This paper investigates the bounds on channel capacity and constellation shaping under memoryless mixed noise, which is composed of impulsive noise (IN) and white Gaussian noise (WGN). The capacity bounds are derived using the entropy power inequality and the dual expression of capacity. It is then shown that the proposed lower and upper bounds asymptotically converge to the true channel capacity, and the analytic asymptotic capacity expression is obtained. Leveraging this property, we design a low-complexity constellation shaping method that operates without iterative procedures. Simulation results demonstrate that the derived bounds are remarkably tight, and the shaped constellation achieves the highest mutual information among all considered baseline schemes.
We show that separating the in-phase and quadrature component in optimized, machine-learning based demappers of optical communications systems with geometric constellation shaping reduces the required computational complexity whilst retaining their good performance.
We perform geometric constellation shaping with optimized bit labeling using a binary autoencoder including a differential blind phase search (BPS). Our approach enables full end-to-end training of optical coherent transceivers taking into account the digital signal processing.
We present a novel method to investigate the effects of varying channel parameters on geometrically shaped constellations for communication systems employing the blind phase search algorithm. We show that introduced asymmetries significantly improve performance if adapted to changing channel parameters.
We present a novel autoencoder-based learning of joint geometric and probabilistic constellation shaping for coded-modulation systems. It can maximize either the mutual information (for symbol-metric decoding) or the generalized mutual information (for bit-metric decoding).
This paper presents design methods for highly efficient optimisation of geometrically shaped constellations to maximise data throughput in optical communications. It describes methods to analytically calculate the information-theoretical loss and the gradient of this loss as a function of the input constellation shape. The gradients of the \ac{MI} and \ac{GMI} are critical to the optimisation of geometrically-shaped constellations. It presents the analytical derivative of the achievable information rate metrics with respect to the input constellation. The proposed method allows for improved de…
A new geometric shaping method is proposed, leveraging unsupervised machine learning to optimize the constellation design. The learned constellation mitigates nonlinear effects with gains up to 0.13 bit/4D when trained with a simplified fiber channel model.
In this paper, we investigate the optimal probabilistic constellation shaping design for covert communication systems from a practical view. Different from conventional covert communications with equiprobable constellations modulation, we propose nonequiprobable constellations modulation schemes to further enhance the covert rate. Specifically, we derive covert rate expressions for practical discrete constellation inputs for the first time. Then, we study the covert rate maximization problem by jointly optimizing the constellation distribution and power allocation. In particular, an approximat…
Hamburg University of Technology（汉堡工业大学）；Nokia Bell Labs（诺基亚贝尔实验室）
The choice of constellations largely affects the performance of communication systems. When designing constellations, both the locations and probability of occurrence of the points can be optimized. These approaches are referred to as geometric and probabilistic shaping, respectively. Usually, the geometry of the constellation is fixed, e.g., quadrature amplitude modulation (QAM) is used. In such cases, the achievable information rate can still be improved by probabilistic shaping. In this work, we show how autoencoders can be leveraged to perform probabilistic shaping of constellations. We de…
In this paper, an unsupervised machine learning method for geometric constellation shaping is investigated. By embedding a differentiable fiber channel model within two neural networks, the learning algorithm is optimizing for a geometric constellation shape. The learned constellations yield improved performance to state-of-the-art geometrically shaped constellations, and include an implicit trade-off between amplification noise and nonlinear effects. Further, the method allows joint optimization of system parameters, such as the optimal launch power, simultaneously with the constellation shap…
