Canonical analysis of a recently proposed [1] linear+quadratic curvature gravity model in D=3 displays its pure fourth derivative quadratic branch as a ghost-free (massless) excitation. Hence it both negates an old no-go theorem and is power-counting UV finite. It is also conformal-invariant, so the metric is underdetermined. While the 2-term branch is also ghost-free, it has, as shown in [1], a second-derivative, two-tensor equivalent, akin to the second order scalar-tensor form of ostensibly fourth order, $R+R^2$, actions. This correspondence fails for the pure quadratic branch: it is irreducibly fourth-order.
Using the Dirac constraint method we show that the pure fourth-order Pais-Uhlenbeck oscillator model is free of observable negative norm states. Even though such ghosts do appear when the fourth order theory is coupled to a second order one, the limit in which the second order action is switched off is found to be a highly singular one in which these states move off shell. Given this result, construction of a fully unitary, renormalizable, gravitational theory based on a purely fourth order action in 4 dimensions now appears feasible.
Contrary to common belief, it is shown that theories whose field equations are higher than second order in derivatives need not be stricken with ghosts. In particular, the prototypical fourth-order derivative Pais-Uhlenbeck oscillator model is shown to be free of states of negative energy or negative norm. When correctly formulated (as a $\cP\cT$ symmetric theory), the theory determines its own Hilbert space and associated positive-definite inner product. In this Hilbert space the model is found to be a fully acceptable quantum-mechanical theory that exhibits unitary time evolution.
We review the history of the ghost problem in quantum field theory from the Pauli-Villars regulator theory to currently popular fourth-order derivative quantum gravity theories. While these theories all appear to have unitarity-violating ghost states with negative norm, we show that in fact these ghost states only appear because the theories are being formulated in the wrong Hilbert space. In these theories the Hamiltonians are not Hermitian but instead possess an antilinear symmetry. Consequently, one cannot use inner products that are built out of states and their Hermitian conjugates. Rathe…
An exactly scale-invariant spectrum of scalar perturbation generated during de Sitter spacetime is found from the gravity model of the nonminimal derivative coupling with fourth-order term. The nonminimal derivative coupling term generates a healthy (ghost-free) fourth-order derivative term, while the fourth-order term provides an unhealthy (ghost) fourth-order derivative term. The Harrison-Zel'dovich spectrum obtained from Fourier transforming the fourth-order propagator in de Sitter space is recovered by computing the power spectrum in its momentum space directly. It shows that this model pr…
We present a solution to the ghost problem in fourth order derivative theories. In particular we study the Pais-Uhlenbeck fourth order oscillator model, a model which serves as a prototype for theories which are based on second plus fourth order derivative actions. Via a Dirac constraint method quantization we construct the appropriate quantum-mechanical Hamiltonian and Hilbert space for the system. We find that while the second-quantized Fock space of the general Pais-Uhlenbeck model does indeed contain the negative norm energy eigenstates which are characteristic of higher derivative theorie…
We consider Higgs massive gravity [1,2] and investigate whether a nonlinear ghost in this theory can be avoided. We show that although the theory considered in [10,11] is ghost free in the decoupling limit, the ghost nevertheless reappears in the fourth order away from the decoupling limit. We also demonstrate that there is no direct relation between the value of the Vainshtein scale and the existence of nonlinear ghost. We discuss how massive gravity should be modified to avoid the appearance of the ghost.
We consider Modified Gravity models involving inverse powers of fourth-order curvature invariants. Using these models' equivalence to the theory of a scalar field coupled to a linear combination of the invariants, we investigate the properties of the propagating modes. Even in the case for which the fourth derivative terms in the field equations vanish, we find that the second derivative terms can give rise to ghosts, instabilities, and superluminal propagation speeds. We establish the conditions which the theories must satisfy in order to avoid these problems in Friedmann backgrounds, and sho…
In the first order formalism of gravitational theories, the spacetime connection is considered as an independent variable to vary together with the metric. However, the metric still generates its Levi-Civita connection that turns out to determine the geodesics of matter. Recently, "hybrid" gravity theories have been introduced by constructing actions involving both the independent Palatini connection and the metric Levi-Civita connection. In this study a method is developed to analyse the field content of such theories, in particular to determine whether the propagating degrees of freedom are …
The cosmological constant problem and the compatibility of gravity with quantum mechanics are the two most pressing problems in all of gravitational theory. While string theory nicely addresses the latter, it has so far failed to provide any compelling solution to the former. On the other hand, while conformal gravity nicely addresses the cosmological constant problem (by naturally quenching the amount by which the cosmological constant gravitates rather than by quenching the cosmological constant itself), the fourth order derivative conformal theory has long been thought to possess a ghost wh…
Perturbation theory for gravity in dimensions greater than two requires higher derivatives in the free action. Higher derivatives seem to lead to ghosts, states with negative norm. We consider a fourth order scalar field theory and show that the problem with ghosts arises because in the canonical treatment, $ϕ$ and $\Box ϕ$ are regarded as two independent variables. Instead, we base quantum theory on a path integral, evaluated in Euclidean space and then Wick rotated to Lorentzian space. The path integral requires that quantum states be specified by the values of $ϕ$ and $ϕ_{,τ}$. To calculate…
A {\em complex} canonical transformation is found that takes the fourth order derivative Pais-Uhlenbeck oscillator into two independent harmonic oscillators thus showing that this model has energy bounded from below, unitary time-evolution and no negative norm states, or ghosts. Such transformation yields a positive definite inner product consistent with reality conditions in the Hilbert space. The method is illustrated by eliminating the negative norm states in a complex oscillator. Extensions to other higher order mechanical models and field theory are discussed.
