Motivated by the recently proposed de Sitter swampland conjecture, a formally same condition imposed instead on the convex and real exact effective potential is contemplated. Compared to the original conjecture, the modified condition admits a broader class of low-energy effective theories such as those with local maxima and/or false de Sitter vacua with some restrictions, as long as there is an anti-de Sitter vacuum. The observed accelerating expansion of the universe might therefore be attributed to a quintessence or a metastable vacuum. The former solution can be simplified and thus better compatible with phenomenological constraints thanks to the convexity of the effective potential. Among the latter class of solutions is found the enthralling possibility that the modified condition is in fact behind the experimentally favoured metastability of the Higgs potential with an instability scale below or around the Planck scale.
We observe that racetrack models for moduli stabilization are in tension with strong forms of the Weak Gravity Conjecture (WGC). Moreover, recently, it was noted that controlled KKLT-type de Sitter vacua seem to require a racetrack fine-tuning of the type introduced by Kallosh and Linde. We combine these observations and conclude that the quests for realizing parametrically large axion decay constants and controlled de Sitter vacua are intimately related. Finally, we discuss possible approaches to curing the conflict between the racetrack scheme and the WGC.
A number of Swampland conjectures and in particular the Trans-Planckian Censorship Conjecture (TCC) suggest that de Sitter space is highly unstable if it exists at all. In this paper we construct effective theories of scalars rolling on potentials which are dual to a chain of short-lived dS spaces decaying from one to the next through a cascade of non-perturbative nucleation of bubbles. We find constraints on the effective potential resulting from various swampland criteria, including TCC, Weak Gravity Conjecture and Distance Conjecture. Surprisingly we find that TCC essentially incorporates a…
Recently proposed de Sitter Swampland conjectures imply non-trivial constraints on a scalar field potential in any effective field theory that admits a quantum gravity completion. The original conjecture apparently excludes many phenomenologically motivated scalar potentials with de Sitter extrema, such as the perturbative Standard Model Higgs potential and the QCD axion potential, as the viable low-energy theories. Subsequently, the refined, weaker conjecture was proposed. However, the full effective potential, having been defined as a Legendre transform, is necessarily convex. This ensures t…
Motivated by the coincidence of scrambling time in de Sitter and maximum lifetime given by the $\textit{Trans-Planckian Censorship Conjecture}$ (TCC), we study the relation between the de Sitter complementarity and the Swampland conditions. We study thermalization in de Sitter space from different perspectives and show that TCC implies de Sitter space cannot live long enough to be considered a thermal background. We also revisit $α$-vacua in light of this work and show that TCC imposes multiple initial condition/fine-tuning problems on any conventional inflationary scenario.
We study the de Sitter (dS) swampland conjecture in the Dirac-Born-Infeld (DBI) inflation model. We obtain the dS swampland bound for the relativistic regime using Bousso's entropy bound argument and proper distance. It restricts $m_{\rm Pl}\nabla V/V$ by some positive constant depending on warping and the field range. In the specific case of the DBI model driven by the quadratic potential, the model-dependent backreaction argument is interpreted as a natural bound for the slow-roll parameter. This shows that quasi-dS spacetime in the DBI model is a result of tuning.
It is challenging to construct explicit and controllable models that realize de Sitter solutions in string compactifications. This difficulty is the main motivation for the Refined de Sitter Conjecture and the Trans-Planckian Censorship Conjecture which forbid stable de Sitter solutions but allow metastable, unstable and rolling solutions in a theory consistent with quantum gravity. Inspired by this, we first study a toy de Sitter No-Scale Supergravity model and show that for particular choices of parameters it can be consistent with the Refined de Sitter Conjecture and the Trans-Planckian Cen…
We interpret the de Sitter swampland conjecture in the thermodynamic point of view. When the number of degrees of freedom is enhanced as the modulus rolls down the potential, the bound on $m_{\rm Pl} \nabla V/V$ is equivalent to the condition for the positive temperature phase. The boundary between the positive- and the negative temperature phases is preferred by the classical system since the entropy density is maximized. The distance conjecture imposes that (quasi-)de Sitter spacetime is entirely in the negative temperature phase and statistically disfavored. By investigating the concave pot…
We discuss the de Sitter swampland and trans-Planckian censorship conjectures (TCC) from the entropy bound with quantum corrections, namely quantum version of Bousso bound and energy conditions. We include the typical contributions from the entanglement entropy in quasi-de Sitter spacetime. The TCC is not much corrected, whereas the bounds on de Sitter swampland conjecture from energy conditions can be relaxed due to quantum corrections.
