The quasilinear particle flux arising from gyrokinetic instabilities is calculated in the electrostatic and collisionless approximation, keeping the geometry of the magnetic field arbitrary. In particular, the flux of electrons and heavy impurity ions is studied in the limit where the former move quickly, and the latter slowly, along the field compared with the mode frequency. Conclusions are drawn about how the particle fluxes of these species depend on the magnetic-field geometry, mode structure and frequency of the instability. Under some conditions, such as everywhere favourable or unfavourable magnetic curvature and modest temperature gradients, it is possible to make general statements about the fluxes independently of the details of the instability. In quasi-isodynamic stellarators with favourable bounce-averaged curvature for most particles, the particle flux is always outward if the temperature gradient is not too large, suggesting that it might be difficult to fuel such devices with gas puffing from the wall. In devices with predominantly unfavourable magnetic curvature, the particle flux can be inward, resulting in spontaneous density peaking in the centre of the plasma. In the limit of highly charged impurities, ordinary diffusion (proportional to the density gradient) dominates over other transport channels and the diffusion coefficient becomes independent of mass and charge. An estimate for the level of transport caused by magnetic-field fluctuations arising from ion-temperature-gradient instabilities is also given and is shown to be small compared with the electrostatic component.
Quasilinear turbulent transport models are a successful tool for prediction of core tokamak plasma profiles in many regimes. Their success hinges on the reproduction of local nonlinear gyrokinetic fluxes. We focus on significant progress in the quasilinear gyrokinetic transport model QuaLiKiz [C. Bourdelle et al. 2016 Plasma Phys. Control. Fusion 58 014036], which employs an approximated solution of the mode structures to significantly speed up computation time compared to full linear gyrokinetic solvers. Optimization of the dispersion relation solution algorithm within integrated modelling ap…
Upper bounds on the growth of free energy in gyrokinetics are derived. These bounds apply to all local gyrokinetic instabilities in the geometry of a flux tube, i.e. a slender volume of plasma aligned with the magnetic field, regardless of the geometry of field, the number of particle species, or collisions. The results apply both to linear instabilities and to the nonlinear growth of finite-amplitude fluctuations.
The first linear global electromagnetic gyrokinetic particle simulation on the excitation of toroidicity induced Alfven eigenmode (TAE) by energetic particles is reported. With an increase in the energetic particle pressure, the TAE frequency moves down into the lower continuum.
In order to predict and analyze turbulent transport in tokamaks, it is important to model transport that arises from microinstabilities. For this task, quasilinear codes have been developed that seek to calculate particle, angular momentum, and heat fluxes both quickly and accurately. In this tutorial, we present a derivation of one such code known as QuaLiKiz, a quasilinear gyrokinetic transport code. The goal of this derivation is to provide a self-contained and complete description of the underlying physics and mathematics of QuaLiKiz from first principles. This work serves both as a compre…
Internal kink instabilities have been studied in straight tokamak geometry employing an electromagnetic gyrokinetic particle-in-cell (PIC) code. The ideal-MHD internal kink mode and the collisionless $m = 1$ tearing mode have been successfully simulated with the PIC code. Diamagnetic effects on the internal kink modes have also been investigated.
We introduce modes of instantaneous optimal growth of free energy for the fully electromagnetic gyrokinetic equations. We demonstrate how these "optimal modes" arise naturally from the free energy balance equation, allowing its convenient decomposition, and yielding a simple picture of energy flows. Optimal modes have a number of other favorable features, such as their low-dimensionality, efficiency of computation, and the fact that their growth rates provide a rigorous and "tight" upper bound on both the nonlinear growth rate of energy, and the linear growth rate of traditional gyrokinetic (n…
A two-fold analysis of electromagnetic core tokamak instabilities in the framework of the gyrokinetic theory is presented. First principle theoretical foundations of the gyrokinetic theory are used to explain and justify the numerical results obtained with the global electromagnetic particle-in-cell code Orb5 whose model is derived from the Lagrangian formalism. The energy conservation law corresponding to the Orb5 model is derived from the Noether theorem and implemented in the code as a diagnostics for energy balance and conservation verification. An additional Noether theorem based diagnost…
A 1-D linear gyrokinetic code called AWECS is developed to study the kinetic excitation of Alfvenic instabilities in a high-beta tokamak plasma, with beta being the ratio of thermal to magnetic pressure. It is designed to describe physics associated with a broad range of frequencies and wavelengths. For example, AWECS is capable of simulating kinetic ballooning modes, Alfvenic ion-temperature-gradient-driven modes, as well as Alfven instabilities due to energetic particles. In addition, AWECS may be used to study drift-Alfven instabilities in the low-beta regime. Here, the layout of the code a…
Global electromagnetic gyrokinetic simulations show the existence of near threshold conditions for both a high-$n$ kinetic ballooning mode (KBM) and an intermediate-$n$ kinetic version of peeling-ballooning mode (KPBM) in the edge pedestal of two DIII-D H-mode discharges. When the magnetic shear is reduced in a narrow region of steep pressure gradient, the KPBM is significantly stabilized, while the KBM is weakly destabilized and hence becomes the most-unstable mode. Collisions decrease the KBM's critical $β$ and increase the growth rate.
