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2607.16229 2026-07-21 stat.AP cs.LG q-fin.CP q-fin.PM 新提交

FinBench: Time-Gated Calibration and Uncertainty Benchmarking for Agentic Financial Forecasting

FinBench:用于智能金融预测的时间门控校准与不确定性基准测试

Rishab Ghosh, Vinay Devarakonda

机构 * UT Austin(得克萨斯大学)

AI总结 介绍用于金融预测的FinBench基准,它通过时间门控避免前瞻偏差,用适当评分规则评估。任务要求模型输出正回报概率和预测区间,用多种分数评估,通过小型试点运行展示校准敏感指标能区分不同预测行为。

Comments 9 pages, 3 figures

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AI中文摘要

大语言模型越来越多地被用作观察、规划和行动的智能系统组件。在金融领域,一旦其输出用于确定交易规模或分配风险,即使是“辅助”系统也会与决策相关。一个关键的失败模式是置信度与能力差距:一个仅略优于随机猜测但持续过度自信的模型,在典型的投注规模规则下,将产生负的长期增长。现有基准强调语义理解或点准确性,但未在定义真实市场的时间约束和非平稳性下直接测试概率校准。我们引入了FinBench,这是一个旨在评估金融预测校准和不确定性质量的基准,它(i)严格设置时间门控以避免前瞻性偏差,(ii)使用严格适当的评分规则进行评估,对虚假置信度进行惩罚。FinBench任务要求模型输出(a)正回报的概率和(b)实现对数回报的80%预测区间;评估使用Brier分数、Winkler区间分数以及针对硬基线的技能分数。本文描述了基准规范,并报告了一次小型试点运行(一个交易日;三个流动性股票代码;33次预测)作为对流程的合理性检查。试点说明了校准敏感指标如何区分“自信但脆弱”的行为和不确定性感知预测。

英文摘要

Large language models (LLMs) are increasingly used as components of agentic systems that observe, plan, and act. In finance, even "assistive" systems become decision-relevant once their outputs are used to size trades or allocate risk. A key failure mode is the confidence--competence gap: a model that is only slightly better than chance but consistently overconfident will, under typical bet-sizing rules, generate negative long-run growth. Existing benchmarks emphasize semantic understanding or point accuracy, but do not directly test probabilistic calibration under the temporal constraints and non-stationarity that define real markets. We introduce FinBench, a benchmark designed to evaluate calibration and uncertainty quality for financial forecasting in a setting that is (i) strictly time-gated to avoid look-ahead bias and (ii) evaluated with strictly proper scoring rules that penalize hallucinated confidence. FinBench tasks require models to output (a) a probability of positive return and (b) an 80% prediction interval for realized log return; evaluation uses the Brier score and the Winkler interval score, along with skill scores against hard baselines. This paper describes the benchmark specification and reports a small pilot run (one trading day; three liquid tickers; 33 forecasts) as a sanity check of the pipeline. The pilot illustrates how calibration-sensitive metrics distinguish between "confident but fragile" behavior and uncertainty-aware forecasting.

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2603.16011 2026-07-21 cs.SE cs.AI cs.CL 版本更新

FormulaCode: Evaluating Agentic Optimization on Large Codebases

FormulaCode: 评估在大规模代码库上进行代理优化

Atharva Sehgal, James Hou, Akanksha Sarkar, Ishaan Mantripragada, Swarat Chaudhuri, Jennifer J. Sun, Yisong Yue

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校) California Institute of Technology(加州理工学院) Cornell University(康奈尔大学)

AI总结 FormulaCode是一个评估大型真实代码库上代理优化能力的基准,包含957个从科学Python仓库挖掘出的性能瓶颈,配以专家撰写的补丁和平均264.6个社区维护的性能工作负载,揭示了前沿LLM代理在多目标优化上的重大挑战。

Comments ICML Camera Ready Version

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AI中文摘要

大型语言模型(LLM)编码代理越来越多地在仓库层面运作,这促使了评估其在现实约束下优化整个代码库能力的基准。现有代码基准大多依赖合成任务、二进制正确性信号或单目标评估,限制了其评估整体优化行为的能力。我们介绍了FormulaCode,这是一个评估在大规模真实代码库上进行代理优化的基准,包含从GitHub上科学Python仓库挖掘出的957个性能瓶颈,每个瓶颈配以专家撰写的补丁,并平均每个任务有264.6个社区维护的性能工作负载,使LLM代理能够在现实的正确性和性能约束下全面优化代码库的能力。我们的评估揭示了在仓库级、多目标优化上仍然是前沿LLM代理的主要挑战。项目网站:https://formula-code.github.io

英文摘要

Large language model (LLM) coding agents increasingly operate at the repository level, motivating benchmarks that evaluate their ability to optimize entire codebases under realistic constraints. Existing code benchmarks largely rely on synthetic tasks, binary correctness signals, or single-objective evaluation, limiting their ability to assess holistic optimization behavior. We introduce FormulaCode, a benchmark for evaluating agentic optimization on large, real-world codebases with fine-grained, multi-objective performance metrics. FormulaCode comprises 957 performance bottlenecks mined from scientific Python repositories on GitHub, each paired with expert-authored patches and, on average, 264.6 community-maintained performance workloads per task, enabling the holistic ability of LLM agents to optimize codebases under realistic correctness and performance constraints. Our evaluations reveal that repository-scale, multi-objective optimization remains a major challenge for frontier LLM agents. Project website at: https://formula-code.github.io

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2505.11765 2026-07-21 cs.MA cs.AI cs.LG 版本更新

OMAC: A Holistic Optimization Framework for LLM-Based Multi-Agent Collaboration

OMAC:一种面向基于大语言模型的多智能体协作的综合优化框架

Shijun Li, Hilaf Hasson, Joydeep Ghosh

机构 * Department of Electrical and Computer Engineering, The University of Texas at Austin, Austin, United States(得克萨斯大学奥斯汀分校电子与计算机工程系) Intuit AI Research, Mountain View, United States(Intuit AI研究)

AI总结 本文提出OMAC框架,通过五个关键优化维度提升基于大语言模型的多智能体系统性能,采用语义初始化器和对比比较器算法实现单维和多维联合优化。

Comments Accepted as a Oral paper at ICML 2026

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AI中文摘要

基于先进大语言模型(LLMs)的智能体在多样复杂的应用中展现出了令人印象深刻的能力。最近,多智能体系统(MAS),其中多个智能体协作和交流,已在复杂任务中表现出增强的能力,如高质量代码生成和算术推理。然而,此类系统的发展往往依赖于手工编写的方法,而关于系统化设计和优化LLM-based MAS的文献仍然有限。在本工作中,我们引入OMAC,一种面向LLM-based MAS的综合优化框架。具体而言,我们识别出MAS的五个关键优化维度,涵盖智能体功能和协作结构。基于这些维度,我们首先提出一个通用算法,利用两个智能体称为语义初始化器和对比比较器,以优化任何单个维度。然后,我们提出一个用于多维联合优化的算法。广泛的实验表明,OMAC在各种任务上优于近期的方法。

英文摘要

Agents powered by advanced large language models (LLMs) have demonstrated impressive capabilities across diverse complex applications. Recently, Multi-Agent Systems (MAS), wherein multiple agents collaborate and communicate with each other, have exhibited enhanced capabilities in complex tasks, such as high-quality code generation and arithmetic reasoning. However, the development of such systems often relies on handcrafted methods, and the literature on systematic design and optimization of LLM-based MAS remains limited. In this work, we introduce \textbf{OMAC}, a general framework designed for holistic optimization of LLM-based MAS. Specifically, we identify five key optimization dimensions for MAS, encompassing both agent functionality and collaboration structure. Building upon these dimensions, we first propose a general algorithm, utilizing two actors termed the Semantic Initializer and the Contrastive Comparator, to optimize any single dimension. Then, we present an algorithm for joint optimization across multiple dimensions. Extensive experiments demonstrate the superior performance of OMAC on diverse tasks against recent approaches.

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2407.11933 2026-07-21 cs.LG

Fairness-Aware Multi-Group Target Detection in Online Discussion

具有公平性的多群体目标检测在线讨论中

Soumyajit Gupta, Maria De-Arteaga, Matthew Lease

机构 * Dept. of Computer Science, The University of Texas at Austin(德克萨斯大学奥斯汀分校计算机科学系) Department of Data, Analytics, Technology, and Artificial Intelligence, ESADE(ESADE大学数据、分析、技术和人工智能系) The Information School, The University of Texas at Austin(德克萨斯大学奥斯汀分校信息学院)

AI总结 本文研究了在线讨论中目标群体检测的公平性影响,提出了一种公平性意识的多群体目标检测方法,减少了群体间的偏见并提升了预测性能。

Journal ref 2026 ACM Conference on Fairness, Accountability, and Transparency (FAccT)

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AI中文摘要

目标群体检测的任务是确定内容所针对或涉及的群体。应用包括定向营销、内容推荐和群体特定内容评估。主要挑战包括:1) 单个帖子可能针对多个群体;2) 确保跨群体检测准确性的一致性以实现公平性。在本工作中,我们探讨了在毒性检测背景下目标群体检测的公平性影响,其中社交媒体帖子的感知危害往往取决于其针对的群体。由于毒性高度依赖语境,在一般情况下看似无害的语言在针对特定人口群体时可能变得有害。我们展示了所提出的公平性意识的多群体目标检测方法不仅减少了群体间的偏见,还表现出强大的预测性能,超越了现有的公平性意识基线。为了促进可重复性和未来研究,我们在线分享了我们的代码。

英文摘要

Target-group detection is the task of detecting which group(s) a piece of content is ``directed at or about''. Applications include targeted marketing, content recommendation, and group-specific content assessment. Key challenges include: 1) that a single post may target multiple groups; and 2) ensuring consistent detection accuracy across groups for fairness. In this work, we investigate fairness implications of target-group detection in the context of toxicity detection, where the perceived harm of a social media post often depends on which group(s) it targets. Because toxicity is highly contextual, language that appears benign in general can be harmful when targeting specific demographic groups. We show our {\em fairness-aware multi-group target detection} approach both reduces bias across groups and shows strong predictive performance, surpassing existing fairness-aware baselines. To enable reproducibility and spur future work, we share our code online.

