This paper investigates the maximal achievable rate for a given blocklength and error probability over quasi-static multiple-input multiple-output (MIMO) fading channels, with and without channel state information (CSI) at the transmitter and/or the receiver. The principal finding is that outage capacity, despite being an asymptotic quantity, is a sharp proxy for the finite-blocklength fundamental limits of slow-fading channels. Specifically, the channel dispersion is shown to be zero regardless of whether the fading realizations are available at both transmitter and receiver, at only one of them, or at neither of them. These results follow from analytically tractable converse and achievability bounds. Numerical evaluation of these bounds verifies that zero dispersion may indeed imply fast convergence to the outage capacity as the blocklength increases. In the example of a particular $1 \times 2$ single-input multiple-output (SIMO) Rician fading channel, the blocklength required to achieve $90\%$ of capacity is about an order of magnitude smaller compared to the blocklength required for an AWGN channel with the same capacity. For this specific scenario, the coding/decoding schemes adopted in the LTE-Advanced standard are benchmarked against the finite-blocklength achievability and converse bounds.
We investigate the maximal achievable rate for a given blocklength and error probability over quasi-static single-input multiple-output (SIMO) fading channels. Under mild conditions on the channel gains, it is shown that the channel dispersion is zero regardless of whether the fading realizations are available at the transmitter and/or the receiver. The result follows from computationally and analytically tractable converse and achievability bounds. Through numerical evaluation, we verify that, in some scenarios, zero dispersion indeed entails fast convergence to outage capacity as the blockle…
We present nonasymptotic bounds on the maximum coding rate achievable over a Rician block-fading channel for a fixed packet size and a fixed packet error probability. Our bounds, which apply to the scenario where no a priori channel state information is available at the receiver, allow one to quantify the tradeoff between the rate gains resulting from the exploitation of time-frequency diversity and the rate loss resulting from fast channel variations and pilot-symbol overhead.
In this work, we obtain lower and upper bounds on the maximal transmission rate at a given codeword length $n$, average probability of error $ε$ and power constraint $\bar{P}$, over a finite valued, block fading additive white Gaussian noise (AWGN) channel with channel state information (CSI) at the transmitter and the receiver. These bounds characterize deviation of the finite blocklength coding rates from the channel capacity which is in turn achieved by the water filling power allocation across time. The bounds obtained also characterize the rate enhancement possible due to the CSI at the t…
In many wireless systems, the channel state information at the transmitter (CSIT) can not be learned until after a transmission has taken place and is thereby outdated. In this paper, we study the benefits of delayed CSIT on a block-fading channel at finite blocklength. First, the achievable rates of a family of codes that allows the number of codewords to expand during transmission, based on delayed CSIT, are characterized. A fixed-length and a variable-length characterization of the rates are provided using the dependency testing bound and the variable-length setting introduced by Polyanskiy…
This paper concerns the maximum coding rate at which data can be transmitted over a noncoherent, single-antenna, Rayleigh block-fading channel using an error-correcting code of a given blocklength with a block-error probability not exceeding a given value. A high-SNR normal approximation of the maximum coding rate is presented that becomes accurate as the signal-to-noise ratio (SNR) and the number of coherence intervals $L$ over which we code tend to infinity. Numerical analyses suggest that the approximation is accurate at SNR values above 15dB and when the number of coherence intervals is 10…
This paper studies physical-layer secure transmissions from a transmitter to a legitimate receiver against an eavesdropper over slow fading channels, taking into account the impact of finite blocklength secrecy coding. A comprehensive analysis and optimization framework is established to investigate secrecy throughput for both single- and multi-antenna transmitter scenarios. Both adaptive and non-adaptive design schemes are devised, in which the secrecy throughput is maximized by exploiting the instantaneous and statistical channel state information of the legitimate receiver, respectively. Sp…
In this paper we consider a channel model that is often used to describe the mobile wireless scenario: multiple-antenna additive white Gaussian noise channels subject to random (fading) gain with full channel state information at the receiver. Dynamics of the fading process are approximated by a piecewise-constant process (frequency non-selective isotropic block fading). This work addresses the finite blocklength fundamental limits of this channel model. Specifically, we give a formula for the channel dispersion -- a quantity governing the delay required to achieve capacity. Multiplicative nat…
