Jose D. Edelstein, Gaston Giribet, Carolina Gomez, Ercan Kilicarslan, Matias Leoni, Bayram Tekin
备注：
This version has significant improvements: causality discussion of all the well-known gravity theories in flat space is extended to the AdS space, references added, 29 pages, latest version matches the published one
We study the constraints coming from local causality requirement in various $2+1$ dimensional dynamical theories of gravity. In topologically massive gravity, with a single parity non-invariant massive degree of freedom, and in new massive gravity, with two massive spin-$2$ degrees of freedom, causality and unitarity are compatible with each other and both require the Newton's constant to be negative. In their extensions, such as the Born-Infeld gravity and the minimal massive gravity the situation is similar and quite different from their higher dimensional counterparts, such as quadratic (e.g., Einstein-Gauss-Bonnet) or cubic theories, where causality and unitarity are in conflict. We study the problem both in asymptotically flat and asymptotically anti-de Sitter spaces.
We study the local causality issue via the Shapiro time-delay computations in the on-shell consistent exotic massive gravity in three dimensions. The theory shows time-delay as opposed to time-advance despite having a ghost at the linearized level both for asymptotically flat and anti-de Sitter spacetimes. We also prove a Birkhoff-like theorem: any solution with a hypersurface orthogonal non-null Killing vector field is conformally flat; and find some exact solutions.
In Lovelock theories, gravity can travel faster or slower than light. The causal structure is determined by the characteristic hypersurfaces. We generalise a recent result of Izumi to prove that any Killing horizon is a characteristic hypersurface for all gravitational degrees of freedom of a Lovelock theory. Hence gravitational signals cannot escape from the region inside such a horizon. We investigate the hyperbolicity of Lovelock theories by determining the characteristic hypersurfaces for various backgrounds. First we consider Ricci flat type N spacetimes. We show that characteristic hyper…
Higher-derivative gravity theories, such as Lovelock theories, generalize Einstein's general relativity (GR). Modifications to GR are expected when curvatures are near Planckian and appear in string theory or supergravity. But can such theories describe gravity on length scales much larger than the Planck cutoff length scale? Here we find causality constraints on Lovelock theories that arise from the requirement that the equations of motion (EOM) of perturbations be hyperbolic. We find a general expression for the "effective metric" in field space when Lovelock theories are perturbed around so…
Gravitational Faraday rotation, gravitational spin Hall effect, and spin-refined causality analysis from Magnusian matrix in effective field theories of gravity
The de Rham-Gabadadze-Tolley massive gravity admits pp-wave backgrounds on which linear fluctuations are shown to undergo time advances for all values of the parameters. The perturbations may propagate in closed time-like curves unless the parameter space is constrained to a line. These classical phenomena take place well within the theory's validity regime.
Theories with a curved momentum space, which became recently of interest in the quantum-gravity literature, can in general violate many apparently robust aspects of our current description of the laws of physics, including relativistic invariance, locality, causality and global momentum conservation. We here explore some aspects of the particularly severe pathologies arising in generic theories with curved momentum space for what concerns causality and momentum conservation. However, we also report results suggesting that when momentum space is maximally symmetric, and the theory is formulated…
It is well known that non-local theories of gravity have been a flourish arena of studies for many reasons, for instance, the UV incompleteness of General Relativity (GR). In this paper we check the consistency of ST-homogeneous Gödel-type metrics within the non-local gravity framework. The non-local models considered here are ghost-free but not necessarily renormalizable since we focus on the classical solutions of the field equations. Furthermore, the non-locality is displayed in the action through transcendental entire functions of the d'Alembert operator $\Box$ that are mathematically repr…
We study causality in non-commutative quantum field theory with a space-space non-commutativity. We employ the S-operator approach of Bogoliubov-Shirkov(BS). We generalize the BS criterion of causality to the noncommutative theory. The criterion to test causality leads to a nonzero difference between T*-product and T-product as a condition of causality violation for a spacelike separation. We discuss two examples; one in a scalar theory and one in the Yukawa theory. In particular, in the context of a non-commutative Yukawa theory, with the interaction Lagrangian $\barψ(x)\starψ(x)\starϕ(x)$, i…
The regularized theories are non-local at the scale of the cutoff, leading so to the usual difficulties of non-local theories. In this work the conservation laws and causality are investigated for classical field theories with multi-cluster action. The conservation laws are found to play a less significant role than in local theories because due to the non-locality the conserved quantities are not integrals of the motion, and they can exist even without underlying symmetries. Moreover, the conservation of the energy can not prevent instability brought about by the unbounded nature of the energ…
We examine the question as to whether the f(R) gravity theories, in both metric and in Palatini formalisms, permit space-times in which the causality is violated. We show that the field equations of these f(R) gravity theories admit solutions with violation of causality for a physically well-motivated perfect-fluid matter content.
