The main objective of an Information Retrieval system is to provide a user with the most relevant documents to the user's query. To do this, modern IR systems typically deploy a re-ranking pipeline in which a set of documents is retrieved by a lightweight first-stage retrieval process and then re-ranked by a more effective but expensive model. However, the success of a re-ranking pipeline is heavily dependent on the performance of the first stage retrieval, since new documents are not usually identified during the re-ranking stage. Moreover, this can impact the amount of exposure that a particular group of documents, such as documents from a particular demographic group, can receive in the final ranking. For example, the fair allocation of exposure becomes more challenging or impossible if the first stage retrieval returns too few documents from certain groups, since the number of group documents in the ranking affects the exposure more than the documents' positions. With this in mind, it is beneficial to predict the amount of exposure that a group of documents is likely to receive in the results of the first stage retrieval process, in order to ensure that there are a sufficient number of documents included from each of the groups. In this paper, we introduce the novel task of query exposure prediction (QEP). Specifically, we propose the first approach for predicting the distribution of exposure that groups of documents will receive for a given query. Our new approach, called GEP, uses lexical information from individual groups of documents to estimate the exposure the groups will receive in a ranking. Our experiments on the TREC 2021 and 2022 Fair Ranking Track test collections show that our proposed GEP approach results in exposure predictions that are up to 40 % more accurate than the predictions of adapted existing query performance prediction and resource allocation approaches.
Fairness of exposure is a commonly used notion of fairness for ranking systems. It is based on the idea that all items or item groups should get exposure proportional to the merit of the item or the collective merit of the items in the group. Often, stochastic ranking policies are used to ensure fairness of exposure. Previous work unrealistically assumes that we can reliably estimate the expected exposure for all items in each ranking produced by the stochastic policy. In this work, we discuss how to approach fairness of exposure in cases where the policy contains rankings of which, due to int…
We introduce the concept of \emph{expected exposure} as the average attention ranked items receive from users over repeated samples of the same query. Furthermore, we advocate for the adoption of the principle of equal expected exposure: given a fixed information need, no item should receive more or less expected exposure than any other item of the same relevance grade. We argue that this principle is desirable for many retrieval objectives and scenarios, including topical diversity and fair ranking. Leveraging user models from existing retrieval metrics, we propose a general evaluation method…
Two step document ranking, where the initial retrieval is done by a classical information retrieval method, followed by neural re-ranking model, is the new standard. The best performance is achieved by using transformer-based models as re-rankers, e.g., BERT. We employ Longformer, a BERT-like model for long documents, on the MS MARCO document re-ranking task. The complete code used for training the model can be found on: https://github.com/isekulic/longformer-marco
In recent years, it has become clear that rankings delivered in many areas need not only be useful to the users but also respect fairness of exposure for the item producers. We consider the problem of finding ranking policies that achieve a Pareto-optimal tradeoff between these two aspects. Several methods were proposed to solve it; for instance a popular one is to use linear programming with a Birkhoff-von Neumann decomposition. These methods, however, are based on a classical Position Based exposure Model (PBM), which assumes independence between the items (hence the exposure only depends on…
Traditional ranking systems are expected to sort items in the order of their relevance and thereby maximize their utility. In fair ranking, utility is complemented with fairness as an optimization goal. Recent work on fair ranking focuses on developing algorithms to optimize for fairness, given position-based exposure. In contrast, we identify the potential of outliers in a ranking to influence exposure and thereby negatively impact fairness. An outlier in a list of items can alter the examination probabilities, which can lead to different distributions of attention, compared to position-based…
For many queries in the Web retrieval setting there is an on-going ranking competition: authors manipulate their documents so as to promote them in rankings. Such competitions can have unwarranted effects not only in terms of retrieval effectiveness, but also in terms of ranking robustness. A case in point, rankings can (rapidly) change due to small indiscernible perturbations of documents. While there has been a recent growing interest in analyzing the robustness of classifiers to adversarial manipulations, there has not yet been a study of the robustness of relevance-ranking functions. We ad…