A new swampland criterion has recently been proposed. As a consequence, it forbids the existence of de Sitter solutions in a low energy effective theory of a quantum gravity. However, there exist classical de Sitter solutions of ten-dimensional (10d) type II supergravities, even though they are unstable. This appears at first sight in contradiction with the criterion. Beyond possible doubts on the validity of these solutions, we propose two answers to this apparent puzzle. A first possibility is that the known 10d solutions always exhibit an energy scale of order or higher than a Kaluza-Klein …
We study the existence and stability of classical de Sitter solutions of type II supergravities with parallel Dp-branes and orientifold Op-planes. Together with the dilaton and volume scalar fields, we consider a third one that distinguishes between parallel and transverse directions to the Dp/Op. We derive the complete scalar potential for these three fields. This formalism allows us to reproduce known constraints obtained in 10d, and to derive new ones. Specifying to group manifolds with constant fluxes, we exclude a large region of parameter space, forbidding de Sitter solutions on nilmanif…
The Cohen-Kaplan-Nelson (CKN) bound formulates the condition that black hole is not produced by the low energy effective field theory dynamics. In de Sitter space it also constrains the maximal size of the matter distribution to be smaller than the cosmological horizon determined by black hole. On the other hand, the swampland distance conjecture (SDC) predicts that de Sitter space becomes unstable by the descent of the low energy degrees of freedom from UV. This results in the rapid increase in the energy inside the cosmological horizon, the distribution of which can be constrained by the CKN…
The "de Sitter constraint" on the space of effective scalar field theories consistent with superstring theory provides a lower bound on the slope of the potential of a scalar field which dominates the evolution of the Universe, e.g., a hypothetical inflaton field. Whereas models of single scalar field inflation with a canonically normalized field do not obey this constraint, it has been claimed recently in the literature that models of warm inflation can be made compatible with it in the case of large dissipation. The de Sitter constraint is known to be derived from entropy considerations. Sin…
We propose an alternative refined de Sitter conjecture. It is given by a natural condition on a combination of the first and second derivatives of the scalar potential. We derive our conjecture in the same weak coupling, semi-classical regime where the previous refined de Sitter conjecture was derived, using the same tools together with a few more assumptions that we discuss. We further test and constrain free parameters in our conjecture using data points of a classical type IIA supergravity setup. Interestingly, our conjecture easily accommodates slow-roll single field inflation with a conca…
The refined swampland de Sitter conjecture (SdSC) is a proposed constraint on the form of the total potential in a theory including quantum gravity. According to this conjecture potentials possessing metastable de Sitter vacua are in the swampland of effective field theories that cannot descend from a theory with gravity. It is known that in the Standard Model (SM), as the quark masses and theta-parameter are varied, IR- calculable metastable states in QCD appear (for N > 2 light quarks) and we discuss in detail their properties. We argue that the SdSC excludes the values of quark masses and t…
The recently introduced swampland criterion for de Sitter (arXiv:1806.08362) can be viewed as a (hierarchically large) bound on the smallness of the slow roll parameter $ε_V$. This leads us to consider the other slow roll parameter $η_V$ more closely, and we are lead to conjecture that the bound is not necessarily on $ε_V$, but on slow roll itself. A natural refinement of the de Sitter swampland conjecture is therefore that slow roll is violated at ${\cal O}(1)$ in Planck units in any UV complete theory. A corollary is that $ε_V$ need not necessarily be ${\cal O}(1)$, if $η_V \lesssim -{\cal O…
We propose to sharpen the weak gravity conjecture by the statement that, except for BPS states in a supersymmetric theory, the gravitational force is strictly weaker than any electric force and provide a number of evidences for this statement. Our conjecture implies that any non-supersymmetric anti-de Sitter vacuum supported by fluxes must be unstable, as is the case for all known attempts at such holographic constructions.