In this thesis, we studied the Topologically Massive Gravity (TMG) in two perspectives. Firstly, by using real scalar and abelian gauge fields, we built the Weyl-invariant extension of TMG which unifies cosmological TMG and Topologically Massive Electrodynamics (TME) with a Proca mass term. Here, we have demonstrated that the presence of (Anti)-de Sitter spaces as the background solution, spontaneously breaks the local Weyl symmetry, whereas the radiative corrections at two-loop level breaks the symmetry in flat vacuum. The breaking of Weyl symmetry fixes all the dimensionful parameters and pr…
This paper considers diffeomorphism invariant theories of gravity coupled to matter, with second order equations of motion. This includes Einstein-Maxwell and Einstein-scalar field theory with (after field redefinitions) the most general parity-symmetric four-derivative effective field theory corrections. A gauge-invariant approach is used to study the characteristics associated to the physical degrees of freedom in an arbitrary background solution. The symmetries of the principal symbol arising from diffeomorphism invariance and the action principle are determined. For gravity coupled to a si…
The k-essence theories admit in general the superluminal propagation of the perturbations on classical backgrounds. We show that in spite of the superluminal propagation the causal paradoxes do not arise in these theories and in this respect they are not less safe than General Relativity.
We consider in detail the most general cubic Lagrangian which describes an interaction between two identical higher spin fieldsin a triplet formulation with a scalar field, all fields having the same values of the mass. After performing the gauge fixing procedure we find that for the case of massive fields the gauge invariance does not guarantee the preservation of the correct number of propagating physical degrees of freedom. In order to get the correct number of degrees of freedom for the massive higher spin field one should impose some additional conditions on parameters of the vertex. Furt…
We give simple representations for quantum theories in which the position commutators are non vanishing constants. A particular representation reproduces results found using the Moyal star product. The notion of exact localization being meaningless in these theories, we adapt the notion of ``maximally localized states'' developed in another context . We find that gaussian functions play this role in a 2+1 dimensional model in which the non commutation relations concern positions only. An interpretation of the wave function in this non commutative geometry is suggested. We also analyze higher d…
We provide evidence for the validity of AdS/CFT correspondence in the Coulomb branch by comparing the Yang-Mills effective action with the potential between waves on two separated test 3-branes in the presence of a large number of other 3-branes. For constant gauge fields excited on the branes, this requires that the supergravity potential in a $AdS_5 \times S^5$ background is the {\it same} as that in flat space, despite the fact that both propagators and couplings of some relevant supergravity modes are different. We show that this is indeed true, due to a subtle cancellation. With time-depe…
Various extensions of standard inflationary models have been proposed recently by adding vector fields. Because they are generally motivated by large-scale anomalies, and the possibility of statistical anisotropy of primordial fluctuations, such models require to introduce non-standard couplings between vector fields on the one hand, and either gravity or scalar fields on the other hand. In this article, we study models involving a vector field coupled to a scalar field. We derive restrictive necessary conditions for these models to be both stable (Hamiltonian bounded by below) and causal (hyp…
We derive causality constraints on the simplest scalar-tensor theories in which black holes differ from what General Relativity predicts, a scalar coupled to the Gauss-Bonnet or the Chern-Simons terms. Demanding that time advances are unobservable within the regime of validity of these effective field theories, we find their cutoff must be parametrically of the same size as the inverse Schwarzschild radius of the black holes for which the non-standard effects are of order one. For astrophysical black holes within the range of current gravitational wave detectors, this means a cutoff length at …
We study the causal structure of a class of weakly nonlocal gravitational theories (eventually coupled to matter) that are compatible with perturbative unitarity and finiteness at quantum level. In particular, we show that in nonlocal quantum gravity a Shapiro's time advance never occurs. Moreover, we provide a recipe to construct a general ultraviolet complete gravitational theory coupled to matter (with or without supersymmetry) compatible with causality. Therefore, nonlocal gravity is consistent with causality, as well as string theory.
