In this paper, we develop two high-resolution channel estimation schemes based on the estimating signal parameters via the rotational invariance techniques (ESPRIT) method for frequency-selective millimeter wave (mmWave) massive MIMO systems. The first scheme is based on two-dimensional ESPRIT (TDE), which includes three stages of pilot transmission. This scheme first estimates the angles of arrival (AoA) and angles of departure (AoD) and then pairs the AoA and AoD. The other scheme reduces the pilot transmission from three stages to two stages and therefore reduces the pilot overhead. It is based on one-dimensional ESPRIT and minimum searching (EMS). It first estimates the AoD of each channel path and then searches the minimum from the identified mainlobe. To guarantee the robust channel estimation performance, we also develop a hybrid precoding and combining matrices design method so that the received signal power keeps almost the same for any AoA and AoD. Finally, we demonstrate that the proposed two schemes outperform the existing channel estimation schemes in terms of computational complexity and performance.
Hybrid beamforming is considered a key enabler to realize millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications due to its capability of considerably reducing the number of costly and power-hungry radio frequency chains in the transceiver. However, in mmWave MIMO orthogonal frequency-division multiplexing (MIMO-OFDM) systems, hybrid beamforming design is challenging because the analog precoder and combiner are required to be shared across the whole employed bandwidth. In this paper, we propose closed-form solutions to the problem of designing the analog precoder/combine…
Spatial wideband effects are known to affect channel estimation and localization performance in millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) systems. Based on perturbation analysis, we show that the spatial wideband effect is in fact more pronounced than previously thought and significantly degrades performance, even at moderate bandwidths, if it is not properly considered in the algorithm design. We propose a novel channel estimation method based on multidimensional ESPRIT per subcarrier, combined with unsupervised learning for pairing across subcarriers, which shows…
Receivers with one-bit analog-to-digital converters (ADCs) are promising for high bandwidth millimeter wave (mmWave) systems as they consume less power than their full resolution counterparts. The extreme quantization in one-bit receivers and the use of large antenna arrays at mmWave make channel estimation challenging. In this paper, we develop channel estimation algorithms that exploit the low-rank property of mmWave channels. We also propose a novel training solution that results in a low complexity implementation of our algorithms. Simulation results indicate that the proposed methods achi…
In this study, a channel estimator for millimeter wave (mmWave) systems is proposed. By considering the sparse nature of channels in millimeter wave band, the channel estimation problem formulated as an atomic norm minimization problem. Previous studies on mmWave channel estimation have focused on frequency flat channels. However, in this study the work is based on a frequency selective channel and adopted atomic norm minimization and reweighed atomic norm minimization technique for channel estimation in the frequency domain. Simulation results verify the accuracy of the atomic and reweighted …
Beamforming is one of the key techniques in millimeter wave (mmWave) multi-input multi-output (MIMO) communications. Designing appropriate beamforming not only improves the quality and strength of the received signal, but also can help reduce the interference, consequently enhancing the data rate. In this paper, we propose a distributed multi-agent double deep Q-learning algorithm for beamforming in mmWave MIMO networks, where multiple base stations (BSs) can automatically and dynamically adjust their beams to serve multiple highly-mobile user equipments (UEs). In the analysis, largest receive…
In this paper, we present a fixed mmWave Multi-User Multiple-Input Multiple-Output (MIMO) system for fixed wireless access with a unique architecture. A digital MIMO system is combined with an analog multi-beam antenna array which uses a high-dimension 16x16 Butler matrix to obtain 16 orthogonal beams. A system model of this architecture is presented and used to simulate its performance comparing to the performance of common-used patch antennas. Several MIMO precoding techniques are considered and compared with basic analog beamforming. To verify these results, a prototype is built and a dedic…
Hybrid analog and digital beamforming (HBF) has been recognized as an attractive technique offering a tradeoff between hardware implementation limitation and system performance for future broadband millimeter wave (mmWave) communications. In contrast to most current works focusing on the HBF design for orthogonal frequency division multiplexing based mmWave systems, this paper investigates the HBF design for single carrier (SC) systems due to the advantage of low peak-to-average power ratio in transmissions. By applying the alternating minimization method, we propose an efficient HBF scheme ba…
