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arXiv 2103.08212eess.SP
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相干光系统中神经网络滤波器的性能与复杂度研究

Performance versus Complexity Study of Neural Network Equalizers in Coherent Optical Systems

Pedro J. Freire, Yevhenii Osadchuk, Bernhard Spinnler, Antonio Napoli, Wolfgang Schairer, Nelson Costa, Jaroslaw E. Prilepsky, Sergei K. Turitsyn

摘要:

我们提出的几种类型的人工神经网络(NN)用于非线性信道均衡的相干光通信系统的性能与复杂性的比较分析的结果。比较已经进行了使用的实验装置与传输占主导地位的克尔非线性和组件的缺陷。我们首次研究了卷积层(CNN)与双向长短期记忆(biLSTM)层相结合的信道均衡应用,以及CNN与多层感知器相结合的设计。它们的性能与先前提出的NN均衡器模型:一个biLSTM层,三层密集感知器和回声状态网络的性能进行了比较。重要的是,所有架构最初都是由贝叶斯优化器优化的。我们提出了推导的计算复杂性与每个NN类型-在每个符号的实乘法,使这些结果可以应用到大量的通信系统。我们证明,在特定考虑的实验系统中,与参考线性色散补偿(2.9 dB改善)相比,与biLSTM(CNN + biLSTM)耦合的卷积层提供了最高的Q因子改善。我们研究了所有均衡器的计算复杂度和性能之间的权衡,并证明了当计算复杂度不受约束时,CNN + biLSTM是最佳选择,而当我们将复杂度限制在较低水平时,三层感知器提供了最佳性能。我们对不同NN的复杂性分析是通用的,可以应用于广泛的物理和工程系统。

英文摘要:

We present the results of the comparative analysis of the performance versus complexity for several types of artificial neural networks (NNs) used for nonlinear channel equalization in coherent optical communication systems. The comparison has been carried out using an experimental set-up with transmission dominated by the Kerr nonlinearity and component imperfections. For the first time, we investigate the application to the channel equalization of the convolution layer (CNN) in combination with a bidirectional long short-term memory (biLSTM) layer and the design combining CNN with a multi-layer perceptron. Their performance is compared with the one delivered by the previously proposed NN equalizer models: one biLSTM layer, three-dense-layer perceptron, and the echo state network. Importantly, all architectures have been initially optimized by a Bayesian optimizer. We present the derivation of the computational complexity associated with each NN type -- in terms of real multiplications per symbol so that these results can be applied to a large number of communication systems. We demonstrated that in the specific considered experimental system the convolutional layer coupled with the biLSTM (CNN+biLSTM) provides the highest Q-factor improvement compared to the reference linear chromatic dispersion compensation (2.9 dB improvement). We examine the trade-off between the computational complexity and performance of all equalizers and demonstrate that the CNN+biLSTM is the best option when the computational complexity is not constrained, while when we restrict the complexity to lower levels, the three-layer perceptron provides the best performance. Our complexity analysis for different NNs is generic and can be applied in a wide range of physical and engineering systems.

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