We discuss the recent developments in the theory of diffusive shock acceleration (DSA) by using both first-principle kinetic plasma simulations and analytical theory based on the solution of the convection/diffusion equation. In particular, we show how simulations reveal that the spectra of accelerated particles are significantly steeper than the $E^{-2}$ predicted by the standard theory of DSA for strong shocks, in agreement with several observational pieces of evidence. We single out which standard assumptions of test-particle and non-linear DSA are violated in the presence of strong (self-generated) magnetic turbulence and put forward a novel theory in better agreement with the particle spectra inferred with multi-wavelength observations of young SN remnants, radio-supernovae, and Galactic cosmic rays.
The current paradigm of cosmic ray (CR) origin states that the most part of galactic CRs is produced by supernova remnants. The interaction of supernova ejecta with the interstellar medium after supernova's explosions results in shocks responsible for CR acceleration via diffusive shock acceleration (DSA). We use particle-in-cell (PIC) simulations and a combined PIC-magnetohydrodynamic (PIC-MHD) technique to investigate whether DSA can occur in oblique high Mach number shocks. Using the PIC method, we follow the formation of the shock and determine the fraction of the particles that gets invol…
We investigate shock acceleration in a realistic astrophysical environment with density inhomogeneities. The turbulence induced by the interaction of the shock precursor with upstream density fluctuations amplifies both upstream and downstream magnetic fields via the turbulent dynamo. The dynamo-amplified turbulent magnetic fields (a) introduce variations of shock obliquities along the shock face, (b) enable energy gain through a combination of shock drift and diffusive processes, (c) give rise to various spectral indices of accelerated particles, (d) regulate the diffusion of particles both p…
Shock waves propagating in collisionless heliospheric and astrophysical plasmas have been studied extensively over the decades. One prime motivation is to understand the nonthermal particle acceleration at shocks. Although the theory of diffusive shock acceleration (DSA) has long been the standard for cosmic-ray acceleration at shocks, plasma physical understanding of particle acceleration remains elusive. In this review, we discuss nonthermal electron acceleration mechanisms at quasi-perpendicular shocks, for which substantial progress has been made in recent years. The discussion presented i…
Prescriptions for electron injection into the diffusive shock acceleration process are required in many practical considerations of cosmic-ray astrophysics, particularly in modeling of the synchrotron emission of astrophysical sources. In particle-in-cell simulations of quasi-parallel magnetized collisionless shocks, we analyse the evolution of particle spectra. We find that in the later stages of shock evolution, the initially strong suprathermal part in the ion spectra fades, thus leaving the spectra composed of a Maxwellian and a power law. Once the electron and ion spectra flatten and beco…
Nonthermal relativistic plasmas are ubiquitous in astrophysical systems like pulsar wind nebulae and active galactic nuclei, as inferred from their emission spectra. The underlying nonthermal particle acceleration (NTPA) processes have traditionally been modeled with a Fokker-Planck (FP) diffusion-advection equation in momentum space. In this paper, we directly test the FP framework in ab-initio kinetic simulations of driven magnetized turbulence in relativistic pair plasma. By statistically analyzing the motion of tracked particles, we demonstrate the diffusive nature of NTPA and measure the …
The recent discoveries in the theory of diffusive shock acceleration (DSA) that stem from first-principle kinetic plasma simulations are discussed. When ion acceleration is efficient, the back-reaction of non-thermal particles and self-generated magnetic fields becomes prominent and leads to both enhanced shock compression and particle spectra significantly softer than those predicted by the standard test-particle DSA theory. These results are discussed in the context of the non-thermal phenomenology of astrophysical shocks, with a special focus on the remnant of SN1006.
The first-order Fermi acceleration of electrons requires an injection of electrons into a mildly relativistic energy range. However, the mechanism of injection has remained a puzzle both in theory and observation. We present direct evidence for a novel stochastic shock drift acceleration theory for the injection obtained with Magnetospheric Multiscale (MMS) observations at Earth's bow shock. The theoretical model can explain electron acceleration to mildly relativistic energies at high-speed astrophysical shocks, which may provide a solution to the long-standing issue of electron injection.