In recent times, a considerable effort has been dedicated to identify certain conditions -- the so-called swampland conjectures -- with an eye on identifying effective theories which have no consistent UV-completions in string theory. In this paper, we examine the anti-de Sitter vacua corresponding to solutions which arise from purely non-perturbative contributions to the superpotential and show that these solutions satisfy the (axionic) weak gravity conjecture and the AdS-moduli scale separation conjecture. We also sketch out their advantages over other constructions.
The runaway potentials, which do not possess any critical points, are viable potentials which befit the recently proposed de Sitter swampland conjecture very well. In this work, we embed such potentials in the warm inflation scenario motivated by quantum field theory models generating a dissipation coefficient with a dependence cubic in the temperature. It is demonstrated that such models are able to remain in tune with the present observations and they can also satisfy all the three Swampland conjectures, namely the Swampland Distance conjecture, the de Sitter conjecture and the Transplackian…
The refined de Sitter (dS) conjecture provides two consistency conditions for an effective theory potential of a quantum gravity theory. Any inflationary model can be checked by these conditions and minimal gauge inflation is not an exception. We develop a generic method to analyze a monotonically growing potential with an inflection point on the way to the plateau near the top such as the potential in minimal gauge inflation model and the Higgs inflation. Taking the latest observational data into account, we find the fully consistent parameter space where the model resides in the Landscape ra…
We investigate the vacuum structure of four-dimensional effective theory arising from Type IIB flux compactifications on a mirror of the rigid Calabi-Yau threefold, corresponding to a T-dual of the DeWolfe-Giryavets-Kachru-Taylor model in Type IIA flux compactifications. By analyzing the vacuum structure of this interesting corner of string landscape, it turns out that there exist perturbatively unstable de Sitter (dS) vacua in addition to supersymmetric and non-supersymmetric anti-de Sitter vacua. On the other hand, the stable dS vacua appearing in the low-energy effective action violate the …
We study a model of two scalar fields with a hyperbolic field space and show that it reduces to a single-field Dirac-Born-Infeld (DBI) model in the limit where the field space becomes infinitely curved. We apply the de Sitter swampland conjecture to the two-field model and take the same limit. It is shown that in the limit, all quantities appearing in the swampland conjecture remain well-defined within the single-field DBI model. Based on a consistency argument, we then speculate that the condition derived in this way can be considered as the de Sitter swampland conjecture for a DBI scalar fie…
We discuss phenomenological consequences of the recently-introduced refinements of the de Sitter swampland conjecture. The conjecture constraints the first and the second derivatives of the scalar potential in terms of two $O(1)$ constants $c$ and $c'$, leading to interesting constraints on particle phenomenology, especially inflationary model building. Our work can also be regarded as bottom-up constraints on the values of $c$ and $c'$.
The Hartle-Hawking no-boundary proposal describes the quantum creation of the universe. To have a non-negligible probability to obtain a classical expanding universe, eternal inflation is required, which is severely constrained by Swampland conjectures such as the refined de Sitter conjecture and the distance conjecture. We discuss this issue in detail and demonstrate the incompatibility. We show that the dimensionless parameters in the refined de Sitter conjecture should be bounded from above by a positive power of the scalar potential to realize the classical expanding universe. In other wor…
We prove that charged gravitini cannot have parametrically small or vanishing Lagrangian mass in de Sitter vacua of extended supergravity while respecting the magnetic weak gravity conjecture. This places large classes of de Sitter solutions of gauged supergravity in the swampland, including all known stable solutions of the N=2 theory. We illustrate this result by analyzing a variety of de Sitter critical points of N=2 matter-coupled supergravity that also include new stable de Sitter solutions. Our results provide concrete evidence that (quasi) de Sitter with charged light gravitini should b…
One of the main goals of the field of string phenomenology is to describe the properties of our spacetime in low-energy effective models related to and consistent with string theory. It is known that our universe undergoes accelerated expansion, which can be described in Einstein's theory of general relativity as a positive cosmological constant. Within string theory descriptions, this is realized by a scalar field with a positive value of its potential. Oftentimes, this is modeled by having the scalar at a stable, positive minimum. One then obtains a de Sitter spacetime. Constructions of de S…
The swampland conjectures seek to distinguish effective field theories which can be consistently embedded in a theory of quantum gravity from those which can not (and are hence referred to as being in the swampland). We consider two such conjectures, known as the Swampland Distance and de Sitter Conjectures, showing that taken together they place bounds on the amplitude of primordial gravitational waves generated during single field slow-roll inflation. The bounds depend on two parameters which for reasonable estimates restrict the tensor-to-scalar ratio to be within reach of future surveys.
