We study modular Hamiltonians corresponding to the vacuum state for deformed half-spaces in relativistic quantum field theories on $\mathbb{R}^{1,d-1}$. We show that in addition to the usual boost generator, there is a contribution to the modular Hamiltonian at first order in the shape deformation, proportional to the integral of the null components of the stress tensor along the Rindler horizon. We use this fact along with monotonicity of relative entropy to prove the averaged null energy condition in Minkowski space-time. This subsequently gives a new proof of the Hofman-Maldacena bounds on the parameters appearing in CFT three-point functions. Our main technical advance involves adapting newly developed perturbative methods for calculating entanglement entropy to the problem at hand. These methods were recently used to prove certain results on the shape dependence of entanglement in CFTs and here we generalize these results to excited states and real time dynamics. We also discuss the AdS/CFT counterpart of this result, making connection with the recently proposed gravitational dual for modular Hamiltonians in holographic theories.
We show that the averaged null energy condition can be violated by a conformally coupled scalar field in a conformally flat spacetime in 3+1 dimensions. The violation is dependent on the quantum state and can be made as large as desired. It does not arise from the presence of anomalies, although anomalous violations are also possible. Since all geodesics in conformally flat spacetimes are achronal, the achronal averaged null energy condition is likewise violated.
Recently it was shown that folded strings are spontaneously created behind the horizon of the $SL(2,\mathbb{R})_k/U(1)$ black hole. Here we show that these folded strings violate the averaged null energy condition {\it macroscopically}. We discuss possible consequences of this observation on black hole physics in general, and on the information puzzle in particular.
We study the compatibility of the AdS/CFT duality with the bulk and boundary causality, and derive a conformally invariant averaged null energy condition (CANEC) for quantum field theories in 3 and 5-dimensional curved boundaries. This is the generalization of the averaged null energy condition (ANEC) in Minkowski spacetime to curved boundaries, where null energy is averaged along the null line with appropriate weight for conformal invariance. For this purpose we take, as our guiding principle, the no-bulk-shortcut theorem of Gao and Wald, which essentially asserts that when going from one poi…
The averaged null energy condition has known violations for quantum fields in curved space, even if one considers only achronal geodesics. Many such examples involve rapid variation in the stress-energy tensor in the vicinity of the geodesic under consideration, giving rise to the possibility that averaging in additional dimensions would yield a principle universally obeyed by quantum fields. However, after discussing various procedures for additional averaging, including integrating over all dimensions of the manifold, we give a class of examples that violate any such averaged condition.
We prove the achronal averaged null energy condition for general quantum field theories in the near horizon geometry of spherical extremal black holes (i.e. ${{\rm AdS}_2\times S^{d-2}}$), de Sitter and anti-de Sitter. The derivation follows from monotonicity of relative entropy after computing the modular hamiltonian of a null deformed region. For incomplete (but maximally extended) achronal null geodesics in ${\rm AdS}_2\times S^{d-2}$, we prove the positivity of a different light-ray operator for arbitrary CFTs. This agrees with a constraint recently derived for the Lorentzian cylinder.
The averaged null energy conditions (ANEC) states that, along a complete null curve, the negative energy fluctuations of a quantum field must be balanced by positive energy fluctuations. We use the AdS/CFT correspondence to prove the ANEC for a class of strongly coupled conformal field theories in flat spacetime. A violation of the ANEC in the field theory would lead to acausal propagation of signals in the bulk.
The averaged null energy condition (ANEC) requires that the integral over a complete null geodesic of the stress-energy tensor projected onto the geodesic tangent vector is never negative. This condition is sufficient to prove many important theorems in general relativity, but it is violated by quantum fields in curved spacetime. However there is a weaker condition, which is free of known violations, requiring only that there is no self-consistent space-time in semiclassical gravity in which ANEC is violated on a complete, {\em achronal} null geodesic. We indicate why such a condition might be…
Considerable interest has recently been expressed regarding the issue of whether or not quantum field theory on a fixed but curved background spacetime satisfies the averaged null energy condition (ANEC). A comment by Wald and Yurtsever [Phys. Rev. D43, 403 (1991)] indicates that in general the answer is no. In this note I explore this issue in more detail, and succeed in characterizing a broad class of spacetimes in which the ANEC is guaranteed to be violated. Finally, I add some comments regarding ANEC violation in Schwarzschild spacetime.