A condensed introduction to the basic concepts of causal perturbation theory is given. Causal perturbation theory is a mathematically rigorous approach to renormalization theory, which makes it possible to put the theoretical setup of perturbative quantum field theory on a sound mathematical basis by avoiding infinities from the outset. It goes back to a seminal work by Henri Epstein and Vladimir Jurko Glaser published in 1973, where a specific causality condition was imposed at every order of perturbation theory in the case of scalar quantum field theory such that divergent integrals could be…
We show that causality constrains the sign of quartic Riemann corrections to the Einstein-Hilbert action. Our constraint constitutes a restriction on candidate theories of quantum gravity.
We discuss the physical meaning and the geometric interpretation of causality implementation in classical field theories. Causality is normally implemented through kinematical constraints on fields but we show that in a zero-distance limit they also carry a dynamical information, which calls for a revision of our standard concepts of interacting fields. The origin of infinities and other inconsistencies in field theories is traced to fields defined with support on the lightcone; a finite and consistent field theory requires a lightcone generator as the field support.
We consider Lovelock theories of gravity in the context of AdS/CFT. We show that, for these theories, causality violation on a black hole background can occur well in the interior of the geometry, thus posing more stringent constraints than were previously found in the literature. Also, we find that instabilities of the geometry can appear for certain parameter values at any point in the geometry, as well in the bulk as close to the horizon. These new sources of causality violation and instability should be related to CFT features that do not depend on the UV behavior. They solve a puzzle foun…
For a non-equilibrium physical system defined along a closed time path (CTP), a key constraint is the so-called largest time equation, which is a consequence of unitarity and implies causality. In this paper, we present a simple proof that if the propagators of a non-equilibrium effective action have the proper pole structure, the largest time equation is obeyed to all loop orders. Ghost fields and BRST symmetry are not needed. In particular, the arguments for the proof can also be used to show that if ghost fields are introduced, their contributions vanish.
Existence of theta-vacuum states in Yang--Mills theories defined over asymptotically flat space-times examined taking into account not only the topology but the complicated causal structure of these space-times, too. By a result of Galloway apparently causality makes all vacuum states, seen by a distant observer, homotopically equivalent making the introduction of theta-terms unnecessary. But a more careful analysis shows that certain twisted classical vacuum states survive even in this case eventually leading to the conclusion that the concept of ``theta-vacua'' is meaningful in the case of g…
We consider higher derivative corrections to the graviton three-point coupling within a weakly coupled theory of gravity. Lorentz invariance allows further structures beyond the one present in the Einstein theory. We argue that these are constrained by causality. We devise a thought experiment involving a high energy scattering process which leads to causality violation if the graviton three-point vertex contains the additional structures. This violation cannot be fixed by adding conventional particles with spins $J \leq 2$. But, it can be fixed by adding an infinite tower of extra massive par…
As argued previously, amplitudes of quantum field theories on noncommutative space and time cannot be computed using naive path integral Feynman rules. One of the proposals is to use the Gell-Mann--Low formula with time-ordering applied before performing the integrations. We point out that the previously given prescription should rather be regarded as an interaction point time-ordering. Causality is explicitly violated inside the region of interaction. It is nevertheless a consistent procedure, which seems to be related to the interaction picture of quantum mechanics. In this framework we comp…
Localization properties of scalar single particle states are analyzed by explicit calculational examples with a focus on the massless case. Problems arising from the non-existence of relativistic particle position operators respecting the causal structure of Minkowski spacetime are illustrated by exploring the conflicts arising from localization and causal properties commonly imposed on single particle states. These topics necessitate the introduction of quantum field theoretical localization concepts and are scarcely discussed and often misinterpreted in the literature.
