Moduli Stabilization in non-Supersymmetric Minkowski Vacua with Anomalous U(1) Symmetry
Diego Gallego, Marco Serone
备注：
30 pages, no figures. v2: minor improvements, one reference added. Version to appear in JHEP. v3: Footnote[9] and eq.(2.37) corrected. Results unchanged. Supersedes the JHEP published version
We study how two moduli can be stabilized in a Minkowski/de Sitter vacuum for a wide class of string-inspired Supergravity models with an effective Fayet-like Supersymmetry breaking. It is shown under which conditions this mechanism can be made natural and how it can give rise to an interesting spectrum of soft masses, with a relatively small mass difference between scalar and gaugino masses. In absence of a constant superpotential term, the above mechanism becomes completely natural and gives rise to a dynamical supersymmetry breaking mechanism. Some specific type IIB and heterotic string inspired models are considered in detail.
We propose a new type of moduli stabilization scenario where the supersymmetric and supersymmetry-breaking minima are degenerate at the leading level. The inclusion of the loop-corrections originating from the matter fields resolves this degeneracy of vacua. Light axions are predicted in one of our models.
We revisit the issue of moduli stabilization in a class of N=1 four dimensional supergravity theories which are low energy descriptions of standard perturbative heterotic string vacua compactified on Calabi-Yau spaces. In particular, we show how it is possible to stabilize the universal dilaton and Kahler moduli in a de Sitter/Minkowski vacuum with low energy supersymmetry breaking by means of non-perturbative gauge dynamics, including recent results by Intriligator, Seiberg and Shih. The non-SUSY vacua are meta-stable but sufficiently long-lived.
We discuss the role of Minkowski 3-forms in flux string vacua. In these vacua all internal closed string fluxes are in one to one correspondence with quantized Minkowski 4-forms. By performing a dimensional reduction of the $D=10$ Type II supergravity actions we find that the 4-forms act as auxiliary fields of the Kahler and complex structure moduli in the effective action. We show that all the RR and NS axion dependence of the flux scalar potential appears through the said 4-forms. Gauge invariance of these forms then severely restricts the structure of the axion scalar potentials. Combined w…
Supersymmetric Minkowski vacua in IIB orientifold compactifications based on orbifolds with background fluxes and non-perturbative superpotentials are investigated. Especially, microscopic requirements and difficulties to obtain such vacua are discussed. We show that orbifold models with one and two complex structure moduli and supersymmetric 2-form flux can be successfully stabilized to such vacua. By taking additional gaugino condensation on fixed space-time filling D3-branes into account also models without complex structure can be consistently stabilized to Minkowski vacua.
We show that a generalised reduction of D=10 IIB supergravity leads, in a certain limit, to a maximally extended SO(2) gauged supergravity in D=9. We show the scalar potential of this model allows both Minkowski and a new type of domain wall solution to the Bogomol'nyi equations. We relate these vacua to type IIB D-branes.
We discuss type IIB orientifolds with D-branes, and NSNS and RR field strength fluxes, with D-brane sectors leading to open string spectra with non-abelian gauge symmetry and charged chiral fermions. The closed string field strengths generate a scalar potential stabilizing most moduli. Hence the models combine the advantages of leading to phenomenologically interesting (and even semirealistic) chiral open string spectra, and of stabilizing the dilaton and most geometric moduli. We describe the explicit construction of two classes of non-supersymmetric models on $\IT^6$ and orbifolds/orientifol…
We construct the fermionic sector and supersymmetry transformation rules of a variant N=(1,1) supergravity theory obtained by generalized Kaluza-Klein reduction from seven dimensions. We show that this model admits both (Minkowski)_4 x S^2 and (Minkowski)_3 x S^3 vacua. We perform a consistent Kaluza-Klein reduction on S^2 and obtain D=4, N=2 supergravity coupled to a vector multiplet, which can be consistently truncated to give rise to D=4, N=1 supergravity with a chiral multiplet.
We study the vacuum structure of compactifications of type II string theories on orientifolds with SU(3)xSU(3) structure. We argue that generalised geometry enables us to treat these non-geometric compactifications using a supergravity analysis in a way very similar to geometric compactifications. We find supersymmetric Minkowski vacua with all the moduli stabilised at weak string coupling and all the tadpole conditions satisfied. Generically the value of the moduli fields in the vacuum is parametrically controlled and can be taken to arbitrarily large values.
