Polar codes are the first class of constructive channel codes achieving the symmetric capacity of the binary-input discrete memoryless channels. But the analysis and construction of polar codes involve the complex iterative-calculation. In this paper, by revisiting the error event of the polarized channel, a new concept, named polar spectrum, is introduced from the weight distribution of polar codes. Thus we establish a systematic framework in term of the polar spectrum to analyze and construct polar codes. By using polar spectrum, we derive the union bound and the union-Bhattacharyya (UB) bound of the error probability of polar codes and the upper/lower bound of the symmetric capacity of the polarized channel. The analysis based on the polar spectrum can intuitively interpret the performance of polar codes under successive cancellation (SC) decoding. Furthermore, we analyze the coding structure of polar codes and design an enumeration algorithm based on the MacWilliams identities to efficiently calculate the polar spectrum. In the end, two construction metrics named UB bound weight (UBW) and simplified UB bound weight (SUBW) respectively, are designed based on the UB bound and the polar spectrum. Not only are these two constructions simple and explicit for the practical polar coding, but they can also generate polar codes with similar (in SC decoding) or superior (in SC list decoding) performance over those based on the traditional methods.
Polar codes, introduced by Arikan, achieve symmetric capacity of any discrete memoryless channels under low encoding and decoding complexity. Recently, non-binary polar codes have been investigated. In this paper, we calculate error probability of non-binary polar codes constructed on the basis of Reed-Solomon matrices by numerical simulations. It is confirmed that 4-ary polar codes have significantly better performance than binary polar codes on binary-input AWGN channel. We also discuss an interpretation of polar codes in terms of algebraic geometry codes, and further show that polar codes u…
In this letter we propose a new hybrid code called "RM-Polar" codes. This new codes are constructed by combining the construction of Reed-Muller (RM) code and Polar code. It has much larger minimum Hamming distance than Polar codes, therefore it has much better error performance than Polar codes.
In this paper, we study polar codes from a practical point of view. In particular, we study concatenated polar codes and rate-compatible polar codes. First, we propose a concatenation scheme including polar codes and Low-Density Parity-Check (LDPC) codes. We will show that our proposed scheme outperforms conventional concatenation schemes formed by LDPC and Reed-Solomon (RS) codes. We then study two rate-compatible coding schemes using polar codes. We will see that polar codes can be designed as universally capacity achieving rate-compatible codes over a set of physically degraded channels. We…
In this paper, we study the connection between polar codes and product codes. Our analysis shows that the product of two polar codes is again a polar code, and we provide guidelines to compute its frozen set on the basis of the frozen sets of the component polar codes. Moreover, we show how polar codes can be described as irregular product codes. We propose a two-step decoder for long polar codes taking advantage of this dual nature to heavily reduce decoding latency. Finally, we show that the proposed decoding technique outperforms both standard polar codes and state-of-the-art codes for opti…
Polar codes are the first class of channel codes achieving the symmetric capacity of the binary-input discrete memoryless channels with efficient encoding and decoding algorithms. But the weight spectrum of Polar codes is relatively poor compared to RM codes, which degrades their ML performance. Pre-transformation with an upper-triangular matrix (including cyclic redundancy check (CRC), parity-check (PC) and polarization-adjusted convolutional (PAC) codes), improves weight spectrum while retaining polarization. In this paper, the weight spectrum of upper-triangular pre-transformed Polar Codes …
In this paper, we present an iterative construction of a polar code and develop properties of the dual of a polar code. Based on this approach, belief propagation of a polar code can be presented in the context of low-density parity check codes.
We consider the problem of supporting H-ARQ with polar codes. For supporting H-ARQ, we propose to create redundancy versions based on different, but equivalent, subsets of a polar code. The equivalent subsets are created from an initial subset of a polar code using an inherent symmetry in polar code construction. A greedy construction is used to create the initial subset of a polar code. We demonstrate performance of proposed constructions via simulations for binary input AWGN channel. We demonstrate that a (4096, 1024) polar code can be divided into two disjoint (2048, 1024) subset polar code…
We survey the known list decoding algorithms for polar codes and compare their complexity. Index terms: Polar codes; Reed-Muller codes; successive cancellation decoding.
