Let H be a homeomorphism of the open annulus isotopic to the identity which admits a lift h to the plane without fixed point. We show that h admits a Brouwer line which is a lift of a properly imbedded line joining one end to the other in the annulus or H admits a free essential simple closed curve.
We prove a generalization of the Poincaré-Birkhoff theorem for the open annulus showing that if a homeomorphism satisfies a certain twist condition and the nonwandering set is connected, then there is a fixed point. Our main focus is the study of bounded homeomorphisms of the open annulus. We prove a fixed point theorem for bounded homeomorphisms and study the special case of those homeomorphisms possessing at most one fixed point. Lastly we use the existence of rational rotation numbers to prove the existence of periodic orbits.
For any irrational number $α$, there exists an ergodic area preserving homeomorphism of the closed annulus which is isotopic to the identitity, admits no compact invariant set contained in the interior of the annulus, and has the rotation number $α$.
Let $f$ be a homeomorphism of the closed annulus $A$ that preserves orientation, boundary components and that has a lift $\tilde f$ to the infinite strip $\tilde A$ which is transitive. We show that, if the rotation number of both boundary components of $A$ is strictly positive, then there exists a closed nonempty connected set $Γ\subset\tilde A$ such that $Γ\subset]-\infty,0]\times[0,1]$, $Γ$ is unlimited, the projection of $Γ$ to $A$ is dense, $Γ-(1,0)\subsetΓ$ and $\tilde{f}(Γ)\subset Γ.$ Also, if $p_1$ is the projection in the first coordinate in $\tilde A$, then there exists $d>0$ such th…
In this article we consider homeomorphisms of the open annulus $\mathbb{A}=\mathbb{R}/\mathbb{Z}\times \mathbb{R}$ which are isotopic to the identity and preserve a Borel probability measure of full support, focusing on the existence of non-contractible periodic orbits. Assume $f$ such homeomorphism such that the connected components of the set of fixed points of $f$ are all compact. Further assume that there exists $\check{f}$ a lift of $f$ to the universal covering of $\mathbb{A}$ such that the set of fixed points of $\check{f}$ is non-empty and that this set projects into an open topologica…
This paper studies homeomorphisms of the closed annulus that are isotopic to the identity from the viewpoint of rotation theory, using a newly developed forcing theory for surface homeomorphisms. Our first result is a solution to the so called strong form of Boyland's Conjecture on the closed annulus: Assume $f$ is a homeomorphism of $\overline{\mathbb{A}}:=(\mathbb{R}/\mathbb{Z})\times [0,1]$ which is isotopic to the identity and preserves a Borel probability measure $μ$ with full support. We prove that if the rotation set of $f$ is a non-trivial segment, then the rotation number of the measu…
In this article, we give a growth rate about the number of periodic orbits in the Franks type theorem obtained by the authors \cite{LWY}. As applications, we prove the following two results: there exist infinitely many distinct non-contractible closed geodesics on $\mathbb{R}P^2$ endowed with a Riemannian metric such that its Gaussian curvature is positive, moreover, the number of non-contractible closed geodesics of length $\leq l$ grows at least like $l^2$; and there exist either two or infinitely many distinct non-contractible closed geodesics on Finsler $\mathbb{R}P^2$ with reversibility $…
Consider a homeomorphism h of the closed annulus S^1*[0,1], isotopic to the identity, such that the rotation set of h is reduced to a single irrational number alpha (we say that h is an irrational pseudo-rotation). For every positive integer n, we prove that there exists a simple arc gamma joining one of the boundary component of the annulus to the other one, such that gamma is disjoint from its n first iterates under h. As a corollary, we obtain that the rigid rotation of angle alpha can be approximated by homeomorphisms conjugate to h. The first result stated above is an analog of a theorem …
Let S be a compact connected surface and let f be an element of the group Homeo\_0(S) of homeomorphisms of S isotopic to the identity. Denote by \tilde{f} a lift of f to the universal cover of S. Fix a fundamental domain D of this universal cover. The homeomorphism f is said to be non-spreading if the sequence (d\_{n}/n) converges to 0, where d\_{n} is the diameter of \tilde{f}^{n}(D). Let us suppose now that the surface S is orientable with a nonempty boundary. We prove that, if S is different from the annulus and from the disc, a homeomorphism is non-spreading if and only if it has conjugate…
Let $h$ be a without fixed point lift to the plane of a homeomorphism of the open annulus isotopic to the identity and without wandering point. We show that $h$ admits a $h$-invariant dense open set $O$ on which it is conjugate to a translation and we study the action of $h$ on the compactly connected components of the closed and without interior set ${\bf R}^2 \setminus O$.