The global and electromagnetic gyrokinetic particle-in-cell code ORB5 is employed to investigate the self-consistent interactions between Alfvén modes (AM) and ion temperature gradient (ITG) turbulence in a magnetically confined plasma. Here, an axisymmetric magnetic equilibrium with reversed shear and large aspect ratio is considered. An AM with toroidal mode number n=5 is driven unstable by introducing a population of suprathermal ions. Once the AM saturates in the presence of the fully developed turbulence, the ion heat flux is dominated by the AM and its main harmonics. ITG-induced transpo…
The free energy balance equation applied to gyrokinetic instabilities, the effect of the charge flux constraint, and application to simplified kinetic models
The linear dynamics of Alfven modes in tokamaks is investigated here by means of the global gyrokinetic particle-in-cell code NEMORB. The model equations are shown and the local shear Alfven wave dispersion relation is derived, recovering the continuous spectrum in the incompressible ideal MHD limit. A verification and benchmark analysis is performed for continuum modes in a cylinder and for toroidicity-induced Alfven Eigenmodes. Modes in a reversed-shear equilibrium are also investigated, and the dependence of the spatial structure in the poloidal plane on the equilibrium parameters is descri…
Energetic particles produced by neutral beams are observed to excite energetic-particle-driven geodesic acoustic modes (EGAMs) in tokamaks. We study the effects of anisotropy of distribution function of the energetic particles on the excitation of such instabilities with ORB5, a gyrokinetic particle-in-cell code. Numerical results are shown for linear electrostatic simulations with ORB5. The growth rate is found to be sensitively dependent on the phase-space shape of the distribution function. The behavior of the instability is qualitatively compared to the theoretical analysis of dispersion r…
A gyrokinetic simulation of the influence of electron cyclotron current drive and ion kinetic effect on the m/n=2/1 tearing mode (TM) instabilities is presented in HL-2A and DIII-D tokamak configurations. The TM evolution is calculated with a finite mass electron model and the rf current source is obtained by ray-tracing and the Fokker-Planck method. The TMs are found to be perfectly stabilized by a continuous 1MW 68GHz X2-mode in HL-2A tokamak, while instabilities in the DIII-D discharge (with lower value of CR=I_{rf}/I_{0}, where Irf is the wave driven current and I0 is the equilibrium plasm…
First-principles simulations of tokamak turbulence have proven to be of great value in recent decades. We develop a pseudo-spectral velocity formulation of the turbulence equations that smoothly interpolates between the highly efficient but lower resolution 3D gyrofluid representation and the conventional but more expensive 5D gyrokinetic representation. Our formulation is a projection of the nonlinear gyrokinetic equation onto a Laguerre-Hermite velocity-space basis. We discuss issues related to collisions, closures, and entropy. While any collision operator can be used in the formulation, we…
Spherical tokamaks (STs) have been shown to possess properties desirable for a fusion power plant such as achieving high plasma ? and having increased vertical stability. To understand the confinement properties that might be expected in the conceptual design for a high $β$ ST fusion reactor, a 1GW ST plasma equilibrium was analysed using local linear gyrokinetics to determine the type of micro-instabilities that arise. Kinetic ballooning modes (KBMs) and micro-tearing modes (MTMs) are found to be the dominant instabilities. The parametric dependence of these linear modes was determined and fr…
The kinetic effects of electrons are important to long wavelength magnetohydrodynamic(MHD)instabilities and short wavelength drift-Alfvenic instabilities responsible for turbulence transport in magnetized plasmas, since the non-adiabatic electron can interact with, modify and drive the low frequency instabilities. A novel conservative split weight scheme is proposed for the electromagnetic simulation with drift kinetic electrons in tokamak plasmas, which shows great computational advantages that there is no numerical constrain of electron skin depth on the perpendicular grid size without sacri…
The nonlinear dynamics of beta-induced Alfvén Eigenmodes (BAE) driven by energetic particles (EP) in the presence of ion-temperature-gradient (ITG) turbulence is investigated, by means of selfconsistent global gyrokinetic simulations and analytical theory. A tokamak magnetic equilibrium with large aspect ratio and reversed shear is considered. A previous study of this configuration has shown that the electron species plays an important role in determining the nonlinear saturation level of a BAE in the absence of turbulence [A. Biancalani, et al., J. Plasma Phys. (2020)]. Here, we extend the st…
The linear gyrokinetic stability properties of magnetically confined electron-positron plasmas are investigated in the parameter regime most likely to be relevant for the first laboratory experiments involving such plasmas, where the density is small enough that collisions can be ignored and the Debye length substantially exceeds the gyroradius. Although the plasma beta is very small, electromagnetic effects are retained, but magnetic compressibility can be neglected. The work of a previous publication (Helander, 2014) is thus extended to include electromagnetic instabilities, which are of imp…
A family of rigorous upper bounds on the growth rate of local gyrokinetic instabilities in magnetized plasmas is derived from the evolution equation for the Helmholtz free energy. These bounds hold for both electrostatic and electromagnetic instabilities, regardless of the number of particle species, their collision frequency, and the geometry of the magnetic field. A large number of results that have earlier been derived in special cases and observed in numerical simulations are thus brought into a unifying framework. These bounds apply not only to linear instabilities but also imply an upper…