We consider averaged null energy conditions (ANEC) for strongly coupled quantum field theories in even (two and four) dimensional curved spacetimes by applying the no-bulk-shortcut principle in the context of the AdS/CFT duality. In the same context but in odd-dimensions, the present authors previously derived a conformally invariant averaged null energy condition (CANEC), which is a version of the ANEC with a certain weight function for conformal invariance. In even-dimensions, however, one has to deal with gravitational conformal anomalies, which make relevant formulas much more complicated …
A null line is a complete achronal null geodesic. It is proven that for any quantum fields minimally coupled to semiclassical Einstein gravity, the averaged null energy condition (ANEC) on null lines is a consequence of the generalized second law of thermodynamics for causal horizons. Auxiliary assumptions include CPT and the existence of a suitable renormalization scheme for the generalized entropy. Although the ANEC can be violated on general geodesics in curved spacetimes, as long as the ANEC holds on null lines there exist theorems showing that semiclassical gravity should satisfy positivi…
It is shown that the averaged null energy condition is fulfilled for a dense, translationally invariant set of vector states in any local quantum field theory in two-dimensional Minkowski spacetime whenever the theory has a mass gap and possesses an energy-momentum tensor. The latter is assumed to be a Wightman field which is local relative to the observables, generates locally the translations, is divergence-free, and energetically bounded. Thus the averaged null energy condition can be deduced from completely generic, standard assumptions for general quantum field theory in two-dimensional f…
We examine the averaged null energy condition~(ANEC) for strongly coupled fields, along the event horizon of an evaporating black hole by using the AdS/CFT duality. First, we consider a holographic model of a $3$-dimensional evaporating black hole with a perturbed 4-dimensional black droplet geometry as the bulk dual, and investigate how negative energy flux going into the boundary black hole horizon appears. We show that the ingoing negative energy flux always appears at the boundary black hole horizon when the horizon area decreases. Second, we test the ANEC in a holographic model of a $4$-d…
It is shown that the deformed Seiberg-Witten curve equation after Fourier transform is mapped into a differential equation for the AGT dual 2d CFT cnformal block containing an extra completely degenerate field. We carefully match parameters in two sides of duality thus providing not only a simple independent prove of the AGT correspondence in Nekrasov-Shatashvili limit, but also an extension of AGT to the case when a secondary field is included in the CFT conformal block. Implications of our results in the study of monodromy problems for a large class of $n$'th order Fuchsian differential equa…
We explore the implications of the averaged null energy condition for thermal states of relativistic quantum field theories. A key property of such thermal states is the thermalization length. This lengthscale generalizes the notion of a mean free path beyond weak coupling, and allows finite size regions to independently thermalize. Using the eigenstate thermalization hypothesis, we show that thermal fluctuations in finite size `fireballs' can produce states that violate the averaged null energy condition if the thermalization length is too short or if the shear viscosity is too large. These b…
Unitary, Lorentz-invariant quantum field theories in flat spacetime obey microcausality: commutators vanish at spacelike separation. For interacting theories in more than two dimensions, we show that this implies that the averaged null energy, $\int du T_{uu}$, must be positive. This non-local operator appears in the operator product expansion of local operators in the lightcone limit, and therefore contributes to $n$-point functions. We derive a sum rule that isolates this contribution and is manifestly positive. The argument also applies to certain higher spin operators other than the stress…
Hamiltonian formulation of Carrollian Maxwell theory in Deformed Light-cone Kaluza-Klein-like Null reduction
School of Fundamental Physics and Mathematical Sciences, Hangzhou Institute for Advanced Study, UCAS（杭州高等研究院基础物理与数学学院，UCAS）；Institute of Theoretical Physics, Chinese Academy of Sciences（中国科学院理论物理研究所）；University of Chinese Academy of Sciences（中国科学院大学）
We study null 1/4 BPS deformations of flat domain wall solutions (NDDW) in N=2, d=5 gauged supergravity with hypermultiplets and vector multiplets coupled. These are uncharged time-dependent configurations and contain as special case, 1/2 supersymmetric flat domain walls (DW), as well as 1/2 BPS null solutions of the ungauged supergravity. Combining our analysis with the classification method initiated by Gauntlett et al., we prove that all the possible deformations of the DW have origin in the hypermultiplet sector or/and are null. Here, we classify all the null deformations: we show that the…
The negative energy density of Casimir systems appears to violate general relativity energy conditions. However, one cannot test the averaged null energy condition (ANEC) using standard calculations for perfectly reflecting plates, because the null geodesic would have to pass through the plates, where the calculation breaks down. To avoid this problem, we compute the contribution to ANEC for a geodesic that passes through a hole in a single plate. We consider both Dirichlet and Neumann boundary conditions in two and three space dimensions. We use a Babinet's principle argument to reduce the pr…