As communication systems are foreseen to enable new services such as joint communication and sensing and utilize parts of the sub-THz spectrum, the design of novel waveforms that can support these emerging applications becomes increasingly challenging. We present in this work an end-to-end learning approach to design waveforms through joint learning of pulse shaping and constellation geometry, together with a neural network (NN)-based receiver. Optimization is performed to maximize an achievable information rate, while satisfying constraints on out-of-band emission and power envelope. Our resu…
In wireless communication systems, there are many stages for signal transmission. Among them, mapping and demapping convert a sequence of bits into a sequence of complex numbers and vice versa. This operation is performed by a system of constellations~ -- by a set of labeled points on the complex plane. Usually, the geometry of the constellation is fixed, and constellation points are uniformly spaced, e.g., the same quadrature amplitude modulation (QAM) is used in a wide range of signal-to-noise ratio (SNR). By eliminating the uniformity of constellations, it is possible to achieve greater val…
The joint design of input constellation and low-density parity-check (LDPC) codes to approach the symmetric capacity of the two-user Gaussian multiple access channel is studied. More specifically, multilevel coding is employed at each user to construct a high-order input constellation and the constellations of the users are jointly designed so as to maximize the multiuser shaping gain. At the receiver, each layer of the multilevel coding is jointly decoded among users, while successive cancellation is employed across layers. The LDPC code employed by each user in each layer is designed using E…
Nonlinear precoding and pulse shaping are jointly considered in multi-user massive multiple-input multiple-output (MIMO) systems with low-resolution D/A-converters (DACs) in terms of algorithmic approach as well as large system performance. Two design criteria are investigated: the mean {squared} error (MSE) with active constellation extension (ACE) and the symbol error rate (SER). Both formulations are solved based on a modified version of the generalized approximate message passing (GAMP) algorithm. Furthermore, theoretical performance results are derived based on the state evolution analysi…
Nokia（诺基亚）；Aston Institute of Photonic Technologies, Aston University（阿斯顿大学阿斯顿光子技术研究所）
Autoencoder-based deep learning is applied to jointly optimize geometric and probabilistic constellation shaping for optical coherent communication. The optimized constellation shaping outperforms the 256 QAM Maxwell-Boltzmann probabilistic distribution with extra 0.05 bits/4D-symbol mutual information for 64 GBd transmission over 170 km SMF link.
In this work, we construct energy-efficient variable-to-fixed length (V2F), fixed-to-variable length (F2V), and variable-to-variable length (V2V) prefix-free codes, which are optimal (or near-optimal) in the sense that no (or few) other codes with the size can achieve a smaller energy per code letter for the same entropy rate. Under stringent constraints of 4096 entries or below per codebook, the constructed codes yield an energy per code letter within a few tenths of a dB of the unconstrained theoretic lower bound, across a wide range of entropy rates with a very fine granularity. We also pro…
In this paper, we propose a geometric shaping (GS) strategy to design 8, 16, 32 and 64-ary modulation formats for the optical fibre channel impaired by both additive white Gaussian (AWGN) and phase noise. The constellations were optimised to maximise generalised mutual information (GMI) using a mismatched channel model. The presented formats demonstrate an enhanced signal-to-noise ratio (SNR) tolerance in high phase noise regimes when compared with their quadrature amplitude modulation (QAM) or AWGN-optimised counterparts. By putting the optimisation results in the context of the 400ZR impleme…
In this paper, probabilistic shaping is numerically and experimentally investigated for increasing the transmission reach of wavelength division multiplexed (WDM) optical communication system employing quadrature amplitude modulation (QAM). An optimized probability mass function (PMF) of the QAM symbols is first found from a modified Blahut-Arimoto algorithm for the optical channel. A turbo coded bit interleaved coded modulation system is then applied, which relies on many-to-one labeling to achieve the desired PMF, thereby achieving shaping gain. Pilot symbols at rate at most 2% are used for …
The geometry of dual-polarization four-dimensional constellations is optimized in the optical fiber channel using a recent nonlinear interference model. A 0.27 bit/4D rate gain and 13% reach increase are attained compared to polarization-multiplexed formats.
A geometrically-shaped 256-QAM constellation, tailored to the nonlinear optical fibre channel, is experimentally demonstrated. The proposed constellation outperforms both uniform and AWGN-tailored 256-QAM, as it is designed to optimise the trade-off between shaping gain, nonlinearity and transceiver impairments.
