We construct a class of supersymmetric SU(5) GUT models that produce nearly tribimaximal lepton mixing, the observed quark mixing matrix, and the quark and lepton masses, from discrete non-Abelian flavor symmetries. The SU(5) GUTs are formulated on two five-dimensional throats in the flat limit and the neutrino masses become small due to the type-I seesaw mechanism. The discrete non-Abelian flavor symmetries are given by semi-direct products of cyclic groups that are broken at the infrared branes at the tip of the throats. As a result, we obtain SU(5) GUTs that provide a combined description of non-Abelian flavor symmetries and quark-lepton complementarity.
In 5D SUSY GUTs, wave-function localization permits to reproduce flavour hierarchy. As this mechanism also acts on SUSY breaking parameters, it can potentially solve the SUSY flavour problem. We carry out an analysis of the Holographic Grand Unification framework, where we take properly into account effects of matrix anarchy. In this contribution, we focus on brane-localized SUSY breaking and its consequences.
We prove that it is impossible to construct a grand unified model, based on a simple gauge group, in four dimensions that leads to the exact MSSM, nor to a singlet extension, and possesses an unbroken R symmetry. This implies that no MSSM model with either a Z_{M>=3}^R or U(1)_R symmetry can be completed by a four-dimensional GUT in the ultraviolet. However, our no-go theorem does not apply to GUT models with extra dimensions. We also show that it is impossible to construct a 4D GUT that leads to the MSSM plus an additional anomaly-free symmetry that forbids the mu term.
Constraints from flavour changing neutral currents are discussed in the context of predictive Grand Unified Supersymmetric Theories. Uncertainties in the estimation of their amplitudes are minimized by using a successful mass matrix ansatz which predicts the arbitrary parameters of the Standard Model. Furthermore, Renormalization Group Equations are used in order to express the sparticle masses involved, in terms of the gaugino mass $m_{1/2}$, the universal scalar mass $m_0$ and the trilinear coupling $A$ at the GUT scale. Modifications in the low energy expressions for the squark masses due t…
We construct an orbifold model in which all the standard model particles are unified in a gauge multiplet in higher dimensional supersymmetric gauge theory. We find that a flavor symmetry has to remain in four dimensions due to the discrete charge conservation for orbifold conditions if the colored Higgs components in the gauge multiplet are projected out. When the flavor symmetry originates from the E_8 bulk gauge symmetry, the successful unification model can be constructed. In the model, all the Dirac Yukawa couplings for quarks and leptons are generated by the higher dimensional gauge inte…
The existence of abelian gauge symmetries in four-dimensional F-theory compactifications depends on the global geometry of the internal Calabi-Yau fourfold and has important phenomenological consequences. We study conceptual and phenomenological aspects of such U(1) symmetries along the Coulomb and the Higgs branch. As one application we examine abelian gauge factors arising after a certain global restriction of the Tate model that goes beyond a local spectral cover analysis. In SU(5) GUT models this mechanism enforces a global U(1)_X symmetry that prevents dimension-4 proton decay and allows …
A Supersymmetric Grand unified model is constructed based on SO(10)xSO(10) symmetry in which new types of Yukawa matrices couple standard and exotic fermions. Evolution of these couplings from the Grand Unified scale to the electroweak scale causes some of them to be driven to their fixed points. This solves the supersymmetric alignment problem and ensures that there are no observable flavor changing neutral currents mediated by supersymmetric particles. Fermion hierarchy and neutrino mixing constraints are automatically satisfied in this formalism.