Polar codes under successive cancellation decoding proposed by Arıkan provably achieve the symmetric capacity of any given binary-input discrete memoryless channel. The successive cancellation list decoder for polar codes was described by Tal and Vardy as a generalization of the successive cancellation decoder of Arıkan. The performance of the successive cancellation list decoder is encouraging in practice. In this paper, we formalize the successive cancellation list decoder in our notation and prove that polar codes under successive cancellation list decoding achieve the symmetric capacity of…
By inserting interleavers between intermediate stages of the polar encoder, a new class of polar codes, termed interleaved polar (i-polar) codes, is proposed. By the uniform interleaver assumption, we derive the weight enumerating function (WEF) and input-output weight enumerating function (IOWEF) averaged over the ensemble of i-polar codes. The average WEF can be used to calculate the upper bound on the average block error rate (BLER) of a code selected at random from the ensemble of i-polar codes. Also, we propose a concatenated coding scheme that employs P high rate codes as the outer code …
Polar codes are considered the latest major breakthrough in coding theory. Polar codes were introduced by Arıkan in 2008. In this letter, we show that the binary polar codes are the same as the optimized codes for bitwise multistage decoding (OCBM), which have been discovered before by Stolte in 2002. The equivalence between the techniques used for the constructions and decodings of both codes is established.
In this paper, we propose a new class of nonbinary polar codes with two-stage polarization for ultra-reliable and low-latency communications (URLLC), where the outer (symbol-level) polarization is achieved by using a 2X2 q-ary matrix [1 0; β1] as the kernel and the inner (bit-level) polarization is achieved by a binary polarization matrix for each input symbol. With the two-stage polarization, bit-level code construction is introduced, resulting in partially-frozen symbols, where the frozen bits in these symbols can be used as active-check bits to facilitate the decoder. The encoder/decoder of…
Polar codes are the first proven capacity-achieving codes. Recently, they are adopted as the channel coding scheme for 5G due to their superior performance.A polar code for encoding length-K information bits in length-N codeword could be specified by the polar code construction method. Most construction methods define a polar code related to channel parameter set, e.g. designed signal-to-noise ratio. Polarization weight (PW) is a channel-independent approximation method, which estimates the subchannel reliability as a function of its index. In this paper, we generalize the PW method by includi…
Code decompositions (a.k.a code nestings) are used to design good binary polar code kernels. The proposed kernels are in general non-linear and show a better rate of polarization under successive cancelation decoding, than the ones suggested by Korada et al., for the same kernel dimensions. In particular, kernels of sizes 14, 15 and 16 are constructed and shown to provide polarization rates better than any binary kernel of such sizes.
This paper presents a polarization-driven (PD) shortening technique for the design of rate-compatible polar codes. The proposed shortening strategy consists of reducing the generator matrix by relating its row index with the channel polarization index. We assume that the shortened bits are known by both the encoder and the decoder and employ successive cancellation (SC) for decoding the shortened codes constructed by the proposed PD technique. A performance analysis is then carried out based on the Spectrum Distance (SD). Simulations show that the proposed PD-based shortened polar codes outper…
We propose a novel scheme for rate-compatible arbitrary-length polar code construction for the additive white Gaussian noise (AWGN) channel. The proposed scheme is based on the concept of non-uniform channel polarization. The original polar codes can only be designed with code lengths that are powers of two. Puncturing, shortening and extension are three strategies to obtain arbitrary code lengths and code rates for polar codes. There are other ways to design codes with arbitrary length but which have encoding and decoding with higher complexity such as multi-kernel, concatenated codes and spe…
In this work we propose an encoding and decoding framework for staircase codes based on non-systematic polar codes as component codes. The staircase structure allows for efficient parallelized decoding, while the polar component codes allow to benefit from the flexible structure and efficient soft-decision decoding algorithms. To enhance the performance of the polar staircase codes, we concatenate the polar component codes with cyclic redundancy check (CRC) outer codes, and we add interleavers within the staircase structure that are specific to polar code properties. The CRCs also allow to sub…
We consider the problem of using polar codes with higher order modulation over AWGN channels. Unlike prior work, we focus on using modulation independent polar codes. That is, the polar codes are not re-designed based on the modulation used. Instead, we propose bit-permuted coded modulation (BPCM): a technique for using the multilevel coding (MLC) approach for an arbitrary polar code. The BPCM technique exploits a natural connection between MLC and polar codes. It involves applying bit permutations prior to mapping the polar code to a higher order modulation. The bit permutations are designed,…
A polar code extension method which supports incremental redundancy hybrid ARQ(IR-HARQ) is proposed in this paper. By copying information bits to proper positions of the extend part, the extended polar code can give additional protection for the bits weakly protected by the first transmission. A comparison between the proposed algorithm with directly generated polar code, LTE turbo code, and some other IR-HARQ supporting polar code is given. Simulation results show that the proposed algorithm has nearly the same performance as directly generated polar code, which is chosen as base line for com…
