arXivDaily arXiv每日学术速递 周一至周五更新
arXiv 2509.16332cs.AIcs.CL

心理测量人格塑造调节语言模型的能力与安全性

Psychometric Personality Shaping Modulates Capabilities and Safety in Language Models

Keio University(keio大学);Universitat Politècnica de València(巴塞罗那理工大学);Center for AI Safety(人工智能安全中心);Carnegie Mellon University(卡内基梅隆大学)

Stephen Fitz, Peter Romero, Steven Basart, Sipeng Chen, Jose Hernandez-Orallo

AI总结:

本文研究基于大五人格的心理测量人格控制如何影响大语言模型的能力与安全性,发现降低尽责性会显著损害安全指标和通用能力,揭示了人格塑造作为模型控制新维度的重要性。

摘要:

大语言模型日益介入高风险交互,这加剧了对其能力与安全性的研究。尽管近期工作表明大语言模型表现出稳定且可测量的合成人格特质,但关于调节这些特质如何影响模型行为仍知之甚少。我们通过研究基于大五人格框架的心理测量人格控制如何在能力与安全性基准情境中影响人工智能行为来填补这一空白。我们的实验揭示了显著效果:例如,降低尽责性会导致在WMDP、TruthfulQA、ETHICS和Sycophancy等基准上安全相关指标的显著下降,同时也会导致以MMLU衡量的通用能力下降。这些发现凸显了人格塑造作为模型控制中一个强大且未被充分探索的维度,它与安全性和通用能力均存在交互作用。我们讨论了这对安全性评估、对齐策略、部署后引导模型行为以及利用这些发现可能带来的风险的影响。我们的发现推动了一条关于大语言模型中人格敏感安全性评估和动态行为控制的新研究路线。

英文摘要:

Large Language Models increasingly mediate high-stakes interactions, intensifying research on their capabilities and safety. While recent work has shown that LLMs exhibit consistent and measurable synthetic personality traits, little is known about how modulating these traits affects model behavior. We address this gap by investigating how psychometric personality control grounded in the Big Five framework influences AI behavior in the context of capability and safety benchmarks. Our experiments reveal striking effects: for example, reducing conscientiousness leads to significant drops in safety-relevant metrics on benchmarks such as WMDP, TruthfulQA, ETHICS, and Sycophancy as well as reduction in general capabilities as measured by MMLU. These findings highlight personality shaping as a powerful and underexplored axis of model control that interacts with both safety and general competence. We discuss the implications for safety evaluation, alignment strategies, steering model behavior after deployment, and risks associated with possible exploitation of these findings. Our findings motivate a new line of research on personality-sensitive safety evaluations and dynamic behavioral control in LLMs.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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