Exploiting information induced from (query-specific) clustering of top-retrieved documents has long been proposed as a means for improving precision at the very top ranks of the returned results. We present a novel language model approach to ranking query-specific clusters by the presumed percentage of relevant documents that they contain. While most previous cluster ranking approaches focus on the cluster as a whole, our model utilizes also information induced from documents associated with the cluster. Our model substantially outperforms previous approaches for identifying clusters containin…
Transformer based re-ranking models can achieve high search relevance through context-aware soft matching of query tokens with document tokens. To alleviate runtime complexity of such inference, previous work has adopted a late interaction architecture with pre-computed contextual token representations at the cost of a large online storage. This paper proposes contextual quantization of token embeddings by decoupling document-specific and document-independent ranking contributions during codebook-based compression. This allows effective online decompression and embedding composition for better…
Deep pretrained transformer networks are effective at various ranking tasks, such as question answering and ad-hoc document ranking. However, their computational expenses deem them cost-prohibitive in practice. Our proposed approach, called PreTTR (Precomputing Transformer Term Representations), considerably reduces the query-time latency of deep transformer networks (up to a 42x speedup on web document ranking) making these networks more practical to use in a real-time ranking scenario. Specifically, we precompute part of the document term representations at indexing time (without a query), a…
Utilizing pre-trained language models has achieved great success for neural document ranking. Limited by the computational and memory requirements, long document modeling becomes a critical issue. Recent works propose to modify the full attention matrix in Transformer by designing sparse attention patterns. However, most of them only focus on local connections of terms within a fixed-size window. How to build suitable remote connections between terms to better model document representation remains underexplored. In this paper, we propose the model Socialformer, which introduces the characteris…
Document ranking experiments should be repeatable. However, the interaction between multi-threaded indexing and score ties during retrieval may yield non-deterministic rankings, making repeatability not as trivial as one might imagine. In the context of the open-source Lucene search engine, score ties are broken by internal document ids, which are assigned at index time. Due to multi-threaded indexing, which makes experimentation with large modern document collections practical, internal document ids are not assigned consistently between different index instances of the same collection, and th…
Although considerable efforts have been devoted to transformer-based ranking models for document search, the relevance-efficiency tradeoff remains a critical problem for ad-hoc ranking. To overcome this challenge, this paper presents BECR (BERT-based Composite Re-Ranking), a composite re-ranking scheme that combines deep contextual token interactions and traditional lexical term-matching features. In particular, BECR exploits a token encoding mechanism to decompose the query representations into pre-computable uni-grams and skip-n-grams. By applying token encoding on top of a dual-encoder arch…
A fundamental goal of search engines is to identify, given a query, documents that have relevant text. This is intrinsically difficult because the query and the document may use different vocabulary, or the document may contain query words without being relevant. We investigate neural word embeddings as a source of evidence in document ranking. We train a word2vec embedding model on a large unlabelled query corpus, but in contrast to how the model is commonly used, we retain both the input and the output projections, allowing us to leverage both the embedding spaces to derive richer distributi…
The dynamic web has increased exponentially over the past few years with more than thousands of documents related to a subject available to the user now. Most of the web documents are unstructured and not in an organized manner and hence user facing more difficult to find relevant documents. A more useful and efficient mechanism is combining clustering with ranking, where clustering can group the similar documents in one place and ranking can be applied to each cluster for viewing the top documents at the beginning.. Besides the particular clustering algorithm, the different term weighting fun…
In learning-to-rank for information retrieval, a ranking model is automatically learned from the data and then utilized to rank the sets of retrieved documents. Therefore, an ideal ranking model would be a mapping from a document set to a permutation on the set, and should satisfy two critical requirements: (1)~it should have the ability to model cross-document interactions so as to capture local context information in a query; (2)~it should be permutation-invariant, which means that any permutation of the inputted documents would not change the output ranking. Previous studies on learning-to-…
