National Space Science Center.CAS（中国科学院国家空间科学中心）；University of Chinese Academy of Sciences（中国科学院大学）；Science and Technology on Complex Aviation System Simulation Laboratory（复杂航空系统仿真科学与技术实验室）
Data-driven methods have made great progress in fault diagnosis, especially deep learning method. Deep learning is suitable for processing big data, and has a strong feature extraction ability to realize end-to-end fault diagnosis systems. However, designing neural network architecture requires rich professional knowledge and debugging experience, and a lot of experiments are needed to screen models and hyperparameters, increasing the difficulty of developing deep learning models. Frortunately, neural architecture search (NAS) is developing rapidly, and is becoming one of the next directions for deep learning. In this paper, we proposed a NAS method for fault diagnosis using reinforcement learning. A recurrent neural network is used as an agent to generate network architecture. The accuracy of the generated network on the validation dataset is fed back to the agent as a reward, and the parameters of the agent are updated through the strategy gradient algorithm. We use PHM 2009 Data Challenge gearbox dataset to prove the effectiveness of proposed method, and obtain state-of-the-art results compared with other artificial designed network structures. To author's best knowledge, it's the first time that NAS has been applied in fault diagnosis.
The scope of data-driven fault diagnosis models is greatly extended through deep learning (DL). However, the classical convolution and recurrent structure have their defects in computational efficiency and feature representation, while the latest Transformer architecture based on attention mechanism has not yet been applied in this field. To solve these problems, we propose a novel time-frequency Transformer (TFT) model inspired by the massive success of vanilla Transformer in sequence processing. Specially, we design a fresh tokenizer and encoder module to extract effective abstractions from …
SCCAM: Supervised Contrastive Convolutional Attention Mechanism for Ante-hoc Interpretable Fault Diagnosis with Limited Fault Samples
Zhejiang University（浙江大学）；University of Illinois Urbana–Champaign Institute（伊利诺伊大学厄巴纳-香槟分校学院）；Southeast University（东南大学）；Huazhong University of Science and Technology（华中科技大学）
University of Electronic Science and Technology of China（电子科技大学）；Shenzhen Institute for Advanced Study（深圳高等研究院）
Considering the models that apply the contextual information of time-series data could improve the fault diagnosis performance, some neural network structures such as RNN, LSTM, and GRU were proposed to model the fault diagnosis effectively. However, these models are restricted by their serial computation and hence cannot achieve high diagnostic efficiency. Also the parallel CNN is difficult to implement fault diagnosis in an efficient way because it requires larger convolution kernels or deep structure to achieve long-term feature extraction capabilities. Besides, BERT model applies absolute …
In this study, the open-circuit faults diagnosis and location issue of the neutral-point-clamped (NPC) inverters are analysed. A novel fault diagnosis approach based on knowledge driven and data driven was presented for the open-circuit faults in insulated-gate bipolar transistors (IGBTs) of NPC inverter, and Concordia transform (knowledge driven) and random forests (RFs) technique (data driven) are employed to improve the robustness performance of the fault diagnosis classifier. First, the fault feature data of AC in either normal state or open-circuit faults states of NPC inverter are analys…
Northeast Electric Power University（东北电力大学）；Technical University of Denmark（丹麦技术大学）
A fault diagnosis method for power electronics converters based on deep feedforward network and wavelet compression is proposed in this paper. The transient historical data after wavelet compression are used to realize the training of fault diagnosis classifier. Firstly, the correlation analysis of the voltage or current data running in various fault states is performed to remove the redundant features and the sampling point. Secondly, the wavelet transform is used to remove the redundant data of the features, and then the training sample data is greatly compressed. The deep feedforward networ…
ADVA Optical Networking SE（ADVA光网络公司）；Christian-Albrechts-Universität zu Kiel（基尔大学）
We propose a deep learning approach based on an autoencoder for identifying and localizing fiber faults in passive optical networks. The experimental results show that the proposed method detects faults with 97% accuracy, pinpoints them with an RMSE of 0.18 m and outperforms conventional techniques.
