A central object in any axionic theory is its periodic potential, which is typically generated by instantons. The goal of this paper is to understand what physically happens to the theory when we lose control of the potential's instanton expansion. We argue, using the Yang-Lee theory of phase transitions, that the theory breaks down in the classic sense: states become light. However, these states are not necessarily light for all values of the axion and there can be large regions where the effective description remains valid. We find alternative expressions for the effective potential in terms of the properties of these light states, which remain useful even when the instanton expansion breaks down, and thus initiate a push beyond the lamppost of large instanton actions. Most of these questions are motivated by the axionic Weak Gravity Conjecture, which we reformulate without reference to instanton actions. We also comment on its ability to constrain large-field axion inflation.
We investigate instanton expansions of partition functions of several toric E-string models using local mirror symmetry and elliptic modular forms. We also develop a method to obtain the Seiberg--Witten curve of E-string with arbitrary Wilson lines with the help of elliptic functions.
In the context of softly-broken N=4 to N=2 supersymmetric SU(N) gauge theory, we calculate using semi-classical instanton methods, the lowest order non-trivial terms in the mass expansion of the prepotential for all instanton number. We find exact agreement with Seiberg-Witten theory and thereby achieve the most powerful test yet of this theory. We also calculate the one- and two-instanton contributions completely and also find consistency with Seiberg-Witten theory. Our approach relies on the fact that the instanton calculus admits a nilpotent fermionic symmetry, or BRST operator, whose exist…
We review recent progress in determining the partition function of the ABJM theory in the large N expansion, including all of the perturbative and non-perturbative corrections. Especially, we will focus on how these exact expansions are obtained from various beautiful relations to Fermi gas system, topological string theory, integrable model and supergroup.
We derive modular anomaly equations from the Seiberg-Witten-Donagi curves for softly broken N=4 SU(n) gauge theories. From these equations we can derive recursion relations for the pre-potential in powers of m^2, where m is the mass of the adjoint hypermultiplet. Given the perturbative contribution of the pre-potential and the presence of ``gaps'' we can easily generate the m^2 expansion in terms of polynomials of Eisenstein series, at least for relatively low rank groups. This enables us to determine efficiently the instanton expansion up to fairly high order for these gauge groups, e. g. eig…
We revisit the computation of instanton effects to various correlation functions in ${\cal N}=4$ SYM and clarify a controversy existing in the literature regarding their consistency with the OPE and conformal symmetry. To check these properties, we examine the conformal partial wave decomposition of four-point correlators involving combinations of half-BPS and Konishi operators and isolate the contribution from the conformal primary scalar operators of twist four. We demonstrate that the leading instanton correction to this contribution is indeed consistent with conformal symmetry and compute …
The AGT relations allow one to convert the Zamolodchikov asymptotic formula for the conformal block into the instanton expansion of the Seiberg-Witten prepotential for theory with two colors and four fundamental flavors. This provides an explicit formula for the instanton corrections in this model, resolving in this way an old problem in Seiberg-Witten theory. The answer is especially elegant for vanishing matter masses, then the bare charge of gauge theory 16q_0 = 16e^{iπτ_0} plays the role of a branch point on the spectral torus. The exact prepotential at this point is F a^2\log q with q\neq…
The low energy effective actions of the $N=2$ SUSY $SU(N_c)$ QCD are considered at the symmetric point on the moduli space. The classes of such theories have similar spectral curves. This fact allows us to show that all these models have the same structure of the coupling matrix and to show that the $N_f=2N_c$ spectral curve can not be presented as a double covering of the sphere. We calculate first instanton contributions to the coupling matrix and get nonperturbative $β$-functions in the $SU(2)$ gauge theory with non-zero bare masses of the matter hypermultiplets.