The Web is a canonical example of a competitive retrieval setting where many documents' authors consistently modify their documents to promote them in rankings. We present an automatic method for quality-preserving modification of document content -- i.e., maintaining content quality -- so that the document is ranked higher for a query by a non-disclosed ranking function whose rankings can be observed. The method replaces a passage in the document with some other passage. To select the two passages, we use a learning-to-rank approach with a bi-objective optimization criterion: rank promotion a…
We present a context-aware neural ranking model to exploit users' on-task search activities and enhance retrieval performance. In particular, a two-level hierarchical recurrent neural network is introduced to learn search context representation of individual queries, search tasks, and corresponding dependency structure by jointly optimizing two companion retrieval tasks: document ranking and query suggestion. To identify the variable dependency structure between search context and users' ongoing search activities, attention at both levels of recurrent states are introduced. Extensive experimen…
The ranking incentives of many authors of Web pages play an important role in the Web dynamics. That is, authors who opt to have their pages highly ranked for queries of interest, often respond to rankings for these queries by manipulating their pages; the goal is to improve the pages' future rankings. Various theoretical aspects of this dynamics have recently been studied using game theory. However, empirical analysis of the dynamics is highly constrained due to lack of publicly available datasets.We present an initial such dataset that is based on TREC's ClueWeb09 dataset. Specifically, we u…
According to common relevance-judgments regimes, such as TREC's, a document can be deemed relevant to a query even if it contains a very short passage of text with pertinent information. This fact has motivated work on passage-based document retrieval: document ranking methods that induce information from the document's passages. However, the main source of passage-based information utilized was passage-query similarities. We address the challenge of utilizing richer sources of passage-based information to improve document retrieval effectiveness. Specifically, we devise a suite of learning-to…
Context information in search sessions has proven to be useful for capturing user search intent. Existing studies explored user behavior sequences in sessions in different ways to enhance query suggestion or document ranking. However, a user behavior sequence has often been viewed as a definite and exact signal reflecting a user's behavior. In reality, it is highly variable: user's queries for the same intent can vary, and different documents can be clicked. To learn a more robust representation of the user behavior sequence, we propose a method based on contrastive learning, which takes into …
CODEC is a document and entity ranking benchmark that focuses on complex research topics. We target essay-style information needs of social science researchers, i.e. "How has the UK's Open Banking Regulation benefited Challenger Banks?". CODEC includes 42 topics developed by researchers and a new focused web corpus with semantic annotations including entity links. This resource includes expert judgments on 17,509 documents and entities (416.9 per topic) from diverse automatic and interactive manual runs. The manual runs include 387 query reformulations, providing data for query performance pre…
Rankings are ubiquitous in the online world today. As we have transitioned from finding books in libraries to ranking products, jobs, job applicants, opinions and potential romantic partners, there is a substantial precedent that ranking systems have a responsibility not only to their users but also to the items being ranked. To address these often conflicting responsibilities, we propose a conceptual and computational framework that allows the formulation of fairness constraints on rankings in terms of exposure allocation. As part of this framework, we develop efficient algorithms for finding…
Numerous neural retrieval models have been proposed in recent years. These models learn to compute a ranking score between the given query and document. The majority of existing models are trained in pairwise fashion using human-judged labels directly without further calibration. The traditional pairwise schemes can be time-consuming and require pre-defined positive-negative document pairs for training, potentially leading to learning bias due to document distribution mismatch between training and test conditions. Some popular existing listwise schemes rely on the strong pre-defined probabilis…
The study of IR evaluation metrics through axiomatic analysis enables a better understanding of their numerical properties. Some works have modelled the effectiveness of retrieval metrics with axioms that capture desirable properties on the set of rankings of documents. This paper formally explores the effect of these ranking axioms on the numerical values of some IR evaluation metrics. It focuses on the set of ranked lists of documents with multigrade relevance. The possible orderings in this set are derived from three commonly accepted ranking axioms on retrieval metrics; then, they are clas…
