In this correspondence, we propose a space domain index modulation (IM) scheme for the downlink of multiuser multiple-input multiple-output (MU-MIMO) systems. Instead of the most common approach where spatial bits select active receiver antennas, in the presented scheme the spatial information is mapped onto the transmitter side. This allows IM to better exploit large dimensional antenna settings which are typically easier to deploy at the base station. In order to mitigate inter-user interference and allow single user detection, a precoder is adopted at the BS. Furthermore two alternative enhanced signal construction methods are proposed for minimizing the transmitted power or enable an implementation with a reduced number of RF chains. Simulation results for different scenarios show that the proposed approach can be an attractive alternative to conventional precoded MU-MIMO.
Constant envelope (CE) precoding design is of great interest for massive multiuser multi-input multi-output systems because it can significantly reduce hardware cost and power consumption. However, existing CE precoding algorithms are hindered by excessive computational overhead. In this letter, a novel model-driven deep learning (DL)-based network that combines DL with conjugate gradient algorithm is proposed for CE precoding. Specifically, the original iterative algorithm is unfolded and parameterized by trainable variables. With the proposed architecture, the variables can be learned effici…
In this work, we propose an iterative scheme for computing a linear precoder that takes into account the impact of hardware impairments in the multiuser multiple-input single-output downlink. We particularly focus on the case when the transmitter is equipped with nonlinear power amplifiers. Using Bussgang's theorem, we formulate a lower bound on the achievable sum rate in the presence of hardware impairments, and maximize it using projected gradient ascent. We provide numerical examples that demonstrate the efficacy of the proposed distortion-aware scheme for precoding over a millimeter-wave~c…
Considering the expensive radio frequency (RF) chain, huge training overhead and feedback burden issues in massive MIMO, in this letter, we propose a mixed-timescale per-group hybrid precoding (MPHP) scheme under an adaptive partially-connected RF precoding structure (PRPS), where the RF precoder is implemented using an adaptive connection network (ACN) and M analog phase shifters (APSs), where M is the number of antennas at the base station (BS). Exploiting the mixed-time stage channel state information (CSI) structure, the joint-design of ACN and APSs is formulated as a statistical signal-to…
The long-term average performance of the MISO downlink channel, with a large number of users compared to transmit antennas of the BS, depends on the interference management which necessitates the joint design problem of scheduling and precoding. Unlike the previous works which do not offer a truly joint design, this paper focuses on formulating a problem amenable for the joint update of scheduling and precoding. Novel optimization formulations are investigated to reveal the hidden difference of convex/ concave structure for three classical criteria (weighted sum rate, max-min SINR, and power m…
In this paper, we propose a low-complexity method to approximately solve the SINR-constrained optimization problem of symbol-level precoding (SLP). First, assuming a generic modulation scheme, the precoding optimization problem is recast as a standard non-negative least squares (NNLS). Then, we improve an existing closed-form SLP (CF-SLP) scheme using the conditions for nearly perfect recovery of the optimal solution support, followed by solving a reduced system of linear equations. We show through simulation results that in comparison with the CF-SLP method, the improved approximate solution …
In this letter, we propose a sphere bounding scheme for probabilistic robust constructive interference (CI) power minimizing precoding, to address the imperfect channel state information (CSI) caused by the channel error (CE), which satisfies the known distribution in single-cell multiuser multipleinput single-output (MISO) downlink transmission. In the proposed scheme, we transform the probabilistic quality of service (QoS) constraints into tractable sphere bounding second-order cone (SOC) constraints through taking two-step tightening, and then we model tightened CI max-min signal-to-noise r…
