基础模型是实现通用型、用户友好型机器人的一条颇具前景的路径。目前主流方法是训练一个通才策略，该策略类似强化学习策略，基于观测输出动作。尽管这一方法已取得诸多成果，但在考虑系统部署及终端用户交互时仍存在若干问题。尤其是任务间缺乏模块化特性，意味着当模型权重更新时（例如用户提供反馈后），其他不相关任务中的行为可能会受到影响，这会对系统的可解释性和可用性造成负面影响。我们提出一种机器人基础模型设计的替代方案——Diffusion for Policy Parameters（DPP，策略参数扩散模型），该方法可生成独立的、任务特定的策略。由于这些策略与基础模型相互分离，仅在用户有需求时才会通过反馈或个性化方式更新，让用户能够高度熟悉对应策略。我们在仿真环境中验证了DPP的概念可行性，随后讨论了该方法的局限性以及可解释基础模型的未来发展方向。
英文摘要：
Foundation models are a promising path toward general-purpose and user-friendly robots. The prevalent approach involves training a generalist policy that, like a reinforcement learning policy, uses observations to output actions. Although this approach has seen much success, several concerns arise when considering deployment and end-user interaction with these systems. In particular, the lack of modularity between tasks means that when model weights are updated (e.g., when a user provides feedback), the behavior in other, unrelated tasks may be affected. This can negatively impact the system's interpretability and usability. We present an alternative approach to the design of robot foundation models, Diffusion for Policy Parameters (DPP), which generates stand-alone, task-specific policies. Since these policies are detached from the foundation model, they are updated only when a user wants, either through feedback or personalization, allowing them to gain a high degree of familiarity with that policy. We demonstrate a proof-of-concept of DPP in simulation then discuss its limitations and the future of interpretable foundation models.
Heriot-Watt University（赫瑞-瓦特大学）；University of Edinburgh（爱丁堡大学）
Model-free reinforcement learning (RL) is a powerful tool to learn a broad range of robot skills and policies. However, a lack of policy interpretability can inhibit their successful deployment in downstream applications, particularly when differences in environmental conditions may result in unpredictable behaviour or generalisation failures. As a result, there has been a growing emphasis in machine learning around the inclusion of stronger inductive biases in models to improve generalisation. This paper proposes an alternative strategy, inverse value estimation for interpretable policy certi…
Carnegie Mellon University（卡内基梅隆大学）；University of South Carolina（南卡罗来纳大学）
There is a growing desire in the field of reinforcement learning (and machine learning in general) to move from black-box models toward more "interpretable AI." We improve interpretability of reinforcement learning by increasing the utility of decision tree policies learned via reinforcement learning. These policies consist of a decision tree over the state space, which requires fewer parameters to express than traditional policy representations. Existing methods for creating decision tree policies via reinforcement learning focus on accurately representing an action-value function during trai…
Multi-agent robotic systems are increasingly operating in real-world environments in close proximity to humans, yet are largely controlled by policy models with inscrutable deep neural network representations. We introduce a method for incorporating interpretable concepts from a domain expert into models trained through multi-agent reinforcement learning, by requiring the model to first predict such concepts then utilize them for decision making. This allows an expert to both reason about the resulting concept policy models in terms of these high-level concepts at run-time, as well as interven…
Texas A&M University（得克萨斯农工大学）；University of Edinburgh（爱丁堡大学）
Signalized intersections are managed by controllers that assign right of way (green, yellow, and red lights) to non-conflicting directions. Optimizing the actuation policy of such controllers is expected to alleviate traffic congestion and its adverse impact. Given such a safety-critical domain, the affiliated actuation policy is required to be interpretable in a way that can be understood and regulated by a human. This paper presents and analyzes several on-line optimization techniques for tuning interpretable control functions. Although these techniques are defined in a general way, this pap…
Nanjing University（南京大学）；Nanjing University of Posts and Telecommunications（南京邮电大学）
Although deep reinforcement learning has become a universal solution for complex control tasks, its real-world applicability is still limited because lacking security guarantees for policies. To address this problem, we propose Boundary Characterization via the Minimum Experience Retention (BCMER), an end-to-end Interpretable Policy Distillation (IPD) framework. Unlike previous IPD approaches, BCMER distinguishes the importance of experiences and keeps a minimal but critical experience pool with almost no loss of policy similarity. Specifically, the proposed BCMER contains two basic steps. Fir…