This paper investigates the maximal channel coding rate achievable at a given blocklength $n$ and error probability $ε$, when the codewords are subject to a long-term (i.e., averaged-over-all-codeword) power constraint. The second-order term in the large-$n$ expansion of the maximal channel coding rate is characterized both for additive white Gaussian noise (AWGN) channels and for quasi-static fading channels with perfect channel state information available at both the transmitter and the receiver. It is shown that in both cases the second-order term is proportional to $\sqrt{n^{-1}\ln n}$. Fo…
This paper analyzes the maximal achievable rate for a given blocklength and error probability over a multiple-antenna ambient backscatter channel with perfect channel state information at the receiver. The result consists of a finite blocklength channel coding achievability bound and a converse bound based on the Neyman-Pearson test and the normal approximation based on the Berry- Esseen Theorem. Numerical evaluation of these bounds shows fast convergence to the channel capacity as the blocklength increases and also proves that the channel dispersion is an accurate measure of the backoff from …
A finite blocklenth analysis of the diversity-multiplexing tradeoff is presented, based on nonasymptotic bounds on the maximum channel coding rate of multiple-antenna block-memoryless Rayleigh-fading channels.The bounds in this paper allow one to numerically assess for which packet size, number of antennas, and degree of channel selectivity, diversity-exploiting schemes are close to optimal, and when instead the available spatial degrees of freedom should be used to provide spatial multiplexing. This finite blocklength view on the diversity-multiplexing tradeoff provides insights on the design…
Motivated by the current interest in ultra-reliable, low-latency, machine-type communication systems, we investigate the tradeoff between reliability, throughput, and latency in the transmission of information over multiple-antenna Rayleigh block-fading channels. Specifically, we obtain finite-blocklength, finite-SNR upper and lower bounds on the maximum coding rate achievable over such channels for a given constraint on the packet error probability. Numerical evidence suggests that our bounds delimit tightly the maximum coding rate already for short blocklengths (packets of about 100 symbols)…
This paper considers the massive random access problem in MIMO quasi-static Rayleigh fading channels. Specifically, we derive achievability and converse bounds on the minimum energy-per-bit required for each active user to transmit $J$ bits with blocklength $n$ and power $P$ under a per-user probability of error (PUPE) constraint, in the cases with and without \emph{a priori} channel state information at the receiver (CSIR and no-CSI). In the case of no-CSI, we consider both the settings with and without knowing the number $K_a$ of active users. The achievability bounds rely on the design of t…
In this paper, we examine the performance of the decode-and-forward (DF) relaying protocols with finite blocklength (FB). We provide the overall outage probability of three distinct DF relaying protocols, where the channels are assumed to be quasi static Rayleigh fading. More importantly, we derive the closed form expressions of the outage probability in the three relaying scenarios. We illustrate protocols where the cooperative communications outperform the direct transmission (DT). In addition, we compare the operating efficiency of the cooperative schemes in the ultra-reliable (UR) region.
This paper studies the coherent and non-coherent multiuser multiple-input multiple-output (MU-MIMO) uplink system in the finite blocklength regime. The i.i.d. Gaussian codebook is assumed for each user. To be more specific, the BS first uses two popular linear processing schemes to combine the signals transmitted from all users, namely, MRC and ZF. Following it, the matched maximum-likelihood (ML) and mismatched nearest-neighbour (NN) decoding metric for the coherent and non-coherent cases are respectively employed at the BS. Under these conditions, the refined third-order achievable coding ra…
Effective Capacity (EC) indicates the maximum communication rate subject to a certain delay constraint while effective energy efficiency (EEE) denotes the ratio between EC and power consumption. In this paper, we analyze the EEE of ultra-reliable networks operating in the finite blocklength regime. We obtain a closed form approximation for the EEE in Rayleigh block fading channels as a function of power, error probability, and delay. We show the optimum power allocation strategy for maximizing the EEE in finite blocklength transmission which reveals that Shannon's model underestimates the opti…
We investigate the constrained capacity of multiple-antenna fading coherent channels, where the receiver knows the channel state but the transmitter knows only the channel distribution, driven by arbitrary equiprobable discrete inputs in a regime of high signal-to-noise ratio (${\sf snr}$). In particular, we capitalize on intersections between information theory and estimation theory to conceive expansions to the average minimum-mean squared error (MMSE) and the average mutual information, which leads to an expansion of the constrained capacity, that capture well their behavior in the asymptot…
In this paper, we study a quantized feedback scheme to maximize the goodput of a finite blocklength communication scenario over a quasi-static fading channel. It is assumed that the receiver has perfect channel state information (CSI) and sends back the CSI to the transmitter over a resolution-limited error-free feedback channel. With this partial CSI, the transmitter is supposed to select the optimum transmission rate, such that it maximizes the overall goodput of the communication system. This problem has been studied for the asymptotic blocklength regime, however, no solution has so far bee…