Fault Diagnosis and Quantification for Photovoltaic Arrays based on Differentiable Physical Models
College of Mechanical and Electrical Engineering, Hohai University（河海大学机械与电子工程学院）；Concordia Institute for Information Systems Engineering, Concordia University（康科德大学信息系统工程研究所）；AAU Energy, Aalborg University（奥胡斯大学能源研究所）
Obuda University（欧布达大学）；Kalman Kando Faculty of Electrical Engineering（卡尔曼·坎多电气工程学院）；Institute of Automation（自动化研究所）
Primary importance is devoted to Fault Detection and Diagnosis (FDI) of electrical machine and drive systems in modern industrial automation. The widespread use of Machine Learning techniques has made it possible to replace traditional motor fault detection techniques with more efficient solutions that are capable of early fault recognition by using large amounts of sensory data. However, the detection of concurrent failures is still a challenge in the presence of disturbing noises or when the multiple faults cause overlapping features. The contribution of this work is to propose a novel metho…
Fault diagnosis of dynamic systems is done by detecting changes in time-series data, for example residuals, caused by system degradation and faulty components. The use of general-purpose multi-class classification methods for fault diagnosis is complicated by imbalanced training data and unknown fault classes. Another complicating factor is that different fault classes can result in similar residual outputs, especially for small faults, which causes classification ambiguities. In this work, a framework for data-driven analysis and open-set classification is developed for fault diagnosis applic…
Recent trends focusing on Industry 4.0 concept and smart manufacturing arise a data-driven fault diagnosis as key topic in condition-based maintenance. Fault diagnosis is considered as an essential task in rotary machinery since possibility of an early detection and diagnosis of the faulty condition can save both time and money. Traditional data-driven techniques of fault diagnosis require signal processing for feature extraction, as they are unable to work with raw signal data, consequently leading to need for expert knowledge and human work. The emergence of deep learning architectures in co…
Fault diagnosis for PV arrays considering dust impact based on transformed graphical feature of characteristic curves and convolutional neural network with CBAM modules
School of Instrumentation and Optoelectronic Engineering, Beihang University（北京航空航天大学仪器科学与光电工程学院）；School of Electronics and Information Engineering, Beihang University（北京航空航天大学电子信息工程学院）；Department of Electrical and Computer Engineering, University of Calgary（卡尔加里大学电气与计算机工程系）
Northeast Electric Power University（东北电力大学）；Technical University of Denmark（丹麦技术大学）
Three-phase PWM rectifiers are adopted extensively in industry because of their excellent properties and potential advantages. However, while the IGBT has an open-circuit fault, the system does not crash suddenly, the performance will be reduced for instance voltages fluctuation and current harmonics. A fault diagnosis method based on deep feedforward network with transient synthetic features is proposed to reduce the dependence on the fault mathematical models in this paper, which mainly uses the transient phase current to train the deep feedforward network classifier. Firstly, the features o…
Zhejiang University（浙江大学）；University of Illinois Urbana–Champaign（伊利诺伊大学厄巴纳-香槟分校）；University of Science and Technology Beijing（北京科技大学）
Intelligent fault diagnosis has made extraordinary advancements currently. Nonetheless, few works tackle class-incremental learning for fault diagnosis under limited fault data, i.e., imbalanced and long-tailed fault diagnosis, which brings about various notable challenges. Initially, it is difficult to extract discriminative features from limited fault data. Moreover, a well-trained model must be retrained from scratch to classify the samples from new classes, thus causing a high computational burden and time consumption. Furthermore, the model may suffer from catastrophic forgetting when tra…
Huazhong University of Science and Technology（华中科技大学）；State Key Lab of Digital Manufacturing Equipment and Technology（数字制造装备与技术国家重点实验室）
The demand of artificial intelligent adoption for condition-based maintenance strategy is astonishingly increased over the past few years. Intelligent fault diagnosis is one critical topic of maintenance solution for mechanical systems. Deep learning models, such as convolutional neural networks (CNNs), have been successfully applied to fault diagnosis tasks for mechanical systems and achieved promising results. However, for diverse working conditions in the industry, deep learning suffers two difficulties: one is that the well-defined (source domain) and new (target domain) datasets are with …