University of California San Diego（加州大学圣地亚哥分校）；Amazon（亚马逊）
We present a two-step hybrid reinforcement learning (RL) policy that is designed to generate interpretable and robust hierarchical policies on the RL problem with graph-based input. Unlike prior deep reinforcement learning policies parameterized by an end-to-end black-box graph neural network, our approach disentangles the decision-making process into two steps. The first step is a simplified classification problem that maps the graph input to an action group where all actions share a similar semantic meaning. The second step implements a sophisticated rule-miner that conducts explicit one-hop…
Current work in explainable reinforcement learning generally produces policies in the form of a decision tree over the state space. Such policies can be used for formal safety verification, agent behavior prediction, and manual inspection of important features. However, existing approaches fit a decision tree after training or use a custom learning procedure which is not compatible with new learning techniques, such as those which use neural networks. To address this limitation, we propose a novel Markov Decision Process (MDP) type for learning decision tree policies: Iterative Bounding MDPs (…
Columbia University（哥伦比亚大学）；IBM TJ Watson Research Center（IBM托马斯·J·沃森研究中心）
We introduce a Reinforcement Learning Psychotherapy AI Companion that generates topic recommendations for therapists based on patient responses. The system uses Deep Reinforcement Learning (DRL) to generate multi-objective policies for four different psychiatric conditions: anxiety, depression, schizophrenia, and suicidal cases. We present our experimental results on the accuracy of recommended topics using three different scales of working alliance ratings: task, bond, and goal. We show that the system is able to capture the real data (historical topics discussed by the therapists) relatively…
Institute of Acoustics, Chinese Academy of Sciences（中国科学院声学研究所）
Automatic optimization of spoken dialog management policies that are robust to environmental noise has long been the goal for both academia and industry. Approaches based on reinforcement learning have been proved to be effective. However, the numerical representation of dialog policy is human-incomprehensible and difficult for dialog system designers to verify or modify, which limits its practical application. In this paper we propose a novel framework for optimizing dialog policies specified in domain language using genetic algorithm. The human-interpretable representation of policy makes th…
Optimizing economic and public policy is critical to address socioeconomic issues and trade-offs, e.g., improving equality, productivity, or wellness, and poses a complex mechanism design problem. A policy designer needs to consider multiple objectives, policy levers, and behavioral responses from strategic actors who optimize for their individual objectives. Moreover, real-world policies should be explainable and robust to simulation-to-reality gaps, e.g., due to calibration issues. Existing approaches are often limited to a narrow set of policy levers or objectives that are hard to measure, …
In this paper, three recently introduced reinforcement learning (RL) methods are used to generate human-interpretable policies for the cart-pole balancing benchmark. The novel RL methods learn human-interpretable policies in the form of compact fuzzy controllers and simple algebraic equations. The representations as well as the achieved control performances are compared with two classical controller design methods and three non-interpretable RL methods. All eight methods utilize the same previously generated data batch and produce their controller offline - without interaction with the real be…
Deep Reinforcement Learning uses a deep neural network to encode a policy, which achieves very good performance in a wide range of applications but is widely regarded as a black box model. A more interpretable alternative to deep networks is given by neuro-fuzzy controllers. Unfortunately, neuro-fuzzy controllers often need a large number of rules to solve relatively simple tasks, making them difficult to interpret. In this work, we present an algorithm to distill the policy from a deep Q-network into a compact neuro-fuzzy controller. This allows us to train compact neuro-fuzzy controllers thr…