Hybrid massive MIMO structures with lower hardware complexity and power consumption have been considered as a potential candidate for millimeter wave (mmWave) communications. Channel covariance information can be used for designing transmitter precoders, receiver combiners, channel estimators, etc. However, hybrid structures allow only a lower-dimensional signal to be observed, which adds difficulties for channel covariance matrix estimation. In this paper, we formulate the channel covariance estimation as a structured low-rank matrix sensing problem via Kronecker product expansion and use a l…
Leveraging the available millimeter wave spectrum will be important for 5G. In this work, we investigate the performance of digital beamforming with low resolution ADCs based on link level simulations including channel estimation, MIMO equalization and channel decoding. We consider the recently agreed 3GPP NR type 1 OFDM reference signals. The comparison shows sequential DCD outperforms MMSE-based MIMO equalization both in terms of detection performance and complexity. We also show that the DCD based algorithm is more robust to channel estimation errors. In contrast to the common believe we al…
Hybrid analog and digital beamforming has emerged as a key enabling technology for millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) communication systems since it can balance the trade-off between system performance and hardware efficiency. Owing to the strong ability of central control, cooperative networks show great potential to enhance the spectral efficiency of mmWave communications. In this paper, we consider cooperative mmWave MIMO systems and propose user association and hybrid beamforming design algorithms for three typical hybrid beamforming architectures. The c…
The use of higher frequencies and MIMO is important in many 5G use cases. However, the available channel models for millimeter waves (mmWaves) currently demand investigation and the number of measurements is still limited. Using simulators is a current practice in mmWave MIMO research and ray tracing is considered one of the most accurate techniques. Due to the relatively long time of ray tracing simulations, it is common practice to adopt a simplified simulation methodology in which omnidirectional antennas are simulated and, later, the results are used together with a geometrical model to co…
Hybrid beamforming is key to achieving energy-efficient 5G wireless networks equipped with massive amount of antennas. Low-resolution data converters bring yet another degree of freedom to energy efficiency for the state-of-the-art 5G transceivers. In this work, we consider the design of hybrid precoders for massive multiple-input multiple-output (MIMO) channels in millimeter-wave (mmWave) spectrum along with one-bit digital-to-analog converters (DACs) and finite-quantized phase shifters. In particular, we propose an alternating-optimization-based precoder design which recursively computes the…
In this paper, we investigate the secure beamforming design in an intelligent reflection surface (IRS) assisted millimeter wave (mmWave) system, where the hybrid beamforming (HB) and the passive beamforming (PB) are employed by the transmitter and the IRS, respectively. To maximize the secrecy capacity, the joint optimization of HB and PB is formulated as a nonconvex problem with constant-modulus constraints. To efficiently solve such a challenging problem, the original problem is decomposed into a PB subproblem and an HB subproblem, then these two subproblems are sequentially solved by propos…
This paper considers a lens antenna array-assisted millimeter wave (mmWave) multiuser multiple-input multiple-output (MU-MIMO) system. The base station's beam selection matrix and user terminals' phase-only beamformers are jointly designed with the aim of maximizing the uplink sum rate. In order to deal with the formulated mixed-integer optimization problem, a penalty dual decomposition (PDD)-based iterative algorithm is developed via capitalizing on the weighted minimum mean square error (WMMSE), block coordinate descent (BCD), and minorization-maximization (MM) techniques. Moreover, a low-co…
Reconfigurable Intelligent Surfaces (RIS) are passive or semi-passive heterogeneous metasurfaces and consist of many tunable elements. RIS is gaining momentum as a promising new technology to enable transforming the propagation environment into controllable parameters. In this paper, we investigate the co-design of per-subcarrier power allocation matrices and multielement RIS phase shifts in downlink wideband MIMO transmission using 28 GHz frequency bands. Our contributions in improving RIS-aided links include (1) enhanced system modeling with pathloss and blockage modeling, and uniform rectan…