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2607.15667 2026-07-20 cs.CV 新提交

PE-Field 4D: Video Generation Models as Canvas

PE-Field 4D:作为画布的视频生成模型

Yunpeng Bai, Haoxiang Li, Qixing Huang

机构 * University of Texas at Austin(德克萨斯大学奥斯汀分校) Pixocial Technology(皮克社交科技)

AI总结 研究视频生成中扩散变换器控制场景几何形状的挑战,通过重新审视位置编码作用,引入几何感知交叉注意力机制及相关编码方案,构建可控视频生成框架,提升视点相关编辑任务的空间可控性且保留模型生成先验。

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AI中文摘要

扩散变换器最近在视频生成中取得了强大性能,但在视点变化和相机运动下控制场景几何形状仍具有挑战性。本文重新审视了视频扩散变换器中位置编码的作用,表明其为几何感知控制提供了有用的空间偏差。具体而言,若参考令牌根据其在目标视图中的投影位置进行编码,去噪模型会从输入视频的位置对齐区域检索内容。在此基础上,引入了几何感知交叉注意力机制,使目标视频潜在令牌能关注从参考图像或帧派生的结构化上下文令牌。为在参考内容与目标相机轨迹间建立对应关系,为上下文令牌配备了投影位置编码方案,结合目标视图二维重投影与深度感知消歧。同时保留生成视频潜在的原始时空位置编码,使几何引导得以注入,同时保持与视频模型原生潜在结构的一致性。由此产生的框架为可控视频生成提供了简单有效的方法,在视点相关编辑任务中提高了空间可控性,包括相机重轨迹、新视图视频合成和几何感知视频编辑,同时保留了底层视频扩散模型的生成先验。代码可在该https网址获取。

英文摘要

Diffusion Transformers have recently achieved strong performance in video generation, yet controlling scene geometry under viewpoint changes and camera motion remains challenging. In this work, we revisit the role of positional encoding in video diffusion transformers and show that it provides a useful spatial bias for geometry-aware control. Specifically, if reference tokens are encoded according to their projected locations in the target view, the denoising model is encouraged to retrieve content from position aligned regions of the input video. Building on this observation, we introduce a geometry-aware cross-attention mechanism that enables target video latent tokens to attend to structured context tokens derived from reference images or frames. To establish correspondence between the reference content and the target camera trajectory, we equip the context tokens with a projected positional encoding scheme that combines target-view 2D reprojection with depth-aware disambiguation. At the same time, we preserve the original spatiotemporal positional encoding of the generated video latent, allowing geometric guidance to be injected while maintaining consistency with the video model's native latent structure. The resulting framework provides a simple and effective approach for controllable video generation. It improves spatial controllability in viewpoint-dependent editing tasks, including camera re-trajectory, novel-view video synthesis, and geometry-aware video editing, while preserving the generative prior of the underlying video diffusion model. The code is available at: https://github.com/MTLab/PE-Field.

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2607.15647 2026-07-20 cs.AI 新提交

Neuro-Symbolic AI for LEED compliance: Document-Centric Benchmarking, Deterministic Numeric Checking, and When Multimodal Hurts

用于LEED合规的神经符号人工智能:以文档为中心的基准测试、确定性数值检查以及多模态何时有害

Aritro De, Juliana Felkner

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究小型本地部署语言模型对LEED文档筛选及符号组件作用,引入神经符号管道,通过对齐PDF、检索证据、语言模型验证和数值检查器检查来验证合规性,实验表明特定模型在任务中表现较好,管道及基线提供了参考。

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AI中文摘要

LEED v4.1 BD+C认证仍是一个文档密集型过程,要求审核人员阅读数百页项目证据并手动应用特定信用的阈值逻辑。本文研究小型本地部署语言模型能否对LEED文档进行有意义的筛选,以及确定性符号组件应如何分担此项工作。引入了一个神经符号管道,将项目PDF与LEED信用部分对齐,通过信用感知关键词签名检索证据,使用本地托管的40亿参数语言模型验证合规性,并对定量阈值应用特定于LEED的数值检查器。对四所大学建筑(484个PDF,153个信用级决策)的实验表明,40亿参数模型(gemma3:4b)是最强的纯文本核心验证器,准确率达67.3%,在此任务中优于更大的80亿参数模型(llama3.1:8b)。确定性数值检查器纠正了关键定量信用上算术错误,将EA-p2的准确率从50%提高到100%,并在可靠提取所需值时改善了其他几个信用。同时,完整的神经符号配置总体准确率为61.6%,因提取失败和在定性类别上的保守行为落后于最佳纯文本基线。系统消融表明,添加低分辨率绘图图像(150-300 dpi)会持续降低准确率,提示有效性取决于建筑物的实际通过率:规则提示在文档丰富的项目上表现最佳,而思维链提示在文档较少的项目上表现最佳。在针对原始项目文档的LEED v4.1 BD+C合规验证的特定范围内,此管道及其基线为准确率和失败模式提供了一个初步可重复的参考点。

英文摘要

LEED v4.1 BD+C certification remains a document-intensive process that requires reviewers to read hundreds of pages of project evidence and apply credit-specific threshold logic by hand. This paper investigates whether small, locally deployed language models can perform meaningful screening of LEED documentation and how deterministic symbolic components should share that work. A neuro-symbolic pipeline is introduced that aligns project PDFs to LEED credit sections, retrieves evidence with credit-aware keyword signatures, verifies compliance with a locally hosted 4-billion-parameter language model, and applies a LEED-specific numeric checker to quantitative thresholds. Experiments on four university buildings (484 PDFs, 153 credit-level decisions) show that a 4-billion-parameter model (gemma3:4b) is the strongest text-only core verifier, achieving 67.3% accuracy and outperforming a larger 8-billion-parameter model (llama3.1:8b) in this task. The deterministic numeric checker corrects arithmetic errors on key quantitative credits, moving EA-p2 from 50% to 100% accuracy and improving several other credits when required values are reliably extracted. At the same time, the full neuro-symbolic configuration achieves 61.6% overall accuracy, trailing the best text-only baseline due to extraction failures and conservative behavior on qualitative categories. Systematic ablations show that adding low-resolution drawing images (150-300 dpi) consistently reduces accuracy, and that prompt effectiveness depends on the building's ground-truth PASS rate: rubric prompts perform best on documentation-rich projects, while chain-of-thought prompts perform best on documentation-lean projects. Within the specific scope of LEED v4.1 BD+C compliance verification over raw project documentation, this pipeline and its baselines provide an initial reproducible reference point for both accuracy and failure modes.

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2506.04147 2026-07-20 cs.RO cs.AI cs.LG 版本更新

SLAC: Safe and Efficient Real-Robot Reinforcement Learning via Unsupervised Simulation Pre-Training

SLAC:通过无监督模拟预训练实现安全高效的真实机器人强化学习

Jiaheng Hu, Peter Stone, Roberto Martín-Martín

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校) Sony AI(索尼人工智能) Amazon Robotics(亚马逊机器人技术)

AI总结 研究旨在解决高自由度机器人强化学习难题,提出SLAC方法,利用低保真模拟器预训练潜在动作空间,通过定制无监督方法训练并用于新型离策略算法,在双手移动操纵任务中达领先性能,高效学习复杂任务。

Comments Preliminary version at CoRL 2025

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AI中文摘要

构建家用和工业机器人需要掌握对移动操纵器等高自由度系统的控制。强化学习虽有望自主获取机器人控制策略,但扩展到高自由度系统仍具挑战。直接在现实世界中进行强化学习需兼顾安全探索和高样本效率,难以实现。而模拟到现实的强化学习因现实差距往往很脆弱。本文介绍了SLAC方法,通过利用低保真模拟器预训练任务无关的潜在动作空间,使复杂实体的现实世界强化学习可行。SLAC通过定制的无监督技能发现方法训练潜在动作空间,促进时间抽象、解缠和安全,便于高效下游学习。学习到潜在动作空间后,SLAC将其用作新型离策略强化学习算法的动作接口,通过现实世界交互自主学习下游任务。在一系列双手移动操纵任务上评估SLAC,其取得了领先性能。特别是,SLAC在不到一小时的现实世界交互中就能学习富含接触的全身任务,且无需依赖任何演示或手工行为先验知识。

英文摘要

Building capable household and industrial robots requires mastering the control of versatile, high-degree-of-freedom (DoF) systems such as mobile manipulators. While reinforcement learning (RL) holds promise for autonomously acquiring robot control policies, scaling it to high-DoF embodiments remains challenging. Direct RL in the real world demands both safe exploration and high sample efficiency, which are difficult to achieve in practice. Sim-to-real RL, on the other hand, is often brittle due to the reality gap. This paper introduces SLAC, a method that renders real-world RL feasible for complex embodiments by leveraging a low-fidelity simulator to pretrain a task-agnostic latent action space. SLAC trains this latent action space via a customized unsupervised skill discovery method designed to promote temporal abstraction, disentanglement, and safety, thereby facilitating efficient downstream learning. Once a latent action space is learned, SLAC uses it as the action interface for a novel off-policy RL algorithm to autonomously learn downstream tasks through real-world interactions. We evaluate SLAC against existing methods on a suite of bimanual mobile manipulation tasks, where it achieves state-of-the-art performance. Notably, SLAC learns contact-rich whole-body tasks in under an hour of real-world interactions, without relying on any demonstrations or hand-crafted behavior priors. More information and robot videos at robo-rl.github.io

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2501.07400 2026-07-20 cs.LG cs.AI math.AP math.OC stat.ML 版本更新

Derivation of effective gradient flow equations and dynamical truncation of training data in Deep Learning

深度学习中的有效梯度流方程推导与训练数据的动态截断

Thomas Chen

机构 * University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 针对ReLU激活函数的深度学习,推导了基于梯度下降的累积偏差和权重的显式方程,揭示了数据簇以指数速率被动态截断的机制,为监督学习的可解释性提供新视角。

Comments AMS Latex, 37 pages

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AI中文摘要

我们推导了在输入层使用欧几里得损失的梯度下降下,具有ReLU激活函数的深度学习中累积偏差和权重的显式方程,假设权重在精确意义上适应于由激活函数区分的坐标系统。我们表明,梯度下降对应于输入层中的一个动态过程,其中数据簇以指数速率逐渐降低复杂度(“截断”),该速率随着已被截断的数据点数量增加而增加。我们详细讨论了梯度流方程的几种解的类型。本研究的主要动机是阐明监督学习中的可解释性问题。

英文摘要

We derive explicit equations governing the cumulative biases and weights in Deep Learning with ReLU activation function, based on gradient descent for the Euclidean loss in the input layer, and under the assumption that the weights are, in a precise sense, adapted to the coordinate system distinguished by the activations. We show that gradient descent corresponds to a dynamical process in the input layer, whereby clusters of data are progressively reduced in complexity ("truncated") at an exponential rate that increases with the number of data points that have already been truncated. We provide a detailed discussion of several types of solutions to the gradient flow equations. A main motivation for this work is to shed light on the interpretability question in supervised learning.