Shanghai University（上海大学）；University of Hawai‘i at Mānoa（夏威夷大学马诺阿分校）
Bearing fault identification and analysis is an important research area in the field of machinery fault diagnosis. Aiming at the common faults of rolling bearings, we propose a data-driven diagnostic algorithm based on the characteristics of bearing vibrations called multi-size kernel based adaptive convolutional neural network (MSKACNN). Using raw bearing vibration signals as the inputs, MSKACNN provides vibration feature learning and signal classification capabilities to identify and analyze bearing faults. Ball mixing is a ball bearing production quality problem that is difficult to identif…
Center for Risk and Reliability, University of Maryland, College Park（马里兰大学帕克分校风险与可靠性中心）；Department of Civil and Environmental Engineering, University of California, Los Angeles（加利福尼亚大学洛杉矶分校土木与环境工程系）；Garrick Institute for the Risk Sciences, University of California, Los Angeles（加利福尼亚大学洛杉矶分校加里克风险科学研究所）；Department of Industrial and Systems Engineering, The Hong Kong Polytechnic University（香港理工大学工业与系统工程系）；Centre for Advances in Reliability and Safety Limited (CAiRS)（可靠性及安全进展中心有限公司）
There has been a growing interest in deep learning-based prognostic and health management (PHM) for building end-to-end maintenance decision support systems, especially due to the rapid development of autonomous systems. However, the low trustworthiness of PHM hinders its applications in safety-critical assets when handling data from an unknown distribution that differs from the training dataset, referred to as the out-of-distribution (OOD) dataset. To bridge this gap, we propose an uncertainty-informed framework to diagnose faults and meanwhile detect the OOD dataset, enabling the capability …
A growing number of wind turbines are equipped with vibration measurement systems to enable a close monitoring and early detection of developing fault conditions. The vibration measurements are analyzed to continuously assess the component health and prevent failures that can result in downtimes. This study focuses on gearbox monitoring but is applicable also to other subsystems. The current state-of-the-art gearbox fault diagnosis algorithms rely on statistical or machine learning methods based on fault signatures that have been defined by human analysts. This has multiple disadvantages. Defi…
Inspired by recent progress in machine learning, a data-driven fault diagnosis and isolation (FDI) scheme is explicitly developed for failure in the fuel supply system and sensor measurements of the laboratory gas turbine system. A passive approach of fault diagnosis is implemented where a model is trained using machine learning classifiers to detect a given set of fault scenarios in real-time on which it is trained. Towards the end, a comparative study is presented for well-known classification techniques, namely Support vector classifier, linear discriminant analysis, K-neighbor, and decisio…
Bangladesh University of Engineering and Technology（孟加拉国工程技术大学）
An intrinsic time-scale decomposition (ITD) based method for power transformer fault diagnosis is proposed. Dissolved gas analysis (DGA) parameters are ranked according to their skewness, and then ITD based features extraction is performed. An optimal set of PRC features are determined by an XGBoost classifier. For classification purpose, an XGBoost classifier is used to the optimal PRC features set. The proposed method's performance in classification is studied using publicly available DGA data of 376 power transformers and employing an XGBoost classifier. The Proposed method achieves more th…
Intelligent fault diagnosis is essential to safe operation of machinery. However, due to scarce fault samples and data heterogeneity in field machinery, deep learning based diagnosis methods are prone to over-fitting with poor generalization ability. To solve the problem, this paper proposes a personalized federated learning framework, enabling multi-task fault diagnosis method across multiple factories in a privacypreserving manner. Firstly, rotating machines from different factories with similar vibration feature data are categorized into machine groups using a federated clustering method. T…
Advancing machine fault diagnosis: A detailed examination of convolutional neural networks