We study flux compactifications of 10d type II supergravities to 4d Minkowski space-time, supported by parallel orientifold Op-planes with 3 $\leq$ p $\leq$ 8. With some restrictions, the 4d Ricci scalar can be written as a negative sum of squares involving BPS-like conditions. Setting all squares to zero provides automatically a solution to 10d equations of motion. This way, we characterize a broad class, if not the complete set, of Minkowski flux vacua. We also conjecture an extension to include non-geometric fluxes. None of our results rely on supersymmetry.
We present a complete and systematic analysis of the Minkowski extrema of the N=1, D=4 Supergravity potential obtained from type II orientifold models that are T-duality invariant, in the presence of generalised fluxes. Based on our previous work on algebras spanned by fluxes, and the so-called no-go theorems on the existence of Minkowski and/or de Sitter vacua, we perform a partly analytic, partly numerical analysis of the promising cases previously hinted. We find that the models contain Minkowski extrema with one tachyonic direction. Moreover, those models defined by the Supergravity algebr…
In this note, we review our construction of de Sitter vacua in type IIB flux compactifications, in which moduli stabilization and D-term uplifting can be combined consistently with the supergravity constraints. Here, the closed string fluxes fix the dilaton and the complex structure moduli while perturbative quantum corrections to the Kähler potential stabilize the volume Kahler modulus in an AdS_4-vacuum. Then, magnetized D7-branes provide consistent supersymmetric D-term uplifting towards dS_4. Based on hep-th/0602253.
We study a recently proposed model, where a codimension one brane is wrapped around the axis of symmetry of an internal two dimensional space compactified by a flux. This construction is free from the problems which plague delta-like, codimension two branes, where only tension can be present. In contrast, arbitrary fields can be localized on this extended brane, and their gravitational interaction is standard 4d gravity at large distance. In the first part of this note, we study the de Sitter (dS) vacua of the model. The landscape of these vacua is characterized by discrete points labeled by t…
We show that there exist supersymmetric Minkowski vacua on Type IIB toroidal orientifold with general flux compactifications where the RR tadpole cancellation conditions can be relaxed elegantly. Then we present a realistic Pati-Salam like model. At the string scale, the gauge symmetry can be broken down to the Standard Model (SM) gauge symmetry, the gauge coupling unification can be achieved naturally, and all the extra chiral exotic particles can be decoupled so that we have the supersymmetric SMs with/without SM singlet(s) below the string scale. The observed SM fermion masses and mixings c…
We present a new mechanism, the S-Track, to stabilize the volume modulus S in heterotic M-theory flux compactifications along with the orbifold-size T besides complex structure and vector bundle moduli stabilization. The key dynamical ingredient which makes the volume modulus stabilization possible, is M5-instantons arising from M5-branes wrapping the whole Calabi-Yau slice. These are natural in heterotic M-theory where the warping shrinks the Calabi-Yau volume along S^1/Z_2. Combined with H-flux, open M2-instantons and hidden sector gaugino condensation it leads to a superpotential W which st…
The rôle of string loop corrections on the existence of de Sitter vacua and the moduli stabilization problem is examined in type IIB effective theories. The fundamental building blocks are a minimum of three intersecting D7 brane stacks, three Kähler moduli, and a novel Einstein-Hilbert term associated with higher derivative terms of the 10-dimensional effective action. It was shown in previous works that loop corrections appear which induce novel logarithmic volume-dependent terms in the effective potential. When D-term contributions are considered, all Kähler moduli are stabilized and de Sit…
We study moduli stabilization for type IIB orientifold compactifications on Calabi-Yau three-folds with (non-)geometric fluxes. For this setting it is possible to stabilize all closed-string moduli classically without the need for non-perturbative contributions, and examples of stable de-Sitter constructions can be found in the literature which violate a prominent swampland conjecture. In this paper we derive general properties of non-geometric flux-compactifications, we argue that the contribution of fluxes to the tadpole cancellation conditions should be similar to D-branes (and not anti-D-b…
We study the effect of anomalous U(1) gauge groups in string theory compactification with fluxes. We find that, in a gauge invariant formulation, consistent AdS vacua appear breaking spontaneously supergravity. Non vanishing D-terms from the anomalous symmetry act as an uplifting potential and could allow for de Sitter vacua. However, we show that in this case the gravitino is generically (but not always) much heavier than the electroweak scale. We show that alternative uplifting scheme based on corrections to the Kahler potential can be compatible with a gravitino mass in the TeV range.