The infra-red attractive force of the bulk gauge interactions is applied to soften the supersymmetric flavor problem in the orbifold SU(5) GUT of Kawamura. Then this force aligns in the infra-red regime the soft supersymmetry breaking terms out of their anarchical disorder at a fundamental scale, in such a way that flavor-changing neutral currents as well as dangerous CP-violating phases are suppressed at low energies. It is found that this dynamical alignment is sufficiently good compared with the current experimental bounds, as long as the diagonalization matrices of the Yukawa couplings are…
We discuss F-theory SU(5) GUTs in which some or all of the quark and lepton families are assigned to different curves and family symmetry enforces a leading order rank one structure of the Yukawa matrices. We consider two possibilities for the suppression of baryon and lepton number violation. The first is based on Flipped SU(5) with gauge group SU(5)\times U(1)_χ\times SU(4)_{\perp} in which U(1)_χ plays the role of a generalised matter parity. We present an example which, after imposing a Z_2 monodromy, has a U(1)_{\perp}^2 family symmetry. Even in the absence of flux, spontaneous breaking o…
The doublet-triplet splitting problem can be simply solved in product-group GUT models, using a global symmetry that distinguishes the doublets from the triplets. Apart from giving the required mass hierarchy, this ``triplet symmetry'' can also forbid some of the triplet couplings to matter. We point out that, since this symmetry is typically generation-dependent, it gives rise to non-trivial flavor structure. Furthermore, because flavor symmetries cannot be exact, the triplet-matter couplings are not forbidden then but only suppressed. We construct models in which the triplet symmetry gives a…
We consider supersymmetric grand unified theories with soft supersymmetry-breaking scalar masses $m_0$ specified above the GUT scale (super-GUTs) and patterns of Yukawa couplings motivated by upper limits on flavour-changing interactions beyond the Standard Model. If the scalar masses are smaller than the gaugino masses $m_{1/2}$, as is expected in no-scale models, the dominant effects of renormalization between the input scale and the GUT scale are generally expected to be those due to the gauge couplings, which are proportional to $m_{1/2}$ and generation-independent. In this case, the input…
We study SU(5) Grand Unified Theories within a local framework in F-theory with multiple extra U(1) symmetries arising from a small monodromy group. The use of hypercharge flux for doublet-triplet splitting implies massless exotics in the spectrum that are protected from obtaining a mass by the U(1) symmetries. We find that lifting the exotics by giving vacuum expectation values to some GUT singlets spontaneously breaks all the U(1) symmetries which implies that proton decay operators are induced. If we impose an additional R-parity symmetry by hand we find all the exotics can be lifted while …
We point out that the null results of the hadronic electric dipole moment (EDM) searches constrain orbifold grand unified theories (GUTs), where the GUT symmetry and supersymmetry (SUSY) are both broken by boundary conditions in extra dimensions and it leads to rich fermion and sfermion flavor structures. A marginal chromoelectric dipole moment (CEDM) of the up quark is induced by the misalignment between the CP violating left- and right-handed up-type squark mixings, in contrast to the conventional four-dimensional SUSY GUTs. The up quark CEDM constraint is found to be as strong as those from…
We present a systematic construction of F-theory compactifications with Abelian gauge symmetries in addition to a non-Abelian gauge group G. The formalism is generally applicable to models in global Tate form but we focus on the phenomenologically interesting case of G=SU(5). The Abelian gauge factors arise due to extra global sections resulting from a specific factorisation of the Tate polynomial which describes the elliptic fibration. These constructions, which accommodate up to four different U(1) factors, are worked out in detail for the two possible embeddings of a single U(1) factor into…
We consider the neutrino masses and mixing in the framework of SO(10) GUTs with hidden sector consisting of fermionic and bosonic SO(10) singlets and flavor symmetries. The framework allows to disentangle the CKM physics responsible for the CKM mixing and different mass hierarchies of quarks and leptons and the neutrino new physics which produces smallness of neutrino masses and large lepton mixing. The framework leads naturally to the relation $U_{PMNS} \sim V_{CKM}^{\dagger} U_0$, where structure of $U_0$ is determined by the flavor symmetry. The key feature of the framework is that apart fr…