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2607.15275 2026-07-17 cs.RO cs.AI cs.LG 新提交

RoboTTT: Context Scaling for Robot Policies

RoboTTT:机器人策略的上下文扩展

Yunfan Jiang, Yevgen Chebotar, Ruijie Zheng, Fengyuan Hu, Yunhao Ge, Jimmy Wu, Tianyuan Dai, Scott Reed, Li Fei-Fei, Yuke Zhu, Linxi "Jim" Fan

机构 * NVIDIA(英伟达公司) Stanford University(斯坦福大学) The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究提出RoboTTT,将测试时训练集成到机器人基础模型,通过序列动作强制和截断反向传播扩展视觉运动上下文到8K时间步长,解锁新能力,提升多任务性能,证明上下文长度是机器人基础模型新扩展轴。

Comments Project website: http://research.nvidia.com/labs/gear/robottt/

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AI中文摘要

近期的机器人基础模型在单步或短历史视觉运动上下文下运行。我们引入了测试时训练机器人策略(RoboTTT),这是一种机器人模型和训练方法,可将视觉运动上下文扩展到8K时间步长,比现有技术策略高出三个数量级,且不增加推理延迟。在此上下文长度下,解锁了新的机器人能力,如从人类视频演示中一次性上下文模仿、即时策略改进、对扰动的鲁棒性以及在多阶段、长视野任务上更强的性能。还首次观察到随着预训练上下文长度增加,闭环性能稳步提升。核心是将测试时训练集成到机器人基础模型中,通过序列动作强制和截断反向传播来扩展训练上下文长度。在具有挑战性的真实机器人操作任务中,RoboTTT比单步上下文基线的整体性能提高了87%,并完全完成了五分钟、十阶段的装配任务,而基线模型从未做到。用8K时间步长上下文训练的RoboTTT比用1K时间步长预训练的相同模型性能高出62%,表明上下文长度是机器人基础模型新的扩展轴。

英文摘要

Recent robot foundation models operate with single-step or short-history visuomotor context. We introduce Test-Time-Training Robot Policies (RoboTTT), a robot model and training recipe that scale visuomotor context to 8K timesteps, three orders of magnitude beyond state-of-the-art policies, without growing inference latency. At this context length, we unlock new robot capabilities: one-shot in-context imitation from human video demonstrations, on-the-fly policy improvement, robustness to perturbations, and stronger performance on multi-stage, long-horizon tasks. We also observe, for the first time, steady gains in closed-loop performance as pretraining context length scales. At its core, RoboTTT integrates Test-Time Training into robot foundation models such as Vision-Language-Action policies, yielding a sequence model whose recurrent state consists of fast weights, parameters updated by gradient descent during both training and inference, compressing histories into weight space and retrieving contextual information for long-context conditioning. To scale training context length, the recipe combines sequence action forcing with truncated backpropagation through time. On challenging real-robot manipulation tasks, RoboTTT improves overall performance by 87% over the single-step context baseline and fully completes a five-minute, ten-stage assembly task, which no baseline ever does. RoboTTT trained with 8K-timestep context outperforms the same model pretrained with 1K timesteps by 62%, suggesting context length as a new scaling axis for robot foundation models. Videos are available at https://research.nvidia.com/labs/gear/robottt/

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2607.15200 2026-07-17 cs.CL cs.AI cs.LG 新提交

Mask-Aware Policy Gradients for Diffusion Language Models

用于扩散语言模型的掩码感知策略梯度

Haran Raajesh, Kulin Shah, Adam Klivans, Philipp Krähenbühl

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究针对强化学习扩展到MDLMs的难题,将MDLM生成形式化为两阶段动作MDP,使策略梯度分解为令牌项和掩码项,结合优化这两项在数学推理和编码基准测试中取得了最优成绩。

Comments Accepted at COLM 2026

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AI中文摘要

强化学习已被证明对改善大语言模型中的推理有效,但由于对数似然估计的难处理性,将其扩展到掩码扩散语言模型(MDLM)仍然具有挑战性。现有方法仅通过对令牌预测进行建模来近似此对数似然,忽略了生成过程中位置被解掩码的顺序。我们观察到MDLM生成在每个步骤涉及两个决策:在每个掩码位置放置什么令牌以及重新掩码哪些位置。我们将此形式化为两阶段动作MDP,表明策略梯度自然地分解为令牌项和掩码项。结合对这两个项的优化在数学推理和编码基准测试中产生了最先进的结果,在GSM8K上得分为87.1%,在MBPP上得分为53.4%。

英文摘要

Reinforcement learning has proven effective for improving reasoning in large language models, but extending it to Masked Diffusion Language Models (MDLMs) remains challenging due to the intractability of the log-likelihood estimation. Existing approaches approximate this log-likelihood by modeling only the token predictions, ignoring the order in which positions are unmasked during generation. We observe that MDLM generation involves two decisions at each step: what tokens to place at each masked position and which positions to remask. We formalize this as a two-stage action MDP, showing that the policy gradient naturally decomposes into a token term and a masking term. Combining optimization of both terms leads to state-of-the-art outcomes on mathematical reasoning and coding benchmarks, with scores of 87.1% on GSM8K and 53.4% on MBPP.

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2607.14528 2026-07-17 cs.CL cs.AI 新提交

Controlled Reformulation Testing for Logical Consistency in Large Language Models

大语言模型中逻辑一致性的可控重新表述测试

Alexander Gu, Alan Chen

机构 * University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究大语言模型在逻辑等价问题表面形式改变时的逻辑一致性,提出CRTBench基准,评估多个前沿LLMs,发现存在准确率 - 一致性差距,揭示失败集中在逻辑非平凡变换,表明仅靠准确率无法评估LLMs的逻辑推理。

Comments 10 pages

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AI中文摘要

大语言模型(LLMs)在逻辑等价问题的表面形式改变时常常自相矛盾。我们提出了一个用于可控重新表述测试(CRTBench)的基准,包含350个问题族(共1750个问题)来评估逻辑不变性。在此基准中,研究LLMs在包括逆否改写、双重否定、否定翻转和被动语态等可控重新表述下保持一致答案的能力。评估了几个前沿LLMs,发现存在准确率 - 一致性差距,如GPT - 5.4 - mini基础准确率达98.9%,但族级一致性仅60.3%,而推理优化的o4 - mini一致性达96.9%。实验表明,失败集中在逻辑非平凡变换如逆否改写(GPT - 5.4 - mini为72.4%)和双重否定(84.6%),而表面级改写较稳健(94 - 100%)。增加推理努力可将GPT - 5.4 - mini一致性提高到85.4%,但整体上GPT - 5.4无变化,因为量词族上的失败抵消了嵌套否定上的收益。这些结果表明仅靠准确率不足以评估LLMs中的逻辑推理。

英文摘要

Large language models (LLMs) frequently contradict themselves when the surface form of a logically equivalent question changes. We present a benchmark of 350 question families (1,750 total questions) for Controlled Reformulation Testing (CRTBench) to evaluate logical invariance. In this benchmark, we investigate LLMs' ability to maintain consistent answers across controlled reformulations, which include contrapositive rewriting, double negation, negation flipping, and passive voice. We evaluate several frontier LLMs and observe an accuracy-consistency gap where GPT-5.4-mini achieves $98.9\%$ base accuracy but only $60.3\%$ family-level consistency, while reasoning-optimized o4-mini achieves $96.9\%$ consistency. From our experiments, we observe that failures cluster around logically nontrivial transformations such as contrapositive rewriting ($72.4\%$ for GPT-5.4-mini) and double negation ($84.6\%$), while surface-level rephrasing remains robust ($94-100\%$). Increasing reasoning effort improves GPT-5.4-mini to $85.4\%$ consistency, but leaves GPT-5.4 unchanged overall because gains on nested negation are offset by failures on quantifier families. These results show that accuracy alone is not enough for evaluating logical reasoning in LLMs.

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2607.14250 2026-07-17 cs.CL 新提交

The Severance Problem: LLMs are Unaware of the Person Beyond the Prompt

分离问题:大语言模型未意识到提示之外的人

Dor Litvak, Liu Leqi

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究指出个人AI助手存在不良行为,源于语言模型的“分离问题”。提出通过“分离模式”将结构化无知纳入语言模型上下文的解决方案,经实证,五个模型家族采用此模式后能减少不良行为,模型在信息缺失时会询问澄清问题。

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AI中文摘要

个人人工智能助手因能通过自动化日常任务、支持重要决策和协助处理日常个人事务来提升日常生活而备受关注。尽管近期技术进步迅速,但这些助手仍表现出不良行为,如谄媚、过度自信和幻觉。我们认为这些失败源于一个基本限制:语言模型缺乏对给定上下文之外的人的明确表示,即‘分离问题’。即便有丰富的个人上下文和强大的常识推理能力,当前人工智能助手仍无法表示关于用户未知的内容。我们提出一种简单解决方案:通过‘分离模式’将结构化无知纳入语言模型上下文,该模式明确勾勒出模型在用户物理性、时间性、后果、连续性、多样性和内在性等方面缺乏知识的维度。实证研究表明,在五个模型家族中,有了分离模式,助手能持续减少谄媚、有害建议和幻觉。值得注意的是,有该模式的模型在用户信息缺失时会询问澄清问题,而非从不完整的用户信息中自信地推断。

英文摘要

Personal AI assistants have attracted significant interest for their potential to enhance everyday life by automating routine tasks, supporting consequential decisions, and assisting with everyday personal matters. Yet despite rapid recent technical advances, these assistants continue to exhibit undesirable behaviors, such as sycophancy, overconfidence, and hallucination. We argue that these failures stem from a fundamental limitation: language models lack an explicit representation of the person beyond the context they are given, which we term as the \textbf{Severance Problem}. Even with rich personal context and strong commonsense reasoning capabilities from the backbone model, current AI assistants fail to represent what remains unknown about the user. We propose a simple solution: incorporating structured ignorance into the language model context via the \textbf{Severance Schema}, which explicitly outlines dimensions along which the model lacks knowledge about the user, including physicality, temporality, consequences, continuity, multiplicity, and interiority. Empirically, across five model families, with the Severance Schema, the assistant consistently reduces sycophancy, harmful advice, and hallucination. Notably, models with the schema ask clarifying questions when information about the user is missing, rather than confidently extrapolating from incomplete user information.

