An analytical model is presented for assessing the performance of the bit-error-rate (BER) in the differential m-level phase shift keying (m-PSK) transmission systems, where the influence of equalization enhanced phase noise (EEPN) has been considered. Theoretical analysis has been carried out in differential quadrature phase shift keying (DQPSK), differential 8-PSK (D8PSK), and differential 16-PSK (D16PSK) coherent optical transmission systems. The influence of EEPN on the BER performance, in term of signal-to-noise ratio (SNR), are investigated for different fiber dispersion, LO laser linewidths, symbol rates, and modulation formats. Our analytical model achieves a good agreement with previously reported EEPN induced BER floors, and can give an accurate prediction for the DQPSK system, and a leading-order approximation for the D8PSK and the D16PSK systems.
The performance of long-haul coherent optical fiber transmission system is significantly affected by the equalization enhanced phase noise (EEPN), due to the interaction between the electronic dispersion compensation (EDC) and the laser phase noise. In this paper, we present a comprehensive study on different chromatic dispersion (CD) compensation and carrier phase recovery (CPR) approaches, in the n-level phase shift keying (n-PSK) and the n-level quadrature amplitude modulation (n-QAM) coherent optical transmission systems, considering the impacts of EEPN. Four CD compensation methods are co…
The use of low resolution Analog to Digital Converters (ADCs) can significantly reduce the power consumption for massive Multiple Input Multiple Output (MIMO) systems. The existing literature on quantized massive MIMO systems deals with Cyclic Prefix (CP) transmission schemes in frequency-selective fading channels. In this paper, we propose a block processing Frequency Domain Equalization (FDE) technique in CP-free transmission schemes for massive MIMO systems having low resolution ADCs. The optimal block length for FDE is found by minimizing a computational complexity cost function and taking…
An entropy-regularized mean square error (MSE-X) cost function is proposed for nonlinear equalization of short-reach optical channels. For a coherent optical transmission experiment, MSE-X achieves the same bit error rate as the standard MSE cost function and a significantly higher achievable information rate.
This paper addresses the problem of data detection for a massive Multiple-Input-Multiple-Output (MIMO) base station which utilizes 1-bit Analog-to-Digital Converters (ADCs) for quantizing the uplink signal. The existing literature on quantized massive MIMO systems deals with Cyclic Prefix (CP) transmission over frequency-selective channels. In this paper, we propose a computationally efficient block processing equalizer based on the Expectation Maximization (EM) algorithm in CP-free transmission for 1-bit quantized systems. We investigate the optimal block length and overlapping factor in rela…
Time-domain chromatic dispersion (CD) equalization using finite impulse response (FIR) filter is now a common approach for coherent optical fiber communication systems. The complex weights of FIR filter taps are calculated from a truncated impulse response of the CD transfer function, and the modulus of the complex weights is constant. In our work, we take the limited bandwidth of a single channel signal into account and propose weighted FIR filters to improve the performance of CD equalization. A raised cosine FIR filter and a Gaussian FIR filter are investigated in our work. The optimization…
In optical transport networks, signal lightpaths between two terminal nodes can be different due to current network conditions. Thus the transmission distance and accumulated dispersion in the lightpath cannot be predicted. Therefore, the adaptive compensation of dynamic dispersion is necessary in such networks to enable flexible routing and switching. In this paper, we present a detailed analysis on the adaptive dispersion compensation using the least-mean-square (LMS) algorithm in coherent optical communication networks. It is found that the variable-step-size LMS equalizer can achieve the s…
This paper proposes a novel broadband transmission technology, termed delay alignment modulation (DAM), which enables the low-complexity equalization-free single-carrier communication, yet without suffering from inter-symbol interference (ISI). The key idea of DAM is to deliberately introduce appropriate delays for information-bearing symbols at the transmitter side, so that after propagating over the time-dispersive channel, all multi-path signal components will arrive at the receiver simultaneously and constructively. We first show that by applying DAM for the basic multiple-input single-out…
Karlsruhe Institute of Technology（卡尔斯鲁厄理工学院）；Nokia（诺基亚）
We investigate the potential of adaptive blind equalizers based on variational inference for carrier recovery in optical communications. These equalizers are based on a low-complexity approximation of maximum likelihood channel estimation. We generalize the concept of variational autoencoder (VAE) equalizers to higher order modulation formats encompassing probabilistic constellation shaping (PCS), ubiquitous in optical communications, oversampling at the receiver, and dual-polarization transmission. Besides black-box equalizers based on convolutional neural networks, we propose a model-based e…