We consider the methods by which higher-level and non-simply laced gauge symmetries can be realized in free-field heterotic string theory. We show that all such realizations have a common underlying feature, namely a dimensional truncation of the charge lattice, and we identify such dimensional truncations with certain irregular embeddings of higher-level and non-simply laced gauge groups within level-one simply-laced gauge groups. This identification allows us to formulate a direct mapping between a given subgroup embedding, and the sorts of GSO constraints that are necessary in order to real…
We consider realistic F-theory GUT models based on discrete family symmetries $A_4$ and $S_3$, combined with $SU(5)$ GUT, comparing our results to existing field theory models based on these groups. We provide an explicit calculation to support the emergence of the family symmetry from the discrete monodromies arising in F-theory. We work within the spectral cover picture where in the present context the discrete symmetries are associated to monodromies among the roots of a five degree polynomial and hence constitute a subgroup of the $S_5$ permutation symmetry. We focus on the cases of $A_4$ …
In SO(10) grand unified theories (GUTs) the hierarchy which is present in the Dirac mass term of the neutrinos is generically as strong as the one in the up-type quark mass term. We propose a mechanism to partially or completely cancel this hierarchy in the light neutrino mass matrix in the seesaw context. The two main ingredients of the cancellation mechanism are the existence of three fermionic gauge singlets and of a discrete flavor symmetry G_f which is broken at a higher scale than SO(10). Two realizations of the cancellation mechanism are presented. The realization based on the Frobenius…
We show that the recently constructed 5-dimensional supersymmetric $S^1/(Z_2\times Z_2')$ orbifold GUT models allow an appealing explanation of the observed hierarchical structure of the quark and lepton masses and mixing angles. Flavor hierarchies arise from the geometrical suppression of some couplings when fields propagate in different numbers of dimensions, or on different fixed branes. Restrictions arising from locality in the extra dimension allow interesting texture zeroes to be easily generated. In addition the detailed nature of the SU(5)-breaking orbifold projections lead to simple t…
Generic SO(10) GUT models suffer from the problem that Planck scale induced non-renormalizable proton decay operators require extreme suppression of their couplings to be compatible with present experimental upper limits. One way to resolve this problem is to supplement SO(10) by simple gauged discrete symmetries which can also simultaneously suppress the renormalizable R-parity violating ones when they occur and make the theory "more natural". Here we discuss the phenomenological viability of such models. We first show that for both classes of models, e.g the ones that use ${\bf 16}_H$ or ${\…
We discuss fermion masses and mixings in models derived from orbifold GUTs such that gauge coupling unification is achieved without low energy supersymmetry by utilizing a non-canonical U(1)_Y. A gauged U(1)_X flavor symmetry plays an essential role, and the Green-Schwarz mechanism is invoked in anomaly cancellations. Models containing vector-like particles with masses close to M_{GUT} are also discussed.
The relation between the mixing matrices of leptons and quarks: $U_{\rm{PMNS}} \approx V_{\rm{CKM}}^\dagger U_0$, where $U_0$ is a matrix of special forms (e.g. BM, TBM), can be a clue for understanding the lepton mixing and neutrino masses. It may imply the Grand unification and existence of a hidden sector with certain symmetry which generates $U_0$ and leads to the smallness of neutrino masses. We apply the residual symmetry approach to obtain $U_0$. The residual symmetries of both the visible and hidden sectors are $\mathbb{Z}_{2} \times \mathbb{Z}_{2}$. Their embedding in a unified flavor…
In F-theory, U(1) gauge symmetries are encoded in rational sections, which generate the Mordell-Weil group of the elliptic fibration of the compactification space. Recently the possible U(1) charges for global SU(5) F-theory GUTs with smooth rational sections were classified arXiv:1504.05593 [hep-th]. In this paper we utilize this classification to probe global F-theory models for their phenomenological viability. After imposing an exotic-free MSSM spectrum, anomaly cancellation (related to hypercharge flux GUT breaking in the presence of U(1) gauge symmetries), absence of dimension four and f…
We discuss the implications of large neutrino mixings for grand unified theories based on the seesaw mechanism. In SU(5) GUTs large mixings can be accomodated by means of $U(1)_F$ flavour symmetries. In these models the heavy Majorana neutrinos are essentially decoupled from low energy neutrino physics. On the contrary in SO(10) GUTs large neutrino mixings severely constrain the mass spectrum of the heavy Majorana neutrinos. This leads to predictions for a variety of observables in neutrino physics as well as for the cosmological baryon asymmetry.