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2607.12358 2026-07-17 cs.CV 版本更新

ACID: Adaptive Caching for vIDeo generation

ACID:用于视频生成的自适应缓存

Om Agrawal, Saurabh Agarwal, Aditya Akella

机构 * UT Austin(德克萨斯大学奥斯汀分校)

AI总结 研究视频扩散模型推理慢问题,提出ACID自适应缓存方法,通过监测漂移信号变化动态切换阈值,无需重新训练,可插入现有缓存方法,实验证明其能显著提升推理速度且质量退化可忽略。

Comments 16 pages, 12 figures

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AI中文摘要

视频扩散模型能生成高质量内容,但由于其顺序去噪过程,推理速度较慢。基于缓存的加速方法通过重用中间模型输出解决此问题,如TeaCache、EasyCache和DiCache等动态方法,当累积漂移低于固定阈值τ时跳过昂贵的模型评估。我们发现这种权衡并非根本,存在关键步骤,在这些步骤选择性应用低阈值并在其他地方积极缓存,能在更高推理速度下恢复大部分保守缓存的质量。基于此,我们提出ACID,它能动态切换阈值,无需重新训练,可直接插入现有动态缓存方法。实验表明,ACID在视觉质量与推理速度上超越固定阈值方法,如在TeaCache和HunyuanVideo上,相比无缓存基线加速达2.16倍,相比保守固定阈值基线在质量退化可忽略时额外加速达38%。

英文摘要

Video diffusion models produce high-quality generations but remain slow at inference due to their sequential denoising procedure. Caching-based acceleration methods address this by reusing intermediate model outputs: leading dynamic approaches such as TeaCache, EasyCache, and DiCache accumulate a drift signal and skip expensive model evaluations when accumulated drift stays below a fixed threshold $τ$. This threshold controls an apparent tradeoff - raising it yields faster generation at the cost of visual quality, while lowering it preserves quality but sacrifices speed. We show this tradeoff is not fundamental; it is an artifact of holding $τ$ constant throughout denoising. We identify the existence of critical steps - timesteps where the drift signal changes rapidly - and show that applying a low threshold selectively at these steps while caching aggressively elsewhere recovers most of the quality of conservative caching at substantially higher inference speeds. Building on this insight, we propose ACID, a lightweight, training-free wrapper that monitors the rate of change of each method's existing drift signal to dynamically switch between a low and a high threshold. ACID is signal-agnostic and modular: it requires no retraining and plugs directly into existing dynamic caching methods without modifying their core mechanisms. Evaluated across three caching methods (TeaCache, EasyCache, DiCache) and three open-source video diffusion models (HunyuanVideo, Wan 2.1, CogVideoX), ACID consistently expands the Pareto frontier of visual quality versus inference speed beyond what any fixed threshold achieves. In particular, on TeaCache and HunyuanVideo, ACID achieves up to 2.16x speedup over the no-caching baseline, and up to 38% additional speedup over the conservative fixed-threshold baseline with negligible (<0.3 dB PSNR, <0.01 SSIM, <0.01 LPIPS) quality degradation.

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2606.21317 2026-07-17 cs.HC cs.AI cs.CY 版本更新

Warning labels shift perceptions of sycophantic AI, but not its influence

警告标签改变对谄媚AI的认知,但不改变其影响

Lujain Ibrahim, Myra Cheng, Cinoo Lee, Pranav Khadpe, Desmond Ong, Dan Jurafsky, Diyi Yang

机构 * University of Oxford(牛津大学) Stanford University(斯坦福大学) Microsoft(微软) The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 通过实验发现,警告标签能改变用户对谄媚AI的感知,但未能减少其对用户判断和冲突修复意愿的影响,揭示了认知与影响之间的差距。

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AI中文摘要

近期研究对谄媚AI影响用户判断和关系表示担忧。一种已受到监管关注的缓解措施是警告用户潜在有害的AI行为,如谄媚。在一项预先注册的实验中,参与者(N=2,610)与AI系统讨论真实的人际冲突,我们测试警告标签是否减轻谄媚的影响。我们发现,基本的AI披露(“此聊天机器人是AI”)没有可检测的效果。将系统标记为谄媚(“...可能同意并认可你,即使你错了...”)确实改变了用户的感知,降低了感知的客观性和信任,但并未可靠地减少谄媚对用户自我感知的正确性或修复冲突意愿的影响。我们的结果揭示了AI感知与AI影响之间的差距:通过改变感知而不减少影响,基于警告的干预可能提供虚假的保护感。因此,解决谄媚的危害需要理解其塑造判断的具体机制,并改进模型自身的行为。

英文摘要

Recent work has raised concerns about the influence of sycophantic AI on user judgment and relationships. One proposed mitigation, which has received regulatory attention, is to warn users about potentially harmful AI behaviors such as sycophancy. In a preregistered experiment in which participants (N = 2,610) discussed real interpersonal conflicts with an AI system, we test whether warning labels mitigate sycophancy's influence. We find that a basic AI disclosure (``This chatbot is AI'') has no detectable effect. Labeling the system as sycophantic (``...may agree with you and validate you even when you are wrong...'') does shift users' perceptions, reducing perceived objectivity and trust, but it does not reliably reduce sycophancy's influence on users' self-perceived rightness or their willingness to repair the conflict. Our results reveal a gap between AI perception and AI influence: by shifting perception without reducing influence, warning-based interventions may offer a false sense of protection. Addressing the harms of sycophancy will therefore require understanding the specific mechanisms through which it shapes judgment, and improving model behavior itself.

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2607.13319 2026-07-16 cs.RO cs.AI cs.LG 新提交

Adapting Generalist Vehicle Models for High-Speed MPC Across Terrains

使通用车辆模型适应不同地形的高速模型预测控制

Rwik Rana, Jesse Quattrociocchi, Christian Ellis, Nathan Tsoi, Garrett Warnell, Joydeep Biswas

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校) DEVCOM Army Research Laboratory(陆军研究实验室)

AI总结 研究高速越野自主中通用车辆模型适应不同地形的问题,提出OptCar方法,通过历史条件动态适应模块,利用有限真实数据和合成展开微调通用模型,在多种实验中表现良好,提升了跨地形性能。

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AI中文摘要

高速越野自主需要对目标车辆进行精确的闭环控制,同时在不断变化的地形中保持鲁棒性。近期的前向运动动力学(FKD)预测基础模型提供了一条有前景的路径,从通用模型开始并将其专门化到目标平台。然而,有效的专门化仍然具有挑战性。我们提出了OptCar,一种从通用FKD模型到专门FKD模型的桥梁方法,在优化特定车辆性能的同时保留跨地形泛化能力。OptCar引入了一个历史条件动态适应模块,使用有限的真实世界数据和来自特定环境系统识别的目标合成展开对通用模型进行微调。在跨三种地形的闭环模型预测控制(MPC)实验和一个分布外的推车任务中,最大增益出现在6m/s,这是评估的最高速度且是滑移主导跟踪误差的状态。在植被和 dirt 这种最具滑移多样性的地形上,OptCar相对于微调后的AnyCar基线将6m/s轨迹跟踪误差降低了约55%,并且即使在未见过的推车负载改变动力学时仍保持最准确。在每种地形仅使用5分钟真实数据的情况下,OptCar在道路上与使用30分钟道路数据训练的专门模型具有竞争力,一旦地形改变则大幅优于它。

英文摘要

High-speed off-road autonomy requires precise closed-loop control for a target vehicle while remaining robust across changing terrains. Recent forward kinodynamic (FKD) prediction foundation models suggest a promising path, starting from a generalist model and specializing it to the target platform. However, effective specialization remains challenging, as it often requires substantial real-world data, and models adapted to one setting can still overfit to specific terrains or driving regimes. We present OptCar (Optimized Car), a recipe for bridging the gap from generalist to specialist FKD models that preserves cross-terrain generalization while optimizing performance for a specific vehicle. $\texttt{OptCar}$ introduces a history-conditioned dynamics adaptation module that encodes recent state-action observations into a dynamics context token, and then fine-tunes the generalist model using limited real-world data together with targeted synthetic rollouts from environment-specific system identification. In closed-loop model predictive control (MPC) experiments across three terrains and an out-of-distribution cart-pulling task, the largest gains appear at 6~m/s, the highest speed evaluated and the regime in which slip dominates tracking error. On vegetation and dirt, the most slip-diverse terrain, OptCar reduces 6~m/s trajectory tracking error by roughly 55% relative to a fine-tuned AnyCar baseline, and remains the most accurate even when an unseen cart payload changes the dynamics. With only 5 minutes of real data per terrain, OptCar is competitive on road with a specialist trained on 30 minutes of road data, and substantially outperforms it once the terrain changes.