The partition function on the three-sphere of ABJM theory contains non-perturbative corrections which correspond to membrane instantons in M-theory. These corrections can be studied in the Fermi gas approach to the partition function, and they are encoded in a system of integral equations of the TBA type. We study a semiclassical or WKB expansion of this TBA system in the ABJM coupling k, which corresponds to the strong coupling expansion of the type IIA string. This allows us to study membrane instanton corrections in M-theory at high order in the WKB expansion. Using these WKB results, we ve…
It was known that the ABJM matrix model is dual to the topological string theory on a Calabi-Yau manifold. Using this relation it was possible to write down the exact instanton expansion of the partition function of the ABJM matrix model. The expression consists of a universal function constructed from the free energy of the refined topological string theory with an overall topological invariant characterizing the Calabi-Yau manifold. In this paper we explore two other superconformal Chern-Simons theories of the circular quiver type. We find that the partition function of one theory enjoys the…
The instanton contributions to the partition function and to homologically trivial Wilson loops for a U(N) Yang-Mills theory on a torus $T^2$ are analyzed. An exact expression for the partition function is obtained as a sum of contributions localized around the classical solutions of Yang-Mills equations, that appear according to the general classification of Atiyah and Bott. Explicit expressions for the exact Wilson loop averages are obtained when N=2, N=3. For general $N$ the contribution of the zero-instanton sector has been carefully derived in the decompactification limit, reproducing the…
The N=2 supersymmetric gauge theory with gauge group SU(2) is considered. The instanton field is calculated explicitly using the superfield formalism. The instanton-induced effects are encoded in the effective vertex in the Lagrangian. This vertex produces the large distance expansion of the low energy effective Lagrangian in derivatives of fields. The leading term in this expansion coincides with the one-instanton-induced term of the Seiberg-Witten exact solution of the model. All orders of corrections in derivatives of fields are also calculated.
This paper points at an intriguing inverse function relation between Eisenstein series connected with ``Modular Mahler Measures'' and instanton numbers for ``Non-Critical Strings''. In a companion paper Mahler measures are related to dimer models.
Instanton -- antiinstanton pair is considered as a source of singularity at the Borel plane for the ground state energy of anharmonic oscillator. The problem of defining the short range instanton -- antiinstanton interaction reduces to calculation of a smooth part of the Borel function, which cannot be found without explicit calculation of several terms of ordinary perturbation theory. On the other hand, the large order terms of perturbative expansion are dominated by large fluctuations in the functional integral like well separated instanton and antiinstanton. The preasymptotics ($\sim 1/n$) …
We discuss non-perturbative phase transitions, within the context of heterotic M-theory, which occur when all, or part, of the wrapped five-branes in the five-dimensional bulk space come into direct contact with a boundary brane. These transitions involve the transformation of the five-brane into a ``small instanton'' on the Calabi-Yau space at the boundary brane, followed by the ``smoothing out'' of the small instanton into a holomorphic vector bundle. Small instanton phase transitions change the number of families, the gauge group or both on the boundary brane, depending upon whether a base …
The series of perturbative fluctuations around a multi-instanton contribution to a specific class of correlation functions of supercurrents in $\cal N=4$ supersymmetric SU(N) Yang-Mills theory is examined in the light of the AdS/CFT correspondence. Subject to certain plausible assumptions, we argue that a given term in the 1/N expansion in such a background receives only a finite number of perturbative corrections in the 't Hooft limit. Such instanton non-renormalisation theorems would explain, for example, the exact agreement of certain weak coupling Yang-Mills instanton calculations with the…
We study the phase transition between G-instantons and D3-branes. A G-instanton is a classical solution to the self-dual equation of the M/F-theory four-form field strength G in the complex fourfold. This phase transition is dual to that between small instantons and 5-branes in the heterotic string. Using G as a background gauge flux, we may dynamically control the gauge symmetry breaking, connect between different vacua of F-theory and understand D3-branes in terms of group-theoretical quantities. We also discuss the resulting chirality change and preservation of anomaly freedom.
We propose a set of novel expansions of Nekrasov's instanton partition functions. Focusing on 5d supersymmetric pure Yang-Mills theory with unitary gauge group on $\mathbb{C}^2_{q,t^{-1}} \times \mathbb{S}^1$, we show that the instanton partition function admits expansions in terms of partition functions of unitary gauge theories living on the 3d subspaces $\mathbb{C}_{q} \times \mathbb{S}^1$, $\mathbb{C}_{t^{-1}} \times \mathbb{S}^1$ and their intersection along $\mathbb{S}^1$. These new expansions are natural from the BPS/CFT viewpoint, as they can be matched with $W_{q,t}$ correlators invol…
The $1/N$ expansion of the weak coupling phase of two-dimensional QCD on a sphere is constructed. It is demonstrated that the phase transition from the weak to the strong coupling phase is induced by instantons. A double scaling limit of the theory at the point of the phase transition is constructed, the value of string susceptibility is determined to be $γ_{str}=-1$. The possibility of instanton induced large $N$ phase transitions in four dimensional QCD is explored.