We discuss the Swampland Distance Conjecture in the framework of black hole thermodynamics. In particular, we consider black holes in de Sitter space and we show that the Swampland Distance Conjecture is a consequence of the fact that apparent horizons are always inside cosmic event horizons whenever they exist in the case of fast-roll inflation. In addition, we show that the Bekenstein and the Hubble entropy bounds for the entropy in a region of spacetime lead similarly to the same conjecture.
We point out that the swampland conjectures, forbidding the presence of global symmetries and (meta-)stable de Sitter vacua within quantum gravity, pick up a dynamical axion for the electroweak SU(2) gauge theory as a natural candidate for the quintessence field. The potential energy of the electroweak axion provides an attractive candidate for the dark energy. We discuss constraints from the weak gravity conjecture, from the conjecture of no global symmetry, and from observations, which can be satisfied elegantly in a supersymmetric extension of the standard model.
The de Sitter Swampland conjecture compels us to consider dark energy models where $λ(ϕ) \equiv |\nabla_ϕ V|/V$ is bounded below by a positive constant. Moreover, it has been argued for Quintessence models that the constant $λ$ scenario is the least constrained. Here we demonstrate that increasing $λ$ only exacerbates existing tension in the Hubble constant $H_0$. The identification of dark energy models that both evade observational bounds and alleviate $H_0$ tension constitutes a robust test for the Swampland program.
We review the advanced version of the KKLT construction and pure $d=4$ de Sitter supergravity, involving a nilpotent multiplet, with regard to various conjectures that de Sitter state cannot exist in string theory. We explain why we consider these conjectures problematic and not well motivated, and why the recently proposed alternative string theory models of dark energy, ignoring vacuum stabilization, are ruled out by cosmological observations at least at the $3σ$ level, i.e. with more than $99.7\%$ confidence.
We propose a simple, well-motivated and robust alternative to a metastable de Sitter vacuum in string theory, consistent with current observations of dark energy and naturally satisfying conjectured swampland constraints. Inflation ends in a supersymmetric Minkowski minimum, with a flat direction that is protected by non-renormalisation theorems. At some scale non-perturbative effects kick in, inducing a runaway scalar potential. The tail of this runaway potential cannot sustain a late-time dominating, slow-roll quintessence. However, the potential always contains a dS maximum. If the modulus …
In this work, we investigate the existence of string theory solutions with a $d$-dimensional (quasi-) de Sitter spacetime, for $3 \leq d \leq 10$. Considering classical compactifications, we derive no-go theorems valid for general $d$. We use them to exclude (quasi-) de Sitter solutions for $d \geq 7$. In addition, such solutions are found unlikely to exist in $d=6,5$. For each no-go theorem, we further compute the $d$-dependent parameter $c$ of the swampland de Sitter conjecture, $M_p \frac{|\nabla V|}{V} \geq c$. Remarkably, the TCC bound $c \geq \frac{2}{\sqrt{(d-1)(d-2)}}$ is then perfectl…
In order to validate or invalidate a large class of low energy effective theories, the Swampland conjecture has attracted significant attention, recently. It can be stated as inequalities on the potential of a scalar field which is conjectured to satisfy certain constraints. In this work, we discuss the theoretical viability of deformed Starobinky gravity in light of the refined Swampland conjectures. We consider the deformation of the form $f(R)\sim R^{2(1-α)}$ with $α$ being a constant. We then constrain $α$ using the spectral index of curvature perturbation $n_s$ and the tensor-to-scalar ra…
We elaborate further on the compatibility of the "vacuumon potential" that characterises the inflationary phase of the Running Vacuum Model (RVM) with the Swampland criteria. The work is motivated by the fact that, as demonstrated recently by the authors [1-3], the RVM framework can be derived as an effective gravitational field theory stemming from underlying microscopic (critical) string theory models with gravitational anomalies, involving condensation of primordial gravitational waves. Although believed to be a classical scalar field description, not representing a fully fledged quantum fi…