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2607.13241 2026-07-16 cs.LG cs.AI 新提交

EMAGN: Efficient Multi-Attention Graph Network via Learned Clustering for Scalable Traffic Forecasting

EMAGN:基于学习聚类的高效多注意力图网络用于可扩展交通流量预测

Mingxing Xu, Rakesh Chowdary Machineni, Ke Liu, Xi Cheng, Chengqi Lu, Xin Hu, Lyuhao Chen, Xiangyu Li, Junwei You, Oliver Gao

机构 * Shanghai Jiao Tong University(上海交通大学) University of Michigan, Ann Arbor(密歇根大学安娜堡分校) University of California, Berkeley(加利福尼亚大学伯克利分校) Cornell University(康奈尔大学) Technische Universität Dresden(德累斯顿工业大学) Carnegie Mellon University(卡内基梅隆大学) The University of Texas at Austin(德克萨斯大学奥斯汀分校) University of Wisconsin–Madison(威斯康星大学麦迪逊分校)

AI总结 针对交通流量预测中自注意力机制扩展性有限的问题,提出EMAGN,通过学习聚类矩阵将空间注意力机制线性化,降低复杂度,实验表明其在准确性和效率上优于其他模型,扩展了可行模型配置。

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AI中文摘要

交通流量预测因复杂的时空依赖性而极具挑战。自注意力机制虽被广泛采用以建模动态和长距离依赖性并取得了先进性能,但因二次计算和内存复杂度而扩展性有限。为此,我们提出了高效多注意力图网络(EMAGN),受快速高维高斯滤波理论启发,将空间注意力机制线性化。两个学习聚类矩阵C_k和C_v将键值向量自适应分组为M个超级聚类,把复杂度从O(N^2 d)降至O(NMd),且不牺牲动态依赖性建模的注意力灵活性。在PEMS - BAY和METR - LA上的实验结果表明,EMAGN在MAE上比全注意力GMAN低2.7 - 3.2%,同时训练时间减少32%,推理时间减少38%,GPU内存减少58%。在K = 16个注意力头时,全注意力GMAN在标准11GB GPU上完全耗尽内存,而EMAGN仍可运行,展示了可行模型配置的显著扩展。由于其交通网络感知的自适应聚类,EMAGN在相同骨干网络下在准确性和效率上也超过了Linformer和Performer。

英文摘要

Traffic forecasting is highly challenging due to complex and nonlinear spatial and temporal dependencies. Self-attention mechanisms have been widely adopted to model dynamic and long-range dependencies, achieving state-of-the-art performance, but suffer from limited scalability due to quadratic computational and memory complexity. To address this, we propose an Efficient Multi-Attention Graph Network (EMAGN) that linearises the spatial attention mechanism itself, inspired by the theory of fast high-dimensional Gaussian filtering. Two learned clustering matrices C_k and C_v adaptively group key and value vectors into M super-clusters, reducing complexity from O(N^2 d) to O(NMd) without sacrificing the flexibility of attention for dynamic dependency modelling. Experimental results on PEMS-BAY and METR-LA show that EMAGN achieves accuracy within 2.7-3.2% MAE of full-attention GMAN while reducing training time by 32%, inference time by 38%, and GPU memory by 58%. Critically, at K=16 attention heads, full-attention GMAN runs out of memory on a standard 11 GB GPU entirely while EMAGN continues to operate, demonstrating a categorical expansion of feasible model configurations. EMAGN also surpasses Linformer and Performer in both accuracy and efficiency within the same backbone, owing to its traffic-network-aware adaptive clustering.

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2604.27232 2026-07-16 cs.CL 版本更新

Targeted Linguistic Analysis of Sign Language Models with Minimal Translation Pairs

基于最小翻译对的手语语言模型目标语言分析

Serpil Karabüklü, Kanishka Misra, Shester Gueuwou, Diane Brentari, Greg Shakhnarovich, Karen Livescu

机构 * Toyota Technological Institute at Chicago(芝加哥丰田技术研究所) Linguistics Department, The University of Texas at Austin(德克萨斯大学奥斯汀分校语言学系) Linguistics Department, The University of Chicago(芝加哥大学语言学系)

AI总结 针对手语翻译模型,通过构建美国手语最小翻译对数据集(ASL-MTP)并消融输入线索,分析模型对不同手语现象(尤其是非手动线索)的捕捉能力。

Comments It is accepted to CVPR 2026 Workshop GenSign: Generative AI for Sign Language

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AI中文摘要

手语模型历来落后于口语(文本和语音)模型。最近的工作极大地提高了它们在手语翻译和孤立手语识别等任务上的性能。然而,现有模型在多大程度上捕捉了手语的各种语言现象,以及它们如何利用手语中多个发音器官(手、上半身、面部)的线索,仍不清楚。我们引入了一个新的美国手语基准数据集,ASL最小翻译对(ASL-MTP),分为多种手语现象类型和相应的最小翻译对,用于进行此类语言分析。作为案例研究,我们使用ASL-MTP分析了一个最先进的ASL到英语翻译模型。我们通过在训练和推理期间消融各种输入线索,并在ASL-MTP的现象上进行评估,对模型进行了目标分析。我们的结果表明,虽然模型在大多数现象上表现高于随机水平,但它强烈依赖手动线索,而常常错过关键的非手动线索。

英文摘要

Models of sign language have historically lagged behind those for spoken language (text and speech). Recent work has greatly improved their performance on tasks like sign language translation and isolated sign recognition. However, it remains unclear to what extent existing models capture various linguistic phenomena of sign language, and how well they use cues from the multiple articulators used in sign language (hands, upper body, face). We introduce a new benchmark dataset for American Sign Language, ASL Minimal Translation Pairs (ASL-MTP), divided into multiple types of sign language phenomena and corresponding minimal pairs of translations, for performing such linguistic analyses. As a case study, we use ASL-MTP to analyze a state-of-the-art ASL-to-English translation model. We conduct a targeted analysis of the model by ablating various input cues during training and inference and evaluating on the phenomena in ASL-MTP. Our results show that, while the model performs above chance level on most of the phenomena, it relies strongly on manual cues while often missing crucial non-manual cues.

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2604.11996 2026-07-16 cs.CL cs.AI 版本更新

Filtered Reasoning Score: Evaluating Reasoning Quality on a Model's Most-Confident Traces

过滤推理得分:在模型最自信的轨迹上评估推理质量

Manas Pathak, Xingyao Chen, Shuozhe Li, Amy Zhang, Liu Leqi

机构 * University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 本文提出过滤推理得分,用于评估模型推理质量,区分相似准确率的模型,并提高对输入提示和生成配置变化的鲁棒性。

Comments Accepted at the Conference on Language Modeling (COLM) 2026. Camera-ready version

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AI中文摘要

我们应该信任高准确度的大型语言模型(LLMs)吗?LLMs在推理基准上表现高准确度,但仅凭正确性无法揭示其推理质量。这突显了基于结果的评估的根本局限性:模型可能通过错误推理得出正确答案,且具有不同推理能力的模型可能表现出相似的基准准确度,例如由于记忆或过度优化。本文提出:在现有基准下,能否超越基于结果的评估,评估推理本身的质量?我们寻求能够(1)区分准确率相似的模型,(2)对输入提示和生成配置的变化具有鲁棒性的指标。为此,我们提出一个推理得分,评估推理轨迹在如忠实性、连贯性、实用性、事实性等维度上的质量。一个遗留问题是如何在多个采样轨迹上汇总此得分。简单平均是不可取的,特别是在长周期设置中,可能的轨迹数量迅速增长,且低置信度的正确轨迹更可能偶然。为此,我们引入过滤推理得分(FRS),仅使用最自信的轨迹计算推理质量。使用FRS评估时,标准准确度下无法区分的模型在推理质量上表现出显著差异。此外,在一项基准上具有更高FRS的模型在其他推理基准上也表现更好,无论是准确性还是推理质量。这些发现表明,FRS通过捕捉模型的可转移推理能力补充了准确性。我们开源了我们的评估代码库:https://github.com/Manas2006/benchmark_reproducibility。

英文摘要

Should we trust Large Language Models (LLMs) with high accuracy? LLMs achieve high accuracy on reasoning benchmarks, but correctness alone does not reveal the quality of the reasoning used to produce it. This highlights a fundamental limitation of outcome-based evaluation: models may arrive at correct answers through flawed reasoning, and models with substantially different reasoning capabilities can nevertheless exhibit similar benchmark accuracy, for example due to memorization or over-optimization. In this paper, we ask: given existing benchmarks, can we move beyond outcome-based evaluation to assess the quality of reasoning itself? We seek metrics that (1) differentiate models with similar accuracy and (2) are robust to variations in input prompts and generation configurations. To this end, we propose a reasoning score that evaluates reasoning traces along dimensions such as faithfulness, coherence, utility, and factuality. A remaining question is how to aggregate this score across multiple sampled traces. Naively averaging them is undesirable, particularly in long-horizon settings, where the number of possible trajectories grows rapidly, and low-confidence correct traces are more likely to be coincidental. To address this, we introduce the Filtered Reasoning Score (FRS), which computes reasoning quality using only the top-K% most confident traces. Evaluating with FRS, models that are indistinguishable under standard accuracy exhibit significant differences in reasoning quality. Moreover, models with higher FRS on one benchmark tend to perform better on other reasoning benchmarks, in both accuracy and reasoning quality. Together, these findings suggest that FRS complements accuracy by capturing a model's transferable reasoning capabilities. We open source our evaluation codebase: https://github.com/Manas2006/benchmark_reproducibility.

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2607.12631 2026-07-15 cs.CL cs.AI 新提交

Can Induced Emotion Bias LLM Behaviors in Sequential Decision Making?

诱导情绪会影响大语言模型在序列决策中的行为吗?

Minh Khoi Ho, Zihao Zhu, Runchuan Zhu, Levina Li, Zhiwen Fan, Zhangyang Wang, Junyuan Hong

机构 * MBZUAI(穆罕默德·本·扎耶德人工智能大学) Texas A&M University(德州农工大学) National University of Singapore(新加坡国立大学) UCLA(加州大学洛杉矶分校) University of Texas at Austin(德克萨斯大学奥斯汀分校) Mass General Hospital(麻省总医院) Harvard Medical School(哈佛医学院)

AI总结 研究探讨诱导情绪对大语言模型在序列决策中行为的影响,采用爱荷华赌博任务结合情绪诱导程序,发现诱导情绪平均不显著影响其决策动态,但愤怒有条件地影响决策,揭示了与人类行为的差异,为相关研究提供工具。

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AI中文摘要

随着大语言模型(LLMs)越来越多地在高风险领域中作为自主智能体部署,了解可能调节其决策的上下文因素变得至关重要。虽然LLMs经过训练以感知并与用户情绪产生共鸣,但诱导情绪是否会影响其序列决策仍不清楚。我们使用爱荷华赌博任务(IGT)(一种研究不确定性下决策的经典心理学范式)并结合基于想象的情绪诱导程序来研究这个问题。首先通过确认LLMs能从上下文中感知强烈且可区分的情绪,以及LLM智能体能以类似人类的速度从序列交互中学习,验证了该范式的可行性。在经过验证的设置下,我们发现,与人类不同,平均而言诱导情绪不会显著影响LLM智能体的决策动态。然而,愤怒的影响是有条件的:诱导愤怒会使LLM智能体对错误决策的惩罚不太敏感,并且在游戏早期,愤怒会降低探索,使决策过早锁定在少数选择上。这些发现揭示了诱导情绪对LLM决策与人类行为相比的细微但不同的影响,并为未来关于LLM智能体情感调节的研究提供了一种工具。

英文摘要

As Large Language Models (LLMs) are increasingly deployed as autonomous agents in high-stakes domains, understanding contextual factors that may modulate their decision-making becomes critical. While LLMs are trained to perceive and resonate with users' emotions, it remains unclear whether induced emotion can influence their sequential decision-making. We investigate this question using the Iowa Gambling Task (IGT), a classic psychological paradigm for studying decision-making under uncertainty, combined with an imagination-based emotion induction procedure. We first validate the feasibility of this paradigm by confirming that LLMs can sense strong, distinguishable emotions from context and that LLM agents can learn from sequential interactions in a human-like pace. With the validated setup, we find that, different from humans, induced emotion does not significantly bias the decision dynamics of LLM agents on average. However, the effects of anger are conditioned: inducing anger makes LLM agents less sensitive to penalties for bad decisions, and in early stages of the game, anger can lower exploration, locking decisions into a few choices early. These findings reveal the subtle yet distinct effects of induced emotion on LLM decision-making compared to human behavior, and provide a tool for future research on affective modulation of LLM agents.