The small instanton transition of a five-brane colliding with one end of the S1/Z2 interval in heterotic M-theory is discussed, with emphasis on the transition moduli, their potential function and the associated non-perturbative superpotential. Using numerical methods, the equations of motion of these moduli coupled to an expanding Friedmann-Robertson-Walker spacetime are solved including non-perturbative interactions. It is shown that the five-brane collides with the end of the interval at a small instanton. However, the moduli then continue to evolve to an isolated minimum of the potential, …
Department of Physics, Northeastern University（东北大学物理系）；Jefferson Physical Laboratory, Harvard University（哈佛大学杰斐逊物理实验室）；Department of Mathematics, Northeastern University（东北大学数学系）
We use the exact instanton expansion to illustrate various string characteristics of noncommutative gauge theory in two dimensions. We analyse the spectrum of the model and present some evidence in favour of Hagedorn and fractal behaviours. The decompactification limit of noncommutative torus instantons is shown to map in a very precise way, at both the classical and quantum level, onto fluxon solutions on the noncommutative plane. The weak-coupling singularities of the usual Gross-Taylor string partition function for QCD on the torus are studied in the instanton representation and its double …
We investigate the physical and mathematical structure of a new class of geometric transitions proposed by Aganagic and Vafa. The distinctive aspect of these transitions is the presence of open string instanton corrections to Chern-Simons theory. We find a precise match between open and closed string topological amplitudes applying a beautiful idea proposed by Witten some time ago. The closed string amplitudes are reproduced from an open string perspective as a result of a fascinating interplay of enumerative techniques and Chern-Simons computations.
Using the matrix model which calculates the exact free energy of ABJM theory on S^3 we study non-perturbative effects in the large N expansion of this model, i.e., in the genus expansion of type IIA string theory on AdS4xCP^3. We propose a general prescription to extract spacetime instanton actions from general matrix models, in terms of period integrals of the spectral curve, and we use it to determine them explicitly in the ABJM matrix model, as exact functions of the 't Hooft coupling. We confirm numerically that these instantons control the asymptotic growth of the genus expansion. Further…
We obtain new intersecting 5-brane, string and pp-wave solutions in the heterotic string on a torus and on a K3 manifold. In the former case the 5-brane is supported by Yang-Mills instantons, and in the latter case both the 5-brane and the string are supported by the instantons. The instanton moduli are parameterised by the sizes and locations of the instantons. We exhibit two kinds of phase transition in which, for suitable choices of the instanton moduli, a 5-brane and/or a string can be created. One kind of phase transition occurs when the size of an instanton vanishes, while the other occu…
We study non-perturbative aspects of the large N duality between Chern-Simons theory and topological strings, and we find a rich structure of large N phase transitions in the complex plane of the 't Hooft parameter. These transitions are due to large N instanton effects, and they can be regarded as a deformation of the Stokes phenomenon. Moreover, we show that, for generic values of the 't Hooft coupling, instanton effects are not exponentially suppressed at large N and they correct the genus expansion. This phenomenon was first discovered in the context of matrix models, and we interpret it a…
We study the large N expansion of the partition function of the quiver superconformal Chern-Simons theories deformed by two continuous parameters which correspond to the general R-charge assignment to the matter fields. Though the deformation breaks the conformal symmetry, we find that the partition function shares various structures with the superconformal cases, such as the Airy function expression of the perturbative expansion in 1/N with the overall constant A(k) related to the constant map in the ABJM case through a simple rescaling of k. We also identify five kinds of the non-perturbativ…
We show that instantons violate a supersymmetric identity in a classically supersymmetric Higgs model with no massless fermions. This anomalous breaking arises because the correct perturbative expansion in the instanton sector is not supersymmetric. The attempt to construct a manifestly supersymmetric expansion generates infra-red divergences.