Upgraded spectroscopic hardware and an improved impurity concentration calculation allow accurate determination of boron density in the ASDEX Upgrade tokamak. A database of boron measurements is compared to quasilinear and nonlinear gyrokinetic simulations including Coriolis and centrifugal rotational effects over a range of H-mode plasma regimes. The peaking of the measured boron profiles shows a strong anti-correlation with the plasma rotation gradient, via a relationship explained and reproduced by the theory. It is demonstrated that the rotodiffusive impurity flux driven by the rotation gr…
We present a gyrokinetic theory for the electromagnetic waves and instabilities with frequencies much lower than the ion cyclotron frequency in finite-$β$ anisotropic uniform plasmas. Here, $β$ is the ratio between plasma and magnetic pressures. Kinetic effects due to both the finite Larmor radii and wave-particle resonances are fully kept in the analysis. Corresponding linear dispersion relation and wave polarizations, valid for general $β$ value and perpendicular wavelength, are then specifically derived for a bi-Maxwellian plasma. Analytic expressions for the criteria of kinetic firehose an…
Naturally stable to ELMs, and with widths larger than EPED predictions, the I-modes are an excellent laboratory for investigating the role of drift micro-instabilities in pedestals since I-mode pedestal are not "limited" by MHD instabilities. We present here a study based on gyrokinetic simulations (using GENE) to model fluctuations and heat transport in the I-mode pedestals in C-Mod. We find the Weakly Coherent Mode observed on C-Mod I-mode to be an electrostatic Ion Temperature Gradient/Impurity density gradient (ITG/Impurity) driven mode. The ITG/Impurity mode match frequency and the impuri…
A study of turbulent impurity transport by means of quasilinear and nonlinear gyrokinetic simulations is presented for Wendelstein 7-X (W7-X). The calculations have been carried out with the recently developed gyrokinetic code stella. Different impurity species are considered in the presence of various types of background instabilities: ITG, TEM and ETG modes for the quasilinear part of the work; ITG and TEM for the nonlinear results. While the quasilinear approach allows one to draw qualitative conclusions about the sign or relative importance of the various contributions to the flux, the non…
The linear destabilization and nonlinear saturation of energetic-particle driven Alfvénic instabilities in tokamaks strongly depend on the damping channels. In this work, the collisionless damping mechanisms of Alfvénic modes are investigated within a gyrokinetic framework, by means of global simulations with the particle-in-cell code ORB5, and compared with the eigenvalue code LIGKA and reduced models. In particular, the continuum damping and the Landau damping (of ions and electrons) are considered. The electron Landau damping is found to be dominant on the ion Landau damping for experimenta…
Particle transport due to Ion Temperature Gradient/Trapped Electron (ITG/TE) mode turbulence is investigated using the gyrokinetic code GENE. Both a reduced quasilinear (QL) treatment and nonlinear (NL) simulations are performed for typical tokamak parameters corresponding to ITG dominated turbulence. A selfconsistent treatment is used, where the stationary local profiles are calculated corresponding to zero particle flux simultaneously for electrons and trace impurities. The scaling of the stationary profiles with magnetic shear, safety factor, electron-to-ion temperature ratio, collisionalit…
Plasma equilibria reconstructed from the Mega-Amp Spherical Tokamak (MAST) have sufficient resolution to capture plasma evolution during the short period between edge-localized modes (ELMs). Immediately after the ELM steep gradients in pressure, P, and density, ne, form pedestals close to the separatrix, and they then expand into the core. Local gyrokinetic analysis over the ELM cycle reveals the dominant microinstabilities at perpendicular wavelengths of the order of the ion Larmor radius. These are kinetic ballooning modes (KBMs) in the pedestal and microtearing modes (MTMs) in the core clos…
In magnetized plasma turbulence, the couplings of perpendicular spatial scales that arise due to the nonlinear interactions are analyzed from the perspective of the free-energy exchanges. The plasmas considered here, with appropriate ion or electron adiabatic electro-neutrality responses, are described by the gyrokinetic formalism in a toroidal magnetic geometry. Turbulence develops due to the electrostatic fluctuations driven by temperature gradient instabilities, either ion temperature gradient (ITG) or electron temperature gradient (ETG). The analysis consists in decomposing the system into…
Energetic particles, Shafranov shift and finite $β$ effects on TAE, KBM and ITG instabilities in global electromagnetic gyrokinetic simulations
Ecole Polytechnique Fédérale de Lausanne（洛桑联邦理工学院）；Max-Planck-Institut für Plasmaphysik（马克斯·普朗克等离子体物理研究所）；Université de Lorraine（洛林大学）；De Vinci Higher Education（德文奇高等教育）；University of Warwick（华威大学）
The presence of impurities is considered in gyrokinetic calculations of ion temperature gradient (ITG) instabilities and turbulence in the reversed field pinch device RFX-mod. This device usually exhibits hollow Carbon/Oxygen profiles, peaked in the outer core region. We describe the role of the impurities in ITG mode destabilization, and analyze whether ITG turbulence is compatible with their experimental gradients.
