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arXiv 2212.04593cs.LG
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理解集成机器学习中的公平性及其组合方式

Towards Understanding Fairness and its Composition in Ensemble Machine Learning

Iowa State University(爱荷华州立大学);Carnegie Mellon University(卡内基梅隆大学)

Usman Gohar, Sumon Biswas, Hridesh Rajan

AI总结:

本文系统研究了bagging、boosting、stacking和voting四类集成学习中的公平性组合机制,通过168个Kaggle集成模型基准揭示无需缓解技术即可设计更公平集成,并分析了数据特征与公平性组合的交互关系。

摘要:

机器学习(ML)软件已在现代社会中被广泛采用,据报道其对基于种族、性别、年龄等的少数群体产生了公平性影响。许多近期工作提出了测量和缓解ML模型中算法偏见的方法。现有方法主要关注基于单一分类器的ML模型。然而,现实世界中的ML模型通常由集成中多个独立或依赖的学习器组成(例如随机森林),其中公平性以非平凡的方式组合。公平性如何在集成中组合?各学习器对集成最终公平性的公平性影响是什么?公平的学习器是否会导致不公平的集成?此外,研究表明超参数会影响ML模型的公平性。集成超参数更为复杂,因为它们影响不同类别集成中学习器的组合方式。理解集成超参数对公平性的影响将有助于程序员设计公平的集成。目前,我们对不同集成算法的这些方面尚未完全理解。在本文中,我们全面研究了流行的现实世界集成方法:bagging、boosting、stacking和voting。我们开发了一个基准,包含从Kaggle收集的168个集成模型,并在四个流行的公平性数据集上进行评估。我们使用现有的公平性度量来理解公平性的组合。我们的结果表明,可以在不使用缓解技术的情况下将集成设计得更公平。我们还识别了公平性组合与数据特征之间的相互作用,以指导公平集成设计。最后,我们的基准可用于进一步研究公平集成。据我们所知,这是文献中迄今为止关于集成中公平性组合最早且规模最大的研究之一。

英文摘要:

Machine Learning (ML) software has been widely adopted in modern society, with reported fairness implications for minority groups based on race, sex, age, etc. Many recent works have proposed methods to measure and mitigate algorithmic bias in ML models. The existing approaches focus on single classifier-based ML models. However, real-world ML models are often composed of multiple independent or dependent learners in an ensemble (e.g., Random Forest), where the fairness composes in a non-trivial way. How does fairness compose in ensembles? What are the fairness impacts of the learners on the ultimate fairness of the ensemble? Can fair learners result in an unfair ensemble? Furthermore, studies have shown that hyperparameters influence the fairness of ML models. Ensemble hyperparameters are more complex since they affect how learners are combined in different categories of ensembles. Understanding the impact of ensemble hyperparameters on fairness will help programmers design fair ensembles. Today, we do not understand these fully for different ensemble algorithms. In this paper, we comprehensively study popular real-world ensembles: bagging, boosting, stacking and voting. We have developed a benchmark of 168 ensemble models collected from Kaggle on four popular fairness datasets. We use existing fairness metrics to understand the composition of fairness. Our results show that ensembles can be designed to be fairer without using mitigation techniques. We also identify the interplay between fairness composition and data characteristics to guide fair ensemble design. Finally, our benchmark can be leveraged for further research on fair ensembles. To the best of our knowledge, this is one of the first and largest studies on fairness composition in ensembles yet presented in the literature.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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