Let $\Diffeo=\Diffeo(\R)$ denote the group of infinitely-differentiable diffeomorphisms of the real line $\R$, under the operation of composition, and let $\Diffeo^+$ be the subgroup of diffeomorphisms of degree +1, i.e. orientation-preserving diffeomorphisms. We show how to reduce the problem of determining whether or not two given elements $f,g\in \Diffeo$ are conjugate in $\Diffeo$ to associated conjugacy problems in the subgroup $\Diffeo^+$. The main result concerns the case when $f$ and $g$ have degree -1, and specifies (in an explicit and verifiable way) precisely what must be added to the assumption that their (compositional) squares are conjugate in $\Diffeo^+$, in order to ensure that $f$ is conjugated to $g$ by an element of $\Diffeo^+$. The methods involve formal power series, and results of Kopell on centralisers in the diffeomorphism group of a half-open interval.
Given a group G, the conjugacy problem in G is the problem of giving an effective procedure for determining whether or not two given elements f, g of G are conjugate, i.e. whether there exists h belonging to G with fh = hg. This paper is about the conjugacy problem in the group Diffeo(I) of all diffeomorphisms of an interval I in R. There is much classical work on the subject, solving the conjugacy problem for special classes of maps. Unfortunately, it is also true that many results and arguments known to the experts are difficult to find in the literature, or simply absent. We try to repair t…
In this paper we prove the $C^1$-density of every $C^r$-conjugacy class in the closed subset of diffeomorphisms of the circle with a given irrational rotation number.
Classical results by Poincaré and Denjoy show that two orientation-preserving $C^2$ diffeomorphisms of the circle are topologically conjugate if and only if they have the same rotation number. We show that there is no possibility of getting such a complete numerical Borel invariant for the conjugacy relation of orientation-preserving circle diffeomorphisms by homeomorphisms with higher degree of regularity. For instance, we consider conjugacy by Hölder homeomorphisms or by $C^k$-diffeomorphisms with $k\in \mathbb{Z}^+ \cup \{\infty\}$. The proof combines techniques from Descriptive Set Theory …
We consider two C^2 Anosov diffeomorphisms in a C^1 neighborhood of a linear hyperbolic automorphism of three dimensional torus with real spectrum. We prove that they are C^1+ conjugate if and only if the differentials of the return maps at corresponding periodic points have the same eigenvalues.
The classical criterion for a circle diffeomorphism to be topologically conjugate to an irrational rigid rotation was given by A. Denjoy. In 1985, one of us (Sullivan) gave a new criterion. There is an example satisfying Denjoy's bounded variation condition rather than Sullivan's Zygmund condition and vice versa. This paper will give the third criterion which is implied by either of the above criteria.
We study groups of circle diffeomorphisms whose action on the cylinder $\mathcal C=\mathbb S^1\times \mathbb S^1\setminus Δ$ preserves a volume form. We first show that such a group is topologically conjugate to a subgroup of $\rm{PSL}(2,\mathbb R)$, then discuss the existence of a differentiable conjugacy.
A diffeomorphism $f:\mathbb{R}^2\to\mathbb{R}^2$ in the plane is Anosov if it has a hyperbolic splitting at every point of the plane. The two known topological conjugacy classes of such diffeomorphisms are linear hyperbolic automorphisms and translations (the existence of Anosov structures for plane translations was originally shown by W. White). P. Mendes conjectured that these are the only topological conjugacy classes for Anosov diffeomorphisms in the plane. We prove that this claim holds when the Anosov diffeomorphism is the time-one map of a flow, via a theorem about foliations invariant …
In this paper we consider the conjugacy classes of diffeomorphisms of the interval, endowed with the $C^1$-topology. We present several results in the spirit of the one below : Given two diffeomorphisms $f,g$ of the interval $[0;1]$ without hyperbolic fixed point, we give a complete answer to the two following questions: - under what conditions does there exist a sequence of smooth conjugates $h_n f h_n^{-1}$ of $f$ tending to $g$ in the $C^1$-topology ? - under what conditions does there exist a continuous path of $C^1$-diffeomorphisms $h_t$ such that $h_t f h_t^{-1}$ tends to $g$ in the $C^1…
Given closed topological $n$-manifold $M^n$, $n\geq 2$, one introduces the classes of Smale regular $SRH(M^n)$ and Smale semi-regular $SsRH(M^n)$ homeomorphisms of $M^n$ with $SRH(M^n)\subset~SsRH(M^n)$. The class $SRH(M^n)$ contains all Morse-Smale diffeomorphisms, while $SsRH(M^n)$ contains A-diffeomorphisms with trivial and some nontrivial basic sets provided $M^n$ admits a smooth structure. We select invariant sets that determine dynamics of Smale homeomorphisms. This allows us to get necessary and sufficient conditions of conjugacy for $SRH(M^n)$ and $SsRH(M^n)$. We deduce applications fo…
The formal class of a germ of diffeomorphism $ϕ$ is embeddable in a flow if $ϕ$ is formally conjugated to the exponential of a germ of vector field. We prove that there are complex analytic unipotent germs of diffeomorphisms at $({\mathbb C}^{n},0)$ ($n>1$) whose formal class is non-embeddable. The examples are inside a family in which the non-embeddability is of geometrical type. The proof relies on the properties of some linear functional operators that we obtain through the study of polynomial families of diffeomorphisms via potential theory.