In this paper, we study the interference exploitation precoding for the scenario where the number of streams simultaneously transmitted by the base station (BS) is larger than that of transmit antennas at the BS, and derive the optimal precoding structure by employing the pseudo inverse. We show that the optimal pre-scaling vector is equal to a linear combination of the right singular vectors that correspond to zero singular values of the coefficient matrix. By formulating the dual problem, the optimal precoding matrix can be expressed as a function of the dual variables in a closed form, and …
In this letter, we study the performance of a downlink multiuser massive multiple-input multiple-output (MIMO) system with sub-connected structure over limited feedback channels. Tight rate approximations are theoretically analyzed for the system with pure analog precoding and hybrid precoding. The effect of quantized analog and digital precoding is characterized in the derived expressions. Furthermore, it is revealed that the pure analog precoding outperforms the hybrid precoding using maximal-ratio transmission (MRT) or zero forcing (ZF) under certain conditions, and we theoretically charact…
In this paper, we address robust design of symbol-level precoding for the downlink of multiuser multiple-input multiple-output wireless channels, in the presence of imperfect channel state information (CSI) at the transmitter. In particular, we consider two common uncertainty models for the CSI imperfection, namely, spherical (bounded) and stochastic (Gaussian). Our design objective is to minimize the total (per-symbol) transmission power subject to constructive interference (CI) constraints as well as users' quality-of-service requirements in terms of signal-to-interference-plus-noise ratio. …
Millimeter-wave and terahertz technologies have been attracting attention from the wireless research community since they can offer large underutilized bandwidths which can enable the support of ultra-high-speed connections in future wireless communication systems. While the high signal attenuation occurring at these frequencies requires the adoption of very large (or the so-called ultra-massive) antenna arrays, in order to accomplish low complexity and low power consumption, hybrid analog/digital designs must be adopted. In this paper we present a hybrid design algorithm suitable for both mmW…
Microwave Linear Analog Computers Aided Multiuser Communication: General Impedance Matching and Precoding Optimization
The Chinese University of Hong Kong (Shenzhen)（香港中文大学（深圳））；Shenzhen Future Network of Intelligence Institute（深圳未来网络智能研究院）；National University of Singapore（新加坡国立大学）
Intelligent reflecting surfaces (IRSs) have emerged as a revolutionary solution to enhance wireless communications by changing propagation environment in a cost-effective and hardware-efficient fashion. In addition, symbol-level precoding (SLP) has attracted considerable attention recently due to its advantages in converting multiuser interference (MUI) into useful signal energy. Therefore, it is of interest to investigate the employment of IRS in symbol-level precoding systems to exploit MUI in a more effective way by manipulating the multiuser channels. In this paper, we focus on joint symbo…
Aiming at maximizing the achievable sum-rate of wideband multiuser mmWave massive MIMO systems, the hybrid precoding is studied. Since each computation of the achievable sum-rate can be performed only after the analog precoder and digital precoder are both determined, the maximization of the achievable sum-rate has intractable computational complexity. By introducing the interference free (IF) achievable sum-rate, the design of the analog and digital precoders can be decoupled. To avoid the beam conflict and maximize the IF achievable sum-rate, a Hungarian-based codeword selection algorithm is…
Precoding design exploiting deep learning methods has been widely studied for multiuser multiple-input multiple-output (MU-MIMO) systems. However, conventional neural precoding design applies black-box-based neural networks which are less interpretable. In this paper, we propose a deep learning-based precoding method based on an interpretable design of a neural precoding network, namely iPNet. In particular, the iPNet mimics the classic minimum mean-squared error (MMSE) precoding and approximates the matrix inversion in the design of the neural network architecture. Specifically, the proposed …
This study proposes a symbol-level precoding algorithm based on the minimum mean squared error design objective under a strict per antenna power constraint for PSK modulation. The proposed design is then formulated in the standard form of a second-order cone program, allowing for an optimal solution via the interior point method. Numerical results indicate that the proposed design is superior to the existing approaches in terms of bit-error-rate for the low and intermediate SNR regime.