We study a SU(2) gauge theory with a classical complex modulus. Introducing a chemical potential for a conserved modulus hypercharge causes it to become unstable and start condensing. We show that the modulus condensation in turn generates homogeneous but anisotropic non-abelian field strength condensates. The existence of a stable vacuum at the end point of the condensation process depends on a modulus representation under the gauge group. For a modulus in the fundamental representation, the global vacuum of the theory is a state both with the rotational symmetry and the electromagnetic U(1) …
Recently the authors have introduced a new gauged supergravity theory with a positive definite potential in D=6, obtained through a generalised Kaluza-Klein reduction from D=7. Of particular interest is the fact that this theory admits certain Minkowski x Sphere vacua. In this paper we extend the previous results by constructing gauged supergravities with positive definitive potentials in diverse dimensions, together with their vacuum solutions. In addition, we prove the supersymmetry of the generalised reduction ansatz. We obtain a supersymmetric solution with no form-field fluxes in the new …
Maximal supergravity in four dimensions admits two inequivalent dyonic gaugings of the group $\mathrm{SO}(4) \times \mathrm{SO}(2,2) \ltimes T^{16}$. Both admit a Minkowski vacuum with residual $\mathrm{SO}(4) \times \mathrm{SO}(2)^2$ symmetry and identical spectrum. We explore these vacua and their deformations. Using exceptional field theory, we show that the four-dimensional theories arise as consistent truncations from IIA and IIB supergravity, respectively, around a $\mathrm{Mink}_4\times S^3\times H^3$ geometry. The IIA/IIB truncations are efficiently related by an outer automorphism of …
Stable de Sitter solutions in minimal F-term supergravity are known to lie close to Minkowski critical points. We consider a class of STU-models arising from type IIB compactifications with generalised fluxes. There, we apply an analytical method for solving the equations of motion for the moduli fields based on the idea of treating derivatives of the superpotential of different orders up to third as independent objects. In particular, supersymmetric and no-scale Minkowski solutions are singled out by physical reasons. Focusing on the study of dS vacua close to supersymmetric Minkowski points,…
In N=1 supergravity the scalar potential may have supersymmetric (SUSY) and non-supersymmetric Minkowski vacua (associated with supersymmetric and physical phases) with vanishing energy density. In the supersymmetric Minkowski (second) phase some breakdown of SUSY may be induced by non-perturbative effects in the observable sector that give rise to a tiny positive vacuum energy density. Postulating the exact degeneracy of the physical and second vacua as well as assuming that at high energies the couplings in both phases are almost identical, one can estimate the dark energy density in these v…
We uncover an infinite number of vacua in two-dimensional quantum field theory, the Klein-Gordon field for simplicity, by conceiving a new mode that is classified by a real positive parameter $κ$. We show each mode has a distinct vacuum, say $κ$-vacuum. This new mode is a generalization of the Unruh-Minkowski mode. Moreover, the Minkowski and Rindler vacua are special cases of the $κ$-vacuum for $κ= 1$ and $κ\rightarrow \infty$, respectively.