Although BERT-based ranking models have been commonly used in commercial search engines, they are usually time-consuming for online ranking tasks. Knowledge distillation, which aims at learning a smaller model with comparable performance to a larger model, is a common strategy for reducing the online inference latency. In this paper, we investigate the effect of different loss functions for uniform-architecture distillation of BERT-based ranking models. Here "uniform-architecture" denotes that both teacher and student models are in cross-encoder architecture, while the student models include s…
Search engines operate under a strict time constraint as a fast response is paramount to user satisfaction. Thus, neural re-ranking models have a limited time-budget to re-rank documents. Given the same amount of time, a faster re-ranking model can incorporate more documents than a less efficient one, leading to a higher effectiveness. To utilize this property, we propose TK (Transformer-Kernel): a neural re-ranking model for ad-hoc search using an efficient contextualization mechanism. TK employs a very small number of Transformer layers (up to three) to contextualize query and document word …
Pre-trained language models have achieved great success in various large-scale information retrieval tasks. However, most of pretraining tasks are based on counterfeit retrieval data where the query produced by the tailored rule is assumed as the user's issued query on the given document or passage. Therefore, we explore to use large-scale click logs to pretrain a language model instead of replying on the simulated queries. Specifically, we propose to use user behavior features to pretrain a debiased language model for document ranking. Extensive experiments on Baidu desensitization click logs…
A generalized ensemble model (gEnM) for document ranking is proposed in this paper. The gEnM linearly combines basis document retrieval models and tries to retrieve relevant documents at high positions. In order to obtain the optimal linear combination of multiple document retrieval models or rankers, an optimization program is formulated by directly maximizing the mean average precision. Both supervised and unsupervised learning algorithms are presented to solve this program. For the supervised scheme, two approaches are considered based on the data setting, namely batch and online setting. I…
Search systems often employ a re-ranking pipeline, wherein documents (or passages) from an initial pool of candidates are assigned new ranking scores. The process enables the use of highly-effective but expensive scoring functions that are not suitable for use directly in structures like inverted indices or approximate nearest neighbour indices. However, re-ranking pipelines are inherently limited by the recall of the initial candidate pool; documents that are not identified as candidates for re-ranking by the initial retrieval function cannot be identified. We propose a novel approach for ove…
School of Computer Science and Engineering, Nanyang Technological University（南洋理工大学计算机科学与工程学院）
When medical researchers conduct a systematic review (SR), screening studies is the most time-consuming process: researchers read several thousands of medical literature and manually label them relevant or irrelevant. Screening prioritization (ie., document ranking) is an approach for assisting researchers by providing document rankings where relevant documents are ranked higher than irrelevant ones. Seed-driven document ranking (SDR) uses a known relevant document (ie., seed) as a query and generates such rankings. Previous work on SDR seeks ways to identify different term weights in a query …
On a wide range of natural language processing and information retrieval tasks, transformer-based models, particularly pre-trained language models like BERT, have demonstrated tremendous effectiveness. Due to the quadratic complexity of the self-attention mechanism, however, such models have difficulties processing long documents. Recent works dealing with this issue include truncating long documents, in which case one loses potential relevant information, segmenting them into several passages, which may lead to miss some information and high computational complexity when the number of passage…
Contextual ranking models have delivered impressive performance improvements over classical models in the document ranking task. However, these highly over-parameterized models tend to be data-hungry and require large amounts of data even for fine tuning. This paper proposes a simple yet effective method to improve ranking performance on smaller datasets using supervised contrastive learning for the document ranking problem. We perform data augmentation by creating training data using parts of the relevant documents in the query-document pairs. We then use a supervised contrastive learning obj…
This short document describes a traditional IR system that achieved MRR@100 equal to 0.298 on the MS MARCO Document Ranking leaderboard (on 2020-12-06). Although inferior to most BERT-based models, it outperformed several neural runs (as well as all non-neural ones), including two submissions that used a large pretrained Transformer model for re-ranking. We provide software and data to reproduce our results.