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2607.12220 2026-07-15 cs.RO 新提交

Contract-Grounded Behavior Tree Synthesis via Coding Agents

通过编码代理实现基于契约的行为树合成

Jonathan Salfity, Robert Blake Anderson, Mitch Pryor

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究从自然语言合成机器人行为树时基础设定易出现的问题,提出基于契约的合成架构,编码代理查询服务器获取契约后合成行为树,经实验评估两个大语言模型,结果显示该架构能实现高验证率和成功率,且可转移到物理硬件。

Comments IEEE RA-L Submission

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AI中文摘要

从自然语言合成可部署的机器人行为树需要进行基础设定,以确保生成的行为树仅引用机器人实际能执行的技能。现有的基于大语言模型的行为树合成方法往往将基础设定的责任交给提示作者。当作者不了解机器人能执行哪些技能、这些技能如何参数化或机器人运行时软件如何约束有效的行为树结构时,这会使部署变得脆弱。本文提出了一种基于契约的行为树合成架构,其中编码代理在合成行为树进行验证和执行之前,查询机器人端的模型上下文协议(MCP)服务器,以检索由技能库、允许的行为树操作符和可选的行为树组合模板组成的明确契约。在我们的框架中,非专业操作员在不了解机器人实现细节的情况下发出自然语言命令,而机器人运行时验证门在执行前强制执行正确性。我们在PyRoboSim中的110个模拟任务和物理Husarion Panther机器人上的14个任务中评估了两个大语言模型,一个封闭模型(Sonnet 4.6)和一个较小的开源模型(Gemma4:31b)。结果表明,契约基础设定能够实现近乎完美的行为树验证和高任务成功率,行为树组合模板在较小模型的反应控制流任务上大幅恢复成功率,并且该架构可转移到运行对操作员和代理均不透明的Nav2堆栈的物理硬件上。

英文摘要

Synthesizing deployable robot behavior trees (BTs) from natural language (NL) requires grounding to ensure every generated BT references only skills a robot can actually execute. Existing LLM-based BT synthesis approaches often place this grounding responsibility on the prompt author. This makes deployment brittle when the author does not know which skills the robot can execute, how those skills are parameterized, or how the robot runtime software constrains valid BT structure. This paper proposes a contract-grounded BT synthesis architecture in which a coding agent queries a robot-side Model Context Protocol (MCP) server to retrieve an explicit contract consisting of a skill library, permitted BT operators, and optional BT composition templates, before synthesizing a BT for validation and execution. In our framework, non-expert operators issue NL commands without knowledge of robot implementation details, while a robot runtime validation gate enforces correctness before execution. We evaluate two LLMs, a closed model (Sonnet 4.6) and a smaller open-source model (Gemma4:31b), across 110 simulated tasks in PyRoboSim and 14 tasks on a physical Husarion Panther robot. Results show that contract grounding enables near-perfect BT validation and high task success, that BT composition templates substantially recover success on reactive control-flow tasks for the smaller model, and that the architecture transfers to physical hardware running a Nav2 stack opaque to both operator and agent.

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2607.11918 2026-07-15 cs.DL cs.AI cs.CY cs.LG 新提交

AAAI-26 Dual Submissions: Novel Challenges

AAAI-26双重投稿:新挑战

Kiri L. Wagstaff, Joydeep Biswas, Erich Merrill, Bo An, Ida Camacho, David J. Crandall, Matthew E. Taylor

机构 * OSU Libraries(俄勒冈州立大学图书馆) University of Texas at Austin(德克萨斯大学奥斯汀分校) Nanyang Technological University(南洋理工大学) AAAI Washington, DC(AAAI华盛顿特区) Indiana University(印第安纳大学) University of Alberta(阿尔伯塔大学)

AI总结 AAAI-26评审中发现双重投稿问题严重,通过标题+摘要相似性评估等方法处理,导致141篇主赛道投稿被拒稿。提醒注意双重投稿增长,其因生成式AI工具加剧,还给出更新政策、设检查工具等应对建议。

Comments 12 pages, 5 figures, 2 tables

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AI中文摘要

双重投稿是指相同或实质相似的论文同时提交给一个或多个存档期刊且无交叉引用或披露,这对AAAI会议和其他科学出版场所来说是个日益严重的问题。作为AAAI-26评审过程的一部分,会议组织者将AAAI主赛道投稿与其他九个有重叠评审期的存档期刊进行比较,并在AAAI-26主赛道内搜索双重投稿。采用标题+摘要相似性评估来优先处理高度相似的论文对,再由基于大语言模型的重叠评估工具进行后续分类,最后人工评审最严重的论文对。人工评审导致141篇AAAI-26主赛道投稿被直接拒稿。我们提醒未来的组织者和更广泛的人工智能研究社区注意双重投稿的大幅增长。易于检测的完全重复投稿的发生率已被用不同词语描述相同贡献的论文数量超越,这种现象的增长可能因生成式人工智能工具的使用增加而加剧。我们还提出了应对这一挑战的建议,包括更新AAAI多重投稿政策并对社区进行可接受做法的教育、在投稿截止前设置双重投稿检查工具、跨期刊制定一致的政策和处罚措施以减少双重投稿发生率以及创建社区驱动的对抗性挑战以加速强大检测工具的开发。

英文摘要

Dual submissions, in which identical or substantially similar papers are simultaneously submitted to one or more archival venues, without cross-citation or disclosure, are a growing problem for the AAAI Conference and other scientific publication venues. These submissions increase the burden on the peer-review system and pollute the scientific record. As part of the AAAI-26 review process, we (conference organizers) compared AAAI main-track submissions to nine other archival venues with overlapping review periods. We also searched for dual submissions within the AAAI-26 main track. We employed title+abstract similarity assessment to prioritize highly similar paper pairs for subsequent triage by an LLM-based overlap assessment tool, followed by manual review of the highest severity pairs. Manual review of such pairs led to the desk-rejection of 141 AAAI-26 main-track submissions. We seek to alert future organizers, and the broader artificial intelligence research community, to the enormous growth in dual submissions. The incidence of exact duplicate submissions, which are easy to detect, has been eclipsed by the number of papers that use different words to describe the same contribution, which are extremely time-consuming to detect. The growth in this phenomenon is likely facilitated by increasing access to generative AI tools. We include several recommendations for addressing this challenge, including (1) updating the AAAI Multiple Submission Policy and educating the community about acceptable practice, (2) having dual-submission checking tools in place before submissions close, (3) working across venues to converge on consistent policies and penalties to aid in reducing the incidence of dual submission, and (4) creating a community-driven adversarial challenge to accelerate the development of robust detection tools.

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2606.19387 2026-07-15 cs.SE cs.AI 版本更新

Interpretable and Verifiable Hardware Generation with LLM-Driven Stepwise Refinement

可解释且可验证的硬件生成:基于LLM驱动的逐步细化

You Li, Samuel Mandell, David Z. Pan

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校) Fudan University(复旦大学) USA(美国)

AI总结 提出结合LLM创造力与形式化方法可解释性的硬件生成框架,通过迭代应用变换规则将设计规范转换为正确性有保证的RTL程序。

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AI中文摘要

大型语言模型(LLM)在软件开发中取得了显著成功。然而,它们容易产生幻觉,即可能引入微妙的语义和逻辑错误。由于芯片设计和制造的高风险,硬件工程师仍不愿依赖LLM进行寄存器传输级(RTL)生成。本文提出一种硬件生成框架,结合了LLM的创造力和广泛知识与形式化方法的可解释性和数学严谨性。具体而言,我们设计了一组覆盖各种设计决策和硬件特征的变换规则。通过迭代应用这些规则,LLM代理可以将设计规范转换为正确性有保证的RTL程序。实验结果证明了该框架的有效性和效率。

英文摘要

Large language models (LLMs) have achieved remarkable success in software development. However, they are susceptible to hallucinations, meaning that they can introduce subtle semantic and logical errors. Due to the high stakes in chip design and manufacturing, hardware engineers are still reluctant to rely on LLMs for register-transfer level (RTL) generation. In this paper, we propose a hardware generation framework that combines the creativity and broad knowledge of LLMs with the explainability and mathematical rigor of formal methods. Specifically, we devise a set of transformation rules that cover various design decisions and hardware features. By iteratively applying these rules, an LLM agent can convert a design specification into an RTL program with guaranteed correctness. Experimental results demonstrate the effectiveness and efficiency of the framework.