In this paper, we study pseudo-rotations of the open annulus, \emph{i.e.} conservative homeomorphisms of the open annulus whose rotation set is reduced to a single irrational number (the angle of the pseudo-rotation). We prove in particular that, for every pseudo-rotation $h$ of angle $ρ$, the rigid rotation of angle $ρ$ is in the closure of the conjugacy class of $h$. We also prove that pseudo-rotations are not persistent in $C^r$ topology for any $r\geq 0$.
Let $f$ be a homeomorphism of the closed annulus $A$ isotopic to the identity, and let $X\subset {\rm Int}A$ be an $f$-invariant continuum which separates $A$ into two domains, the upper domain $U_+$ and the lower domain $U_-$. Fixing a lift of $f$ to the universal cover of $A$, one defines the rotation set $\tilde ρ(X)$ of $X$ by means of the invariant probabilities on $X$, as well as the prime end rotation number $\checkρ_\pm$ of $U_\pm$. The purpose of this paper is to show that $\checkρ_\pm$ belongs to $\tildeρ(X)$ for any separating invariant continuum $X$.
We develop a technique, pseudo-suspension, that applies to invariant sets of homeomorphisms of a class of annulus homeomorphisms we describe, Handel-Anosov-Katok (HAK) homeomorphisms, that generalize the homeomorphism first described by Handel. Given a HAK homeomorphism and a homeomorphism of the Cantor set, the pseudo-suspension yields a homeomorphism of a new space that admits a homeomorphism that combines features of both of the original homeomorphisms. This allows us to answer a well known open question by providing examples of hereditarily indecomposable continua that admit homeomorphisms…
Let $f$ be a homeomorphism of the closed annulus $A$ isotopic to the identity, and let $X\subset {\rm Int}A$ be an $f$-invariant continuum which separates $A$ into two domains, the upper domain $U_+$ and the lower domain $U_-$. Fixing a lift of $f$ to the universal cover of $A$, one defines the rotation set $\tilde ρ(X)$ of $X$ by means of the invariant probabilities on $X$. For any rational number $p/q\in \tildeρ(X)$, $f$ is shown to admit a $p/q$ periodic point in $X$, provided that (1) $X$ consists of nonwandering points or (2) $X$ is an attractor and the frontiers of $U_-$ and $U_+$ coinci…
The main result of this paper gives a topological property satisfied by any homeomorphism of the annulus $\mathbb{A}=\mathbb{S}^1 \times [-1,1]$ isotopic to the identity and with at most one fixed point. This generalizes the classical Poincaré-Birkhoff theorem because this property certainly does not hold for an area preserving homeomorphism of $\mathbb{A}$ with the usual boundary twist condition. We also have two corollaries of this result. The first one shows in particular that the boundary twist assumption may be weakened by demanding that the homeomorphism $h$ has a lift $H$ to the strip $…
This article deals with nonwandering (e.g. area-preserving) homeomorphisms of the torus $\mathbb{T}^2$ which are homotopic to the identity and strictly toral, in the sense that they exhibit dynamical properties that are not present in homeomorphisms of the annulus or the plane. This includes all homeomorphisms which have a rotation set with nonempty interior. We define two types of points: inessential and essential. The set of inessential points $ine(f)$ is shown to be a disjoint union of periodic topological disks ("elliptic islands"), while the set of essential points $ess(f)$ is an essentia…
Brin and Squier described how to classify the elements of the group of piecewise linear homeomorphisms of the real line according to conjugacy. We supply a short account of the key step in their classification. The results in this document are unoriginal. The proofs are a little sketchy in places.
We study the group of C^{r}-diffeomorphisms of the closed annulus that are isotopic to the identity. We show that, for r different from 3, the linear space of homogeneous quasi-morphisms on this group is one dimensional. Therefore, the commutator length on this group is (stably) unbounded. In particular, this provides an example of a manifold whose diffeomorphisms group is unbounded in the sense of Burago, Ivanov and Polterovich.
In this article, we describe all the group morphisms from the group of compactly-supported homeomorphisms isotopic to the identity of a manifold to the group of homeomorphisms of the real line or of the circle.
Let $f: \mathbb{T}^2 \to \mathbb{T}^2$ be a homeomorphism homotopic to the identity and $F: \mathbb{R}^2 \to \mathbb{R}^2$ a lift of $f$ such that the rotation set $ρ(F)$ is a line segment of rational slope containing a point in $\mathbb{Q}^2$. We prove that if $f$ is ergodic with respect to the Lebesgue measure on the torus and the average rotation vector (with respect to same measure) does not belong to $\mathbb{Q}^2$ then some power of $f$ is an annular homeomorphism.