We propose a fast and near-optimal approach to joint channel-estimation, equalization, and decoding of coded single-carrier (SC) transmissions over frequency-selective channels with few-bit analog-to-digital converters (ADCs). Our approach leverages parametric bilinear generalized approximate message passing (PBiGAMP) to reduce the implementation complexity of joint channel estimation and (soft) symbol decoding to that of a few fast Fourier transforms (FFTs). Furthermore, it learns and exploits sparsity in the channel impulse response. Our work is motivated by millimeter-wave systems with band…
Using coherent optical detection and digital signal processing, laser phase noise and equalization enhanced phase noise can be effectively mitigated using the feed-forward and feed-back carrier phase recovery approaches. In this paper, theoretical analyses of feed-back and feed-forward carrier phase recovery methods have been carried out in the long-haul high-speed n-level phase shift keying (n-PSK) optical fiber communication systems, involving a one-tap normalized least-mean-square (LMS) algorithm, a block-wise average algorithm, and a Viterbi-Viterbi algorithm. The analytical expressions fo…
The study on carrier phase estimation (CPE) approaches, involving a one-tap normalized least-mean-square (NLMS) algorithm, a block-wise average algorithm, and a Viterbi-Viterbi algorithm has been carried out in the long-haul high-capacity dispersion-unmanaged coherent optical systems. The close-form expressions and analytical predictions for bit-error-rate behaviors in these CPE methods have been analyzed by considering both the laser phase noise and the equalization enhanced phase noise. It is found that the Viterbi-Viterbi algorithm outperforms the one-tap NLMS and the block-wise average alg…
We present a study of the influence of dispersion induced phase noise for CO-OFDM systems using FFT multiplexing/IFFT demultiplexing techniques (software based). The software based system provides a method for a rigorous evaluation of the phase noise variance caused by Common Phase Error (CPE) and Inter-Carrier Interference (ICI) including - for the first time to our knowledge - in explicit form the effect of equalization enhanced phase noise (EEPN). This, in turns, leads to an analytic BER specification. Numerical results focus on a CO-OFDM system with 10-25 GS/s QPSK channel modulation. A wo…
The analysis of adaptive carrier phase estimation is investigated in long-haul high speed n-level phase shift keying (n-PSK) optical fiber communication systems based on the one-tap normalized least-mean-square (LMS) algorithm. The close-form expressions for the estimated carrier phase and the bit-error-rate floor have been derived in the n-PSK coherent optical transmission systems. The results show that the one-tap normalized LMS algorithm performs pretty well in the carrier phase estimation, but will be less effective with the increment of modulation levels, in the compensation of both intri…
We present a comparative study of the influence of dispersion induced phase noise for CO-OFDM systems using Tx channel multiplexing and Rx matched filter (analogue hardware based); and FFT multiplexing/IFFT demultiplexing techniques (software based). An RF carrier pilot tone is used to mitigate the phase noise influence. From the analysis, it appears that the phase noise influence for the two OFDM implementations is very similar. The software based system provides a method for a rigorous evaluation of the phase noise variance caused by Common Phase Error (CPE) and Inter-Carrier Interference (I…
Driven by the explosive growth of Internet of Things (IoT) devices with stringent requirements on latency and reliability, ultra-reliability and low latency communication (uRLLC) has become one of the three key communication scenarios for the fifth generation (5G) and beyond 5G communication systems. In this paper, we focus on the beamforming design problem for the downlink multiuser uRLLC systems. Since the strict demand on the reliability and latency, in general, short packet transmission is a favorable form for uRLLC systems, which indicates the literature Shannon's capacity formula is no l…
Time-frequency packing (TFP) transmission provides the highest achievable spectral efficiency with a constrained symbol alphabet and detector complexity. In this work, the application of the TFP technique to fiber-optic systems is investigated and experimentally demonstrated. The main theoretical aspects, design guidelines, and implementation issues are discussed, focusing on those aspects which are peculiar to TFP systems. In particular, adaptive compensation of propagation impairments, matched filtering, and maximum a posteriori probability detection are obtained by a combination of a butter…
In this paper, we identified the challenges and requirements for the waveform design of the fifth generation mobile communication networks (5G) and compared Orthogonal frequency-division multiplexing (OFDM) based waveforms with Filter Bank Multicarrier (FBMC) based ones. Recently it has been shown that Quadrature-Amplitude Modulation (QAM) transmission and reception can be enabled in FBMC by using multiple prototype filters, resulting in a new waveform: QAM-FBMC. Here, the transceiver architecture and signal model of QAM-FBMC are presented and channel estimation error and RF impairment, e.g., …