Wroclaw University of Science and Technology（弗罗茨瓦夫理工大学）；University of Ottawa（渥太华大学）；Sant Longowal Institute of Engineering and Technology（桑特隆戈瓦尔工程技术学院）
Quantum computing (QC) and deep learning techniques have attracted widespread attention in the recent years. This paper proposes QC-based deep learning methods for fault diagnosis that exploit their unique capabilities to overcome the computational challenges faced by conventional data-driven approaches performed on classical computers. Deep belief networks are integrated into the proposed fault diagnosis model and are used to extract features at different levels for normal and faulty process operations. The QC-based fault diagnosis model uses a quantum computing assisted generative training p…
University of California, Berkeley（加州大学伯克利分校）；University of Chicago（芝加哥大学）
Intermediate-Severity (IS) faults present milder symptoms compared to severe faults, and are more difficult to detect and diagnose due to their close resemblance to normal operating conditions. The lack of IS fault examples in the training data can pose severe risks to Fault Detection and Diagnosis (FDD) methods that are built upon Machine Learning (ML) techniques, because these faults can be easily mistaken as normal operating conditions. Ensemble models are widely applied in ML and are considered promising methods for detecting out-of-distribution (OOD) data. We identify common pitfalls in t…
Nanyang Technological University（南洋理工大学）；University of California, Davis（加州大学戴维斯分校）
Machine learning-based methods have achieved successful applications in machinery fault diagnosis. However, the main limitation that exists for these methods is that they operate as a black box and are generally not interpretable. This paper proposes a novel neural network structure, called temporal logic neural network (TLNN), in which the neurons of the network are logic propositions. More importantly, the network can be described and interpreted as a weighted signal temporal logic. TLNN not only keeps the nice properties of traditional neuron networks but also provides a formal interpretati…
School of Mechanical Engineering, Federal University of Uberlândia（Uberlândia联邦大学机械工程学院）；University of Padova（帕多瓦大学）；Federal University of São João del Rei（圣若昂德尔雷伊联邦大学）
The monitoring of rotating machinery is an essential task in today's production processes. Currently, several machine learning and deep learning-based modules have achieved excellent results in fault detection and diagnosis. Nevertheless, to further increase user adoption and diffusion of such technologies, users and human experts must be provided with explanations and insights by the modules. Another issue is related, in most cases, with the unavailability of labeled historical data that makes the use of supervised models unfeasible. Therefore, a new approach for fault detection and diagnosis…
Thanks to digitization of industrial assets in fleets, the ambitious goal of transferring fault diagnosis models fromone machine to the other has raised great interest. Solving these domain adaptive transfer learning tasks has the potential to save large efforts on manually labeling data and modifying models for new machines in the same fleet. Although data-driven methods have shown great potential in fault diagnosis applications, their ability to generalize on new machines and new working conditions are limited because of their tendency to overfit to the training set in reality. One promising…
University of Electronic Science and Technology of China（电子科技大学）
Intelligent diagnosis method based on data-driven and deep learning is an attractive and meaningful field in recent years. However, in practical application scenarios, the imbalance of time-series fault is an urgent problem to be solved. This paper proposes a novel deep metric learning model, where imbalanced fault data and a quadruplet data pair design manner are considered. Based on such data pair, a quadruplet loss function which takes into account the inter-class distance and the intra-class data distribution are proposed. This quadruplet loss pays special attention to imbalanced sample pa…
German Research Center for Artificial Intelligence（德国人工智能研究中心）
Noncritical soft-faults and model deviations are a challenge for Fault Detection and Diagnosis (FDD) of resident Autonomous Underwater Vehicles (AUVs). Such systems may have a faster performance degradation due to the permanent exposure to the marine environment, and constant monitoring of component conditions is required to ensure their reliability. This works presents an evaluation of Recurrent Neural Networks (RNNs) for a data-driven fault detection and diagnosis scheme for underwater thrusters with empirical data. The nominal behavior of the thruster was modeled using the measured control …
