Stability of the Focal and Geometric Index in semi-Riemannian Geometry via the Maslov Index
Francesco Mercuri, Paolo Piccione, Daniel V. Tausk
备注：
58 pages, LaTeX2e, amsart class some references updated and minor changes in the abstract and in the Introduction in the replacement of Aug. 13th, 1999 Revised version of April 24th, 2000: added Remark 6.2.2, minor modifications in the Introduction
We investigate the problem of the stability of the number of conjugate or focal points (counted with multiplicity) along a semi-Riemannian geodesic $γ$. For a Riemannian or a non spacelike Lorentzian geodesic, such number is equal to the intersection number (Maslov index) of a continuous curve with a subvariety of codimension one of the Lagrangian Grassmannian of a symplectic space. Such intersection number is proven to be stable in a large variety of circumstances. In the general semi-Riemannian case, under suitable hypotheses this number is equal to an algebraic count of the multiplicities of the conjugate points, and it is related to the spectral properties of a non self-adjoint differential operator. This last relation gives a weak extension of the classical Morse Index Theorem in Riemannian and Lorentzian geometry. In this paper we reprove some results that were incorrectly stated by Helfer in a previous reference; in particular, a counterexample to one of Helfer's results, which is essential for the theory, is given. In the last part of the paper we discuss a general technique for the construction of examples and counterexamples in the index theory for semi-Riemannian metrics, in which some new phenomena appear.
We prove an estimate on the difference of Maslov indices relative to the choice of two distinct reference Lagrangians of a continuous path in the Lagrangian Grassmannian of a symplectic space. We discuss some applications to the study of conjugate and focal points along a geodesic in a semi-Riemannian manifold.
We study focal points and Maslov index of a horizontal geodesic $γ:I\to M$ in the total space of a semi-Riemannian submersion $π:M\to B$ by determining an explicit relation with the corresponding objects along the projected geodesic $π\circγ:I\to B$ in the base space. We use this result to calculate the focal Maslov index of a (spacelike) geodesic in a stationary space-time which is orthogonal to a timelike Killing vector field.
We study the singularities of the exponential map in semi Riemannian locally symmetric manifolds. Conjugate points along geodesics depend only on real negative eigenvalues of the curvature tensor, and their contribution to the Maslov index of the geodesic is computed explicitly. We prove that degeneracy of conjugate points, which is a phenomenon that can only occur in semi-Riemannian geometry, is caused in the locally symmetric case by the lack of diagonalizability of the curvature tensor. The case of Lie groups endowed with a bi-invariant metric is studied in some detail, and conditions are g…
We give a functional analytical proof of the equality between the Maslov index of a semi-Riemannian geodesic and the spectral flow of the path of self-adjoint Fredholm operators obtained from the index form. This fact, together with recent results on the bifurcation for critical points of strongly indefinite functionals (see P. M. Fitzpatrick, J. Pejsachowicz, L. Recht, Spectral Flow and Bifurcation of Strongly Indefinite Functionals Part I. General Theory, J. Funct. Anal. 162 (1) (1999), 52-95.) imply that each non degenerate and non null conjugate (or $P$-focal) point along a semi-Riemannian…
We use the notion of generalized signatures at a singularity of a smooth curve of symmetric bilinear forms to determine a formula for the computation of the Maslov index in the case of a real-analytic path having possibly non transversal intersections. We discuss some applications of the theory, with special emphasis on the study of the Jacobi equation along a semi-Riemannian geodesic. The research work exposed in this paper originated from a suggestion given by the third author relating the spectral flow with the partial signatures. He pointed out several references and formulated the stateme…
We prove a semi-Riemannian version of the celebrated Morse Index Theorem for geodesics in semi-Riemannian manifolds; we consider the general case of both endpoints variable on two submanifolds. The key role of the theory is played by the notion of the {\em Maslov index} of a semi-Riemannian geodesic, which is a homological invariant and it substitutes the notion of geometric index in Riemannian geometry. Under generic circumstances, the Maslov index of a geodesic is computed as a sort of {\em algebraic count} of the conjugate points along the geodesic. For non positive definite metrics the ind…
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We consider a {\em Hamiltonian setup} $\sextuple$, where $(\mathcal M,ω)$ is a symplectic manifold, $\mathfrak L$ is a distribution of Lagrangian subspaces in $\mathcal M$, $\mathcal P$ a Lagrangian submanifold of $ \mathcal M$, $H$ is a smooth time dependent Hamiltonian function on $\mathcal M$ and $Γ:[a,b]\to\mathcal M$ is an integral curve of the Hamiltonian flow $\Hf$ starting at $\mathcal P$. We do not require any convexity property of the Hamiltonian function $H$. Under the assumption that $Γ(b)$ is not $\mathcal P$-focal it is introduced the Maslov index $\maslov(Γ)$ of $Γ$ given in ter…
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A self-focal point of a Riemannian manifold $(M,g)$ is a point $p$ so that every geodesic starting from $p$ returns to $p$ at some positive time. It is called a pole if all geodesics through $p$ are closed, and a non-polar self-focal point if all geodesics loop back but not all are smoothly closed. Umbilic points of two dimensional tri-axial ellipsoids are non-polar self-focal points. Little is known about existence of self-focal points for Riemannian manifolds of dimension $\geq 3$. We prove that ellipsoids of dimension $\geq 3$ with at least 4 distinct axes have no self-focal points. Certain…
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Pairs (Hamiltonian system, Lagrangian distribution), called dynamical Lagrangian distributions, appear naturally in Differential Geometry, Calculus of Variations and Rational Mechanics. The basic differential invariants of a dynamical Lagrangian distribution w.r.t. the action of the group of symplectomorphisms of the ambient symplectic manifold are the curvature operator and the curvature form. These invariants can be seen as generalizations of the classical curvature tensor in Riemannian Geometry. In particular, in terms of these invariants one can localize the focal points along extremals of…
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