Certain quantum mechanical potentials give rise to a vanishing perturbation series for at least one energy level (which as we here assume is the ground state), but the true ground-state energy is positive. We show here that in a typical case, the eigenvalue may be expressed in terms of a generalized perturbative expansion (resurgent expansion). Modified Bohr-Sommerfeld quantization conditions lead to generalized perturbative expansions which may be expressed in terms of nonanalytic factors of the form exp(-a/g), where a > 0 is the instanton action, and power series in the coupling g, as well a…
In the presence of uniform D-instanton charges, quarks can be confined although gluons are not, because baryon vertices are allowed due to the net repulsive force on the on the probe D-branes. Since there is no scale in the geometry itself apart from the horizon size, there is no Hawking-Page transition. As a consequence, the D7 brane embedding can encode the effect of the the finite temperature as well as finite baryon density even for low temperature. The probe D-brane embedding, however, undergoes a chiral phase transition according to the temperature and density parameter. We studied such …
We study the global structure of vacua of heterotic strings compactified on orbifolds $T^4/Z_N$ (N=2,3) in the presence of heterotic 5-branes. Gauge symmetry breaking associated with orbifold is described by instantons in the field theory. Phase transition between small instantons and heterotic 5-branes provides top-down, stringy account to the spectrum and modular invariance condition. Also it takes us from one vacuum to another by emitting and absorbing instantons. This means that many vacua with different gauge theory are in fact connected and are inherited from perturbative vacua. It follo…
The fluctuation determinant, the preexponential factor for the instanton transition, has been computed several years ago in the Abelian Higgs model, using a method based on integrating the Euclidean Green' function. A more elegant method for computing functional determinants, using the Gel'fand-Yaglom theorem, has been applied recently to a variety of systems. This method runs into difficulties if the background field has nontrivial topology, as is the case for the instanton in the Abelian Higgs model. A shift in thre effective centrifugal barriers makes the s-wave contribution infinite, an in…
The transition from the instanton-dominated quantum regime to the sphaleron-dominated classical regime is studied in the $d=2$ abelian-Higgs model when the spatial coordinate is compactified to $S^1$. Contrary to the noncompactified case, this model allows both sharp first-order and smooth second-order transitions depending on the size of the circle. This finding may make the model a useful toy model for the analysis of baryon number violating processes. Since the model can to a large extent be treated analytically, it can also serve as a transparent prototype for the application of our method…
We investigate a bifurcation of periodic instanton in Euclidean action-temperature diagram in quantum mechanical models. It is analytically shown that multiple zero modes of fluctuation operator should be arised at bifurcation points. This fact is used to derive a condition for the appearance of bifurcation points in action-temperature diagram. This condition enables one to compute the number of bifurcation points for a given quantum mechanical system and hence, to understand the whole behaviour of decay rate. It is explicitly shown that the previous criterion derived by nonlinear perturbation…
We study the massive Schwinger model, quantum electrodynamics of massive, Dirac fermions, in 1+1 dimensions; with space compactified to a circle. In the limit that transitions to fermion--anti-fermion pairs can be neglected, we study the full ground state. We focus on the effect of instantons which mediate tunnelling transitions in the induced potential for the dynamical degree of freedom in the gauge field.
