Under the premises that physics is unitary and black hole evaporation is complete (no remnants, no topology change), there must exist a one-to-one correspondence between states on future null and timelike infinity and on any earlier spacelike Cauchy surface (e.g., slices preceding the formation of the hole). We show that these requirements exclude a large set of semiclassical spacetime configurations from the Hilbert space of quantum gravity. In particular, the highest entropy configurations, which account for almost all of the volume of semiclassical phase space, would not have quantum counterparts, i.e. would not correspond to allowed states in a quantum theory of gravity.
We investigate the ultraviolet (UV) behavior of two-scalar elastic scattering with graviton exchanges in higher curvature gravity theory. In the Einstein gravity, matter scattering is shown not to satisfy tree unitarity at high energy. Among a few possible directions to cure unitarity (i.e. UV completion of Einstein gravity), string theory, modified gravity, inclusion of high-mass/high-spin states, we take $R_{μν}^2$ gravity coupled to matter. We show that the matter scattering with graviton interactions satisfies the unitarity bound at high energy, in contrast with the Einstein gravity. The d…
We show that in the quadratic curvature theory of gravity, or simply $R_{μν} ^2$ gravity, the tree-level unitariy bound (tree unitarity) is violated in the UV region but an analog for $S$-matrix unitarity ($SS^{\dagger} = 1$) is satisfied. This theory is renormalizable, and hence the failure of tree unitarity is a counter example of Llewellyn Smith's conjecture on the relation between them. We have recently proposed a new conjecture that $S$-matrix unitarity gives the same conditions as renormalizability. We verify that $S$-matrix unitarity holds in the matter-graviton scattering at tree level…
We discuss aspects of non-perturbative unitarity in quantum field theory. The additional ghost degrees of freedom arising in "truncations" of an effective action at a finite order in derivatives could be fictitious degrees of freedom. Their contributions to the fully-dressed propagator -- the residues of the corresponding ghost-like poles -- vanish once all operators compatible with the symmetry of the theory are included in the effective action. These "fake ghosts" do not indicate a violation of unitarity.
The presence of an unstable massive spin-2 ghost state in the renormalizable theory of massive conformal gravity leads to a pair of complex poles appearing in the first sheet of the energy plane. Here we show that the positions of these poles are gauge dependent, which makes the theory unitary.
We study the New Massive Gravity extended by the curvature cubed invariant and the Cosmological Constant using the tree-level scattering amplitudes on a maximally symmetric space-time. We identify the parameter space, consisting of the ratio between C.C. and graviton mass squared and the relative coupling strength between curvature squared and cubed invariants, for which the massive spin-2 is a ghost. Different phases of this model are also discussed.
We study tree-unitarity and renormalizability in Lifshitz-scaling theory, which is characterized by an anisotropic scaling between the spacial and time directions. Due to the lack of the Lorentz symmetry, the conditions for both unitarity and renormalizability are modified from those in relativistic theories. For renormalizability, the conventional discussion of the power counting conditions has to be extended. Because of the dependence of $S$-matrix elements on the reference frame, unitarity requires stronger conditions than those in relativistic cases. We show that the conditions for unitari…
We perform a canonical quantization of Weyl's conformal gravity by means of the covariant operator formalism and investigate the unitarity of the resulting quantum theory. After reducing the originally fourth order theory to second order in time derivatives via the introduction of an auxiliary tensor field, we identify the full Fock space of quantum states under a BRST construction that includes Faddeev-Popov ghost fields corresponding to Weyl transformations. Using the Kugo-Ojima quartet mechanism, we identify the physical subspace of quantum states and find that the subspace containing the t…
We analyze the most general case of third-order Chern-Simons-like theories of massive 3D gravity. Results show the conditions for finding the unitary regions on the parameter space. There exists $(n-1)$th order theories on the boundary of a unitary $n$th order model on parameter space under certain conditions, as the first example recently demonstrated from the bimetric generalization of exotic massive gravity. We investigated the mechanism that causes this type of transition for third-order models. Hamiltonian analysis of the theory also presents that ghost and no-ghost regions can be separat…
We revisit the problem of the bulk-boundary unitarity clash in 2 + 1 dimensional gravity theories, which has been an obstacle in providing a viable dual two-dimensional conformal field theory for bulk gravity in anti-de Sitter (AdS) spacetime. Chiral gravity, which is a particular limit of cosmological topologically massive gravity (TMG), suffers from pertur- bative log-modes with negative energies inducing a non-unitary logarithmic boundary field theory. We show here that any f(R) extension of TMG does not improve the situation. We also study the perturbative modes in the metric formulation o…