To support ultra-reliable and low-latency services for mission-critical applications, transmissions are usually carried via short blocklength codes, i.e., in the so-called finite blocklength (FBL) regime. Different from the infinite blocklength regime where transmissions are assumed to be arbitrarily reliable at the Shannon's capacity, the reliability and capacity performances of an FBL transmission are impacted by the coding blocklength. The relationship among reliability, coding rate, blocklength and channel quality has recently been characterized in the literature, considering the FBL perfo…
National Mobile Communications Research Laboratory, Southeast University（国家移动通信重点实验室，东南大学）；Hong Kong Polytechnic University（香港理工大学）；Frontiers Science Center for Mobile Information Communication and Security, Southeast University（移动信息通信与安全前沿科学中心，东南大学）；Purple Mountain Laboratories（紫金山实验室）；University of Granada（格拉纳达大学）
In this paper, we present a finite-block-length comparison between the orthogonal multiple access (OMA) scheme and the non-orthogonal multiple access (NOMA) for the uplink channel. First, we consider the Gaussian channel, and derive the closed form expressions for the rate and outage probability. Then, we extend our results to the quasi-static Rayleigh fading channel. Our analysis is based on the recent results on the characterization of the maximum coding rate at finite block-length and finite block-error probability. The overall system throughput is evaluated as a function of the number of i…
Rate-Splitting Multiple Access (RSMA) is an emerging flexible and powerful multiple access for downlink multiantenna networks. In this paper, we introduce the concept of RSMA into short-packet downlink communications. We design optimal linear precoders that maximize the sum rate with Finite Blocklength (FBL) constraints. The relations between the sum rate and blocklength of RSMA are investigated for a wide range of network loads and user deployments. Numerical results demonstrate that RSMA can achieve the same transmission rate as Non-Orthogonal Multiple Access (NOMA) and Space Division Multip…
Future autonomous systems require wireless connectivity able to support extremely stringent requirements on both latency and reliability. In this paper, we leverage recent developments in the field of finite-blocklength information theory to illustrate how to optimally design wireless systems in the presence of such stringent constraints. Focusing on a multi-antenna Rayleigh block-fading channel, we obtain bounds on the maximum number of bits that can be transmitted within given bandwidth, latency, and reliability constraints, using an orthogonal frequency-division multiplexing system similar …
We consider a block fading additive white Gaussian noise (AWGN) channel with perfect channel state information (CSI) at the transmitter and the receiver. First, for a given codeword length and non-vanishing average probability of error, we obtain lower and upper bounds on the maximum transmission rate. We derive bounds for three kinds of power constraints inherent to a wireless transmitter. These include the canonical peak power constraint and average power constraint. In addition, we consider a time varying peak power constraint imposed by an \emph{energy harvesting device}-a mechanism that p…
In this chapter, the authors present the performance of multi-antenna selective combining decode-and-forward (SC-DF) relay networks over independent and identically distributed (i.i.d) Nakagami-m fading channels. The outage probability, moment generation function, symbol error probability and average channel capacity are derived in closed-form using the Signal-to-Noise-Ratio (SNR) statistical characteristics. After that, the authors formulate the outage probability problem, optimize it with an approximated problem, and then solve it analytically. Finally, for comparison with analytical formula…
This paper investigates the energy efficiency of massive unsourced random access~(URA) in multiple-input multiple-output quasi-static Rayleigh fading channels. Specifically, we derive achievability and converse bounds on the minimum required energy-per-bit under the per-user probability of error constraint, where the converse bounds contain two parts: one is general and the other is a weaker ensemble bound. Numerical evaluation shows that the gap between our achievability and converse bounds is less than $5$~dB in the considered regime. Some practical schemes are energy-inefficient compared wi…
This work focuses on the performance of multi-terminal wireless industrial networks, where the transmissions of all terminals are required to be scheduled within a tight deadline. The transmissions thus share a fixed amount of resources, i.e., symbols, while facing short blocklengths due to the low-latency requirement. We investigate two distinct relaying strategies, namely best relay selection among the participating terminals and best antenna selection at the access point of the network. In both schemes, we incorporate the cost of acquiring instantaneous Channel State Information (CSI) at th…