We investigate lattices of instantons and the dimension-changing transitions between them. Our ultimate goal is the 3D->4D transition, which is holographically dual to the phase transition between the baryonic and the quarkyonic phases of cold nuclear matter. However, in this paper (just as in [1]) we focus on lower dimensions -- the 1D lattice of instantons in a harmonic potential V M_2^2x_2^2+M_3^2x_2^2+M_4^2x_4^2 and the zigzag-shaped lattice as a first stage of the 1D->2D transition. We prove that in the low- and moderate-density regimes, interactions between the instantons are dominated b…
A recent analytic test of the instanton method performed by comparing the exact spectrum of the Lam${\acute e}$ potential (derived from representations of a finite dimensional matrix expressed in terms of $su(2)$ generators) with the results of the tight--binding and instanton approximations as well as the standard WKB approximation is commented upon. It is pointed out that in the case of the Lam${\acute e}$ potential as well as others the WKB--related method of matched asymptotic expansions yields the exact instanton result as a result of boundary conditions imposed on wave functions which ar…
In Polyakov model, a non-perturbative mass gap is formed at leading order semi-classics by instanton effects. By using the notions of critical points at infinity, cluster expansion and Lefschetz thimbles, we show that a third order effect in semi-classics gives an imaginary ambiguous contribution to mass gap, which is supposed to be real and unambiguous. This is troublesome for the original analysis, and it is difficult to resolve this issue directly in QFT. However, we find a new compactification of Polyakov model to quantum mechanics, by using a background 't Hooft flux (or coupling to TQFT)…
Numerical Stochastic Perturbation Theory (NSPT) has over the years proved to be a valuable tool, in particular being able to reach unprecedented orders for Lattice Gauge Theories, whose perturbative expansions are notoriously cumbersome. One of the key features of the method is the possibility to expand around non-trivial vacua. While this idea has been around for a while, and it has been implemented in the case of the (non-trivial) background of the Schrödinger functional, NSPT expansions around instantons have not yet been fully worked out. Here we present computations for the double well po…
We examine the problem of counting bound states of BPS black holes on local Calabi-Yau threefolds which are fibrations over a Riemann surface by computing the partition function of q-deformed Yang-Mills theory on the Riemann surface. We study in detail the genus zero case and obtain, at finite $N$, the instanton expansion of the gauge theory. It can be written exactly as the partition function for U(N) Chern-Simons gauge theory on a Lens space, summed over all non-trivial vacua, plus a tower of non-perturbative instanton contributions. The correspondence between two and three dimensional gauge…
In arXiv:0908.4052, Nekrasov and Shatashvili pointed out that the N=2 instanton partition function in a special limit of the Omega-deformation parameters is characterized by certain thermodynamic Bethe ansatz (TBA) like equations. In this work we present an explicit derivation of this fact as well as generalizations to quiver gauge theories. To do so we combine various techniques like the iterated Mayer expansion, the method of expansion by regions, and the path integral tricks for non-perturbative summation. The TBA equations derived entirely within gauge theory have been proposed to encode t…
We illustrate the physical significance and mathematical origin of resurgent trans-series expansions for energy eigenvalues in quantum mechanical problems with degenerate harmonic minima, by using the uniform WKB approach. We provide evidence that the perturbative expansion, combined with a global eigenvalue condition, contains all information needed to generate all orders of the non-perturbative multi-instanton expansion. This provides a dramatic realization of the concept of resurgence, whose structure is naturally encoded in the resurgence triangle. We explain the relation between the unifo…
The fermion determinant in an instanton background for a quark field of arbitrary mass is studied using the Schwinger proper-time representation with WKB scattering phase shifts for the relevant partial-wave differential operators. Previously, results have been obtained only for the extreme small and large quark mass limits, not for intermediate interpolating mass values. We show that consistent renormalization and large-mass asymptotics requires up to third-order in the WKB approximation. This procedure leads to an almost analytic answer, requiring only modest numerical approximation, and yie…
We study the dynamics of four dimensional gauge theories with adjoint fermions for all gauge groups, both in perturbation theory and non-perturbatively, by using circle compactification with periodic boundary conditions for the fermions. There are new gauge phenomena. We show that, to all orders in perturbation theory, many gauge groups are Higgsed by the gauge holonomy around the circle to a product of both abelian and nonabelian gauge group factors. Non-perturbatively there are monopole-instantons with fermion zero modes and two types of monopole-anti-monopole molecules, called bions. One ty…
We study the extended prepotentials for the S-duality class of quiver gauge theories, considering them as quasiclassical tau-functions, depending on gauge theory condensates and bare couplings. The residue formulas for the third derivatives of extended prepotentials are proven, which lead to effective way of their computation, as expansion in the weak-coupling regime. We discuss also the differential equations, following from the residue formulas, including the WDVV equations, proven to be valid for the $SU(2)$ quiver gauge theories. As a particular example we consider the constrained conforma…
Some models allowing explicit calculation of periodic instantons and evaluation of their action are studied with regard to transitions from classical to quantum behaviour as the temperature is lowered and tunneling sets in. It is shown that (beyond a critical value of a coupling) the spin system considered acquires a first order transition as a result of the field dependence of its effective mass, whereas models with constant mass exhibit only second order transitions.