Analyticity and crossing properties of four point function are investigated in conformal field theories in the frameworks of Wightman axioms. A Hermitian scalar conformal field, satisfying the Wightman axioms, is considered. The crucial role of microcausality in deriving analyticity domains is discussed and domains of analyticity are presented. A pair of permuted Wightman functions are envisaged. The crossing property is derived by appealing to the technique of analytic completion for the pair of permuted Wightman functions. The operator product expansion of a pair of scalar fields is studied …
The weak gravity conjecture states that quantum gravity theories have to contain a charged state with a charge-to-mass ratio bigger than unity. By studying unitarity and causality constraints on higher derivative corrections to the charge-to-mass ratio of extremal back holes, we demonstrate that heavy extremal black holes can play the role of the required charged state under several assumptions. In particular, our argument is applicable when the higher spin states Reggeizing graviton exchange are subdominant in the photon scattering. It covers (1) theories with light neutral bosons such as dil…
Within the low-energy effective field theories of QED and gravity, the low-energy speed of light or that of gravitational waves can typically be mildly superluminal in curved spacetimes. Related to this, small scattering time advances relative to the curved background can emerge from known effective field theory coefficients for photons or gravitons. We clarify why these results are not in contradiction with causality, analyticity or Lorentz invariance, and highlight various subtleties that arise when dealing with superluminalities and time advances in the gravitational context. Consistent low…
The vacuum diagram is calculated at second order for theories with self-interacting massless fields in the framework of finite causal perturbation theory. It is pointed out that the infrared behaviour of the vacuum diagram leads to unstable Fock vacua for QCD or massless QED, but not for quantum gravity. Therefore a radical rearrangement of the physical system must take place for such theories. Conversely, stability of the Fock vacuum for massless interacting fields is another hint at the possibility that quantum gravity should be treated as an effective theory.
Causality in a shockwave state is related to the analytic properties of a four-point correlation function. Extending recent results for scalar probes, we show that this constrains the couplings of the stress tensor to light spinning operators in conformal field theory, and interpret these constraints in terms of the interaction with null energy. For spin-1 and spin-2 conserved currents in four dimensions, the resulting inequalities are a subset of the Hofman-Maldacena conditions for positive energy deposition. It is well known that energy conditions in holographic theories are related to causa…
We investigate the structure of equations of motion and lagrangian constraints in a general theory of massive spin 2 field interacting with external gravity. We demonstrate how consistency with the flat limit can be achieved in a number of specific spacetimes. One such example is an arbitrary static spacetime though equations of motion in this case may lack causal properties. Another example is provided by external gravity fulfilling vacuum Einstein equations with arbitrary cosmological constant. In the latter case there exists one-parameter family of theories describing causal propagation of …
Physical principles such as unitarity, causality, and locality can constrain the space of consistent effective field theories (EFTs) by imposing two-sided bounds on the allowed values of Wilson coefficients. In this paper, we consider the bounds that arise from the requirement of low-energy causality alone, without appealing to any assumptions about UV physics. We focus on shift-symmetric theories, and consider bounds that arise from the propagation around both a homogeneous and a spherically-symmetric background. We find that low-energy causality, namely the requirement that there are no reso…
The gravity/gauge theory duality has provided us a way of studying QCD at short distances from straightforward calculations in classical general relativity. Among numerous results obtained so far, one of the most striking is the universality of the ratio of the shear viscosity to the entropy density. For all gauge theories with Einstein gravity dual, this ratio is η/s=1/4π. However, in general higher-curvature gravity theories, including two concrete models under discussion - the Gauss-Bonnet gravity and the (Riemann)^2 gravity - the ratio η/s can be smaller than 1/4π(thus violating the conjec…
We consider how the principles of causality and equivalence restrict the background in which matter field theories are defined; those constraints develop in restrictions for these matter field theories: the simplest matter field theory aside, all other less simple matter field theories are too complex therefore resulting to be inconsistent in general instances.