In this paper, a practical precoding method for the downlink of filter bank multicarrier-based (FBMC-based) massive multiple-input multiple-output (MIMO) is developed. The proposed method includes a two-stage precoder consisting of a fractionally spaced prefilter (FSP) per subcarrier for flattening/equalizing the channel across the subcarrier band, followed by a conventional precoder whose goal is to concentrate the signals of different users at their spatial locations. This way, each user receives only the intended information. In this paper, we take note that channel reciprocity may not hold…
We investigate and solve the rate balancing problem in the downlink for a multiuser Multiple-Input-Multiple-Output (MIMO) system. In particular, we adopt a transceiver structure to maximize the worst-case rate of the user while satisfying a total transmit power constraint. Most of the existing solutions either perform user Mean Squared Error (MSE) balancing or streamwise rate balancing, which is suboptimal in the MIMO case. The original rate balancing problem in the downlink is complicated due to the coupled structure of the transmit filters. This optimization problem is here solved in an alte…
This paper considers symbol-level precoding (SLP) for multiuser multi-input single-output (MISO) downlink transmission with the aid of intelligent reflecting surface (IRS). Specifically, by assuming one-bit transmitted signals at the base station (BS), which arises from the use of low-resolution DACs in the regime of massive transmit antennas, a joint design of one-bit SLP at the BS and the phase shifts at the IRS is proposed with a goal of minimizing the worst-case symbol error probability (SEP) of the users under the PSK modulation. This joint design problem is essentially a mixed integer no…
This work focuses on the downlink communication of a multiuser MIMO system where the base station antennas and the users' receiving antennas are all active, but at each transmission, only a subset of the receive antennas is selected by the base station to receive the information symbols, and the particular chosen subset (pattern) represents part of the information conveyed to the user. In this paper we present a mathematical model for the system and develop expressions that are fairly general and adequate for its analysis. Based on these expressions we propose a procedure to optimize the choic…
Consider the following problem: A multi-antenna base station (BS) sends multiple symbol streams to multiple single-antenna users via precoding. However, unlike conventional multiuser precoding, the transmitted signals are subjected to binary, unit-modulus, or even discrete unit-modulus constraints. Such constraints arise in the one-bit and constant-envelope (CE) massive MIMO scenarios, wherein high-resolution digital-to-analog converters (DACs) are replaced by one-bit DACs and phase shifters, respectively, for cutting down hardware cost and energy consumption. Multiuser precoding under one-bit…
The high energy consumption of massive multi-input multi-out (MIMO) system has become a prominent problem in the millimeter wave(mm-Wave) communication scenario. The hybrid precoding technology greatly reduces the number of radio frequency(RF) chains by handing over part of the coding work to the phase shifting network, which can effectively improve energy efficiency. However, conventional hybrid precoding algorithms based on mathematical means often suffer from performance loss and high computational complexity. In this paper, a novel BP-neural-network-enabled hybrid precoding algorithm is pr…
Aiming at maximizing the energy efficiency (EE) of multicast multibeam satellite communications, we consider the precoding design under the total power and quality of service (QoS) constraints. Since the original EE maximization problem is nonconvex, it is sequentially converted into a concave-convex fractional programming problem by introducing some variables and using the first-order Taylor low bound approximation. Based on the Charnes-Cooper transformation, it is further converted into a convex problem. Then an iterative algorithm is presented to design the energy efficient precoding. To fi…
To enable user diversity and multiplexing gains, a fully digital precoding multiple input multiple output (MIMO) architecture is typically applied. However, a large number of radio frequency (RF) chains make the system unrealistic to low-cost communications. Therefore, a practical three-stage hybrid analogue-digital precoding architecture, occupying fewer RF chains, is proposed aiming for a non-orthogonal IoT signal in low-cost multiuser MIMO systems. The non-orthogonal waveform can flexibly save spectral resources for massive devices connections or improve data rate without consuming extra sp…
In this thesis, we mainly investigate the lattice coding problem of the downlink communication between a base station and multiple users. The base station broadcasts a message containing each user's intended message. The capacity limit of such a system setting is already well-known while the design of practical coding and modulation schemes to approach the theoretical limit has not been fully studied and investigated in the literature. This thesis attempts to address this problem by providing a systematic design on lattice coding and modulation schemes for downlink multiuser communication syst…