For the one-loop contribution to the QCD vacuum tunneling amplitude by quarks of generic mass value, we make use of a calculational scheme exploiting a large mass expansion together with a small mass expansion. The large mass expansion for the effective action is given by a series involving higher-order Seeley-DeWitt coefficients, and we carry this expansion up to order $1/(mρ)^8$, where $m$ denotes mass of the quark and $ρ$ the instanton size parameter. For the small mass expansion, we use the known exact expression for the particle propagation functions in an instanton background and evaluat…
Using the 1/N expansion, we study the influence of quantum instantons on the thermodynamics of the CP^(N-1) model in 1+1 dimensions. We do this by calculating the pressure to next-to-leading order in 1/N, without quantum instanton contributions. The fact that the CP^1 model is equivalent to the O(3) nonlinear sigma model, allows for a comparison to the full pressure up to 1/N^2 corrections for N=3. Assuming validity of the 1/N expansion for the CP^1 model makes it possible to argue that the pressure for intermediate temperatures is dominated by the effects of quantum instantons. A similar conc…
Instantons at finite temperature consist of dyons, with their masses depending on the asymptotic Polyakov loop. It is shown that the suppression of heavy dyons can explain qualitatively the behavior of the periodic and antiperiodic chiral condensate and the topological susceptibility above the phase transition.
We have reinvestigated the collision of gluonic bubbles in a SU(2) model of QCD which was studied by Johnson, Choi and Kisslinger in the context of the instanton-inspired model of QCD phase transition bubbles with plane wave approximation. We discuss treacherous points of the instanton-inspired model that cause the violation of causality due to the presence of imaginary gluon fields. By constructing a new slightly modified Lorentzian model where we have three independent real gluon fields, we reanalyzed the process of bubble collisions. Our numerical results show some indication of forming a b…
In the holographic model of QCD, theta dependence sharply changes at the point of confinement deconfinement phase transition. In large N QCD such a change in theta behavior can be related to the breakdown of the instanton expansion at some critical temperature T_c. Associating this temperature with confinement-deconfinement phase transition leads to the description of the latter in terms of dissociation of instantons into the fractionally charged instanton quarks. To elucidate this picture, we introduce the nonvanishing chiral condensate in the deconfining phase and assume a specific lagrangia…
We present arguments suggesting that large size overlapping instantons are the driving mechanism of the confinement-deconfinement phase transition at nonzero chemical potential mu. The arguments are based on the picture that instantons at very large chemical potential in the weak coupling regime are localized configurations with finite size ρ\simμ^{-1}. At the same time, the same instantons at smaller chemical potential in the strong coupling regime are well represented by the so-called instanton-quarks with fractional topological charge 1/N_c. We estimate the critical chemical potential mu_c(…
We show that noncommutative gauge theory in two dimensions is an exactly solvable model. A cohomological formulation of gauge theory defined on the noncommutative torus is used to show that its quantum partition function can be written as a sum over contributions from classical solutions. We derive an explicit formula for the partition function of Yang-Mills theory defined on a projective module for arbitrary noncommutativity parameter θwhich is manifestly invariant under gauge Morita equivalence. The energy observables are shown to be smooth functions of θ. The construction of noncommutative …
We present the first examples of cosmological solutions to four-dimensional heterotic models which include an evolving bundle modulus. The particular bundle modulus we consider corresponds to the width of a gauge five brane. As such our solutions can be used to describe the evolution in one of these models after a small instanton transition. We find that certain properties are generic to these solutions, regardless of initial conditions. This enables us to make some definite statements about the dynamics subsequent to a small instanton transition despite the fact that we cannot microscopically…
A detailed study of the semiclassical expansion of the world line path integral for a charged relativistic particle in a constant external electric field is presented. We show that the Schwinger formula for charged particle pair production is reproduced exactly by the semiclassical expansion around classical instanton solutions when the leading order of fluctuations is taken into account. We prove that all corrections to this leading approximation vanish and that the WKB approximation to the world line path integral is exact.