The calculation of Yukawa couplings in F-theory GUTs is developed. The method is applied to the top and bottom Yukawa couplings in an SU(5) model of fermion masses based on family symmetries coming from the SU(5)_\perp factor in the underlying E(8) theory. The remaining Yukawa couplings involving the light quark generations are determined by the Froggatt Nielsen non-renormalisable terms generated by heavy messenger states. We extend the calculation of Yukawa couplings to include massive states and estimate the full up and down quark mass matrices in the SU(5) model. We discuss the new features…
Orbifold grand unified theories (GUTs) solve several problems in GUT model building. Therefore, it is intriguing to investigate similar constructions in the flavor context. In this paper, we propose that a flavor symmetry might emerge due to orbifold compactification of one orbifold and broken by boundary conditions of another orbifold. The combination of the orbifold parities in gauge and flavor space determines the zero modes. We demonstrate the construction in a supersymmetric (SUSY) SO(10) x S_4 orbifold GUT model, which predicts the tribimaximal mixing at leading order in the lepton secto…
We perform a detailed analysis of the SO(10) SUSY GUT model with D3 family symmetry of Dermisek and Raby (DR). The model is specified in terms of 24 parameters and predicts, as a function of them, the whole MSSM set of parameters at low energy scales. Concerning the SM subset of such parameters, the model is able to give a satisfactory description of the quark and lepton masses, of the PMNS matrix and of the CKM matrix. We perform a global fit to the model, including flavour changing neutral current (FCNC) processes Bs --> mu+ mu-, B --> Xs gamma, B --> Xs l+ l- and the B(d,s) - bar B(d,s) mas…
Flavor symmetry plays a crucial role in the standard model of particle physics but its origin is still unknown. We develop a new method (based on outer automorphisms of the Narain space group) to determine flavor symmetries within compactified string theory. A picture emerges where traditional (discrete) flavor symmetries, CP-like symmetries and modular symmetries (like T-duality) of string theory combine to unified flavor symmetries. The groups depend on the geometry of compact space and the geographical location of fields in the extra dimensions. We observe a phenomenon of "local flavor grou…
We discuss hadronic EDM constraints on the neutrino sector in the SUSY SU(5) GUT with the right-handed neutrinos. The hadronic EDMs are sensitive to the right-handed down-type squark mixings, especially between the second and third generations and between the first and third ones, compared with the other low-energy observables, and the flavor mixings are induced by the neutrino Yukawa interaction. The current experimental bound of the neutron EDM may imply that the right-handed tau neutrino mass is smaller than about 10^{14} GeV in the minimal supergravity scenario, and it may be improved furt…
We study discrete flavor symmetries of the models based on a ten-dimensional supersymmetric Yang-Mills (10D SYM) theory compactified on magnetized tori. We assume non-vanishing non-factorizable fluxes as well as the orbifold projections. These setups allow model-building with more various flavor structures. Indeed, we show that there exist various classes of non-Abelian discrete flavor symmetries. In particular, we find that $S_3$ flavor symmetries can be realized in the framework of the magnetized 10D SYM theory for the first time.
We study non-abelian discrete flavor symmetries, which can appear in magnetized brane models. For example, $D_4$, $Δ(27)$ and $Δ(54)$ can appear and matter fields with several representations can appear. We also study the orbifold background, where non-abelian flavor symmetries are broken in a certain way.
Heterotic orbifolds can explain the origin of flavor symmetries and the flavor representations of matter fields in particle physics as a result of the geometric properties of the associated string states in the compact space. After a review of the method to obtain flavor symmetries in these models, we determine the most frequent non-Abelian flavor symmetries appearing in promising Abelian heterotic orbifolds. Interestingly, these symmetries correspond only to D_4, Delta(54) and products of these symmetries and Abelian factors. A large set of promising models exhibits purely Abelian flavor symm…
The neutrino flavor mixing may induce rich flavor and CP violating phenomena in the SUSY GUTs. In this paper we discuss the hadronic EDMs and the correlation among low-energy processes induced by the mixings between second and third generations in the SUSY SU(5) GUT with the right-handed neutrinos.