Low overhead channel estimation based on compressive sensing (CS) has been widely investigated for hybrid wideband millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems. The channel sparsifying dictionaries used in prior work are built from ideal array response vectors evaluated on discrete angles of arrival/departure. In addition, these dictionaries are assumed to be the same for all subcarriers, without considering the impacts of hardware impairments and beam squint. In this manuscript, we derive a general channel and signal model that explicitly incorporates the impacts of …
In mmWave massive multiple-input multiple-output (mMIMO) systems, hybrid digital/analog beamforming has been recognized as an economic means to overcome the severe mmWave propagation loss. To facilitate beamforming for mmWace mMIMO, there is a great urgency to acquire accurate channel state information. To this end, a novel doubly-sparse approach is proposed to estimate doubly-selective mmWave channels under hybrid mMIMO. Via the judiciously designed training pattern, the well-known beamspace sparsity along with the under-investigated delay-domain sparsity that mmWave channels exhibit can be j…
In this letter, we address the problem of millimeter-Wave channel estimation in massive MIMO communication systems. Leveraging the sparsity of the mmWave channel in the beamspace, we formulate the estimation problem as a sparse signal recovery problem. To this end, we propose a deep learning based trainable proximal gradient descent network (TPGD-Net). The TPGD-Net unfolds the iterative proximal gradient descent (PGD) algorithm into a layer-wise network, with the gradient descent step size set as a trainable parameter. Additionally, we replace the proximal operator in the PGD algorithm with a …
Channel estimation is challenging for the reconfigurable intelligence surface (RIS) assisted millimeter wave (mmWave) communications. Since the number of coefficients of the cascaded channels in such systems is closely dependent on the product of the number of base station antennas and the number of RIS elements, the pilot overhead would be prohibitively high. In this letter, we propose a cascaded channel estimation framework for an RIS assisted mmWave multiple-input multiple-output system, where the wideband effect on transmission model is considered. Then, we transform the wideband channel e…
Millimeter-wave radars are being increasingly integrated into commercial vehicles to support advanced driver-assistance system features. A key shortcoming for present-day vehicular radar imaging is poor azimuth resolution (for side-looking operation) due to the form factor limits on antenna size and placement. In this paper, we propose a solution via a new multiple-input and multiple-output synthetic aperture radar (MIMO-SAR) imaging technique, that applies coherent SAR principles to vehicular MIMO radar to improve the side-view (angular) resolution. The proposed 2-stage hierarchical MIMO-SAR …
The large beamforming gain used to operate at millimeter wave (mmWave) frequencies requires obtaining channel information to configure hybrid antenna arrays. Previously proposed wideband channel estimation strategies, however, assume perfect time-frequency synchronization and neglect phase noise, making these approaches impractical. Consequently, achieving time-frequency synchronization between transmitter and receiver and correcting for phase noise (PN) as the channel is estimated, is the greatest challenge yet to be solved in order to configure hybrid precoders and combiners in practical set…
We propose practical transceiver structures for double-sided massive multiple-input-multiple-output (MIMO) systems. Unlike standard massive MIMO, both transmit and receive sides are equipped with high-dimensional antenna arrays. We leverage the multi-layer filtering architecture and propose novel layered transceiver schemes with practical channel state information requirements to simplify the complexity of our double-sided massive MIMO system. We conduct a comprehensive simulation campaign to investigate the performance of the proposed transceivers under different channel propagation condition…
Millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems have been considered as one of the primary candidates for the fifth generation (5G) and beyond 5G wireless communication networks to satisfy the ever-increasing capacity demands. Full-duplex technology can further enhance the advantages of mmWave massive MIMO systems. However, strong self-interference (SI) is the major limiting factor in full-duplex technology. Hence, this paper proposes a novel angular-based joint hybrid precoding/combining (AB-JHPC) technique for the full-duplex mmWave massive-MIMO systems. Our pr…
In fifth-generation (5G) communication, the RF lens antenna is introduced with advantages of high antenna gain and low hardware cost in analog/digital hybrid beamforming technology. In this paper, we design and manufacture the appropriate RF lens antenna for mmWave communication identified in simulation analysis and present a real-time mmWave lens MIMO testbed. Furthermore, in conventional phase-shift MIMO, beam-squint, a problem caused by the wideband of mmWave communication, is estimated with the fabricated RF lens antenna.
Millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) communication system is expected to achieve enormous transmission rate, provided that the transmit and receive beams are properly aligned with the MIMO channel. However, existing beam alignment techniques rely on either channel estimation or beam sweeping, which incur prohibitively high training overhead, especially for future wireless systems with further increased antenna dimensions and more stringent requirement on cost-effective hardware architectures. In this paper, we propose a new beam alignment technique, which is e…
Analog Beamsteering (ABS) has emerged as a low complexity, power efficient solution for MillimeterWave (mmWave) massive Multiple Input Multiple Output (MIMO) systems. Moreover, driven by the low spatial correlation between the User Terminals (UTs) with high number of transmit antennas (massive MIMO) at the Base Station (BS), ABS can be used to support Multi User (MU) MIMO scenarios instead of digital or Hybrid Beamforming (HBF). However, we show in this paper, that even with high number of transmit antennas, the HBF can achieve better Spectral Efficiency (SE) compared to the MU ABS even in pur…
Spatial multiplexing (SMX) multiple-input multiple-output (MIMO) over the best beamspace was considered as the best solution for millimeter wave (mmWave) communications regarding spectral efficiency (SE), referred as the best beamspace selection (BBS) solution. The equivalent MIMO water-filling (WF-MIMO) channel capacity was treated as an unsurpassed SE upper bound. Recently, researchers have proposed various schemes trying to approach the benchmark and the performance bound. But, are they the real limit of mmWave MIMO systems with reduced radio-frequency (RF) chains? In this paper, we challen…
This paper investigates adaptive signal shaping methods for millimeter wave (mmWave) multiple-input multiple-output (MIMO) communications based on the maximizing the minimum Euclidean distance (MMED) criterion. In this work, we utilize the indices of analog precoders to carry information and optimize the symbol vector sets used for each analog precoder activation state. Specifically, we firstly propose a joint optimization based signal shaping (JOSS) approach, in which the symbol vector sets used for all analog precoder activation states are jointly optimized by solving a series of quadratical…
Synchronization is a fundamental procedure in cellular systems whereby an UE acquires the time and frequency information required to decode the data transmitted by a BS. Due to the necessity of using large antenna arrays to obtain the beamforming gain required to compensate for small antenna aperture, synchronization must be performed either jointly with beam training as in 5G NR, or at the low SNR regime if the high-dimensional mmWave MIMO channel is to be estimated. To circumvent this problem, this work proposes the first synchronization framework for mmWave MIMO that is robust to both TO, C…
In this paper, we propose a beamforming design for dual-functional radar-communication (DFRC) systems at the millimeter wave (mmWave) band, where hybrid beamforming and sub-arrayed MIMO radar techniques are jointly exploited. We assume that a base station (BS) is serving a user equipment (UE) located in a Non-Line-of-Sight (NLoS) channel, which in the meantime actively detects multiple targets located in a Line-of-Sight (LoS) channel. Given the optimal communication beamformer and the desired radar beampattern, we propose to design the analog and digital beamformers under non-convex constant-m…
Efficient mitigation of power amplifier (PA) nonlinear distortion in multi-user hybrid precoding based broadband mmWave systems is an open research problem. In this article, we first carry out detailed signal and distortion modeling in broadband multi-user hybrid MIMO systems, with a bank of nonlinear PAs in each subarray, while also take the inevitable crosstalk between the antenna/PA branches into account. Building on the derived models, we then propose an efficient closed-loop (CL) digital predistortion (DPD) solution that requires only a single-input DPD unit per transmit chain or subarray…
Full-duplex (FD) systems gained enormous attention because of the potential to double the spectral efficiency. In the context of 5G technology, FD systems operating at millimeter-wave (mmWave) frequencies become one of the most promising solutions to further increase the spectral efficiency and reduce the latency. However, such systems are vulnerable to the self-interference (SI) that significantly degrades the performance. To overcome this shortcoming, analog-only beamforming techniques have been developed to mitigate the SI. Because of the huge power consumption, systems operating at mmWave …
Millimeter wave (mmWave) bands have been utilized for the fifth generation (5G) communication systems and will no doubt continue to be deployed for beyond 5G (B5G). However, the underlying channels are not fully investigated at multifrequency bands and in multi-scenarios by using the same channel sounder, especially for the outdoor, multiple-input multiple-output (MIMO), and vehicle-to-vehicle (V2V) conditions. In this paper, we conduct multi-frequency multi-scenario mmWave MIMO channel measurements with 4*4 antennas at 28, 32, and 39 GHz bands for three cases, i.e., the human body and vehicle…