Maxwell theory can be studied in a gauge which is invariant under conformal rescalings of the metric, and first proposed by Eastwood and Singer. This paper studies the corresponding quantization in flat Euclidean 4-space. The resulting ghost operator is a fourth-order elliptic operator, while the operator P on perturbations of the potential is a sixth-order elliptic operator. The operator P may be reduced to a second-order non-minimal operator if a dimensionless gauge parameter tends to infinity. Gauge-invariant boundary conditions are obtained by setting to zero at the boundary the whole set …
We review some of the recent results which can be useful for better understanding of the problem of stability of vacuum and in general classical solutions in higher derivative quantum gravity. The fourth derivative terms in the purely gravitational vacuum sector are requested by renormalizability already in both semiclassical and complete quantum gravity theories. However, because of these terms the spectrum of the theory has unphysical ghost states which jeopardize the stability of classical solutions. At the quantum level ghosts violate unitarity, and and thus ghosts look incompatible with t…
We first find the linear approximation of the second plus fourth order derivative massive conformal gravity action. Then we reduce the linearized action to separated second order derivative terms, which allows us to quantize the theory by using the standard first order canonical quantization method. It is shown that quantum massive conformal gravity is renormalizable but has ghost states. A possible decoupling of these ghost states at high energies is discussed.
Understanding the role of higher derivatives is probably one of the most relevant questions in quantum gravity theory. Already at the semiclassical level, when gravity is a classical background for quantum matter fields, the action of gravity should include fourth derivative terms to provide renormalizability in the vacuum sector. The same situation holds in the quantum theory of metric. At the same time, including the fourth derivative terms means the presence of massive ghosts, which are gauge-independent massive states with negative kinetic energy. At both classical and quantum level such g…
We study the Einstein-singleton theory during de Sitter inflation since it provides a way of degenerate fourth-order scalar theory. We obtain an exact solution expressed in terms of the exponential-integral function by solving the degenerate fourth-order scalar equation in de Sitter spacetime. Furthermore, we find that its power spectrum blows negatively up in the superhorizon limit, while it is negatively scale-invariant in the subhorizon limit. This suggests that the Einstein-singleton theory contains the ghost-instability and thus, it is not suitable for developing a slow-roll inflation mod…
The "Auxiliary Extra Dimension" model was proposed in order to provide a geometrical interpretation to modifications of general relativity, in particular to non-linear massive gravity. In this context, the theory was shown to be ghost free to third order in perturbations, in the decoupling limit. In this work, we exactly solve the equation of motion in the extra dimension, to obtain a purely 4-dimensional theory. Using this solution, it is shown that the ghost appears at the fourth order and beyond. We explore potential modifications to address the ghost issue and find that their consistent im…
We perform a canonical quantization of Weyl's conformal gravity by means of the covariant operator formalism and investigate the unitarity of the resulting quantum theory. After reducing the originally fourth order theory to second order in time derivatives via the introduction of an auxiliary tensor field, we identify the full Fock space of quantum states under a BRST construction that includes Faddeev-Popov ghost fields corresponding to Weyl transformations. Using the Kugo-Ojima quartet mechanism, we identify the physical subspace of quantum states and find that the subspace containing the t…
We investigate several quantum phenomena related to quadratic gravity after rewriting the general fourth-order action in a more convenient form that is second-order in derivatives and produces only first-class constraints in phase space. We find that a Higgs mechanism may occur in the conformally invariant subset of the general quadratic action if the theory is conformally coupled to a scalar field that acquires a non-zero vacuum expectation value and spontaneously breaks the conformal symmetry. Then, in the broken phase, the originally massless spin-2 ghost may absorb both the scalar and vect…
We investigate the ghostfree scalar-tensor theory with a timelike scalar field, with derivatives of the scalar field up to the third order and with the Riemann tensor up to the quadratic order. We build two types of linear spaces. One is the set of linearly independent generally covariant scalar-tensor monomials, the other is the set of linearly independent spatially covariant gravity monomials. We argue that these two types of linear space are isomorphic to each other in the sense of gauge fixing/recovering procedures. We then identify the subspaces in the spatially covariant gravity, which a…
We show the exact equality of the path integral of the general renormalizable fourth order gravitational action to the path integral of the Einstein action coupled to a massive spin-0 field and a massive spin-2 ghost-like field with non-polynomial interactions. The metric in the Einstein version is a highly nonlinear function of the metric in the quadratic version. Both massive excitations are unstable. The respective cosmological constant terms in the two versions can be very different. Some implications are briefly discussed.
