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arXiv 2607.04571stat.ME
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早期肿瘤学试验中基于基准决策的似然比E值监测

Likelihood-Ratio E-Value Monitoring for Benchmark-Based Decisions in Early-Phase Oncology Trials

Chuo University(中央大学)

Masahiro Kojima

AI总结:

早期肿瘤学试验需临时规则,现有设计通过后验概率等量化证据。本文提出校准e值监测(CEVAM)框架,直接根据临床基准定义监测证据,无需先验贝叶斯分析等,给出二元疗效终点的构建方法及模拟与应用结果。

摘要:

早期肿瘤学试验通常需要协议就绪的中期规则,以决定实验方案相对于预先指定的临床基准是否显示出足够的活性。现有的贝叶斯最优II期设计为此类决策提供了校准计数边界,但证据是通过后验概率和样本量依赖的截止函数来量化的。我们提出了校准e值监测(CEVAM),这是一个似然比证据框架,它直接相对于预先指定的临床基准定义监测证据,而无需先验贝叶斯分析或样本量依赖的后验概率截止函数。对于二元疗效终点,CEVAM构建针对临床有意义的基准率的疗效和反向无效e过程,并将它们转换为单调响应计数边界。我们区分了固定阈值e过程版本,其在可选监测下具有随时有效的解释,以及为传统有限观察II期试验设计的计划观察校准版本。在基于现有后验截止II期设计中使用的二元基准设置的模拟中,所提出的调整后的计划观察规则控制了名义I型错误,并在所有评估设置中实现了最小的预期样本量,同时保持了相似的拒绝概率。在实际II期乳腺癌试验的应用中,CEVAM将报告的病理完全缓解结果分类为早期成功停止的充分证据。补充材料中提供了对分类和多组分终点的扩展。CEVAM为早期肿瘤学试验中的二元基准监测提供了一个无需分析先验、协议就绪的似然比证据量表。

英文摘要:

Early-phase oncology trials often require protocol-ready interim rules for deciding whether an experimental regimen shows sufficient activity relative to prespecified clinical benchmarks. Existing Bayesian optimal phase II designs provide calibrated count boundaries for such decisions, but evidence is quantified through posterior probabilities and sample-size-dependent cutoff functions. We propose calibrated e-value monitoring (CEVAM), a likelihood-ratio evidence framework that defines monitoring evidence directly relative to prespecified clinical benchmarks, without requiring a Bayesian analysis prior or sample-size-dependent posterior-probability cutoff functions. For a binary efficacy endpoint, CEVAM constructs efficacy and reverse-futility e-processes targeted to clinically meaningful benchmark rates and converts them into monotone response-count boundaries. We distinguish a fixed-threshold e-process version, which has an anytime-valid interpretation under optional monitoring, from planned-look calibrated versions designed for conventional finite-look phase II trials. In simulations based on binary benchmark settings used in existing posterior-cutoff phase II designs, the proposed tuned planned-look rule controlled the nominal type I error and achieved the smallest expected sample size across all evaluated settings while retaining similar rejection probabilities. In an application to an actual phase II breast cancer trial, CEVAM classified the reported pathological complete response result as sufficient evidence for early success stopping. Extensions to categorical and multicomponent endpoints are provided in the Supplementary Material. CEVAM offers an analysis-prior-free, protocol-ready likelihood-ratio evidence scale for binary benchmark monitoring in early-phase oncology trials.

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