Probabilistic shaping (PS) is a promising technique to approach the Shannon limit using typical constellation geometries. However, the impact of PS on the chain of signal processing algorithms of a coherent receiver still needs further investigation. In this work we study the interplay of PS and phase recovery using the blind phase search (BPS) algorithm, which is widely used in optical communications systems. We first investigate a supervised phase search (SPS) algorithm as a theoretical upper bound on the BPS performance, assuming perfect decisions. It is shown that PS influences the SPS alg…
Autoencoder-based geometric shaping is proposed that includes optimizing bit mappings. Up to 0.2 bits/QAM symbol gain in GMI is achieved for a variety of data rates and in the presence of transceiver impairments. The gains can be harvested with standard binary FEC at no cost w.r.t. conventional BICM.
We introduce a trainable coded modulation scheme that enables joint optimization of the bit-wise mutual information (BMI) through probabilistic shaping, geometric shaping, bit labeling, and demapping for a specific channel model and for a wide range of signal-to-noise ratios (SNRs). Compared to probabilistic amplitude shaping (PAS), the proposed approach is not restricted to symmetric probability distributions, can be optimized for any channel model, and works with any code rate $k/m$, $m$ being the number of bits per channel use and $k$ an integer within the range from $1$ to $m-1$. The propo…
The problem of communicating over the additive white Gaussian noise (AWGN) channel with lattice codes is addressed in this paper. Theoretically, Voronoi constellations have proved to yield very powerful lattice codes when the fine/coding lattice is AWGN-good and the coarse/shaping lattice has an optimal shaping gain. However, achieving Shannon capacity with these premises and practically implementable encoding algorithms is in general not an easy task. In this work, a new way to encode and demap Construction-A Voronoi lattice codes is presented. As a meaningful application of this scheme, the …
A deep autoencoder (DAE)-based end-to-end communication over the two-user Z-interference channel (ZIC) with finite-alphabet inputs is designed in this paper. The design is for imperfect channel state information (CSI) where both estimation and quantization errors exist. The proposed structure jointly optimizes the encoders and decoders to generate interferenceaware constellations that adapt their shape to the interference intensity in order to minimize the bit error rate. A normalization layer is designed to guarantee an average power constraint in the DAE while allowing the architecture to ge…
Signal shaping is vital to approach Shannon's capacity, yet it is challenging to implement at very high speeds. For example, probabilistic shaping often requires arithmetic coding to realize the target distribution. Geometric shaping requires look-up tables to store the constellation points. In this paper, we propose a four-dimensional amplitude coding (4D-AC) geometrical shaper architecture. The proposed architecture can generate in real time geometrically shaped 4D formats via simple logic circuit operations and two conventional quadrature amplitude modulation (QAM) modulators. This paper de…
In this paper we show that any sequence of infinite lattice constellations which is good for the unconstrained Gaussian channel can be shaped into a capacity-achieving sequence of codes for the power-constrained Gaussian channel under lattice decoding and non-uniform signalling. Unlike previous results in the literature, our scheme holds with no extra condition on the lattices (e.g. quantization-goodness or vanishing flatness factor), thus establishing a direct implication between AWGN-goodness, in the sense of Poltyrev, and capacity-achieving codes. Our analysis uses properties of the discret…
An online shaping technique for high performance communication over Gaussian channels with Inter-Symbol Interference (ISI) and receiver Analog to Digital Converter (ADC) noise is presented. The technique uses online transmitter precoding over Pulse Amplitude Modulation (PAM) constellation, designed to shape the symbols distribution so that peak power constraint at the channel output is satisfied. An iterative decoder shares information between a modified M-BCJR module, which computes online the trellis transition probabilities of the shaped distribution, and turbo decoder. The result is a redu…