Software Competence Center Hagenberg（哈根贝格软件能力中心）；Technological University of Dublin（都柏林理工大学）
An open research question in deep reinforcement learning is how to focus the policy learning of key decisions within a sparse domain. This paper emphasizes combining the advantages of inputoutput hidden Markov models and reinforcement learning towards interpretable maintenance decisions. We propose a novel hierarchical-modeling methodology that, at a high level, detects and interprets the root cause of a failure as well as the health degradation of the turbofan engine, while, at a low level, it provides the optimal replacement policy. It outperforms the baseline performance of deep reinforceme…
Since the first wave of the COVID-19 pandemic, governments have applied restrictions in order to slow down its spreading. However, creating such policies is hard, especially because the government needs to trade-off the spreading of the pandemic with the economic losses. For this reason, several works have applied machine learning techniques, often with the help of special-purpose simulators, to generate policies that were more effective than the ones obtained by governments. While the performance of such approaches are promising, they suffer from a fundamental issue: since such approaches are…
Reinforcement learning policies are often represented by neural networks, but programmatic policies are preferred in some cases because they are more interpretable, amenable to formal verification, or generalize better. While efficient algorithms for learning neural policies exist, learning programmatic policies is challenging. Combining imitation-projection and dataset aggregation with a local search heuristic, we present a simple and direct approach to extracting a programmatic policy from a pretrained neural policy. After examining our local search heuristic on a programming by example prob…
School of Computing, Informatics, and Decision Systems Engineering, Arizona State University（亚利桑那州立大学计算、信息与决策系统工程学院）
Despite the significant success at enabling robots with autonomous behaviors makes deep reinforcement learning a promising approach for robotic object search task, the deep reinforcement learning approach severely suffers from the nature sparse reward setting of the task. To tackle this challenge, we present a novel policy learning paradigm for the object search task, based on hierarchical and interpretable modeling with an intrinsic-extrinsic reward setting. More specifically, we explore the environment efficiently through a proxy low-level policy which is driven by the intrinsic rewarding su…
Off-policy evaluation in reinforcement learning offers the chance of using observational data to improve future outcomes in domains such as healthcare and education, but safe deployment in high stakes settings requires ways of assessing its validity. Traditional measures such as confidence intervals may be insufficient due to noise, limited data and confounding. In this paper we develop a method that could serve as a hybrid human-AI system, to enable human experts to analyze the validity of policy evaluation estimates. This is accomplished by highlighting observations in the data whose removal…
The COVID-19 pandemic has highlighted the importance of supply chains and the role of digital management to react to dynamic changes in the environment. In this work, we focus on developing dynamic inventory ordering policies for a multi-echelon, i.e. multi-stage, supply chain. Traditional inventory optimization methods aim to determine a static reordering policy. Thus, these policies are not able to adjust to dynamic changes such as those observed during the COVID-19 crisis. On the other hand, conventional strategies offer the advantage of being interpretable, which is a crucial feature for s…
Reinforcement learning (RL) has demonstrated its ability to solve high dimensional tasks by leveraging non-linear function approximators. However, these successes are mostly achieved by 'black-box' policies in simulated domains. When deploying RL to the real world, several concerns regarding the use of a 'black-box' policy might be raised. In order to make the learned policies more transparent, we propose in this paper a policy iteration scheme that retains a complex function approximator for its internal value predictions but constrains the policy to have a concise, hierarchical, and human-re…
Analyzing sequential activity and travel decisions with interpretable deep inverse reinforcement learning