Let $L$ be a hyperbolic automorphism of $\mathbb T^d$, $d\ge3$. We study the smooth conjugacy problem in a small $C^1$-neighborhood $\mathcal U$ of $L$. The main result establishes $C^{1+ν}$ regularity of the conjugacy between two Anosov systems with the same periodic eigenvalue data. We assume that these systems are $C^1$-close to an irreducible linear hyperbolic automorphism $L$ with simple real spectrum and that they satisfy a natural transitivity assumption on certain intermediate foliations. We elaborate on the example of de la Llave of two Anosov systems on $\mathbb T^4$ with the same co…
In this paper we consider the space of smooth conjugacy classes of an Anosov diffeomorphism of the two-torus. The only 2-manifold that supports an Anosov diffeomorphism is the 2-torus, and Franks and Manning showed that every such diffeomorphism is topologically conjugate to a linear example, and furthermore, the eigenvalues at periodic points are a complete smooth invariant. The question arises: what sets of eigenvalues occur as the Anosov diffeomorphism ranges over a topological conjugacy class? This question can be reformulated: what pairs of cohomology classes (one determined by the expand…
In this paper, we study conjugacy invariants for 2-dimensional diffeomorphisms with homoclinic cubic tangencies (two-sided tangencies of the lowest order) under certain open conditions. Ordinary arguments used in past studies of conjugacy invariants associated with one-sided tangencies do not work in the two-sided case. We present a new method which is applicable to the two-sided case.
In a non-compact setting, the notion of hyperbolicity, and the associated structure of stable and unstable manifolds (for unbounded orbits), is highly dependent on the choice of metric used to define it. We consider the simplest version of this, the analogue for the plane of Anosov diffeomorphisms, studied earlier by W. White and P. Mendes. The two known topological conjugacy classes of such diffeomorphisms are linear hyperbolic automorphisms and translations. We show that if the structure of stable and unstable manifolds is required to be preserved by these conjugacies, the number of distinct…
For groups of diffeomorphisms of $\T^2$ containing an Anosov diffeomorphism, we give a complete classification for polycyclic Abelian-by-Cyclic group actions on $\T^2$ up to both topological conjugacy and smooth conjugacy under mild assumptions. Along the way, we also prove a Tits alternative type theorem for some groups of diffeomorphisms of $\T^2$.
Lens spaces are the only 3-manifolds that admit gradient-like flows with four fixed points. This is an immediate corollary of Morse inequality and of the Morse function with four critical points existence. A similar question for gradient-like diffeomorphisms is open. Solution can be approached by describing a complete topological conjugacy invariant of the class of considered diffeomorphisms and constructing of representative diffeomorphism for every conjugacy class by the abstract invariant. Ch. Bonnati and V. Z. Grines proved that the topological conjugacy class of Morse-Smale flows with uni…
We study perturbations of a partially hyperbolic toral automorphism L which is diagonalizable over C and has a dense center foliation. For a small perturbation of L with a smooth center foliation we establish existence of a smooth leaf conjugacy to L. We also show that if a small perturbation of an ergodic irreducible L has smooth center foliation and is bi-Holder conjugate to L, then the conjugacy is smooth. As a corollary, we show that for any symplectic perturbation of such an L any bi-Holder conjugacy must be smooth. For a totally irreducible L with two-dimensional center, we establish a n…
We consider group-valued cocycles over a partially hyperbolic diffeomorphism which is accessible volume-preserving and center bunched. We study cocycles with values in the group of invertible continuous linear operators on a Banach space. We describe properties of holonomies for fiber bunched cocycles and establish their Holder regularity. We also study cohomology of cocycles and its connection with holonomies. We obtain a result on regularity of a measurable conjugacy, as well as a necessary and sufficient condition for existence of a contionuous conjugacy between two cocycles.