The ghost free massive gravity modified Friedmann equations at cosmic scale and provided an explanation of cosmic acceleration without dark energy. We analyzed the cosmological solutions of the massive gravity in detail and confronted the cosmological model with current observational data. We found that the model parameters $α_3$ and $α_4$ which are the coefficients of the third and fourth order nonlinear interactions cannot be constrained by current data at the background level. The mass of graviton is found to be the order of current Hubble constant if $α_3=α_4=0$, and the mass of graviton c…
We investigate the possibility of a new massive gravity theory with derivative interactions as an extension of de Rham-Gabadadze-Tolley massive gravity. We find the most general Lagrangian of derivative interactions using Riemann tensor whose cutoff energy scale is $Λ_3$, which is consistent with de Rham-Gabadadze-Tolley massive gravity. Surprisingly, this infinite number of derivative interactions can be resummed with the same method in de Rham-Gabadadze-Tolley massive gravity, and remaining interactions contain only two parameters. We show that the equations of motion for scalar and tensor m…
We discuss the existence of de Sitter inflationary solutions for the string-inspired fourth-derivative gravity theories with dilaton field. We consider a space-time of arbitrary dimension D and an arbitrary parametrization of the target space metric. The specific features of the theory in dimension D=4 and those of the special ghost-free parametrization of the metric are found. We also consider similar string-inspired theories with torsion and construct an inflationary solution with torsion and dilaton for D=4. The stability of the inflationary solutions is also investigated.
With standard Einstein gravity not being renormalizable at the quantum level there is much interest in studying higher-derivative quantum gravity theories. Thus just as a Ricci-scalar-based action produces a propagator that behaves as a non-renormalizable $1/k^2$ at large $k^2$, an action based on the square of the Ricci scalar behaves as a renormalizable $1/k^4$ at large $k^2$. An action based on both the Ricci scalar and its square leads to a renormalizable propagator of the generic Pauli-Villars form. However, given the form of the Hamiltonian and the propagator such theories are thought to…
Runaway solutions can be avoided in fourth order gravity by a doubling of the matter operator algebra with a symmetry constraint with respect to the exchange of observable and hidden degrees of freedom together with the change in sign of the ghost and the dilaton fields. The theory is classically equivalent to Einstein gravity, while its non-unitary Newtonian limit is shown to lead to a sharp transition, around $10^{11}$ proton masses, from the wavelike properties of microscopic particles to the classical behavior of macroscopic bodies, as well as to a trans-Planckian regularization of collaps…
We construct a quintic quasi-topological gravity in five dimensions, i.e. a theory with a Lagrangian containing $\mathcal{R}^5$ terms and whose field equations are of second order on spherically (hyperbolic or planar) symmetric spacetimes. These theories have recently received attention since when formulated on asymptotically AdS spacetimes might provide for gravity duals of a broad class of CFTs. For simplicity we focus on five dimensions. We show that this theory fulfils a Birkhoff's Theorem as it is the case in Lovelock gravity and therefore, for generic values of the couplings, there is no…
The so called "New Massive Gravity" in $D=2+1$ consists of the Einstein-Hilbert action (with minus sign) plus a quadratic term in curvatures ($K$-term). Here we perform the Kaluza-Klein dimensional reduction of the linearized $K$-term to $D=1+1$. We end up with a fourth-order massive electrodynamics in $D=1+1$ described by a rank-2 tensor. Remarkably, there appears a local symmetry in $D=1+1$ which persists even after gauging away the Stueckelberg fields of the dimensional reduction. It plays the role of a $U(1)$ gauge symmetry. Although of higher-order in derivatives, the new $2D$ massive ele…
The stability of higher-order time derivative theories using the polymer extension of quantum mechanics is studied. First, we focus on the well-known Pais-Uhlenbeck model and by casting the theory into the sum of two decoupled The possibility that fundamental discreteness implicit in a quantum gravity theory may act as a natural regulator for ultraviolet singularities arising in quantum field theory has been intensively studied. Here, along the same expectations, we investigate whether a nonstandard representation, called polymer representation can smooth away the large amount of negative ener…