We examine a common origin of four-dimensional flavor, CP, and $U(1)_R$ symmetries in the context of heterotic string theory with standard embedding. We find that flavor and $U(1)_R$ symmetries are unified into the $Sp(2h+2, \mathbb{C})$ modular symmetries of Calabi-Yau threefolds with $h$ being the number of moduli fields. Together with the $\mathbb{Z}_2^{\rm CP}$ CP symmetry, they are enhanced to $GSp(2h+2, \mathbb{C})\simeq Sp(2h+2, \mathbb{C})\rtimes \mathbb{Z}_2^{\rm CP}$ generalized symplectic modular symmetry. We exemplify the $S_3, S_4, T^\prime, S_9$ non-Abelian flavor symmetries on e…
We study the origin of non-Abelian discrete flavor symmetries in superstring theory. We classify all possible non-Abelian discrete flavor symmetries which can appear in heterotic orbifold models. These symmetries include D_4 and Delta(54). We find that the symmetries of the couplings are always larger than the symmetries of the compact space. This is because they are a consequence of the geometry of the orbifold combined with the space group selection rules of the string. We also study possible breaking patterns. Our analysis yields a simple geometric understanding of the realization of non-Ab…
The framework of compactified heterotic string theory offers consistent ultraviolet (UV) completions of the Standard Model (SM) of particle physics. In this approach, the existence of flavor symmetries beyond the SM is imperative and the flavor symmetries can be derived from the top down. Such a derivation uncovers a unified origin of traditional discrete flavor symmetries, discrete modular flavor symmetries, discrete R symmetries of supersymmetry, as well as charge-parity (CP) symmetry - altogether dubbed the eclectic flavor symmetry. I will illustrate how the eclectic flavor symmetry is unam…
We explore a flavor structure of quarks in the standard model under the assumption that flavor symmetries exist in a theory beyond the standard model, and chase after their properties, using a bottom-up approach. We reacknowledge that a flavor-symmetric part of Yukawa coupling matrix can be realized by a rank-one matrix and a democratic-type one occupies a special position, based on Dirac's naturalness.
We explore the possible values of the $μ\to e γ$ branching ratio, $\text{BR}(μ\rightarrow eγ)$, and the electron dipole moment (eEDM), $d_e$, in no-scale SU(5) super-GUT models with the boundary conditions that soft supersymmetry-breaking matter scalar masses vanish at some high input scale, $M_{\rm in}$, above the GUT scale, $M_{\rm GUT}$. We take into account the constraints from the cosmological cold dark matter density, $Ω_{CDM} h^2$, the Higgs mass, $M_h$, and the experimental lower limit on the lifetime for $p \to K^+ \bar ν$, the dominant proton decay mode in these super-GUT models. Rec…
Probing quark-lepton correlation in GUTs with high-precision neutrino measurements
Hangzhou Institute for Advanced Study, UCAS（杭州高等研究院）；Institute of Theoretical Physics, Chinese Academy of Sciences（中国科学院理论物理研究所）；University of Chinese Academy of Sciences（中国科学院大学）
We initiate the study of the generalized global flavor symmetries of the Standard Model. The presence of nonzero triangle diagrams between the $U(3)^5$ flavor currents and the $U(1)_Y$ hypercharge current intertwines them in the form of a higher-group which mixes the zero-form flavor symmetries with the one-form magnetic hypercharge symmetry. This higher symmetry structure greatly restricts the possible flavor symmetries that may remain unbroken in any ultraviolet completion that includes magnetic monopoles. In the context of unification, this implies tight constraints on the combinations of f…
The framework of compactified heterotic string theory offers consistent ultraviolet (UV) completions of the Standard Model (SM) of particle physics. In this approach, the existence of flavor symmetries beyond the SM is imperative and the flavor symmetries can be derived from the top-down. Such a derivation uncovers a unified origin of traditional discrete flavor symmetries, discrete modular flavor symmetries, discrete R symmetries of supersymmetry, as well as CP symmetry - altogether called the eclectic flavor symmetry. I will show a specific example of such a top-down derived eclectic flavor …
Models with modular flavor symmetries have been thought to be highly predictive. We point out that these predictions are subject to corrections from non-holomorphic terms in the Lagrangean. Specifically, in the models discussed in the literature, the Kähler potential is not fixed by the symmetries, for instance. The most general Kähler potential consistent with the symmetries of the model contains additional terms with additional parameters, which reduce the predictive power of these constructions. We also comment on how one may conceivably retain the predictivity.
We study non-Abelian flavor symmetries on orbifolds, $S^1/Z_2$ and $T^2/Z_3$. Our extra dimensional models realize $D_N$, $Σ(2N^2)$, $Δ(3N^2)$ and $Δ(6N^2)$ including $A_4$ and $S_4$. In addition, one can also realize their subgroups such as $Q_N$, $T_7$, etc. The $S_3$ flavor symmetry can be realized on both $S^1/Z_2$ and $T^2/Z_3$ orbifolds.
We show how an intermediate gauge symmetry breaking scale can be a source of lepton flavor violation and EDM of electron and neutron in SUSY GUTs. The Universal soft supersymmetry breaking operators can be introduced at the GUT scale or above.