In this paper we give a complete topological classification of orientation preserving Morse-Smale diffeomorphisms on orientable closed surfaces. For MS diffeomorphisms with relatively simple behaviour it was known that such a classification can be given through a directed graph, a three-colour directed graph or by a certain topological object, called a scheme. Here we will assign to any MS surface diffeomorphism a finite amount of data which completely determines its topological conjugacy class. Moreover, we show that associated to any abstract version of this data, there exists a unique conju…
We analyze a class of deformations of Anosov diffeomorphisms: these $C^0$-small, but $C^1$-macroscopic deformations break the topological conjugacy class but leave the high entropy dynamics unchanged. More precisely, there is a partial conjugacy between the deformation and the original Anosov system that identifies all invariant probability measures with entropy close to the maximum. We also establish expansiveness around those measures. This class of deformations contains many of the known nonhyperbolic robustly transitive diffeomorphisms. In particular, we show that it includes a class of no…
In this paper, we give a characterization for any abelian subgroup G of a lie group of diffeomorphisms maps of C^n, having a somewhere dense orbit G(x), x in C^n: G(x) is somewhere dense in C^n if and only if there are f_{1},....,f_{2n+1 in exp^{-1}(G) such that f_{2n+1} in vect(f_{1},...,f_{2n}) and Z.f_{1}(x)+....+Z.f_{2n+1}(x) is dense subgroup of C^n, where vect(f_{1},....,f_{2n}) is the vector space over R generated by f_{1},....,f_{2n}.
We show recurrent phenomena for orbits of groups of local complex analytic diffeomorphisms that have a certain subgroup or image by a morphism of groups that is non-virtually solvable. In particular we prove that a non-virtually solvable subgroup of local biholomorphisms has always recurrent orbits, i.e. there exists an orbit contained in its set of limit points.
We show that if $M$ is a compact oriented surface of genus 0 and $G$ is a subgroup of $\Symp^ω_μ(M)$ which has an infinite normal solvable subgroup, then $G$ is virtually abelian. In particular the centralizer of an infinite order $f \in \Symp^ω_μ(M)$ is virtually abelian. Another immediate corollary is that if $G$ is a solvable subgroup of $\Symp^ω_μ(M)$ then $G$ is virtually abelian. We also prove a special case of the Tits Alternative for subgroups of $\Symp^ω_μ(S^2).$
We determine all the normal subgroups of the group of C^r diffeomorphisms of R^n, r = 1,2,...,infinity, except when r=n+1 or n=4, and also of the group of homeomorphisms of R^n (r=0). We also study the group A_0 of diffeomorphisms of an open manifold M that are isotopic to the identity. If M is the interior of a compact manifold with nonempty boundary, then the quotient of A_0 by the normal subgroup of diffeomorphisms that coincide with the identity near to a given end e of M is simple.
Plante-Thurston proved that every nilpotent subgroup of $\Diff^2(S^1)$ is abelian. One of our main results is a sharp converse: $\Diff^1(S^1)$ contains every finitely-generated, torsion-free nilpotent group.
In this paper we formulate and prove a structure theorem for area preserving diffeomorphisms of genus zero surfaces with zero entropy. As an application we relate the existence of faithful actions of a finite index subgroup of the mapping class group of a closed surface $Σ_g$ on $S^2$ by area preserving diffeomorphisms to the existence of finite index subgroups of bounded mapping class groups $MCG(S, \partial S)$ with non-trivial first cohomology.
We prove a result motivated by Williams's classification of expanding attractors and the Franks-Newhouse Theorem on codimension-1 Anosov diffeomorphisms: If a mixing hyperbolic attractor has 1-dimensional unstable manifolds then it is either is expanding or is homeomorphic to a compact abelian group (a toral solenoid); in the latter case the dynamics is conjugate to a group automorphism. As a corollary we obtain a classification of all 2-dimensional basic sets in 3-manifolds. Furthermore we classify all hyperbolic attractors in 3-manifolds in terms of the classically studied examples, answerin…
We will characterize topological conjugate one-sided topological Markov shifts in terms of their subgroups of continuous full groups and subalgebras of Cuntz--Krieger algebras.
We study a simple problem that arises from the study of Lorentz surfaces and Anosov flows. For a non decreasing map of degree one $h:\mathbb{S}^1\to \mathbb{S}^1$, we are interested in groups of circle diffeomorphisms that act on the complement of the graph of $h$ in $\mathbb{S}^1\times \mathbb{S}^1$ by preserving a volume form. We show that such groups are semi conjugate to subgroups of $\mathrm{PSL}(2,\mathbb{R})$, and that when $h\in \mathrm{Homeo}(\mathbb{S}^1)$, we have a topological conjugacy. We also construct examples, where $h$ is not continuous, for which there is no such conjugacy.