This paper addresses the optimization problem of symbol-level precoding (SLP) in the downlink of a multiuser multiple-input multiple-output (MU-MIMO) wireless system while the precoder's output is subject to partially-known distortions. In particular, we assume a linear distortion model with bounded additive noise. The original signal-to-interference-plus-noise ratio (SINR) -constrained SLP problem minimizing the total transmit power is first reformulated as a penalized unconstrained problem, which is referred to as the relaxed robust formulation. We then adopt a worst-case design approach to …
We propose a deep learning-based channel estimation, quantization, feedback, and precoding method for downlink multiuser multiple-input and multiple-output systems. In the proposed system, channel estimation and quantization for limited feedback are handled by a receiver deep neural network (DNN). Precoder selection is handled by a transmitter DNN. To emulate the traditional channel quantization, a binarization layer is adopted at each receiver DNN, and the binarization layer is also used to enable end-to-end learning. However, this can lead to inaccurate gradients, which can trap the receiver…
In this paper, we address the symbol level precoding (SLP) design problem under max-min SINR criterion in the downlink of multiuser multiple-input single-output (MISO) channels. First, we show that the distance preserving constructive interference regions (DPCIR) are always polyhedral angles (shifted pointed cones) for any given constellation point with unbounded decision region. Then we prove that any signal in a given unbounded DPCIR has a norm larger than the norm of the corresponding vertex if and only if the convex hull of the constellation contains the origin. Using these properties, we …
Most recently, there has been a flurry of research activities on studying how massive MIMO precoding should be designed when the digital-to-analog conversion at the transmitter side is operated by cheap one-bit digital-to-analog converters (DACs). Such research is motivated by the desire to substantially cut down the hardware cost and power consumption of the radio-frequency chain, which is unaffordable in massive MIMO if high-resolution DACs are still used. One-bit MIMO precoding design problems are much harder to solve than their high-resolution DAC counterparts. In our previous work, we dev…
This paper shows that deep neural network (DNN) can be used for efficient and distributed channel estimation, quantization, feedback, and downlink multiuser precoding for a frequency-division duplex massive multiple-input multiple-output system in which a base station (BS) serves multiple mobile users, but with rate-limited feedback from the users to the BS. A key observation is that the multiuser channel estimation and feedback problem can be thought of as a distributed source coding problem. In contrast to the traditional approach where the channel state information (CSI) is estimated and qu…
In this paper we first derived the mathematical expression for lower bound spectral efficiency (SE) calculation for zero-force (ZF), and minimum mean square error (MMSE). Secondly, we calculated the simulation SE with three algorithms for ZF and MMSE precoding. We compared the simulation and theoretical results and found that the theoretical results are 1 to 1.5 bits less than the simulation values which implied that the theoretical lower bounds are actually the lower bounds. To achieve the maximum spectral efficiency in downlink massive MIMO systems we assumed perfect CSI, ZF and MMSE precodi…
This paper tackles the problem of the simultaneous interference among the multiple users in the downlink of a wireless multiantenna system. In order to exploit the multiuser interference and transform it into useful power at the receiver side, symbol-level precoding is utilized through joint exploitation of the data from each individual user and the channel state information. This paper introduces a complexity reduction scheme that exploits the constellations symmetry to reduce the number of possible calculations and the number of constraints in the symbol-level optimization problem. This pape…
In this letter, we consider linear precoding for downlink massive multi-user (MU) multiple-input multiple-output (MIMO) systems. We propose the novel successively-regularized zero forcing (SRZF) precoding, which exploits successive null spaces of the MIMO channels of the users, along with regularization, to control the inter-user interference (IUI) and to enhance performance and robustness to imperfect channel state information (CSI) at the base station (BS). We study the IUI characteristics of the proposed SRZF precoding for perfect and imperfect CSI at the BS. Furthermore, via computer simul…