We study the presence of discrete flavor symmetries in D-brane models of particle physics. By analyzing the compact extra dimensions of these models one can determine when such symmetries exist both in the context of intersecting and magnetized D-brane constructions. Our approach allows to distinguish between approximate and exact discrete symmetries, and it can be applied to compactification manifolds with continuous isometries or to manifolds that only contain discrete isometries, like Calabi-Yau three-folds. We analyze in detail the class of rigid D-branes models based on a Z_2 x Z'_2 toroi…
A top-down approach to the flavor problem motivated from string theory leads to the concept of eclectic flavor groups that combine traditional and modular flavor symmetries. To make contact with models constructed in the bottom-up approach, we analyze a specific example based on the eclectic flavor group Omega(1) (a nontrivial combination of the traditional flavor group Delta(54) and the finite modular group T') in order to extract general lessons from the eclectic scheme. We observe that this scheme is highly predictive since it severely restricts the possible group representations and modula…
String theory leads to a flavor scheme where modular symmetries play a crucial role. Together with the traditional flavor symmetries they combine to an eclectic flavor group, which we determine via outer automorphisms of the Narain space group. Unbroken flavor symmetries are subgroups of this eclectic group and their size depends on the location in moduli space. This mechanism of local flavor unification allows a different flavor structure for different sectors of the theory (such as quarks and leptons) and also explains the spontaneous breakdown of flavor- and CP-symmetries (via a motion in m…
We present GUT models based on an $SU(5)\times SU(5)$ GUT group. These models maintain the main successes of simple-group GUTs but permit simple solutions to the doublet-triplet splitting problem. Moreover, GUT breaking is triggered by supersymmetry breaking so that the GUT scale is naturally generated as a combination of the Planck scale and the supersymmetry breaking scale.
While non-abelian groups are undoubtedly the cornerstone of Grand Unified Theories (GUTs), phenomenology shows that the role of abelian and discrete symmetries is equally important in model building. The latter are the appropriate tool to suppress undesired proton decay operators and various flavour violating interactions, to generate a hierarchical fermion mass spectrum, etc. In F-theory, GUT symmetries are linked to the singularities of the elliptically fibred K3 manifolds; they are of ADE type and have been extensively discussed in recent literature. In this context, abelian and discrete sy…
The specific shape of the squark, slepton and gaugino mass spectra, if measured with suficient accuracy, can provide invaluable information not only about the dynamics underpinning their origin at some very high scale such as the unification scale MG, but also about the intermediate scale physics encountered throughout their RGE evolution down to the energy scale accessible for the LHC. In this work, we study general features of the TeV scale soft SUSY breaking parameters stemming from a generic mSugra configuration within certain classes of SUSY SO(10) GUTs with different intermediate symmetr…
Discovering a selection principle and the origin of flavor symmetries from an ultraviolet completion of particle physics is an interesting open task. As a step in this direction, we classify all possible flavor symmetries of 4D massless spectra emerging from supersymmetric Abelian orbifold compactifications, including roto-translations and non-factorizable compact spaces, for generic moduli values. Although these symmetries are valid in all string theories, we focus on the E8 x E8 heterotic string. We perform the widest known search of E8 x E8 Abelian orbifold compactifications, yielding over …
We study the modular symmetry in magnetized D-brane models on $T^2$. Non-Abelian flavor symmetry $D_4$ in the model with magnetic flux $M=2$ (in a certain unit) is a subgroup of the modular symmetry. We also study the modular symmetry in heterotic orbifold models. The $T^2/Z_4$ orbifold model has the same modular symmetry as the magnetized brane model with $M=2$, and its flavor symmetry $D_4$ is a subgroup of the modular symmetry.
Recently a TeV-scale Supersymmetric Standard Model (TSSM) was proposed in which the gauge coupling unification is as precise (at one loop) as in the MSSM, and occurs in the TeV range. Proton stability in the TSSM is due to an anomaly free Z_3 X Z_3 discrete gauge symmetry, which is also essential for successfully generating neutrino masses in the desirable range. In this paper we show that the TSSM admits anomaly free non-Abelian discrete flavor gauge symmetries (based on a left-right product tetrahedral group) which together with a ``vector-like'' Abelian (discrete) flavor gauge symmetry supp…