On the Type IIB toroidal T^6 orientifolds with generic flux compactifications, we conjecture that in generic supsersymmetric Minkowski vacua, at least one of the flux contributions to the seven-brane and D3-brane tadpoles is positive if the moduli are stabilized properly, and then the tadpole cancellation conditions can not be relaxed. To study the supsersymmetric Minkowski flux vacua, we simplify the fluxes reasonably and discuss the corresponding superpotential. We show that we can not have simultaneously the positive real parts of all the moduli and the negative/zero flux contributions to a…
In this paper, we give a systematic procedure for building locally stable dS vacua in $\mathcal{N}=1$ supergravity models motivated by string theory. We assume that one of the superfields has a Kahler potential of no-scale type and impose a hierarchy of supersymmetry breaking conditions. In the no-scale modulus direction the supersymmetry breaking is not small, in all other directions it is of order $ε$. We establish the existence of an abundance of vacua for large regions in the parameter space spanned by $ε$ and the cosmological constant. These regions exist regardless of the details of the …
The landscape of string/M theory is surveyed over a large class of type $IIB$ flux compactification vacua. We derive a simple formula for the average size of the gauge group rank on the landscape under assumptions that we clearly state. We also compute the rank under the restriction of small cosmological constant, and find a slight increase. We discuss how this calculation could impact proton stability by computing the suppression factor for the number of vacua with additional gauge group rank that could be used to protect the proton. Finally, we present our views on the utility and limitation…
We investigate the recent suggestion that a Minkowski vacuum is either absolutely stable, or it has a divergent decay rate and thus fails to have a locally Minkowski description. The divergence comes from boost integration over momenta of the vacuum bubbles. We point out that a prototypical example of false-vacuum decay is pair production in a uniform electric field, so if the argument leading to the divergence is correct, it should apply to this case as well. We provide evidence that no catastrophic vacuum instability occurs in a constant electric field, indicating that the argument cannot be…
We reconsider the ingredients of moduli stabilization in heterotic M-theory. On this line we close a gap in the literature deriving the Kaehler potential dependence on vector bundle moduli and charged matter. Crucial in this derivation is our superspace formulation of 5d heterotic M-theory taking into account the Bianchi identities modified by brane terms. Likewise, we obtain the Fayet-Iliopolous terms due to brane localised anomalous U(1)'s. After assembling perturbative and non-perturbative contributions to the superpotential, we study supersymmetric (adS) vacua. It is found that the susy co…
We demonstrate that flux compactifications of type IIA string theory can classically stabilize all geometric moduli. For a particular orientifold background, we explicitly construct an infinite family of supersymmetric vacua with all moduli stabilized at arbitrarily large volume, weak coupling, and small negative cosmological constant. We obtain these solutions from both ten-dimensional and four-dimensional perspectives. For more general backgrounds, we study the equations for supersymmetric vacua coming from the effective superpotential and show that all geometric moduli can be stabilized by …
We derive the 3D N=1 superpotential for the closed string sector of type IIB supergravity on toroidal O5 orientifolds with co-calibrated G2 structure and RR background flux. We find that such compactifications can provide full closed string moduli stabilization on supersymmetric AdS$_3$ vacua, and once we include brane-supersymmetry-breaking we also find indication for the existence of classical 3D de Sitter solutions. The latter however are rather difficult to reconcile with the shape moduli stabilization and flux quantization. We also discuss the possibility of achieving scale separation in …
We construct the first D = 4 Minkowski string theory vacua of flux compactification which are (i) chiral, (ii) free of NSNS and RR tadpoles, and (iii) N = 1 or N = 0 supersymmetric. In the latter case SUSY is softly broken by the fluxes, with soft terms being generated in the gauge and chiral sectors of the theory. In addition, the low energy spectrum of the theory is MSSM-like, the dilaton/complex structure moduli are stabilized and the supergravity background involves a warped metric.
Nonlinear supersymmetry is used to compute the general form of the effective D-brane action in type I string theory compactified to four dimensions in the presence of internal magnetic fields. In particular, the scalar potential receives three contributions: (1) a nonlinear part of the D-auxiliary component, associated to the Dirac-Born-Infeld action; (2) a Fayet-Iliopoulos (FI) D-term with a moduli-dependent coefficient; (3) a D-auxiliary independent (but moduli dependent) piece from the D-brane tension. Minimization of this potential leads to three general classes of vacua with moduli stabil…
Consistent uplifting of AdS vacua in string theory often requires extra light degrees of freedom in addition to those of a (Kaehler) modulus. Here we consider the possibility that de Sitter and Minkowski vacua arise due to hidden sector matter interactions. We find that, in this scheme, the hierarchically small supersymmetry breaking scale can be explained by the scale of gaugino condensation and that interesting patterns of the soft terms arise. In particular, a matter-dominated supersymmetry breaking scenario and a version of the mirage mediation scheme appear in the framework of spontaneous…
We study the possibility of using the D-term associated to an anomalous U(1) for the uplifting of AdS vacua (to dS or Minkowski vacua) in effective supergravities arising from string theories, particularly in the type IIB context put forward by Kachru, Kallosh, Linde and Trivedi (KKLT). We find a gauge invariant formulation of such a scenario (avoiding previous inconsistencies), where the anomalous D-term cannot be cancelled, thus triggering the uplifting of the vacua. Then, we examine the general conditions for this to happen. Finally, we illustrate the results by presenting different success…
We present a detailed study of radion stabilization within 5D conformal SUGRA compactified on an $S^{(1)}/Z_2$ orbifold. We use an effective 4D superfield description developed in our previous work. The effects of tree level bulk and boundary couplings, and in particular of one loop contributions and of a non perturbative correction on the radion stabilization are investigated. We find new examples of radion stabilization in non SUSY and (meta-stable) SUSY preserving Minkowski vacua.