A theory governing the metric and matter fields in spacetime is {\it locally causal} if the probability distribution for the fields in any region is determined solely by physical data in the region's past, i.e. it is independent of events at space-like separated points. General relativity is manifestly locally causal, since the fields in a region are completely determined by physical data in its past. It is natural to ask whether other possible theories in which the fundamental description of space-time is classical and geometric -- for instance, hypothetical theories which stochastically coup…
Quantum theories constructed on the noncommutative spacetime called the Groenewold-Moyal plane exhibit many interesting properties such as Lorentz and CPT noninvariance, causality violation and twisted statistics. We show that such violations lead to many striking features that may be tested experimentally. These theories predict Pauli forbidden transitions due to twisted statistics, anisotropies in the cosmic microwave background radiation due to correlations of observables in spacelike regions and Lorentz and CPT violations in scattering amplitudes.
William H. Miller III Department of Physics & Astronomy, Johns Hopkins University（约翰斯·霍普金斯大学）；International Centre for Theoretical Sciences, Tata Institute of Fundamental Research（塔塔基础研究所国际理论科学中心）；Chennai Mathematical institute（金奈数学研究所）；Indian Institute of Technology, Gandhinagar（印度理工学院甘地纳格尔分校）
We present a 3-dimensional model for massive gravity with masses induced by topological (Chern-Simons) and Proca-like mass terms. Causality and unitarity are discussed at tree-level. Power-counting renormalizability is also contemplated.
We investigate noncommutative deformations of quantum field theories for different star products, particularly emphasizing the locality properties and the regularity of the deformed fields. Using functional analysis methods, we describe the basic structural features of the vacuum expectation values of star-modified products of fields and field commutators. As an alternative to microcausality, we introduce a notion of $θ$-locality, where $θ$ is the noncommutativity parameter. We also analyze the conditions for the convergence and continuity of star products and define the function algebra that …
In recent work we showed that, for a class of conformal field theories (CFT) with Gauss-Bonnet gravity dual, the shear viscosity to entropy density ratio, $η/s$, could violate the conjectured Kovtun-Starinets-Son viscosity bound, $η/s\geq1/4π$. In this paper we argue, in the context of the same model, that tuning $η/s$ below $(16/25)(1/4π)$ induces microcausality violation in the CFT, rendering the theory inconsistent. This is a concrete example in which inconsistency of a theory and a lower bound on viscosity are correlated, supporting the idea of a possible universal lower bound on $η/s$ for…
Causality in quantum field theory is defined by the vanishing of field commutators for space-like separations. However, this does not imply a direction for causal effects. Hidden in our conventions for quantization is a connection to the definition of an arrow of causality, i.e. what is the past and what is the future. If we mix quantization conventions within the same theory, we get a violation of microcausality. In such a theory with mixed conventions the dominant definition of the arrow of causality is determined by the stable states. In some quantum gravity theories, such as quadratic grav…
We study large families of theories of interacting spin 2 particles from the point of view of causality. Although it is often stated that there is a unique Lorentz invariant effective theory of massless spin 2, namely general relativity, other theories that utilize higher derivative interactions do in fact exist. These theories are distinct from general relativity, as they permit any number of species of spin 2 particles, are described by a much larger set of parameters, and are not constrained to satisfy the equivalence principle. We consider the leading spin 2 couplings to scalars, fermions,…
Classifying consistent effective field theories for the gravitational interaction has recently been the subject of intense research. Demanding the absence of causality violation in high energy graviton scattering processes has led to a hierarchy of constraints on higher derivative terms in the Lagrangian. Most of these constraints have relied on analysis that is performed in general relativistic backgrounds, as opposed to a generic solution to the equations of motion which are perturbed by higher curvature operators. Hence, these constraints are necessary but may not be sufficient to ensure th…