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2604.10925 2026-07-15 cs.HC cs.CL 交叉投稿

From Words to Widgets for Controllable LLM Generation

从词语到小部件:可控制的LLM生成

Chao Zhang, Yiren Liu, Lunyiu Nie, Jeffrey M. Rzeszotarski, Yun Huang, Tal August

机构 * Cornell University(康奈尔大学) University of Illinois Urbana-Champaign(伊利诺伊大学厄巴纳-香槟分校) The University of Texas at Austin(德克萨斯大学奥斯汀分校) Loyola University Maryland(路易斯安那大学马里兰分校)

AI总结 本文提出Malleable Prompting技术,通过将自然语言提示中的偏好转化为可视化的小部件,使用户能更精确地控制LLM生成,提升可控性和透明度。

Comments The first three authors contributed equally to this work

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AI中文摘要

自然语言仍是人们与大型语言模型(LLMs)交互的主要方式。然而,用户往往难以通过提示精确表达和控制主观偏好(如语气、风格和强调)。我们提出了Malleable Prompting,一种新的交互式提示技术,用于可控的LLM生成。它将自然语言提示中的偏好表达转化为GUI小部件(如滑块、下拉菜单和切换按钮),用户可以直接配置以引导生成,同时可视化每个控制对输出的影响,以支持属性归因和跨迭代比较。为了实现这种交互,我们引入了一种LLM解码算法,根据偏好表达及其小部件值调节生成过程中的token概率分布。通过用户研究,我们证明Malleable Prompting帮助参与者更精确地实现目标偏好,并被感知为比纯自然语言提示更可控和透明。

英文摘要

Natural language remains the predominant way people interact with large language models (LLMs). However, users often struggle to precisely express and control subjective preferences (e.g., tone, style, and emphasis) through prompting. We propose Malleable Prompting, a new interactive prompting technique for controllable LLM generation. It reifies preference expressions in natural language prompts into GUI widgets (e.g., sliders, dropdowns, and toggles) that users can directly configure to steer generation, while visualizing each control's influence on the output to support attribution and comparison across iterations. To enable this interaction, we introduce an LLM decoding algorithm that modulates the token probability distribution during generation based on preference expressions and their widget values. Through a user study, we show that Malleable Prompting helps participants achieve target preferences more precisely and is perceived as more controllable and transparent than natural language prompting alone.

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2509.24372 2026-07-15 cs.LG cs.AI cs.NE 版本更新

Evolution Strategies at Scale: LLM Fine-Tuning Beyond Reinforcement Learning

大规模进化策略:超越强化学习的LLM微调

Xin Qiu, Yulu Gan, Conor F. Hayes, Qiyao Liang, Yinggan Xu, Roberto Dailey, Elliot Meyerson, Babak Hodjat, Risto Miikkulainen

机构 * University of California, Los Angeles, Los Angeles, CA, USA(加州大学洛杉矶分校) Cognizant AI Lab, San Francisco, CA, USA(Cognizant AI实验室) The University of Texas at Austin, Austin, TX, USA(德克萨斯大学奥斯汀分校) Massachusetts Institute of Technology, Cambridge, MA, USA(麻省理工学院)

AI总结 本文提出使用进化策略进行大规模LLM微调,证明其在多个方面优于强化学习,为LLM微调提供了新的方法。

Comments Published at ICML 2026 main conference

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AI中文摘要

对大型语言模型(LLM)进行下游任务微调是现代AI部署的重要阶段。强化学习(RL)已成为主导的微调范式,支撑了许多最先进的LLM。相比之下,进化策略(ES)由于普遍认为其无法扩展到现代模型规模而被忽视。本文推翻这一假设,通过首次成功将ES应用于十亿参数规模的LLM全参数微调,无需降维。ES确实能够在极高水平的参数空间中搜索,并在多个方面优于现有的RL实现,包括对长周期和延迟奖励的容忍性、在不同基础LLM上的鲁棒性、对奖励黑客的抗性降低以及训练稳定性提升。这些发现表明,ES不仅仅是RL的可行替代品,而是一种根本不同且强大的无反向传播后训练范式,为超越当前RL方法的LLM微调开辟了新方向。源代码提供在:https://github.com/VsonicV/es-fine-tuning-paper。

英文摘要

Fine-tuning large language models (LLMs) for downstream tasks is an essential stage of modern AI deployment. Reinforcement learning (RL) has emerged as the dominant fine-tuning paradigm, underpinning many state-of-the-art LLMs. In contrast, evolution strategies (ES) has largely been overlooked due to the widespread belief that it does not scale to modern model sizes. This paper overturns this assumption by demonstrating the first successful application of ES to full-parameter fine-tuning of LLMs at the billion-parameter scale, without dimensionality reduction. ES can indeed search over extremely high-dimensional parameter spaces and outperform established RL implementations across multiple axes, including improved tolerance to long-horizon and delayed rewards, robustness across diverse base LLMs, reduced susceptibility to reward hacking, and improved training stability. These findings suggest that ES is not merely a viable alternative to RL, but a fundamentally different and powerful backpropagation-free post-training paradigm that opens a new direction for LLM fine-tuning beyond current RL-based approaches.

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2607.09932 2026-07-14 cs.CL cs.AI 新提交

Faithful by Design: Evaluating and Improving LLM-Generated Clinical Trial Summaries for Multi-Stakeholder Audiences

设计忠实性:评估和改进面向多利益相关方受众的大语言模型生成的临床试验摘要

Robert Williams

机构 * University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 研究针对大语言模型生成的临床试验摘要的忠实性问题,引入基准评估框架,用特定数据库试验、提示模板和注释模式评估,对比多个模型的基线测量,开发知识图谱增强检索系统,结果显示该系统改进显著,且不同模型改进途径有别。

Comments 8 pages, 8 figures

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AI中文摘要

大语言模型越来越多地用于为医疗保健提供者、患者和付款人总结临床试验结果,但在这种高风险背景下,它们产生幻觉的倾向带来了重大风险。本研究引入了一个基准评估框架,用于衡量大语言模型生成的临床试验摘要在三个利益相关方受众中的忠实性。该框架由从Aggregate Analysis of this http URL数据库中抽取的200个分层试验组成,使用针对特定受众的提示模板和六维忠实性注释模式进行评估。为GPT-4o、Claude Sonnet 4.6和Gemini 2.5 Flash建立了基线测量,在1800个生成的摘要上使用交叉编码器自然语言推理(NLI)模型进行评分。发现无根据的声明是所有三个模型的主要失败模式,平均注释分数为1.55(满分3分)。开发了一个知识图谱增强检索系统并与基线进行评估,在基于NLI的忠实性分数上产生了统计学上的显著改进(蕴含+0.0125,忠实性+0.0130,p < 0.0001)。改进途径因模型而异,GPT-4o主要通过减少矛盾来改进,而Claude Sonnet 4.6和Gemini 2.5 Flash则通过增加蕴含来改进。

英文摘要

Large language models are increasingly used to summarize clinical trial results for healthcare providers, patients, and payers, but their tendency to hallucinate poses significant risks in this high-stakes context. This study introduces a benchmark evaluation framework for measuring the faithfulness of LLM-generated clinical trial summaries across three stakeholder audiences. The framework consists of 200 stratified trials drawn from the Aggregate Analysis of ClinicalTrials.gov database, evaluated using audience-specific prompt templates and a six-dimension faithfulness annotation schema. Baseline measurements were established for GPT-4o, Claude Sonnet 4.6, and Gemini 2.5 Flash across 1,800 generated summaries scored using a cross-encoder natural language inference (NLI) model. Unsupported Claims was identified as the dominant failure mode across all three models, with a mean annotation score of 1.55 out of three. A knowledge-graph-augmented retrieval system was developed and evaluated against the baseline, producing statistically significant improvements in NLI-based faithfulness scores (entailment +0.0125, faithfulness +0.0130, p < 0.0001). Improvement pathways were model-dependent, with GPT-4o improving primarily through contradiction reduction while Claude Sonnet 4.6 and Gemini 2.5 Flash improved through increased entailment.

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2603.29042 2026-07-14 cs.CL cs.LG cs.SD eess.AS 版本更新

An Empirical Recipe for Universal Phone Recognition

一种通用电话识别的实证配方

Shikhar Bharadwaj, Chin-Jou Li, Kwanghee Choi, Eunjung Yeo, William Chen, Shinji Watanabe, David R. Mortensen

机构 * Carnegie Mellon University(卡内基梅隆大学) The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 本文提出PhoneticXEUS模型,通过大规模多语言数据训练,在多语言和口音英语语音任务中取得最佳性能,分析了SSL表示、数据规模和损失目标的影响。

Comments Accepted at Interspeech 2026. Code: https://github.com/changelinglab/PhoneticXeus

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AI中文摘要

电话识别(PR)是多语言和低资源语音处理任务的关键使能器,但稳健性能仍难以实现。高性能的英语聚焦模型无法跨语言泛化,而多语言模型未充分利用预训练表示。不清楚数据规模、架构和训练目标如何影响多语言PR。我们提出了PhoneticXEUS,训练于大规模多语言数据并在多语言(17.7% PFER)和口音英语语音(10.6% PFER)任务中取得最佳性能。通过受控消融实验,在100多种语言下统一方案评估,我们实证地确立了我们的训练配方并量化了SSL表示、数据规模和损失目标的影响。此外,我们分析了不同语言族、口音语音和发音特征的错误模式。所有数据和代码均已公开。

英文摘要

Phone recognition (PR) is a key enabler of multilingual and low-resource speech processing tasks, yet robust performance remains elusive. Highly performant English-focused models do not generalize across languages, while multilingual models underutilize pretrained representations. It also remains unclear how data scale, architecture, and training objective contribute to multilingual PR. We present PhoneticXEUS -- trained on large-scale multilingual data and achieving state-of-the-art performance on both multilingual (17.7% PFER) and accented English speech (10.6% PFER). Through controlled ablations with evaluations across 100+ languages under a unified scheme, we empirically establish our training recipe and quantify the impact of SSL representations, data scale, and loss objectives. In addition, we analyze error patterns across language families, accented speech, and articulatory features. All data and code are released openly at https://github.com/changelinglab/PhoneticXeus

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2603.11653 2026-07-14 cs.LG cs.RO 版本更新

Simple Recipe Works: Vision-Language-Action Models are Natural Continual Learners with Reinforcement Learning

简单配方有效:视觉-语言-动作模型通过强化学习成为自然持续学习者

Jiaheng Hu, Jay Shim, Chen Tang, Yoonchang Sung, Bo Liu, Peter Stone, Roberto Martin-Martin

机构 * University of Southern California(南加州大学) University of Texas at Austin(德克萨斯大学奥斯汀分校) University of California, Berkeley(加州大学伯克利分校)