We study the influence of four-form fluxes on the stabilization of the Kahler moduli in M-theory compactified on a Calabi-Yau four-fold. We find that, under certain non-degeneracy condition on the flux, M5-instantons of a new topological type generate a superpotential. The existence of such an instanton restricts possible four-folds for which the stabilization by this mechanism is expected. These topological constraints on the background are different from the previously known constraints, derived from the flux-free analysis of the nonperturbative effects.
We introduce a new mechanism for producing locally stable de-Sitter or Minkowski vacua, with spontaneously broken N=1 supersymmetry and no massless scalars, applicable to superstring and M-theory compactifications with fluxes. We illustrate the mechanism with a simple N=1 supergravity model that provides parametric control on the sign and the size of the vacuum energy. The crucial ingredient is a gauged U(1) that involves both an axionic shift and an R-symmetry, and severely constrains the F- and D-term contributions to the potential.
Using a 10D lift of non-perturbative volume stabilization in type IIB string theory we study the limitations for obtaining de Sitter vacua. Based on this we find that the simplest KKLT vacua with a single Kahler modulus stabilized by a gaugino condensate cannot be uplifted to de Sitter. Rather, the uplift flattens out due to stronger backreaction on the volume modulus than has previously been anticipated, resulting in vacua which are meta-stable and SUSY breaking, but that are always AdS. However, we also show that setups such as racetrack stabilization can avoid this issue. In these models it…
We study the effects of adding RR, NS and metric fluxes on a T^6/(Ω(-1)^{F_L} I_3) Type IIA orientifold. By using the effective flux-induced superpotential we obtain Minkowski or AdS vacua with broken or unbroken supersymmetry. In the Minkowski case some combinations of real moduli remain undetermined, whereas all can be stabilized in the AdS solutions. Many flux parameters are available which are unconstrained by RR tadpole cancellation conditions allowing to locate the minima at large volume and small dilaton. We also find that in AdS supersymmetric vacua with metric fluxes, the overall flux…
We perform a general study about the existence of non-supersymmetric minima with vanishing cosmological constant in supergravity models involving only chiral superfields. We study the conditions under which the matrix of second derivatives of the scalar potential is positive definite. We show that there exist very simple and strong necessary conditions for stability that constrain the Kahler curvature and the ratios of the supersymmetry-breaking auxiliary fields defining the Goldstino direction. We then derive more explicitly the implications of these constraints in the case where the Kahler p…
In N=1 supergravity supersymmetric (SUSY) and non-supersymmetric Minkowski vacua originating in the hidden sector can be degenerate. In the supersymmetric phase in flat Minkowski space non-perturbative supersymmetry breakdown may take place in the observable sector, inducing a non-zero and positive vacuum energy density. Assuming that such a supersymmetric phase and the phase in which we live are degenerate, we estimate the value of the cosmological constant. We argue that the observed value of the dark energy density can be reproduced in the Split-SUSY scenario of the supersymmetry breaking i…
We present a stringy realization of the ISS metastable SUSY breaking model with moduli stabilization. The mass moduli of the ISS model is stabilized by gauging of a U(1) symmetry and its D-term potential. The SUSY is broken both by F-terms and D-terms. It is possible to obtain de-Sitter vacua with a vanishingly small cosmological constant by an appropriate fine-tuning of flux parameters.