The topic of this review paper is on the influence of solar wind turbulence on shock propagation and its consequence on the acceleration and transport of energetic particles at shocks. As the interplanetary shocks sweep through the turbulent solar wind, the shock surfaces fluctuate and ripple in a range of different scales. We discuss particle acceleration at rippled shocks in the presence of ambient solar-wind turbulence. This strongly affects particle acceleration and transport of energetic particles (both ions and electrons) at shock fronts. In particular, we point out that the effects of u…
The non-thermal acceleration of electrons and ions at an oblique, non-relativistic shock is studied using large scale particle-in-cell (PIC) simulations in one spatial dimension. Physical parameters are selected to highlight the role of electron pre-heating in injection and subsequent acceleration of particles at high Mach number shocks. Simulation results show evidence for the early onset of the diffusive shock acceleration process for both electrons and ions at a highly oblique subluminal shock. Ion acceleration efficiencies of $\lesssim 5\%$ are measured at late times, though this is not th…
The intracluster medium (ICM) is expected to experience on average about three passages of weak shocks with low sonic Mach numbers, $M\lesssim 3$, during the formation of galaxy clusters. Both protons and electrons could be accelerated to become high energy cosmic rays (CRs) at such ICM shocks via diffusive shock acceleration (DSA). We examine the effects of DSA by multiple shocks on the spectrum of accelerated CRs by including {\it in situ} injection/acceleration at each shock, followed by repeated re-acceleration at successive shocks in the test-particle regime. For simplicity, the accelerat…
We propose a novel electron acceleration mechanism, which we call stochastic shock drift acceleration (SSDA), that extends the standard shock drift acceleration (SDA) for low-energy electrons at a quasi-perpendicular shock to include the effect of stochastic pitch-angle scattering. We demonstrate that the steady-state energy spectrum of electrons accelerated within the shock transition region becomes a power-law in the limit of strong scattering. The spectral index is independent of the pitch-angle scattering coefficient. On the other hand, the maximum energy attainable through the mechanism s…
The problem of accelerating cosmic rays is one of fundamental importance, particularly given the uncertainty in the conditions inside the acceleration sites. Here we examine Diffusive Shock Acceleration in arbitrary turbulent magnetic fields, constructing a new model that is capable of bridging the gap between the very weak ($δB/B_0 \ll 1$) and the strong turbulence regimes. To describe the diffusion we provide quantitative analytical description of the "Bohm exponent" in each regime. We show that our results converge to the well known quasi-linear theory in the weak turbulence regime. In the …
Recent observations in the quasi-parallel bow shock by the MMS spacecraft show rapid heating and acceleration of ions up to an energy of about 100 keV. It is demonstrated that a prominent acceleration mechanism is the nonlinear interaction with a spectrum of waves produced by gradient driven instabilities, including the lower hybrid drift (LHD) instability, modified two-stream (MTS) instability and electron cyclotron drift (ECD) instability. Test-particle simulations show that the observed spectrum of waves can rapidly accelerate protons up to a few hundreds keV by the ExB mechanism. The ExB w…
Galactic cosmic rays (CRs) are accelerated at the forward shocks of supernova remnants (SNRs) via diffusive shock acceleration (DSA), an efficient acceleration mechanism that predicts power-law energy distributions of CRs. However, observations of nonthermal SNR emission imply CR energy distributions that are generally steeper than $E^{-2}$, the standard DSA prediction. Recent results from kinetic hybrid simulations suggest that such steep spectra may arise from the drift of magnetic structures with respect to the thermal plasma downstream of the shock. Using a semi-analytic model of non-linea…
The processes leading to the exceptionally hard radio spectra of pulsar-wind nebulae (PWNe) are not yet understood. Radio photon spectral indices among $29$ PWNe from the literature show an approximately normal, $α=0.2\pm0.2$ distribution. We present $\sim 3σ$ evidence for a distinct sub-population of PWNe, with a hard spectrum $α=0.01\pm0.06$ near the termination shock and significantly softer elsewhere, possibly due to a recent evacuation of the shock surroundings. Such spectra, especially in the hard sub-population, suggest a Fermi process, such as diffusive shock acceleration, at its extre…