In this paper, we consider a reconfigurable intelligence surface (RIS) aided uplink multiuser multi-input multi-output (MIMO) orthogonal frequency division multiplexing (OFDM) system, where the receiver is assumed to conduct low-complexity iterative detection. We aim to minimize the total transmit power by jointly designing the precoder of the transmitter and the passive beamforming of the RIS. This problem can be tackled from the perspective of information theory. But this information-theoretic approach may involve prohibitively high complexity since the number of rate constraints that specif…
User electromagnetic (EM) exposure is continuously being exacerbated by the evolution of multi-antenna portable devices. To mitigate the effects of EM radiation, portable devices must satisfy tight regulations on user exposure level, generally measured by specific absorption rate (SAR). To this end, we investigate the SAR-aware uplink precoder design for the energy efficiency (EE) maximization in multiuser multiple-input multiple-output transmission exploiting statistical channel state information (CSI). As the objective function of the design problem is computationally demanding in the absenc…
We propose an optimal MMSE precoding technique using quantized signals with constant envelope. Unlike the existing MMSE design that relies on 1-bit resolution, the proposed approach employs uniform phase quantization and the bounding step in the branch-and-bound method is different in terms of considering the most restrictive relaxation of the nonconvex problem, which is then utilized for a suboptimal design also. Moreover, unlike prior studies, we propose three different soft detection methods and an iterative detection and decoding scheme that allow the utilization of channel coding in conju…
Millimeter wave (mmWave) is a practical solution to provide high data rate for the vehicle-to-everything (V2X) communications. This enables the future autonomous vehicles to exchange big data with the base stations (BSs) such as the velocity and the location to improve the awareness of the advanced driving assistance system (ADAS). In this context, we consider a single-cell multiuser doubly-selective system wherein the BS simultaneously serves multiple vehicles. To accomplish this requirement, the BS is implemented in hybrid architecture to support multiple spatial streams while the vehicles h…
The power consumption of digital-to-analog converters (DACs) constitutes a significant proportion of the total power consumption in a massive multiuser multiple-input multiple-output (MU-MIMO) base station (BS). Using 1-bit DACs can significantly reduce the power consumption. This paper addresses the precoding problem for the massive narrow-band MU-MIMO downlink system equipped with 1-bit DACs at each BS. In such a system, the precoding problem plays a central role as the precoded symbols are affected by extra distortion introduced by 1-bit DACs. In this paper, we develop a highly-efficient no…
Quantized constant envelope (QCE) precoding, a new transmission scheme that only discrete QCE transmit signals are allowed at each antenna, has gained growing research interests due to its ability of reducing the hardware cost and the energy consumption of massive multiple-input multiple-output (MIMO) systems. However, the discrete nature of QCE transmit signals greatly complicates the precoding design. In this paper, we consider the QCE precoding problem for a massive MIMO system with phase shift keying (PSK) modulation and develop an efficient approach for solving the constructive interferen…
This paper proposes a novel nature-inspired $α$-fair hybrid precoding (NI-$α$HP) technique for millimeter-wave multi-user massive multiple-input multiple-output systems. Unlike the existing HP literature, we propose to apply $α$-fairness for maintaining various fairness expectations (e.g., sum-rate maximization, proportional fairness, max-min fairness, etc.). After developing the analog RF beamformer via slow time-varying angular information, the digital baseband (BB) precoder is designed via the reduced-dimensional effective channel matrix seen from the BB-stage. For the $α$-fairness, we deri…
Zhejiang University（浙江大学）；University of California, Davis（加州大学戴维斯分校）
The millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) systems with discrete lens arrays (DLA) have received great attention due to their simple hardware implementation and excellent performance. In this work, we investigate the joint design of beam selection and digital precoding matrices for mmWave MU-MIMO systems with DLA to maximize the sum-rate subject to the transmit power constraint and the constraints of the selection matrix structure. The investigated non-convex problem with discrete variables and coupled constraints is challenging to solve and an efficient fr…
We consider a scalable user-centric wireless network with dynamic cluster formation as defined by Björnsson and Sanguinetti. After having shown the importance of dominant channel subspace information for uplink (UL) pilot decontamination and having examined different UL combining schemes in our previous work, here we investigate precoding strategies for the downlink (DL). Distributed scalable DL precoding and power allocation methods are evaluated for different antenna distributions, user densities and UL pilot dimensions. We compare distributed power allocation methods to a scheme based on a …