Due to the advantage of capacity-achieving, polar codes have been extended to the block fading channel whereas most constructions involve complex iterative-calculation. In this paper, we establish a systematic framework to analyze the error performance of polar codes in the case of block mapping and random mapping. For both the mappings, by introducing the new concept, named split polar spectrum, we derive the upper bound on the error probability of polarized channel which explicitly reveals the relationship between the diversity order L and the block-wise weight distribution of the codeword. …
A reduced complexity sequential decoding algorithm for polar (sub)codes is described. The proposed approach relies on a decomposition of the polar (sub)code being decoded into a number of outer codes, and on-demand construction of codewords of these codes in the descending order of their probability. Construction of such codewords is implemented by fast decoding algorithms, which are available for many codes arising in the decomposition of polar codes. Further complexity reduction is achieved by taking hard decisions of the intermediate LLRs, and avoiding decoding of some outer codes. Data str…
Explicit coding schemes are proposed to achieve the rate-distortion function of the Heegard-Berger problem using polar codes. Specifically, a nested polar code construction is employed to achieve the rate-distortion function for the doubly-symmetric binary sources when the side information may be absent. The nested structure contains two optimal polar codes for lossy source coding and channel coding, respectively. Moreover, a similar nested polar lattice construction is employed when the source and the side information are jointly Gaussian. The proposed polar lattice is constructed by nesting …
Polar codes were introduced in 2009 by Arikan as the first efficient encoding and decoding scheme that is capacity achieving for symmetric binary-input memoryless channels. Recently, this code family was extended by replacing the block-structured polarization step of polar codes by a convolutional structure. This article presents a numerical exploration of this so-called convolutional polar codes family to find efficient generalizations of polar codes, both in terms of decoding speed and decoding error probability. The main conclusion drawn from our study is that increasing the convolution dep…
Product codes are widespread in optical communications, thanks to their high throughput and good error-correction performance. Systematic polar codes have been recently considered as component codes for product codes. In this paper, we present a novel construction for product polar codes based on non-systematic polar codes. We prove that the resulting product code is actually a polar code, having a frozen set that is dependent on the frozen sets of the component polar codes. We propose a low-complexity decoding algorithm exploiting the dual nature of the constructed code. Performance analysis …
We present a comparative study of the performance of various polar code constructions in an additive white Gaussian noise (AWGN) channel. A polar code construction is any algorithm that selects $K$ best among $N$ possible polar bit-channels at the design signal-to-noise-ratio (design-SNR) in terms of bit error rate (BER). Optimal polar code construction is hard and therefore many suboptimal polar code constructions have been proposed at different computational complexities. Polar codes are also non-universal meaning the code changes significantly with the design-SNR. However, it is not known w…
We consider two problems related to polar codes. First is the problem of polar codes construction and analysis of their performance without Monte-Carlo method. The formulas proposed are the same as those in [Mori-Tanaka], yet we believe that our approach is original and has clear advantages. The resulting computational procedure is presented in a fast algorithm form which can be easily implemented on a computer. Secondly, we present an original method of construction of concatenated codes based on polar codes. We give an algorithm for construction of such codes and present numerical experiment…
A heuristic construction of polar codes for successive cancellation list (SCL) decoding with a given list size is proposed to balance the trade-off between performance measured in frame error rate (FER) and decoding complexity. Furthermore, a construction based on dynamically frozen bits with constraints among the "low weight bits" (LWB) is presented. Simulation results show that the LWB-polar codes outperform the CRC-polar codes and the eBCH-polar codes under SCL decoding.
In this paper, we present the concept of non-uniform channel polarization and a scheme for rate-compatible polar code construction for any codeword length using additive white Gaussian noise (AWGN) channels and the successive cancellation (SC) decoder. A Non-Uniform Polarization technique based on the Gaussian Approximation (NUPGA) is developed and an efficient rate-compatible design technique is devised to choose the best channels for transmission by a process of re-polarization of the codeword with the desired length. Simulations illustrate the proposed NUPGA design against existing rate-com…
In this paper, we prove that any pre-transformation with an upper-triangular matrix (including cyclic redundancy check (CRC), parity-check (PC) and convolution code (CC) matrix) does not reduce the code minimum distance and an properly designed pre-transformation can reduce the number of codewords with the minimum distance. This explains that the pre-transformed polar codes can perform better than the Polar/RM codes.