We revisit the previously unsolved problems of ensuring Lorentz invariance and non-perturbative unitarity in Lee-Wick theories. We base our discussion on an ultraviolet completion of QED by Lee-Wick ghost fields, which is argued to be asymptotically safe. We argue that as long as the state space is based upon a suitable choice of distributions of a type invented by Gel'fand and Shilov, the Lee-Wick ghosts can be eliminated while preserving Lorentz invariance to produce a unitary theory. The method for eliminating ghosts is in principle non-perturbatively well-defined, in contrast with some pre…
A physical theory of experiments carried out in a space-time region can accommodate a detector localized in another space-like separated region, in three, not necessarily exclusive, ways: 1) the detector formally collapses physical states across space-like separations, 2) the detector enables superluminal signals, and 3) the theory becomes logically inconsistent. If such a theory admits autonomous evolving states, the space-like collapse must be instantaneous. Time-like separation does not allow such conclusions. We also prove some simple results on structural stability: within the set of all …
The $f(R)$ gravity theories provide an alternative way to explain the current cosmic acceleration without a dark energy matter component. If gravity is governed by a $f(R)$ theory a number of issues should be reexamined in this framework, including the violation of causality problem on nonlocal scale. We examine the question as to whether the $f(R)$ gravity theories permit space-times in which the causality is violated. We show that the field equations of these $f(R)$ gravity theories do not exclude solutions with breakdown of causality for a physically well-motivated perfect-fluid matter cont…
Unitary, Lorentz-invariant quantum field theories in flat spacetime obey microcausality: commutators vanish at spacelike separation. For interacting theories in more than two dimensions, we show that this implies that the averaged null energy, $\int du T_{uu}$, must be positive. This non-local operator appears in the operator product expansion of local operators in the lightcone limit, and therefore contributes to $n$-point functions. We derive a sum rule that isolates this contribution and is manifestly positive. The argument also applies to certain higher spin operators other than the stress…
We study a class of generalized Abelian gauge field theories where CPT symmetry is violated by a Chern-Simons-like term which selects a preferred direction in spacetime. Such Chern-Simons-like terms may either emerge as part of the low-energy effective action of a more fundamental theory or be produced by chiral anomalies over a nonsimply connected spacetime manifold. Specifically, we investigate the issues of unitarity and causality. We find that the behaviour of these gauge field theories depends on whether the preferred direction is spacelike or timelike. For a purely spacelike preferred di…
We examine the role of consistency with causality and quantum mechanics in determining the properties of gravitation. We begin by examining two different classes of interacting theories of massless spin 2 particles -- gravitons. One involves coupling the graviton with the lowest number of derivatives to matter, the other involves coupling the graviton with higher derivatives to matter, making use of the linearized Riemann tensor. The first class requires an infinite tower of terms for consistency, which is known to lead uniquely to general relativity. The second class only requires a finite nu…
Field theories based on non-commutative spacetimes exhibit very distinctive nonlocal effects which mix the ultraviolet with the infrared in bizarre ways. In particular if the time coordinate is involved in the non-commutativity the theory seems to be seriously acausal and inconsistent with conventional Hamiltonian evolution. To illustrate these effects we study the scattering of wave packets in a field theory with space/time non-commutativity. In this theory we find effects which seem to precede their causes and rigid rods which grow instead of Lorentz contract as they are boosted. These field…
