-input multiple-output (MIMO) communication system in a dense environment with co-channel interference is investigated. We apply orthogonal space-time block coding (OSTBC) at the transmitter, and for alleviating the high complexity and cost of the MIMO system, receive antenna selection (RAS) scheme is employed in the downlink. Here, for simple and cheap mobile handsets, one antenna is chosen at the receiver in each utilization of the channel. Under these assumptions, a maximum constant arrival rate with the delay quality-of-service (QoS…
In this paper, we propose a new multiple-input multiple-output (MIMO) communication system with movable antennas (MAs) to exploit the antenna position optimization for enhancing the capacity. Different from conventional MIMO systems with fixed-position antennas (FPAs), the proposed system can flexibly change the positions of transmit/receive MAs, such that the MIMO channel between them is reconfigured to achieve higher capacity. We aim to characterize the capacity of MA-enabled point-to-point MIMO communication systems, by jointly optimizing the positions of transmit and receive MAs as well as…
The use of mmWave frequencies is one of the key strategies to achieve the fascinating 1000x increase in the capacity of future 5G wireless systems. While for traditional sub-6 GHz cellular frequencies several well-developed statistical channel models are available for system simulation, similar tools are not available for mmWave frequencies, thus preventing a fair comparison of independently developed transmission and reception schemes. In this paper we provide a simple albeit accurate statistical procedure for the generation of a clustered MIMO channel model operating at mmWaves, for both the…
A method for reconstructing multiple-input multiple-output (MIMO) channel correlation matrices from lower dimensional channel measurements is presented. Exploiting the symmetry of correlation matrix structure enables reproducing higher dimensional MIMO channel matrices from available lower order measurements. This leads to practically important applications allowing prediction of higher dimensional MIMO system capacity. In particular, we study Kronecker-type MIMO channels suitable for reconstructing full channel matrices from partial information about transmit-receive fading in spatial and pol…
In this paper, we investigate optimal downlink power allocation in massive multiple-input multiple-output (MIMO) networks with distributed antenna arrays (DAAs) under correlated and uncorrelated channel fading. In DAA massive MIMO, the base station (BS) consists of multiple antenna sub-arrays. Notably, the antenna sub-arrays are deployed in arbitrary locations within a DAA massive MIMO cell. Consequently, the distance-dependent large-scale propagation coefficients are different from a user to these different antenna sub-arrays, which makes power control a challenging problem. We assume that th…
Antenna selection is capable of reducing the hardware complexity of massive multiple-input multiple-output (MIMO) networks at the cost of certain performance degradation. Reconfigurable intelligent surface (RIS) has emerged as a cost-effective technique that can enhance the spectrum-efficiency of wireless networks by reconfiguring the propagation environment. By employing RIS to compensate the performance loss due to antenna selection, in this paper we propose a new network architecture, i.e., RIS-assisted massive MIMO system with antenna selection, to enhance the system performance while enjo…
In practical mobile communication engineering applications, surfaces of antenna array deployment regions are usually uneven. Therefore, massive multi-input-multi-output (MIMO) communication systems usually transmit wireless signals by irregular antenna arrays. To evaluate the performance of irregular antenna arrays, the matrix correlation coefficient and ergodic received gain are defined for massive MIMO communication systems with mutual coupling effects. Furthermore, the lower bound of the ergodic achievable rate, symbol error rate (SER) and average outage probability are firstly derived for …
It is shown that the condition of Theorem 1 in [1] never holds in practice and that Theorem 2 is incorrect under the stated condition. Extra assumptions or/and modifications are needed to make the conclusions of Theorem 1 and 2 above valid, which are provided below.