This paper describes a machine learning algorithm for document (re)ranking, in which queries and documents are firstly encoded using BERT [1], and on top of that a learning-to-rank (LTR) model constructed with TF-Ranking (TFR) [2] is applied to further optimize the ranking performance. This approach is proved to be effective in a public MS MARCO benchmark [3]. Our first two submissions achieve the best performance for the passage re-ranking task [4], and the second best performance for the passage full-ranking task as of April 10, 2020 [5]. To leverage the lately development of pre-trained lan…
Ranked search results have become the main mechanism by which we find content, products, places, and people online. Thus their ordering contributes not only to the satisfaction of the searcher, but also to career and business opportunities, educational placement, and even social success of those being ranked. Researchers have become increasingly concerned with systematic biases in data-driven ranking models, and various post-processing methods have been proposed to mitigate discrimination and inequality of opportunity. This approach, however, has the disadvantage that it still allows an unfair…
BERT-based text ranking models have dramatically advanced the state-of-the-art in ad-hoc retrieval, wherein most models tend to consider individual query-document pairs independently. In the mean time, the importance and usefulness to consider the cross-documents interactions and the query-specific characteristics in a ranking model have been repeatedly confirmed, mostly in the context of learning to rank. The BERT-based ranking model, however, has not been able to fully incorporate these two types of ranking context, thereby ignoring the inter-document relationships from the ranking and the d…
The TREC Fair Ranking Track aims to provide a platform for participants to develop and evaluate novel retrieval algorithms that can provide a fair exposure to a mixture of demographics or attributes, such as ethnicity, that are represented by relevant documents in response to a search query. For example, particular demographics or attributes can be represented by the documents topical content or authors. The 2022 Fair Ranking Track adopted a resource allocation task. The task focused on supporting Wikipedia editors who are looking to improve the encyclopedia's coverage of topics under the purv…
Deep neural networks have recently shown promise in the ad-hoc retrieval task. However, such models have often been based on one field of the document, for example considering document title only or document body only. Since in practice documents typically have multiple fields, and given that non-neural ranking models such as BM25F have been developed to take advantage of document structure, this paper investigates how neural models can deal with multiple document fields. We introduce a model that can consume short text fields such as document title and long text fields such as document body. …
Rankings, especially those in search and recommendation systems, often determine how people access information and how information is exposed to people. Therefore, how to balance the relevance and fairness of information exposure is considered as one of the key problems for modern IR systems. As conventional ranking frameworks that myopically sorts documents with their relevance will inevitably introduce unfair result exposure, recent studies on ranking fairness mostly focus on dynamic ranking paradigms where result rankings can be adapted in real-time to support fairness in groups (i.e., race…
Pairwise re-ranking models predict which of two documents is more relevant to a query and then aggregate a final ranking from such preferences. This is often more effective than pointwise re-ranking models that directly predict a relevance value for each document. However, the high inference overhead of pairwise models limits their practical application: usually, for a set of $k$ documents to be re-ranked, preferences for all $k^2-k$ comparison pairs excluding self-comparisons are aggregated. We investigate whether the efficiency of pairwise re-ranking can be improved by sampling from all pair…
Neural document ranking models perform impressively well due to superior language understanding gained from pre-training tasks. However, due to their complexity and large number of parameters, these (typically transformer-based) models are often non-interpretable in that ranking decisions can not be clearly attributed to specific parts of the input documents. In this paper we propose ranking models that are inherently interpretable by generating explanations as a by-product of the prediction decision. We introduce the Select-and-Rank paradigm for document ranking, where we first output an expl…
Leaderboards are a ubiquitous part of modern research in applied machine learning. By design, they sort entries into some linear order, where the top-scoring entry is recognized as the "state of the art" (SOTA). Due to the rapid progress being made in information retrieval today, particularly with neural models, the top entry in a leaderboard is replaced with some regularity. These are touted as improvements in the state of the art. Such pronouncements, however, are almost never qualified with significance testing. In the context of the MS MARCO document ranking leaderboard, we pose a specific…
The axiomatic analysis of IR evaluation metrics has contributed to a better understanding of their properties. Some works have modelled the effectiveness of retrieval measures with axioms that capture desirable properties on the set of ranked lists of documents. Recently, it has been shown that three of these axioms lead to some orderings. This work formally explores the metric properties of the set of rankings, endowed with these orderings. Based on lattice theory, the possible metrics and pseudo-metrics, defined on these structures, are determined. It is found that, when the relevant documen…