A three-step procedure is proposed in type IIA string theory to stabilize multiple moduli in a dS vacuum. The first step is to construct a progenitor model with a localized stable supersymmetric Minkowski vacuum, or a discrete set of such vacua. It can be done, for example, using two non-perturbative exponents in the superpotential for each modulus, as in the KL model. A large set of supersymmetric Minkowski vacua with strongly stabilized moduli is protected by a theorem on stability of these vacua in absence of flat directions. The second step involves a parametrically small downshift to a su…
It has been suggested recently that in a consistent theory any Minkowski vacuum must be exactly stable. As a result, a large class of theories that in ordinary treatment would appear sufficiently long-lived, in reality make no sense. In particular, this applies to supersymmetric models in which global supersymmetry is broken in a false vacuum. We show that in any such theory the dynamics of supersymmetry breaking cannot be decoupled from the Planck scale physics. This finding poses an obvious challenge for the idea of low-scale metastable (for example gauge) mediation.
We address the possibility of false vacuum decay in $N=1$ supergravity theories, including those corresponding to superstring vacua. By establishing a Bogomol'nyi bound for the energy density stored in the domain wall of the $O(4)$ invariant bubble, we show that supersymmetric vacua remain absolutely stable against false vacuum decay into another supersymmetric vacuum, including those from a Minkowski to an anti-deSitter (AdS) one. As a consequence, there are no compact static spherical domain walls, while on the other hand there exist planar domain walls interpolating between non-degenerate s…
In N=1 supergravity the tree-level scalar potential of the hidden sector may have a minimum with broken local supersymmetry (SUSY) as well as a supersymmetric Minkowski vacuum. These vacua can be degenerate, allowing for a consistent implementation of the multiple point principle. The first minimum where SUSY is broken can be identified with the physical phase in which we live. In the second supersymmetric phase, in flat Minkowski space, SUSY may be broken dynamically either in the observable or in the hidden sectors inducing a tiny vacuum energy density. We argue that the exact degeneracy of …
We study models of stabilization near large complex structure in type IIB O3/O7 flux compactifications. We consider a special family of examples with a single nonvanishing Yukawa coupling in the large complex structure limit, which allows us to study all possible stable vacua of the tree-level no-scale potential very explicitly. We find that, by tuning fluxes, both supersymmetric and nonsupersymmetric vacua can be realized at almost any point in the large complex structure moduli space of one-, two-, and three-parameter models. We also consider the effects of stringy corrections on tree-level …
These lectures give a detailed introduction to constructing and analyzing string vacua suitable for phenomenological model building, with particular emphasis on F-theory flux vacua. Topics include (1) general challenges and overview of some proposed scenarios, (2) an extensive introduction to F-theory and its relation to M-theory and perturbative IIB string theory, (3) F-theory flux vacua and moduli stabilization scenarios, (4) a practical geometrical toolkit for constructing string vacua from scratch, (5) statistics of flux vacua, and (6) explicit models.
We describe a modified KKLT mechanism of moduli stabilization in a supersymmetric Minkowski vacuum state. In this mechanism, supersymmetry ensures vacuum stability and positivity of the mass matrix for the dilaton, complex structure, and the volume modulus.
We show how non-trivial form fields can induce an effective potential for the dilaton and metric moduli in compactifications of type II string theory and M-theory. For particular configurations, the potential can have a stable minimum. In cosmological compactifications of type II theories, we demonstrate that, if the metric moduli become fixed, this mechanism can then lead to the stabilization of the dilaton vacuum. Furthermore, we show that for certain cosmological M-theory solutions, non-trivial forms lead to the stabilization of moduli. We present a number of examples, including cosmologica…
We describe several applications of the recently proposed mass production procedure, where multiple moduli are stabilized in a dS vacuum, in supergravity models inspired by string theory. The construction involves a small downshift of an initial supersymmetric Minkowski minimum to a supersymmetric AdS minimum, and a consequent small uplift to a dS minimum. Our type IIA examples include dS stabilization in a 7-moduli model with $[SL(2, \mathbb{R})]^7$ tree level symmetry, and its simplified version, a 3-moduli STU model. In these models, we use uplifting anti-D6 branes. In type IIB models, we p…