Inflation is the currently accepted paradigm for the beginnings of the Universe. To explain the observed almost scale invariant spectrum of density perturbations with only a slight spectral tilt, inflation must have been "slow roll", that is with a potential with sufficiently small slope. While the origin of inflationary structure is intrinsically quantum mechanical, gravity gets treated semiclassically within inflationary models. Recent work, in terms of the so called de-Sitter swampland conjecture, has called into question whether slow roll inflation is consistent with a complete theory of q…
Rolling with modular symmetry: quintessence and de Sitter in heterotic orbifolds
Instituto de Física, Universidad Nacional Autónoma de México（墨西哥国立自治大学物理研究所）；Facultad de Ingeniería, Universidad Autónoma de Chihuahua（奇瓦瓦自治大学工程学院）；Centre for Quantum Fields and Gravity, Physics Department, Swansea University（斯旺西大学物理系量子场与引力中心）
Global Asymptotics, the Swampland Conjectures, and Preheating of String Moduli
Center for Theoretical Physics—a Leinweber Institute, Department of Physics, Massachusetts Institute of Technology（麻省理工学院莱因韦伯理论物理中心）；Department of Physics and Astronomy, University of Oklahoma（俄克拉荷马大学物理与天文学系）；Department of Physics, University of Wisconsin, Madison（威斯康星大学麦迪逊分校物理系）
The Swampland de Sitter conjecture in combination with upper limits on the tensor-to-scalar ratio $r$ derived from observations of the cosmic microwave background endangers the paradigm of slow-roll single field inflation. This conjecture constrains the first and the second derivatives of the inflationary potential in terms of two ${\cal O} (1)$ constants $c$ and $c'$. In view of these restrictions we reexamine single-field inflationary potentials with $S$-duality symmetry, which ameliorate the unlikeliness problem of the initial condition. We compute $r$ at next-to-leading order in slow-roll …
We investigate the consequences of combining swampland conjectures with the requirement of asymptotic safety. To this end, we explore the infrared regime of asymptotically safe gravity in the quadratic one-loop approximation, and we identify the hypersurface spanned by the endpoints of asymptotically safe renormalization group trajectories. These comprise the allowed values of higher-derivative couplings as well as standard logarithmic form factors. We determine the intersection of this hypersurface with the regions of parameter space allowed by the weak-gravity conjecture, the swampland de Si…
The difficulty of building metastable vacua in string theory has led some to conjecture that, in the string theory landscape, potentials satisfy $\left|\nabla V/V\right|\geq c\sim \mathcal{O}(1)$. This condition, which is supported by different explicit constructions, suggests that the EFTs which lead to metastable de-Sitter vacua belong to what is dubbed as swampland. This condition endangers the paradigm of single field inflation. In this paper, we show how scalar excited initial states cannot rescue single field inflation from the swampland, as they produce large local scalar non-gaussianit…
We propose a new swampland conjecture stating that the limit of vanishing gravitino mass corresponds to the massless limit of an infinite tower of states and to the consequent breakdown of the effective field theory. We test our proposal in large classes of models coming from compactification of string theory to four dimensions, where we identify the Kaluza-Klein nature of the tower of states becoming light. We point out a general relation between the gravitino mass and abelian gauge coupling in models with extended supersymmetry, which can survive also in examples with minimal supersymmetry. …
We consider the implications of the swampland conjectures on scalar-tensor theories defined in the Einstein frame in which the scalar interaction is screened. We show that chameleon models are not in the swampland provided the coupling to matter is larger than unity and the mass of the scalar field is much larger than the Hubble rate. We apply these conditions to the inverse power law chameleon and the symmetron. We then focus on the dilaton of string theory in the strong coupling limit, as defined in the string frame. We show that solar system tests of gravity imply that viable dilaton models…