Collisionless shocks are often studied in two spatial dimensions (2D), to gain insights into the 3D case. We analyze diffusive shock acceleration for an arbitrary number $N\in\mathbb{N}$ of dimensions. For a non-relativistic shock of compression ratio $\mathcal{R}$, the spectral index of the accelerated particles is $s_E=1+N/(\mathcal{R}-1)$; this curiously yields, for any $N$, the familiar $s_E=2$ (i.e., equal energy per logarithmic particle energy bin) for a strong shock in a mono-atomic gas. A precise relation between $s_E$ and the anisotropy along an arbitrary relativistic shock is derived…
We point out that particles accelerated in a non-relativistic shock of compression ratio $r$ attain the standard, $p=(r+2)/(r-1)$ spectral index only under certain conditions. Previous derivations of the spectrum, based on the approximations of spatial diffusion or negligible anisotropy, are shown to be unjustified for a general scattering function. We explain and demonstrate numerically that in contrast to previous claims, $p$ can substantially deviate from the standard result for anisotropic scattering. We prove analytically that the standard approach is nevertheless valid in the limit of an…
Low sonic Mach number shocks form in the intracluster medium (ICM) during the formation of the large-scale structure of the universe. Nonthermal cosmic-ray (CR) protons are expected to be accelerated via diffusive shock acceleration (DSA) in those ICM shocks, although observational evidence for the $γ$-ray emission of hadronic origin from galaxy clusters has yet to be established. Considering the results obtained from recent plasma simulations, we improve the analytic test-particle DSA model for weak quasi-parallel ($Q_\parallel$) shocks, previously suggested by \citet{kang2010}. In the model …
We present a model for the non-thermal emission from a colliding-wind binary. Relativistic protons and electrons are assumed to be accelerated through diffusive shock acceleration (DSA) at the global shocks bounding the wind-wind collision region. The non-linear effects of the back-reaction due to the cosmic ray pressure on the particle acceleration process and the cooling of the non-thermal particles as they flow downstream from the shocks are included. We explore how the non-thermal particle distribution and the keV-GeV emission changes with the stellar separation and the viewing angle of th…
We explore electron pre-acceleration at high Mach-number nonrelativistic perpendicular shocks at, e.g., young supernova remnants, which are a prerequisite of further acceleration to very high energies via diffusive shock acceleration. Using fully kinetic particle-in-cell simulations of shocks and electron dynamics in them, we investigate the influence of shock-surfing acceleration at the shock foot on the nonthermal population of electrons downstream of the shock. The shock-surfing acceleration is followed by further energization at the shock ramp where the Weibel instability spawns a type of …
Estimating the cosmic-ray acceleration efficiency $ ε$ in supernova remnants (SNRs) through observations is a challenging task in general. Based on the Rankine-Hugoniot shock conditions, we find an anticorrelation between $ ε$ and the power-law spectral index $ α$ of relativistic particle distribution produced via diffusive particle acceleration by nonrelativistic shocks, implying more efficient acceleration in older SNRs with harder radio spectra. Then $ ε$ may be estimated from some hard radio spectral index measurements. Assuming the particle distribution in downstream of strong shocks to b…
Delayed radio flares of optical tidal disruption events (TDEs) indicate the existence of non-relativistic outflows accompanying TDEs. The interaction of TDE outflows with the surrounding circumnuclear medium creates quasi-perpendicular shocks in the presence of toroidal magnetic fields. Because of the large shock obliquity and large outflow velocity, we find that the shock acceleration induced by TDE outflows generally leads to a steep particle energy spectrum, with the power-law index significantly larger than the "universal" index for a parallel shock. The measured synchrotron spectral indic…
The spectral index $s$ of particles diffusively accelerated in a relativistic shock depends on the unknown angular diffusion function $\mathcal{D}$, which itself depends on the particle distribution function $f$ if acceleration is efficient. We develop a relaxation code to compute $s$ and $f$ for an arbitrary functional $\mathcal{D}$ that depends on $f$. A local $\mathcal{D}(f)$ dependence is motivated and shown, when rising (falling) upstream, to soften (harden) $s$ with respect to the isotropic case, shift the angular distribution towards upstream (downstream) directions, and strengthen (wea…