Both AdS/CFT duality and more general reasoning from quantum gravity point to a rich collection of boundary observables that always evolve unitarily. The physical quantum gravity states described by these observables must be solutions of the spatial diffeomorphism and Wheeler-deWitt constraints, which implies that the state space does not factorize into a tensor product of localized degrees of freedom. The "firewall" argument that unitarity of black hole S-matrix implies the presence of a highly excited quantum state near the horizon is based on such a factorization, hence is not applicable in…
Resumming quantum fluctuations at the level of the gravitational path integral is expected to result in non-local effective actions and thus in a non-trivial momentum dependence of the propagator. Which properties the (dressed) graviton propagator has to satisfy and whether they can all be met are key open questions. In this work we present criteria and conditions for the momentum dependence of a graviton propagator which is consistent with unitarity, causality, and stability in a non-perturbative setting. To this end, we revisit several aspects of these conditions, highlighting some caveats a…
The problem of time is one of the most relevant open issues in canonical quantum gravity. Although there is a huge literature about this topic, a commonly accepted solution has not been found yet. Here, we focus on the semiclassical approach to the problem of time, that has the main goal of reproducing quantum field theory on a fixed WKB background accounting also for quantum gravity corrections. We analyze the different choices of the expansion parameter and discuss the problems arising in previous proposals, where a non-unitary evolution emerges as an effect of quantum gravity corrections. I…
We point out that two-dimensional Russo-Susskind-Thorlacius (RST) model for evaporating black holes is locally equivalent - at the full quantum level - to flat-space Jackiw-Teitelboim (JT) gravity that was recently shown to be unitary. Globally, the two models differ by a reflective spacetime boundary added in the RST model. Treating the boundary as a local and covariant deformation of quantum JT theory, we develop sensible semiclassical description of evaporating RST black holes. Nevertheless, our semiclassical solutions fail to resolve the information recovery problem, and they do not indica…
Here we discuss color-kinematics duality for higher-derivative QCD-like amplitudes. We explicitly show that the duality still holds in this case and it can be instrumental in constructing the associated quadratic-gravity amplitudes by using the double-copy prescription. This allows one to drastically simplify calculations. We also evaluate some tree-level Compton scattering amplitudes in higher-derivative Yang-Mills and quadratic gravity coupled with matter. Furthermore, we illustrate the application of generalized unitarity method for both cases by studying a specific one-loop amplitude.
A geometrical analysis of the bulk and anti-de Sitter boundary unitarity conditions of 3D "Minimal Massive Gravity" (MMG) (which evades the "bulk/boundary clash" of Topologically Massive Gravity) is used to extend and simplify previous results, showing that unitarity selects, up to equivalence, a connected region in parameter space. We also initiate the study of flat-space holography for MMG. Its relevant flat space limit is a deformation of 3D conformal gravity; the deformation is both non-linear and non-conformal, implying a linearisation instability.
The weak gravity conjecture states that quantum gravity theories have to contain a charged state with a charge-to-mass ratio bigger than unity. By studying unitarity and causality constraints on higher derivative corrections to the charge-to-mass ratio of extremal back holes, we demonstrate that heavy extremal black holes can play the role of the required charged state under several assumptions. In particular, our argument is applicable when the higher spin states Reggeizing graviton exchange are subdominant in the photon scattering. It covers (1) theories with light neutral bosons such as dil…
We compute the polylogarithmic parts of the two-loop four and five-graviton amplitudes where the external helicities are positive and express these in a simple compact analytic form. We use these to extract the $\ln(μ^2)$ terms from both the four and five-point amplitudes and show that these match the same $R^3$ counterterm.
This essay contends that in quantum gravity, some spatial regions do not admit a unitary Hilbert space. Because the gravitational path integral spontaneously breaks CPT symmetry, "states" with negative probability can be identified on either side of trapped surfaces. I argue that these negative norm states are tolerable, by analogy to quantum mechanics. This viewpoint suggests a resolution of the firewall paradox, similar to black hole complementarity. Implications for cosmology are briefly discussed.