The First and Second Swampland Conjectures (FSC & SSC) are substantially modified in non-critical string cosmology, in which cosmic time is identified with the time-like Liouville mode of the supercritical string. In this scenario the Friedmann equation receives additional contributions due to the non-criticality of the string. These are potentially important when one seeks to apply the Bousso bound for the entropy of states that may become light as the dilaton takes on trans-Planckian values, as in a de Sitter phase, and restore consistency with the FSC and in at least some cases also the SSC…
There are effective field theories that cannot be embedded in any UV complete theory. We consider scalar effective field theories, with and without dynamical gravity, in $D$-dimensional anti-de Sitter (AdS) spacetime with large radius and derive precise bounds (analytically) on the coupling constants of higher derivative interactions $ϕ^2\Box^kϕ^2$ by only requiring that the dual CFT obeys the standard conformal bootstrap axioms. In particular, we show that all such coupling constants, for even $k\ge 2$, must satisfy positivity, monotonicity, and log-convexity conditions in the absence of dyna…
The recently proposed de Sitter swampland conjecture excludes local extrema of a scalar potential with a positive energy density in a low energy effective theory. Under the conjecture, the observed dark energy cannot be explained by the cosmological constant. The local maximum of the Higgs potential at the symmetric point also contradicts with the conjecture. In order to make the Standard Model consistent with the conjecture, it has been proposed to introduce a quintessence field, $Q$, which couples to the cosmological constant and the local maximum of the Higgs potential. In this paper, we sh…
We consider the swampland distance and de Sitter conjectures, of respective order one parameters $λ$ and $c$. Inspired by the recent Trans-Planckian Censorship conjecture (TCC), we propose a generalization of the distance conjecture, which bounds $λ$ to be a half of the TCC bound for $c$, i.e. $λ\geq \frac{1}{2}\sqrt{\frac{2}{3}}$ in 4d. In addition, we propose a correspondence between the two conjectures, relating the tower mass $m$ on the one side to the scalar potential $V$ on the other side schematically as $m\sim |V|^{\frac{1}{2}}$, in the large distance limit. These proposals suggest a g…
The refined de Sitter derivative conjecture provides constraints to potentials that are low energy effective theories of quantum gravity. It can give direct bounds on inflationary scenarios and determine whether the theory is in the Landscape or the Swampland. We consider the `Higgs inflation' scenario taking the refined de Sitter derivative conjecture into account. Obtaining the critical lines for the potential, we find a conjecture parameter space in which the `Higgs inflation' is to be in the Landscape. Comparing with the model independent observational bounds from recent data we find that …
We revisit the phenomenology of quintessence models in light of the recently refined version of the de Sitter Swampland conjecture, which includes the possibility of unstable de Sitter critical points. We show that models of quintessence can evade previously derived lower bounds on $(1+w)$, albeit with very finely-tuned initial conditions. In the absence of such tuning or other rolling quintessence fields, a field with mass close to Hubble is required, which has a generic prediction for $(1+w)$. Slow-roll single field inflation models remain in tension. Other phenomenological constraints arisi…
Classical 10d string backgrounds with a 4d de Sitter space-time, D-brane and orientifold sources, are commonly believed to satisfy the following: 1. There is no classical de Sitter solution with parallel sources. 2. Classical de Sitter solutions with intersecting sources are unstable. 3. Classical de Sitter solutions cannot have at the same time a large internal volume, a small string coupling, a bounded number of orientifolds and quantized fluxes. These three conjectures are of particular relevance to the swampland program, and if true, they challenge the connection of string theory to cosmol…
We classified in arXiv:2201.04152 certain 10d supergravity solutions with a 4d de Sitter, Minkowski or anti-de Sitter spacetime. We then found new solutions in previously unexplored classes. In this paper we study their properties, compare them to swampland conjectures, and make new observations. Using new numerical tools, we first identify all Lie algebras underlying the 6d group manifolds, allowing us to discuss their compactness. We then investigate scale separation, and prove related no-go theorems. Last but not least, we automatize and analyze the stability of all solutions. This leads us…