In this paper, the blocklength-limited performance of a relaying system is studied, where channels are assumed to experience quasi-static Rayleigh fading while at the same time only the average channel state information (CSI) is available at the source. Both the physical-layer performance (blocklength-limited throughput) and the link-layer performance (effective capacity) of the relaying system are investigated. We propose a simple system operation by introducing a factor based on which we weight the average CSI and let the source determine the coding rate accordingly. In particular, we prove …
Discrete-time Rayleigh fading multiple-input multiple-output (MIMO) channels are considered, with no channel state information at the transmitter and receiver. The fading is assumed to be correlated in time and independent from antenna to antenna. Peak and average transmit power constraints are imposed, either on the sum over antennas, or on each individual antenna. In both cases, an upper bound and an asymptotic lower bound, as the signal-to-noise ratio approaches zero, on the channel capacity are presented. The limit of normalized capacity is identified under the sum power constraints, and, …
Discrete-time Rayleigh fading single-input single-output (SISO) and multiple-input multiple-output (MIMO) channels are considered, with no channel state information at the transmitter or the receiver. The fading is assumed to be stationary and correlated in time, but independent from antenna to antenna. Peak-power and average-power constraints are imposed on the transmit antennas. For MIMO channels, these constraints are either imposed on the sum over antennas, or on each individual antenna. For SISO channels and MIMO channels with sum power constraints, the asymptotic capacity as the peak sig…
We investigate the problem of common randomness (CR) generation from discrete correlated sources aided by one-way communication over single-user multiple-input multiple-output (MIMO) slow fading channels with additive white Gaussian noise (AWGN), arbitrary state distribution and with channel state information available at the receiver side (CSIR). We completely solve the problem by first characterizing the channel outage capacity of MIMO slow fading channels for arbitrary state distribution. For this purpose, we also provide an achievable rate for a specific compound MIMO Gaussian channel. Sec…
The fast adoption of Massive MIMO for high-throughput communications was enabled by many research contributions mostly relying on infinite-blocklength information-theoretic bounds. This makes it hard to assess the suitability of Massive MIMO for ultra-reliable low-latency communications (URLLC) operating with short blocklength codes. This paper provides a rigorous framework for the characterization and numerical evaluation (using the saddlepoint approximation) of the error probability achievable in the uplink and downlink of Massive MIMO at finite blocklength. The framework encompasses imperfe…
The use of channel output feedback to improve the reliability of fading channels has received scant attention in the literature. In most work on feedback for fading channels, only channel state information (CSI) feedback has been exploited for coding at the transmitter. In this work, the design of a coding scheme for multiple-input multiple-output (MIMO) fading systems with channel output and channel state feedback at the transmitter is considered. Under the assumption of additive white Gaussian noise and an independent and identically distributed fading process, a simple linear coding strateg…
Upper bounds on the capacity of vector Gaussian channels affected by fading are derived under peak amplitude constraints at the input. The focus is on constraint regions that can be decomposed in a Cartesian product of sub-regions. This constraint models a transmitter configuration employing a number of power amplifiers less than or equal to the total number of transmitting antennas. In general, the power amplifiers feed distinct subsets of the transmitting antennas and partition the input in independent subspaces. Two upper bounds are derived: The first one is suitable for high signal-to-nois…
We analyze a wireless communication system with finite block length and finite battery energy, under quasi-static Nakagami-m fading. Wireless energy transfer is carried out in the downlink while information transfer occurs in the uplink. Transmission strategies for scenarios with/without energy accumulation between transmission rounds are characterized in terms of error probability and energy consumption. A power control protocol for the energy accumulation scenario is proposed and results show the enormous impact on improving the system performance, in terms of error probability and energy co…
The effect of Rician-ness on the capacity of multiple antenna systems is investigated under the assumption that channel state information (CSI) is available only at the receiver. The average-power-constrained capacity of such systems is considered under two different assumptions on the knowledge about the fading available at the transmitter: the case in which the transmitter has no knowledge of fading at all, and the case in which the transmitter has knowledge of the distribution of the fading process but not the instantaneous CSI. The exact capacity is given for the former case while capacity…
We consider the multi-antenna wiretap channel in which the transmitter wishes to send a confidential message to its receiver while keeping it secret to the eavesdropper. It has been known that the secrecy capacity of such a channel does not increase with signal-to-noise ratio when the transmitter has no channel state information (CSI) under mild conditions. Motivated by Jafar's robust interference alignment technique, we study the so-called staggered multi-antenna block-fading wiretap channel where the legitimate receiver and the eavesdropper have different temporal correlation structures. Ass…
