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arXiv 2302.06243cs.LG
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一种用于化学故障检测与诊断的阶不变可解释分层空洞卷积神经网络

An Order-Invariant and Interpretable Hierarchical Dilated Convolution Neural Network for Chemical Fault Detection and Diagnosis

Zhejiang University(浙江大学);University of Illinois Urbana–Champaign Institute(伊利诺伊大学厄巴纳-香槟分校学院);University of Electronic Science and Technology of China(电子科技大学)

Mengxuan Li, Peng Peng, Min Wang, Hongwei Wang

AI总结:

本文提出阶不变可解释的分层空洞卷积神经网络HDLCNN,结合特征聚类、空洞卷积与SHAP,解决化学故障检测中CNN对特征顺序敏感和可解释性差的问题,并在田纳西-伊斯曼数据集上验证了其在故障检测与根因识别中的优越性能。

摘要:

故障检测与诊断对于降低维护成本、提高化学过程的健康与安全水平具有重要意义。卷积神经网络(CNN)是一种流行的深度学习算法,在化学故障检测与诊断任务中有许多成功应用。然而,CNN中的卷积层对特征顺序非常敏感,这可能导致其在处理表格数据时不稳定。特征的最优顺序能够使CNN模型获得更好的性能,但寻找这种最优顺序代价高昂。此外,由于特征提取的封装机制,大多数CNN模型不透明且可解释性差,因此无法在无人监督的情况下识别根因特征。这些困难不可避免地限制了CNN方法的性能和可信度。本文提出了一种阶不变且可解释的分层空洞卷积神经网络(HDLCNN),该网络由特征聚类、空洞卷积和Shapley加性解释(SHAP)方法组成。HDLCNN的新颖之处在于,由于特征聚类能够聚合相关特征以及空洞卷积具有较大的感受野,它能够处理特征顺序任意的表格数据,而无需寻找最优顺序。随后,所提方法通过引入SHAP值来量化特征贡献,从而提供可解释性。因此,根因特征可以被识别为贡献最高的特征。在田纳西-伊斯曼化学过程基准数据集上进行了计算实验。与其他方法相比,所提出的HDLCNN-SHAP方法在处理特征顺序任意的表格数据、检测故障以及识别根因特征方面取得了更好的性能。

英文摘要:

Fault detection and diagnosis is significant for reducing maintenance costs and improving health and safety in chemical processes. Convolution neural network (CNN) is a popular deep learning algorithm with many successful applications in chemical fault detection and diagnosis tasks. However, convolution layers in CNN are very sensitive to the order of features, which can lead to instability in the processing of tabular data. Optimal order of features result in better performance of CNN models but it is expensive to seek such optimal order. In addition, because of the encapsulation mechanism of feature extraction, most CNN models are opaque and have poor interpretability, thus failing to identify root-cause features without human supervision. These difficulties inevitably limit the performance and credibility of CNN methods. In this paper, we propose an order-invariant and interpretable hierarchical dilated convolution neural network (HDLCNN), which is composed by feature clustering, dilated convolution and the shapley additive explanations (SHAP) method. The novelty of HDLCNN lies in its capability of processing tabular data with features of arbitrary order without seeking the optimal order, due to the ability to agglomerate correlated features of feature clustering and the large receptive field of dilated convolution. Then, the proposed method provides interpretability by including the SHAP values to quantify feature contribution. Therefore, the root-cause features can be identified as the features with the highest contribution. Computational experiments are conducted on the Tennessee Eastman chemical process benchmark dataset. Compared with the other methods, the proposed HDLCNN-SHAP method achieves better performance on processing tabular data with features of arbitrary order, detecting faults, and identifying the root-cause features.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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