When operating massive multiple-input multiple-output (MIMO) systems with uplink (UL) and downlink (DL) channels at different frequencies (frequency division duplex (FDD) operation), acquisition of channel state information (CSI) for downlink precoding is a major challenge. Since, barring transceiver impairments, both UL and DL CSI are determined by the physical environment surrounding transmitter and receiver, it stands to reason that, for a static environment, a mapping from UL CSI to DL CSI may exist. First, we propose to use various neural network (NN)-based approaches that learn this mapp…
Zhejiang University（浙江大学）；Tongji University（同济大学）；University of California, Davis（加州大学戴维斯分校）
Optimization theory assisted algorithms have received great attention for precoding design in multiuser multiple-input multiple-output (MU-MIMO) systems. Although the resultant optimization algorithms are able to provide excellent performance, they generally require considerable computational complexity, which gets in the way of their practical application in real-time systems. In this work, in order to address this issue, we first propose a framework for deep-unfolding, where a general form of iterative algorithm induced deep-unfolding neural network (IAIDNN) is developed in matrix form to be…
We address the problem of analyzing and classifying in groups the downlink channel environment in a millimeter-wavelength cell, accounting for path loss, multipath fading, and User Equipment (UE) blocking, by employing a hybrid propagation and multipath fading model, thus using accurate inter-group interference modeling. The base station (BS) employs a large Uniform Planar Array (UPA) to facilitate massive Multiple-Input, Multiple-Output (MIMO) communications with high efficiency. UEs are equipped with a single antenna and are distributed uniformly within the cell. The key problem is analyzing…
In this paper, we consider the precoder design for an underloaded or critically loaded downlink multi-user multiple-input multiple-output (MIMO) communication system. We propose novel precoding and decoding schemes which enhance system performance based on rate splitting at the transmitter and single-stage successive interference cancellation at the receivers. The proposed successive null-space (SNS) precoding utilizes linear combinations of the null-space basis vectors of the successively augmented MIMO channel matrices of the users as precoding vectors to adjust the inter-user-interference e…
We introduce a framework for linear precoder design over a massive multiple-input multiple-output downlink system in the presence of nonlinear power amplifiers (PAs). By studying the spatial characteristics of the distortion, we demonstrate that conventional linear precoding techniques steer nonlinear distortions towards the users. We show that, by taking into account PA nonlinearity, one can design linear precoders that reduce, and in single-user scenarios, even completely remove the distortion transmitted in the direction of the users. This, however, is achieved at the price of a reduced arr…
The intelligent reflecting surface (IRS) is a planar array with massive reconfigurable passive elements, which can align the reflecting signals at the receivers via controlling the phase shifts at each element independently. Since IRS can be implemented without RF chain, it is seen as a cost-effective solution for boosting the spectral efficiency for the future communication system. This work considers the IRS-aided multiuser multi-input single-output downlink transmission, and our goal is to maximize the sum rate by jointly optimizing the transmit beamformer at the base station and the phase …
Hybrid analog-digital (A/D) transceivers designed for millimeter wave (mmWave) systems have received substantial research attention, as a benefit of their lower cost and modest energy consumption compared to their fully-digital counterparts. We further improve their performance by conceiving a Tomlinson-Harashima precoding (THP) based nonlinear joint design for the downlink of multiuser multiple-input multiple-output (MIMO) mmWave systems. Our optimization criterion is that of minimizing the mean square error (MSE) of the system under channel uncertainties subject both to realistic transmit po…
Multiuser, Multiple Input, Single Output (MU-MISO) systems are proving to be indispensable in the next generation wireless networks such as 5G and 6G. The spatial diversity of MISO systems have been leveraged in physical layer designs in these wireless systems to improve the capacity. Several recent studies have utilised redundancies in the content request along with the spatial diversity of a MISO system to improve the capacity further. It is shown that Max-Min Fair (MMF) Beamforming schemes for MISO based on SDMA, NOMA, OMA and Rate-Splitting could be used to improve the content delivery rat…