China Jiliang University（中国计量大学）；Michigan Technological University（密歇根理工大学）
Rolling bearings are subject to various faults due to its long-time operation under harsh environment, which will lead to unexpected breakdown of machinery system and cause severe accidents. Deep learning methods recently have gained growing interests and extensively applied in the data-driven bearing fault diagnosis. However, current deep learning methods perform the bearing fault diagnosis in the form of deterministic classification, which overlook the uncertainties that inevitably exist in actual practice. To tackle this issue, in this research we develop a probabilistic fault diagnosis fra…
CReSTIC（兰斯大学计算机科学与数字技术研究中心）；UFR Exact and Natural Sciences（精确与自然科学学院）
The problem considered in this paper is the online diagnosis of Automated Production Systems with sensors and actuators delivering discrete binary signals that can be modeled as Discrete Event Systems. Even though there are numerous diagnosis methods, none of them can meet all the criteria of implementing an efficient diagnosis system (such as an intelligent solution, an average effort, a reasonable cost, an online diagnosis, fewer false alarms, etc.). In addition, these techniques require either a correct, robust, and representative model of the system or relevant data or experts' knowledge t…
Unsupervised domain adaptation (UDA) has shown remarkable results in bearing fault diagnosis under changing working conditions in recent years. However, most UDA methods do not consider the geometric structure of the data. Furthermore, the global domain adaptation technique is commonly applied, which ignores the relation between subdomains. This paper addresses mentioned challenges by presenting the novel deep subdomain adaptation graph convolution neural network (DSAGCN), which has two key characteristics: First, graph convolution neural network (GCNN) is employed to model the structure of da…
Indian Institute of Information Technology Design and Manufacturing Jabalpur（印度信息技术设计与制造学院）；Birla Institute of Technology and Science – Pilani（比尔拉理工学院）；National Institute of Technology Karnataka（卡纳塔克国立理工学院）；VIT University（韦洛尔理工大学）
Gear drives are one of the most widely used transmission system in many machinery. Sound signals of a rotating machine contain the dynamic information about its health conditions. Not much information available in the literature reporting suitability of sound signals for fault diagnosis applications. Maximum numbers of literature are based on FFT (Fast Fourier Transform) analysis and have its own limitations with non-stationary signals like the ones from gears. In this paper, attempt has been made in using sound signals acquired from gears in good and simulated faulty conditions for the purpos…
Cloud Ensemble Learning for Fault Diagnosis of Rolling Bearings with Stochastic Configuration Networks
Artificial Intelligence Research Institute, China University of Mining and Technology（中国矿业大学人工智能研究院）；School of Information and Control Engineering, China University of Mining and Technology（中国矿业大学信息与控制工程学院）；National Engineering Research Center of Coal Preparation and Purification, China University of Mining and Technology（中国矿业大学选煤国家工程研究中心）
Sample size determination for a data set is an important statistical process for analyzing the data to an optimum level of accuracy and using minimum computational work. The applications of this process are credible in every domain which deals with large data sets and high computational work. This study uses Bayesian analysis for determination of minimum sample size of vibration signals to be considered for fault diagnosis of a bearing using pre-defined parameters such as the inverse standard probability and the acceptable margin of error. Thus an analytical formula for sample size determinati…
Recent artificial intelligence-based methods have shown great promise in the use of neural networks for real-time sensing and detection of transmission line faults and estimation of their locations. The expansion of power systems including transmission lines with various lengths have made a fault detection, classification, and location estimation process more challenging. Transmission line datasets are stream data which are continuously collected by various sensors and hence, require generalized and fast fault diagnosis approaches. Newly collected datasets including voltages and currents might…