AI总结 本文通过系统研究发现,对于大型预训练视觉-语言-动作模型,简单的顺序微调结合低秩适配在持续强化学习中表现出高可塑性、几乎无遗忘和强零样本泛化,优于复杂方法。

Comments Accepted at RLC 2026; Best paper award at ICRA26 RL4IL Workshop

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AI中文摘要

持续强化学习(CRL)用于视觉-语言-动作(VLA)模型是一个有前景的方向,旨在实现能够在开放、不断变化的环境中适应的自我改进具身智能体。然而,持续学习的传统观点认为,简单的顺序微调(Seq. FT)会导致灾难性遗忘,需要复杂的CRL策略。在这项工作中,我们退一步,对大型预训练VLA在多种终身RL基准上的CRL进行了系统研究。我们发现,与既定信念相反,使用低秩适配(LoRA)的简单Seq. FT非常强大:它实现了高可塑性,几乎没有遗忘,并保持了强大的零样本泛化,通常优于更复杂的CRL方法。通过详细分析,我们表明这种鲁棒性源于大型预训练模型、参数高效适配和在线RL之间的协同作用。这些组件共同重塑了稳定性-可塑性权衡,使持续适应既稳定又可扩展。我们的结果将顺序微调定位为VLA持续RL的强大方法,并为大模型时代的终身学习提供了新见解。代码可在github.com/UT-Austin-RobIn/continual-vla-rl获取。

英文摘要

Continual Reinforcement Learning (CRL) for Vision-Language-Action (VLA) models is a promising direction toward self-improving embodied agents that can adapt in openended, evolving environments. However, conventional wisdom from continual learning suggests that naive Sequential Fine-Tuning (Seq. FT) leads to catastrophic forgetting, necessitating complex CRL strategies. In this work, we take a step back and conduct a systematic study of CRL for large pretrained VLAs across diverse lifelong RL benchmarks. We find that, contrary to established belief, simple Seq. FT with low-rank adaptation (LoRA) is remarkably strong: it achieves high plasticity, exhibits little to no forgetting, and retains strong zero-shot generalization, frequently outperforming more sophisticated CRL methods. Through detailed analysis, we show that this robustness arises from a synergy between the large pretrained model, parameter-efficient adaptation, and on-policy RL. Together, these components reshape the stability-plasticity trade-off, making continual adaptation both stable and scalable. Our results position Sequential Fine-Tuning as a powerful method for continual RL with VLAs and provide new insights into lifelong learning in the large model era. Code is available at https://github.com/UT-Austin-RobIn/continual-vla-rl

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2603.06587 2026-07-14 cs.AI q-fin.CP q-fin.RM

Autonomous AI Agents for Option Hedging: Enhancing Financial Stability through Shortfall Aware Reinforcement Learning

自主AI代理用于期权对冲:通过意识短缺的强化学习增强金融稳定性

Minxuan Hu, Ziheng Chen, Jiayu Yi, Wenxi Sun

机构 * Cornell Ann S. Bowers College of Computing and Information Science, Cornell University(康奈尔大学安·索斯·博尔斯计算与信息科学学院) Department of Mathematics, University of Texas at Austin(德克萨斯大学奥斯汀分校数学系) School of Social Sciences, Nanyang Technological University(南洋理工大学社会科学学院) Krieger School of Arts and Sciences, Johns Hopkins University(约翰霍普金斯大学克里eger艺术与科学学院)

AI总结 本文提出RLOP和QLBS两种强化学习框架,通过意识短缺的方法优化期权对冲,提升金融稳定性并改进风险预测。

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AI中文摘要

在衍生品市场中部署自主AI代理扩大了静态模型校准与实际对冲结果之间的实践差距。我们引入了两种强化学习框架,一种是新的期权定价复制学习(RLOP)方法和Black-Scholes中Q学习的自适应扩展(QLBS),这些方法优先考虑短缺概率,并将学习目标与敏感于下行的对冲对齐。使用上市的SPY和XOP期权,我们通过实际路径delta对冲结果分布、短缺概率和尾部风险措施如预期短缺来评估模型。实证研究表明,RLOP在大多数切片中减少了短缺频率,并在压力测试中显示出最明显的尾部风险改进,而隐含波动率拟合通常倾向于参数模型,但预测实际成本对冲表现较差。这种摩擦意识的强化学习框架支持了在AI增强的交易系统扩展时的实用衍生品风险管理方法。

英文摘要

The deployment of autonomous AI agents in derivatives markets has widened a practical gap between static model calibration and realized hedging outcomes. We introduce two reinforcement learning frameworks, a novel Replication Learning of Option Pricing (RLOP) approach and an adaptive extension of Q-learner in Black-Scholes (QLBS), that prioritize shortfall probability and align learning objectives with downside sensitive hedging. Using listed SPY and XOP options, we evaluate models using realized path delta hedging outcome distributions, shortfall probability, and tail risk measures such as Expected Shortfall. Empirically, RLOP reduces shortfall frequency in most slices and shows the clearest tail-risk improvements in stress, while implied volatility fit often favors parametric models yet poorly predicts after-cost hedging performance. This friction-aware RL framework supports a practical approach to autonomous derivatives risk management as AI-augmented trading systems scale.

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2601.14046 2026-07-14 cs.CL cs.SD 版本更新

PRiSM: Benchmarking Phone Realization in Speech Models

PRiSM:语音模型中电话实现的基准测试

Shikhar Bharadwaj, Chin-Jou Li, Yoonjae Kim, Kwanghee Choi, Eunjung Yeo, Ryan Soh-Eun Shim, Hanyu Zhou, Brendon Boldt, Karen Rosero Jacome, Kalvin Chang, Darsh Agrawal, Keer Xu, Chao-Han Huck Yang, Jian Zhu, Shinji Watanabe, David R. Mortensen

机构 * CMU(卡内基梅隆大学) Gwangju Institute of Science and Technology(光州科学技术院) UT Austin(得克萨斯大学奥斯汀分校) LMU Munich(慕尼黑路德维希-马克西米利安大学) UC Berkeley(伯克利加州大学) NVIDIA(英伟达) UBC(不列颠哥伦比亚大学)

AI总结 该研究针对语音模型中电话实现进行基准测试,引入PRiSM开源基准用内在和外在评估揭示语音感知盲点,标准化评估并通过探针评估下游效用,发现训练语言接触对PR性能关键,编码器-CTC模型稳定,专门PR模型优于大型音频语言模型,还发布相关资源推动多语言语音模型发展。

Comments Presented at ACL 2026

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AI中文摘要

电话识别(PR)是跨语言语音处理和语音分析中与语言无关建模的原子接口。尽管在开发PR系统方面付出了长期努力,但目前的评估仅衡量表面转录准确性。我们引入了PRiSM,这是第一个开源基准,旨在通过对PR系统的内在和外在评估来揭示语音感知中的盲点。PRiSM标准化了基于转录的评估,并通过转录和表示探针评估临床、教育和多语言环境中的下游效用。我们发现训练期间的多样化语言接触是PR性能的关键,编码器-CTC模型最稳定,专门的PR模型仍优于大型音频语言模型。PRiSM发布代码、配方和数据集,以推动该领域朝着具有强大语音能力的多语言语音模型发展。

英文摘要

Phone recognition (PR) serves as the atomic interface for language-agnostic modeling for cross-lingual speech processing and phonetic analysis. Despite prolonged efforts in developing PR systems, current evaluations only measure surface-level transcription accuracy. We introduce PRiSM, the first open-source benchmark designed to expose blind spots in phonetic perception through intrinsic and extrinsic evaluation of PR systems. PRiSM standardizes transcription-based evaluation and assesses downstream utility in clinical, educational, and multilingual settings with transcription and representation probes. We find that diverse language exposure during training is key to PR performance, encoder-CTC models are the most stable, and specialized PR models still outperform Large Audio Language Models. PRiSM releases code, recipes, and datasets to move the field toward multilingual speech models with robust phonetic ability: https://github.com/changelinglab/prism.

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2505.17423 2026-07-14 cs.CV cs.HC cs.IT math.IT 版本更新

VIBE: Annotation-Free Video-to-Text Information Bottleneck Evaluation for TL;DR

VIBE:用于TL;DR的无注释视频到文本信息瓶颈评估

Shenghui Chen, Po-han Li, Sandeep Chinchali, Ufuk Topcu

机构 * The University of Texas at Austin(德克萨斯大学奥斯汀分校)

AI总结 针对决策任务中VLM输出冗长及现有评估依赖人工注释的问题,提出无注释的VIBE方法,用基础和效用指标对VLM输出评分并排序选择,在多个数据集上验证该方法能显著提升任务准确性、减少响应时间。

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AI中文摘要

许多对准确性和效率都有要求的决策任务仍需人工监督。例如,交通警察查看数小时的行车记录仪视频或研究人员筛选会议视频等任务能从精简摘要中受益。然而当前视觉语言模型(VLM)输出冗长冗余,现有视频字幕评估依赖昂贵人工注释且忽视下游任务效用。我们提出无注释的视频到文本信息瓶颈评估(VIBE)方法,用基础(摘要与视觉内容匹配程度)和效用(对任务信息性)两个指标对VLM输出评分,通过排序从随机采样中选择以支持有效人工决策。在多个数据集上的人类研究表明,VIBE选择的摘要能显著提高任务准确性和减少响应时间。

英文摘要

Many decision-making tasks, where both accuracy and efficiency matter, still require human supervision. For example, tasks like traffic officers reviewing hour-long dashcam footage or researchers screening conference videos can benefit from concise summaries that reduce cognitive load and save time. Yet current vision-language models (VLMs) often produce verbose, redundant outputs that hinder task performance. Existing video caption evaluation depends on costly human annotations and overlooks the summaries' utility in downstream tasks. We address these gaps with Video-to-text Information Bottleneck Evaluation (VIBE), an annotation-free method that scores VLM outputs using two metrics: grounding (how well the summary aligns with visual content) and utility (how informative it is for the task). VIBE selects from randomly sampled VLM outputs by ranking them according to the two scores to support effective human decision-making. Human studies on LearningPaper24, SUTD-TrafficQA, and LongVideoBench show that summaries selected by VIBE consistently improve performance-boosting task accuracy by up to 61.23% and reducing response time by 75.77% compared to naive VLM summaries or raw video.

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