The Singapore-MIT Alliance for Research and Technology（新加坡-麻省理工学院研究与技术联盟）；University of Florida（佛罗里达大学）；McGill University（麦吉尔大学）；The University of Hong Kong（香港大学）；Massachusetts Institute of Technology（麻省理工学院）；Institute for Data, Systems, and Society, Massachusetts Institute of Technology（麻省理工学院数据、系统与社会研究所）
IBM Research（IBM研究院）；IBM T.J. Watson Research Center（IBM T.J. 沃森研究中心）；Carnegie Mellon University（卡内基梅隆大学）；University of Padova（帕多瓦大学）
Autonomous cyber-physical agents and systems play an increasingly large role in our lives. To ensure that agents behave in ways aligned with the values of the societies in which they operate, we must develop techniques that allow these agents to not only maximize their reward in an environment, but also to learn and follow the implicit constraints of society. These constraints and norms can come from any number of sources including regulations, business process guidelines, laws, ethical principles, social norms, and moral values. We detail a novel approach that uses inverse reinforcement learn…
Technical University of Munich（慕尼黑工业大学）；Siemens AG（西门子股份公司）
Autonomously training interpretable control strategies, called policies, using pre-existing plant trajectory data is of great interest in industrial applications. Fuzzy controllers have been used in industry for decades as interpretable and efficient system controllers. In this study, we introduce a fuzzy genetic programming (GP) approach called fuzzy GP reinforcement learning (FGPRL) that can select the relevant state features, determine the size of the required fuzzy rule set, and automatically adjust all the controller parameters simultaneously. Each GP individual's fitness is computed usin…
Google Research（谷歌研究院）；Inria（法国国家信息与自动化研究所）；CRIStAL, CNRS, Université de Lille（里尔大学法国国家科学研究中心CRIStAL实验室）
Traditionally, Reinforcement Learning (RL) aims at deciding how to act optimally for an artificial agent. We argue that deciding when to act is equally important. As humans, we drift from default, instinctive or memorized behaviors to focused, thought-out behaviors when required by the situation. To enhance RL agents with this aptitude, we propose to augment the standard Markov Decision Process and make a new mode of action available: being lazy, which defers decision-making to a default policy. In addition, we penalize non-lazy actions in order to encourage minimal effort and have agents focu…
OmniSapiens: A Foundation Model for Social Behavior Processing via Heterogeneity-Aware Relative Policy Optimization
Massachusetts Institute of Technology（麻省理工学院）；National University of Singapore（新加坡国立大学）；Nanyang Technological University（南洋理工大学）；Prince Sattam bin Abdulaziz University（普森·萨塔姆·本·阿卜杜勒阿齐兹大学）；University of Rochester（罗切斯特大学）
Artificial Intelligence and its Applications Institute (AIAI), School of Informatics, University of Edinburgh（爱丁堡大学信息学院人工智能及其应用研究所）
We present a formalisation of finite Markov decision processes with rewards in the Isabelle theorem prover. We focus on the foundations required for dynamic programming and the use of reinforcement learning agents over such processes. In particular, we derive the Bellman equation from first principles (in both scalar and vector form), derive a vector calculation that produces the expected value of any policy p, and go on to prove the existence of a universally optimal policy where there is a discounting factor less than one. Lastly, we prove that the value iteration and the policy iteration al…
Artificial Intelligence Institute, University of South Carolina（南卡罗来纳大学人工智能研究所）
COVID-19 has impacted nations differently based on their policy implementations. The effective policy requires taking into account public information and adaptability to new knowledge. Epidemiological models built to understand COVID-19 seldom provide the policymaker with the capability for adaptive pandemic control (APC). Among the core challenges to be overcome include (a) inability to handle a high degree of non-homogeneity in different contributing features across the pandemic timeline, (b) lack of an approach that enables adaptive incorporation of public health expert knowledge, and (c) t…
We present a reinforcement learning framework, called Programmatically Interpretable Reinforcement Learning (PIRL), that is designed to generate interpretable and verifiable agent policies. Unlike the popular Deep Reinforcement Learning (DRL) paradigm, which represents policies by neural networks, PIRL represents policies using a high-level, domain-specific programming language. Such programmatic policies have the benefits of being more easily interpreted than neural networks, and being amenable to verification by symbolic methods. We propose a new method, called Neurally Directed Program Sear…