We show an example of a symmetric homeomorphism $h$ of the real line $\mathbb{R}$ onto itself such that $h^{-1}$ is not symmetric. This implies that the set of all symmetric self-homeomorphisms of $\mathbb{R}$ does not constitute a group under the composition. We also deal with strongly symmetric self-homeomorphisms of $\mathbb{R}$ along the same line. These results reveal the difference of the sets of such self-homeomorphisms of the real line from those of the unit circle.
We consider the rotation set $ρ(F)$ for a lift $F$ of an area preserving homeomorphism $f: \t^2\to \t^2$, which is homotopic to the identity. The relationship between this set and the existence of periodic points for $f$ is least well understood in the case when this set is a line segment. We show that in this case if a vector $v$ lies in $ρ(F)$ and has both co-ordinates rational, then there is a periodic point $x\in \t^2$ with the property that $$\frac{F^q(x_0)-x_0}q = v$$ where $x_0\in \re^2$ is any lift of $x$ and $q$ is the least period of $x$.
The goal of this article is to exhibit two new families of finitely generated simple groups of homeomorphisms of $\mathbf{R}$. These families are strikingly different from existing families owing to the nature of their actions on $\mathbf{R}$, and exhibit surprising algebraic and dynamical features. In particular, one construction provides the first examples of finitely generated simple groups of homeomorphisms of the real line which also admit a minimal action by homeomorphisms on the circle. This provides new examples of finitely generated simple groups with infinite commutator width, and th…
We study the group of almost-periodic homeomorphisms of the real line. Our main result states that an action of a finitely generated group on the real line without global fixed point is conjugated to an almost-periodic action without almost fixed point. This is equivalent to saying that the action on the real line can be compactified to an action on a 1-dimensional lamination of a compact space, without global fixed point. As an application we give an alternative proof of Witte's theorem: an amenable left orderable group is locally indicable.
This paper allows one to obtain a criterion for the existence of a projectively invariant measure formulated in terms of combinatorial properties of a group (amenability of some canonical quotient group). Such necessary and sufficient condition is a basis of the classification scheme for groups of homeomorphisms of the line. In particular, a nonamenability of Thompson's group $F$ follows from the obtained criterion.
An element of a group is \emph{reversible} if it is conjugate to its own inverse, and it is \emph{strongly reversible} if it is conjugate to its inverse by an involution. A group element is strongly reversible if and only if it can be expressed as a composite of two involutions. In this paper the reversible maps, the strongly reversible maps, and those maps that can be expressed as a composite of involutions are determined in certain groups of piecewise linear homeomorphisms of the real line.
We construct a family $\{Φ_t\}_{t\in[0,1]}$ of homeomorphisms of the two-torus isotopic to the identity, for which all of the rotation sets $ρ(Φ_t)$ can be described explicitly. We analyze the bifurcations and typical behavior of rotation sets in the family, providing insight into the general questions of toral rotation set bifurcations and prevalence. We show that there is a full measure subset of $[0,1]$, consisting of infinitely many mutually disjoint non-trivial closed intervals, on each of which the rotation set mode locks to a constant polygon with rational vertices; that the generic rot…
The group of piecewise projective homeomorphisms of the line provides straightforward counter-examples to the so-called von Neumann conjecture. The examples are so simple that many additional properties can be established.
We show that the group of germs at infinity of orientation-preserving homeomorphisms of R admits no action on the line. This gives an example of a left-orderable group of the same cardinality as Homeo+(R) that does not embed in Homeo+(R). As an application of our techniques, we construct a finitely generated group of germs that does not extend to Homeo+(R) and, separately, extend a theorem of E. Militon on homomorphisms between groups of homeomorphisms.
We prove that if $Γ$ is a countable group without a subgroup isomorphic to $\mathbb{Z}^2$ that acts faithfully and minimally by orientation preserving homeomorphisms on the circle, then it has a free orbit. We give examples showing that this does not hold for actions by homeomorphisms of the line.
Let T denote Thompson's group of piecewise 2-adic linear homeomorphisms of the circle. Ghys and Sergiescu showed that the rotation number of every element of T is rational, but their proof is very indirect. We give here a short, direct proof using train tracks, which generalizes to PL homeomorphism of the circle with rational break points and derivatives which are powers of some fixed integer, and also to certain flows on surfaces which we call "Thompson-like". We also obtain an explicit upper bound on the smallest period of a fixed point in terms of data which can be read off from the combina…
We study symmetric random walks on finitely generated groups of orientation-preserving homeomorphisms of the real line. We establish an oscillation property for the induced Markov chain on the line that implies a weak form of recurrence. Except for a few special cases, which can be treated separately, we prove a property of "global stability at a finite distance": roughly speaking, there exists a compact interval such that any two trajectories get closer and closer whenever one of them returns to the compact interval. The probabilistic techniques employed here lead to interesting results for t…