The Hubeny-Rangamani-Takayanagi surface $γ_{HRT}$ computing the entropy $S(D)$ of a domain of dependence $D$ on an asymptotically AdS boundary is known to be causally inaccessible from $D$. We generalize this gravitational result to higher replica numbers $n >1$ by considering the replica-invariant surfaces (aka `splitting surfaces') $\boldsymbol{\mathbfγ}$ of real-time replica-wormhole saddle-points computing Rényi entropies $S_n(D)$ and showing that there is a sense in which $D$ must again be causally inaccessible from $\boldsymbol{\mathbfγ}$ when the saddle preserves both replica and conjug…
We derive rigorous bounds on corrections to Einstein gravity using unitarity and analyticity of graviton scattering amplitudes. In $D\geq 4$ spacetime dimensions, these consistency conditions mandate positive coefficients for certain quartic curvature operators. We systematically enumerate all such positivity bounds in $D=4$ and $D=5$ before extending to $D\geq 6$. Afterwards, we derive positivity bounds for supersymmetric operators and verify that all of our constraints are satisfied by weakly-coupled string theories. Among quadratic curvature operators, we find that the Gauss-Bonnet term in …
We show that a spinless theory of gravity is also allowed by the kinematics of general relativity. In the absence of fermions the spinless theory of gravity and the theories in the standard model of particle physics are the same Yang-Mills theories with different gauge groups. Therefore, every theorem of a pure Yang-Mills theory is valid for the spinless theory of gravity in vacuum, i.e. it is unitary and renormalizable to all orders. When fermions are present the spinless theory of gravity has an extra constraint due to the tetrad postulate. A path integral quantization of this theory and all…
In approaches to quantum gravity, where smooth spacetime is an emergent approximation of a discrete Planckian fundamental structure, any effective smooth field theoretical description would miss part of the fundamental degrees of freedom and thus break unitarity. This is applicable also to trivial gravitational field (low energy) idealizations realized by the use of the Minkowski background geometry which, as any other spacetime geometry, corresponds, in the fundamental description, to infinitely many different and closely degenerate discrete microstates. The existence of such microstates prov…
We explore the consequences of requiring that quantum theories of gravity be unitary, mostly focusing on simple cosmological models to illustrate the main points. We show that unitarity for a clock that encounters a classical singularity at finite time implies quantum singularity resolution, but for a clock that encounters future infinity at finite time leads to a quantum recollapse. We then find that our starting point - assuming the general covariance of general relativity - is actually incompatible with general quantum unitarity: singularity resolution in quantum gravity can always be engin…
Perturbative unitarity of fractional field theories and gravity
Instituto de Estructura de la Materia, CSIC（材料结构研究所，CSIC）；Dipartimento di Architettura, Università Roma Tre（建筑系，罗马第三大学）；Istituto Nazionale di Alta Matematica Francesco Severi, Gruppo Nazionale di Fisica Matematica（弗朗切斯科·塞韦里高等数学研究所，数学物理国家小组）；Istituto Nazionale di Fisica Nucleare, Sezione di Roma 3（意大利国家核物理研究所，罗马三分部）
We consider the shift of charge-to-mass ratio for extremal black holes in the context of effective field theory, motivated by the Weak Gravity Conjecture. We constrain extremality corrections in different regimes subject to unitarity and causality constraints. In the asymptotic IR, we demonstrate that for any supersymmetric theory in flat space, and for all minimally coupled theories, logarithmic running at one loop pushes the Wilson coefficient of certain four-derivative operators to be larger at lower energies, guaranteeing the existence of sufficiently large black holes with $Q>M$. We ident…
The duality between color and kinematics enables the construction of multiloop gravity integrands directly from corresponding gauge-theory integrands. This has led to new nontrivial insights into the structure of gravity theories, including the discovery of enhanced ultraviolet cancellations. To continue to gain deeper understandings and probe these new properties, it is crucial to further improve techniques for constructing multiloop gravity integrands. In this paper, we show by example how one can alleviate difficulties encountered at the multiloop level by relaxing the color-kinematics dual…
We study the constraints coming from local causality requirement in various $2+1$ dimensional dynamical theories of gravity. In topologically massive gravity, with a single parity non-invariant massive degree of freedom, and in new massive gravity, with two massive spin-$2$ degrees of freedom, causality and unitarity are compatible with each other and both require the Newton's constant to be negative. In their extensions, such as the Born-Infeld gravity and the minimal massive gravity the situation is similar and quite different from their higher dimensional counterparts, such as quadratic (e.…
We give a review of UV renormalization of Hořava gravity (HG) models introduced as a remedy against violation of unitarity in quantum gravity theory. Projectable and non-projectable low-dimensional HG models and the spectra of their physical degrees of freedom are considered in the linearized approximation on flat spacetime background. The problem of regularity of their propagators depending on the choice of gauge fixing procedure is discussed along with the role of this regularity in UV renormalization. With the choice of a special class of quasi-relativistic gauge conditions perturbative ren…
We prove the unitarity of the Euclidean nonlocal scalar field theory to all perturbative orders in the loop expansion. The amplitudes in the Euclidean space are calculated assuming that all the particles have purely imaginary energies, and afterwards they are analytically continued to real energies. We show that such amplitudes satisfy the Cutkowsky rules and that only the cut diagrams corresponding to normal thresholds contribute to their imaginary part. This implies that the theory is unitary. This analysis is then exported to nonlocal gauge and gravity theories by means of Becchi-Rouet-Stor…