Systematic polar codes are shown to outperform non-systematic polar codes in terms of the bit-error-rate (BER) performance. However theoretically the mechanism behind the better performance of systematic polar codes is not yet clear. In this paper, we set the theoretical framework to analyze the performance of systematic polar codes. The exact evaluation of the BER of systematic polar codes conditioned on the BER of non-systematic polar codes involves in $2^{NR}$ terms where $N$ is the code block length and $R$ is the code rate, resulting in a prohibitive number of computations for large block…
Recently, Arıkan introduced the method of channel polarization on which one can construct efficient capacity-achieving codes, called polar codes, for any binary discrete memoryless channel. In the thesis, we show that decoding algorithm of polar codes, called successive cancellation decoding, can be regarded as belief propagation decoding, which has been used for decoding of low-density parity-check codes, on a tree graph. On the basis of the observation, we show an efficient construction method of polar codes using density evolution, which has been used for evaluation of the error probability…
Polar code lattices are formed from binary polar codes using Construction D. In this paper, we propose a design technique for finite-dimension polar code lattices. The dimension $n$ and target probability of decoding error are parameters for this design. To select the rates of the Construction D component codes, rather than using the capacity as in past work, we use the explicit finite-length properties of the polar code. Under successive cancellation decoding, density evolution allows choosing code rates that satisfy the equal error probability rule. At an error-rate of $10^{-4}$, a dimension…
A scheme for concatenating the recently invented polar codes with non-binary MDS codes, as Reed-Solomon codes, is considered. By concatenating binary polar codes with interleaved Reed-Solomon codes, we prove that the proposed concatenation scheme captures the capacity-achieving property of polar codes, while having a significantly better error-decay rate. We show that for any $ε> 0$, and total frame length $N$, the parameters of the scheme can be set such that the frame error probability is less than $2^{-N^{1-ε}}$, while the scheme is still capacity achieving. This improves upon $2^{-N^{0.5-ε…
A commonly assumed drawback of multi-level coding, compared to a bit-interleaved coded modulation, is its high latency: Indeed, the levels must be decoded sequentially. In this paper, we consider polar codes to code each level. We show that the decoding time complexity of the multi-level scheme, using successive-cancellation list decoding for each polar code, is only 1.5 times the one of a single polar code, regardless of the signal-to-noise ratio and the number of levels.
A new family of codes based on polar codes, soft concatenation and list+CRC decoding is proposed. Numerical experiments show the performance competitive with industry standards and Tal, Vardy approach.
In this paper we deal with polar code automorphisms that are beneficial under low-latency automorphism ensemble (AE) decoding, and we propose polar code designs that have such automorphisms. Successive-cancellation (SC) decoding and thus SC-based AE decoding are invariant with respect to the only known polar code automorphisms, namely those of the lower-triangular affine (LTA) group. To overcome this problem, we provide methods to determine whether a given polar code has non-LTA automorphisms and to identify such automorphisms. Building on this, we design specific polar codes that admit automo…
In this paper, the minimum weight distributions (MWDs) of polar codes and concatenated polar codes are exactly enumerated according to the distance property of codewords. We first propose a sphere constraint based enumeration method (SCEM) to analyze the MWD of polar codes with moderate complexity. The SCEM exploits the distance property that all the codewords with the identical Hamming weight are distributed on a spherical shell. Then, based on the SCEM and the Plotkin's construction of polar codes, a sphere constraint based recursive enumeration method (SCREM) is proposed to recursively calc…
An extension of polar codes is proposed, which allows some of the frozen symbols, called dynamic frozen symbols, to be data-dependent. A construction of polar codes with dynamic frozen symbols, being subcodes of extended BCH codes, is proposed. The proposed codes have higher minimum distance than classical polar codes, but still can be efficiently decoded using the successive cancellation algorithm and its extensions. The codes with Arikan, extended BCH and Reed-Solomon kernel are considered. The proposed codes are shown to outperform LDPC and turbo codes, as well as polar codes with CRC.