This paper focuses on studying the fundamental performance limits and linear dispersion code design for the MIMO-ARQ slow fading channel. Optimal average rate of well-known HARQ protocols is analyzed. The optimal design of space-time coding for the MIMO-ARQ channel is discussed. Information-theoretic measures are used to optimize the rate assignment and derive the optimum design criterion, which is then used to evaluate the optimality of existing space-time codes. A different design criterion, which is obtained from the error probability analysis of space-time coded MIMO-HARQ, is presented. Ex…
In this paper we consider the secure transmission over the fast fading multiple antenna Gaussian broadcast channels with confidential messages (FMGBC-CM), where a multiple-antenna transmitter sends independent confidential messages to two users with information theoretic secrecy and only the statistics of the receivers' channel state information are known at the transmitter. We first use the same marginal property of the FMGBC-CM to classify the non-trivial cases, i.e., those not degraded to the common wiretap channels. We then derive the achievable rate region for the FMGBC-CM by solving the …
We consider the content delivery problem in a fading multi-input single-output channel with cache-aided users. We are interested in the scalability of the equivalent content delivery rate when the number of users, $K$, is large. Analytical results show that, using coded caching and wireless multicasting, without channel state information at the transmitter (CSIT), linear scaling of the content delivery rate with respect to $K$ can be achieved in some different ways. First, if the multicast transmission spans over $L$ independent sub-channels, e.g., in quasi-static fading if $L = 1$, and in blo…
This paper analyzes the effective capacity (EC) of delay constrained machine type communication (MTC) networks operating in the finite blocklength (FB) regime. First, we derive a closed-form mathematical approximation for the EC in Rayleigh block fading channels. We characterize the optimum error probability to maximize the concave EC function and study the effect of SINR variations for different delay constraints. Our analysis reveals that SINR variations have less impact on EC for strict delay constrained networks. We present an exemplary scenario for massive MTC access to analyze the interf…
A distributed detection problem over fading Gaussian multiple-access channels is considered. Sensors observe a phenomenon and transmit their observations to a fusion center using the amplify and forward scheme. The fusion center has multiple antennas with different channel models considered between the sensors and the fusion center, and different cases of channel state information are assumed at the sensors. The performance is evaluated in terms of the error exponent for each of these cases, where the effect of multiple antennas at the fusion center is studied. It is shown that for zero-mean c…
For ergodic fading, a lattice coding and decoding strategy is proposed and its performance is analyzed for the single-input single-output (SISO) and multiple-input multiple-output (MIMO) point-to-point channel as well as the multiple-access channel (MAC), with channel state information available only at the receiver (CSIR). At the decoder a novel strategy is proposed consisting of a time-varying equalization matrix followed by decision regions that depend only on channel statistics, not individual realizations. Our encoder has a similar structure to that of Erez and Zamir. For the SISO channel…
It is well known that the mutual information between two random variables can be expressed as the difference of two relative entropies that depend on an auxiliary distribution, a relation sometimes referred to as the golden formula. This paper is concerned with a finite-blocklength extension of this relation. This extension consists of two elements: 1) a finite-blocklength channel-coding converse bound by Polyanskiy and Verdú (2014), which involves the ratio of two Neyman-Pearson $β$ functions (beta-beta converse bound); and 2) a novel beta-beta channel-coding achievability bound, expressed ag…
This paper is concerned with the fading MIMO-MAC with multiple receive antennas at the base station (BS) and multiple transmit antennas at each mobile terminal (MT). Two multiple-access techniques are considered for scheduling transmissions from each MT to the BS at the same frequency, which are space-division multiple-access (SDMA) and time-division multiple-access (TDMA). For SDMA, all MTs transmit simultaneously to the BS and their individual signals are resolved at the BS via multiple receive antennas while for TDMA, each MT transmits independently to the BS during mutually orthogonal time…
In this paper, we investigate the design of artificial-noise-aided secure multi-antenna transmission in slow fading channels. The primary design concerns include the transmit power allocation and the rate parameters of the wiretap code. We consider two scenarios with different complexity levels: i) the design parameters are chosen to be fixed for all transmissions, ii) they are adaptively adjusted based on the instantaneous channel feedback from the intended receiver. In both scenarios, we provide explicit design solutions for achieving the maximal throughput subject to a secrecy constraint, g…