A gyrokinetic linear stability analysis of a collisionless slab geometry in the local approximation is presented. We focus on $k_\parallel=0$ universal (or entropy) modes driven by plasma gradients at small and large plasma $β$. These are small scale non-MHD instabilities with growth rates that typically peak near $k_\perpρ_i\sim 1$ and vanish in the long wavelength $k_\perp\to 0$ limit. This work also discusses a mode known as the Gradient Drift Coupling (GDC) instability previously reported in the gyrokinetic literature, which has a finite growth rate $γ= \sqrt{β/[2(1+β)]} C_s/|L_p|$ with $C…
A combined analytic and computational gyrokinetic approach is developed to address the question of the scaling of pedestal turbulent transport with arbitrary levels of $E \times B$ shear. Due to strong gradients and shaping in the pedestal, the instabilities of interest are not curvature-driven like the core instabilities. By extensive numerical (gyrokinetic) simulations, it is demonstrated that pedestal modes respond to shear suppression very much like the predictions of a basic analytic decorrelation theory. The quantitative agreement between the two provides us with a new dependable, first …
The global gyrokinetic toroidal code (GTC) has been recently upgraded to do simulations in non-axisymmetric equilibrium configuration, such as stellarators. Linear simulation of ion temperature gradient (ITG) driven instabilities has been done in Wendelstein7-X (W7-X) and Large Helical Device (LHD) stellarators using GTC. Several results are discussed to study characteristics of ITG in stellarators, including toroidal grids convergence, nmodes number convergence, poloidal and parallel spectrums, and electrostatic potential mode structure on flux surface.
This paper reports on the development of reduced models for electron temperature gradient (ETG) driven transport in the pedestal. Model development is enabled by a set of 61 nonlinear gyrokinetic simulations with input parameters taken from the pedestals in a broad range of experimental scenarios. The simulation data has been consolidated in a new database for gyrokinetic simulation data, the Multiscale Gyrokinetic Database (MGKDB), facilitating the analysis. The modeling approach may be considered a generalization of the standard quasilinear mixing length procedure. The parameter eta, the rat…
Time-dependent helium gas puff experiments have been performed on the Mega Ampere Spherical Tokamak (MAST) during a two point plasma current scan in L-mode and a confinement scan at 900 kA. An evaluation of the He II spectrum line induced by charge exchange suggests anomalous rates of diffusion and inward convection in the outer regions of both L-mode plasmas. Similar rates of diffusion are found in the H-mode plasma, however these rates are consistent with neoclassical predictions. The anomalous inward pinch found in the core of L-mode plasmas is also not apparent in the H-mode core. Linear g…
Fusion performance in tokamaks hinges critically on the efficacy of the Edge Transport Barrier (ETB) at suppressing energy losses. The new concept of fingerprints is introduced to identify the instabilities that cause the transport losses in the ETB of many of today's experiments, from widely posited candidates. Analysis of the Gyrokinetic-Maxwell equations, and gyrokinetic simulations of experiments, find that each mode type produces characteristic ratios of transport in the various channels: density, heat and impurities. This, together with experimental observations of transport in some chan…
Detecting Shearless Phase-Space Transport Barriers in Global Gyrokinetic Turbulence Simulations with Test Particle Map Models
The University of Texas at Austin（德克萨斯大学奥斯汀分校）；Zhejiang University（浙江大学）；Princeton University（普林斯顿大学）；University of São Paulo（圣保罗大学）；Princeton Plasma Physics Laboratory（普林斯顿等离子体物理实验室）