Polar coding is a recently proposed coding technique that can provably achieve the channel capacity. The polar code structure, which is based on the original 2x2 generator matrix, polarises the channels, i.e., a portion of the channel capacities approach 1, while the remaining channel capacities approach 0. Due to the specific size of this original generator matrix, polar codes can only have code lengths equal to the powers of 2, resulting in inefficiency for codes of practical lengths. In this paper, the performance of finite-length polar codes over the binary erasure channel is analysed. A n…
This paper presents a puncturing technique based on the channel polarization index for the design of rate-compatible polar codes in the fifth generation (5G) of wireless systems. The proposed strategy consists of two steps: we first generate the codeword message; and then we reduce the length of the codeword based on the channel polarization index where channels with the smallest channel polarization indices are punctured. We consider the proposed punctured polar codes with the successive cancellation (SC) decoder and the Cyclic Redundancy Check (CRC) aided SC list (CA-SCL) decoder and punctur…
Multilevel coding (MLC) is a coded modulation technique which can achieve excellent performance over a range of communication channels. Polar codes have been shown to be quite compatible with communication systems using MLC, as the rate allocation of the component polar codes follows the natural polarization inherent in polar codes. MLC based techniques have not yet been studied in systems that use spatial modulation (SM). SM makes the polar code design difficult as the spatial bits actually select a channel index for transmission. To solve this problem, we propose a Monte Carlo based evaluati…
It's known that the bit errors of polar codes with successive cancellation (SC) decoding are coupled. We call the coupled information bits the correlated bits. In this paper, concatenation schemes are studied for polar codes (as inner codes) and LDPC codes (as outer codes). In a conventional concatenation scheme, to achieve a better BER performance, one can divide all $N_l$ bits in a LDPC block into $N_l$ polar blocks to completely de-correlate the possible coupled errors. In this paper, we propose a novel interleaving scheme between a LDPC code and a polar code which breaks the correlation of…
In this paper, we propose a construction for multi-kernel polar codes based on the maximization of the minimum distance. Compared to the original construction based on density evolution, our new design shows particular advantages for short code lengths, where the polarization effect has less impact on the performance than the distances of the code. We introduce and compute the minimum-distance profile and provide a simple greedy algorithm for the code design. Compared to state-of-the-art punctured or shortened Arikan polar codes, multi-kernel polar codes with our new design show significantly …
This paper proposes a polar code construction scheme that reduces constituent-code supplemented decoding latency. Constituent codes are the sub-codewords with specific patterns. They are used to accelerate the successive cancellation decoding process of polar code without any performance degradation. We modify the traditional construction approach to yield increased number of desirable constituent codes that speeds the decoding process. For (n,k) polar code, instead of directly setting the k best and (n-k) worst bits to the information bits and frozen bits, respectively, we swap the locations …
In this paper, we investigate a novel family of polar codes based on multi-kernel constructions, proving that this construction actually polarizes. To this end, we derive a new and more general proof of polarization, which gives sufficient conditions for kernels to polarize. Finally, we derive the convergence rate of the multi-kernel construction and relate it to the convergence rate of each of the constituent kernels.
In this paper, we design polar codes and polar lattices for i.i.d. fading channels when the channel state information is only available to the receiver. For the binary input case, we propose a new design of polar codes through single-stage polarization to achieve the ergodic capacity. For the non-binary input case, polar codes are further extended to polar lattices to achieve the egodic Poltyrev capacity, i.e., the capacity without power limit. When the power constraint is taken into consideration, we show that polar lattices with lattice Gaussian shaping achieve the egodic capacity of fading …
We improve the method in \cite{Seidl:10} for increasing the finite-lengh performance of polar codes by protecting specific, less reliable symbols with simple outer repetition codes. Decoding of the scheme integrates easily in the known successive decoding algorithms for polar codes. Overall rate and block length remain unchanged, the decoding complexity is at most doubled. A comparison to related methods for performance improvement of polar codes is drawn.
A scheme for concatenating the recently invented polar codes with interleaved block codes is considered. By concatenating binary polar codes with interleaved Reed-Solomon codes, we prove that the proposed concatenation scheme captures the capacity-achieving property of polar codes, while having a significantly better error-decay rate. We show that for any $ε> 0$, and total frame length $N$, the parameters of the scheme can be set such that the frame error probability is less than $2^{-N^{1-ε}}$, while the scheme is still capacity achieving. This improves upon $2^{-N^{0.5-\eps}}$, the frame err…
Owing to their capacity-achieving performance and low encoding and decoding complexity, polar codes have drawn much research interests recently. Successive cancellation decoding (SCD) and belief propagation decoding (BPD) are two common approaches for decoding polar codes. SCD is sequential in nature while BPD can run in parallel. Thus BPD is more attractive for low latency applications. However BPD has some performance degradation at higher SNR when compared with SCD. Concatenating LDPC with Polar codes is one popular approach to enhance the performance of BPD , where a short LDPC code is use…
We discuss the performance of polar codes, the capacity-achieving channel codes, on wireless communication channel in this paper. By generalizing the definition of Bhattacharyya Parameter in discrete memoryless channel, we present the special expression of the parameter for Gaussian and Rayleigh fading the two continuous channels, including the recursive formulas and the initial values. We analyze the applications of polar codes with the defined parameter over Rayleigh fading channel by transmitting image and speech. By comparing with low density parity-check codes(LDPC) at the same cases, our…