In this paper, we consider a mmWave massive multiple-input multiple-output (MIMO) communication system with one static base station (BS) serving a fast-moving user, both equipped with a very large array. The transmitted signal arrives at the user through multiple paths, each with a different angle of-arrival and hence Doppler frequency offset, thus resulting in a fast time-varying multipath fading MIMO channel. In order to mitigate the Doppler-induced channel aging for reduced pilot overhead, we propose a new angular-domain selective channel tracking and Doppler compensation scheme at the user…
Millimeter-wave and terahertz technologies have been attracting attention from the wireless research community since they can offer large underutilized bandwidths which can enable the support of ultra-high-speed connections in future wireless communication systems. While the high signal attenuation occurring at these frequencies requires the adoption of very large (or the so-called ultra-massive) antenna arrays, in order to accomplish low complexity and low power consumption, hybrid analog/digital designs must be adopted. In this paper we present a hybrid design algorithm suitable for both mmW…
Linear hybrid beamformer designs are conceived for the decentralized estimation of a vector parameter in a millimeter wave (mmWave) multiple-input multiple-output (MIMO) Internet of Things network (IoTNe). The proposed designs incorporate both total IoTNe and individual IoTNo power constraints, while also eliminating the need for a baseband receiver combiner at the fusion center (FC). To circumvent the non-convexity of the hybrid beamformer design problem, the proposed approach initially determines the minimum mean square error (MMSE) digital transmit precoder (TPC) weights followed by a simul…
Millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) has been regarded to be an emerging solution for the next generation of communications, in which hybrid analog and digital precoding is an important method for reducing the hardware complexity and energy consumption associated with mixed signal components. However, the fundamental limitations of the existing hybrid precoding schemes is that they have high computational complexity and fail to fully exploit the spatial information. To overcome these limitations, this paper proposes, a deep-learning-enabled mmWave massive MIMO…
Large-scale deployment of connected vehicles with cooperative sensing and maneuvering technologies increases the demand for vehicle-to-everything communication (V2X) band in 5.9 GHz. Besides the V2X spectrum, the under-utilized millimeter-wave (mmWave) bands at 24 and 77 GHz can be leveraged to supplement V2X communication and support high data rates for emerging broadband applications. For this purpose, joint radar-communication (JRC) systems have been proposed in the literature to perform both functions using the same waveform and hardware. In this work, we present a software-defined multipl…
Switch-based hybrid network is a promising implementation for beamforming in large-scale millimetre wave (mmWave) antenna arrays. By fully exploiting the sparse nature of the mmWave channel, such hybrid beamforming reduces complexity and power consumption when compared with a structure based on phase shifters. However, the difficulty of designing an optimum beamformer in the analog domain is prohibitive due to the binary nature of such a switch-based structure. Thus, here we propose a new method for designing a switch-based hybrid beamformer for massive MIMO communications in mmWave bands. We …
In this paper, we tackle channel estimation in millimeter-wave hybrid multiple-input multiple-output systems by considering off-grid effects. In particular, we assume that spatial parameters can take any value in the angular domain, and need not fall on predefined discretized angles. Instead of increasing the number of discretized points to combat off-grid effects, we use implicit Dirichlet kernel structure in the Fourier domain, which conventional compressed sensing methods do not use. We propose greedy low-complexity algorithms based on orthogonal matching pursuit (OMP); our core idea is to …
We propose a MIMO channel estimation method for millimeter-wave (mmWave) and terahertz (THz) systems based on frequency-selective atomic norm minimization (FS-ANM). For the strong line-of-sight property of the channel in such high-frequency bands, prior knowledge on the ranges of angles of departure/arrival (AoD/AoA) can be obtained as the prior knowledge, which can be exploited by the proposed channel estimator to improve the estimation accuracy. Simulation results show that the proposed method can achieve considerable performance gain when compared with the existing approaches without incorp…
Hybrid precoders and combiners are designed for cooperative cell-free multi-user millimeter wave (mmWave) multiple-input multiple-output (MIMO) cellular networks for low complexity interference mitigation. Initially, we derive an optimal hybrid transmit beamformer (HTBF) for a broadcast scenario considering both total and per access point (AP) power constraints. Next, an optimal successive hybrid beamformer technique is proposed for unicast and multicast scenarios which relies on the optimal minimum variance distortionless response (MVDR). We demonstrate that it mitigates both the interuser an…