The form factor bootstrap approach allows to construct the space of local fields in the massive restricted sine-Gordon model. This space has to be isomorphic to that of the corresponding minimal model of conformal field theory. We describe the subspaces which correspond to the Verma modules of primary fields in terms of the commutative algebra of local integrals of motion and of a fermion (Neveu-Schwarz or Ramond depending on the particular primary field). The description of null-vectors relies on the relation between form factors and deformed hyper-elliptic integrals. The null-vectors corresp…
A family of deformed black branes is employed to examine the confinement/deconfinement phase transition in AdS/QCD. The holographic entanglement entropy (HEE) plays the role of the order parameter driving the confinement/deconfinement phase transition. The binding energy of quark-antiquark bound states and the critical length that makes a null variation of the HEE, together with the critical temperature separating the deconfined quark-gluon plasma to the confined hadronic phase, are discussed in the deformed black brane background, matching current experimental hadronic data.
Source-free so-called ModMax theories of nonlinear electrodynamics in the four dimensional Minkowski spacetime vacuum are the only possible continuous deformations -- and as a function of a single real and positive parameter -- of source-free Maxwell linear electrodynamics in the same vacuum, which preserve all the same Poincaré and conformal spacetime symmetries as well as the continuous duality invariance of Maxwell's theory. Null field configurations of the latter however, including null electromagnetic knots, are singular for the Lagrangian formulation of any spacetime Poincaré and conform…
The Garfinkle-Vachaspati transform is a deformation of a metric in terms of a null, hypersurface orthogonal, Killing vector $k^μ$. We explore a generalisation of this deformation in type IIB supergravity taking motivation from certain studies of the D1-D5 system. We consider solutions of minimal six-dimensional supergravity admitting null Killing vector $k^μ$ trivially lifted to type IIB supergravity by the addition of four-torus directions. The torus directions provide covariantly constant spacelike vectors $l^μ$. We show that the original solution can be deformed as $g_{μν} \to g_{μν} + 2 Φk…
We analyze the properties of the q-vertex operators of U_q(sl(2)^) introduced by Frenkel and Reshetikhin. As the condition for the null vector decoupling, we derive the existence condition of the q-vertex operators ( the fusion rules ).
The expected stress-energy tensor <T_{ab}> of quantum fields generically violates the local positive energy conditions of general relativity. However, <T_{ab}> may satisfy some nonlocal conditions such as the averaged null energy condition (ANEC), which would rule out traversable wormholes. Although ANEC holds in Minkowski spacetime, it can be violated in curved spacetimes if one is allowed to choose the spacetime and quantum state arbitrarily, without imposition of the semiclassical Einstein equation G_{ab} = 8 π<T_{ab}>. In this paper we investigate whether ANEC holds for solutions to this e…
In gauge/gravity duality, points which are not causally related on the boundary cannot be causally related through the bulk; this is the statement of boundary causality. By the Gao-Wald theorem, the averaged null energy condition in the bulk is sufficient to ensure this property. Here we proceed in the converse direction: we derive a necessary as well as sufficient condition for the preservation of boundary causality under perturbative (quantum or stringy) corrections to the bulk. The condition that we find is a (background-dependent) constraint on the amount by which light cones can "open" ov…
We study the null dipole deformation of N=4 super Yang-Mills theory, which is an example of a potentially solvable "dipole CFT": a theory that is non-local along a null direction, has non-relativistic conformal invariance along the remaining ones, and is holographically dual to a Schrodinger space-time. We initiate the field-theoretical study of the spectrum in this model by using integrability inherited from the parent theory. The dipole deformation corresponds to a nondiagonal Drinfeld-Reshetikhin twist in the spin chain picture, which renders the traditional Bethe ansatz inapplicable from t…
The quantum null energy condition (QNEC) is a quantum generalization of the null energy condition which gives a lower bound on the null energy in terms of the second derivative of the von Neumann entropy or entanglement entropy of some region with respect to a null direction. The QNEC states that $\langle T_{kk}\rangle_{p}\geq lim_{A\rightarrow 0}\left(\frac{\hbar}{2πA}S_{out}^{\prime\prime}\right)$ where $S_{out}$ is the entanglement entropy restricted to one side of a codimension-2 surface $Σ$ which is deformed in the null direction about a neighborhood of point $p$ with area $A$. A proof of…
The dynamics of bouncing universes is characterized by violating certain coordinate invariant restrictions on the total energy-momentum tensor, customarily referred to as energy conditions. Although there could be epochs where the null energy condition is locally violated, it may perhaps be enforced in an averaged sense. Explicit examples of this possibility are investigated in different frameworks.
The null energy condition (NEC), an important assumption of the Penrose singularity theorem, is violated by quantum fields. The natural generalization of the NEC in quantum field theory, the renormalized null energy averaged over a finite null segment, is known to be unbounded from below. Here, we propose an alternative, the double smeared null energy condition (DSNEC), stating that the null energy smeared over two null directions has a finite lower bound. We rigorously derive DSNEC from general worldvolume bounds for free quantum fields in Minkowski spacetime. Our method allows for future sys…
We investigate whether the null energy, averaged over some region of spacetime, is bounded below in QFT. First, we use light-sheet quantization to prove a version of the "Smeared Null Energy Condition" (SNEC) proposed in [1], applicable for free and super-renormalizable QFT's equipped with a UV cutoff. Through an explicit construction of squeezed states, we show that the SNEC bound cannot be improved by smearing on a light-sheet alone. We propose that smearing the null energy over two null directions defines an operator that is bounded below and independent of the UV cutoff, in what we call th…
Connections are uncovered between the averaged weak (AWEC) and averaged null (ANEC) energy conditions, and quantum inequality restrictions on negative energy for free massless scalar fields. In a two-dimensional compactified Minkowski universe, we derive a covariant quantum inequality-type bound on the difference of the expectation values of the energy density in an arbitrary quantum state and in the Casimir vacuum state. From this bound, it is shown that the difference of expectation values also obeys AWEC and ANEC-type integral conditions. In contrast, it is well-known that the stress tensor…
We show analytically that the vacuum electromagnetic stress-energy tensor outside a ball with constant dielectric constant and permeability always obeys the weak, null, dominant, and strong energy conditions. There are still no known examples in quantum field theory in which the averaged null energy condition in flat spacetime is violated.
Null energy condition plays a crucial role in holographic renormalization group flow, leading to the holographic c-theorem. Unfortunately, the null energy condition is quantum mechanically violated. Even the averaged version can be violated. We discuss how the anomalous violation of the null energy condition affects the holographic renormalization group flow in 1+3 dimensional bulk gravity. We show that despite the violation of the null energy condition, a suitably modified holographic c-function with a peculiar log correction is still monotonically decreasing in so far as we add the counterte…
In this paper the averaged weak (AWEC) and averaged null (ANEC) energy conditions, together with uncertainty principle-type restrictions on negative energy (``quantum inequalities''), are examined in the context of evaporating black hole backgrounds in both two and four dimensions. In particular, integrals over only half-geodesics are studied. We determine the regions of the spacetime in which the averaged energy conditions are violated. In all cases where these conditions fail, there appear to be quantum inequalities which bound the magnitude and extent of the negative energy, and hence the d…
We study relative entropy in QFT, comparing the vacuum state to a special family of purifications determined by an input state and constructed using relative modular flow. We use this to prove a conjecture by Wall that relates the shape derivative of relative entropy to a variational expression over the averaged null energy of possible purifications. This variational expression can be used to easily prove the quantum null energy condition. We formulate Wall's conjecture as a theorem pertaining to operator algebras satisfying the properties of a half-sided modular inclusion, with the additional…
The Null Energy Condition is considered the most fundamental of the energy conditions, on which several key results, such as the singularity theorems, are based. The Casimir effect is one of the rare equilibrium mechanisms by which it is breached without invoking modified gravity or non-minimal couplings to exotic matter. In this work we propose an independent dynamical mechanism by which it is violated, with the only ingredients being standard (but non-perturbative) QFT and a minimally coupled scalar field in a double-well potential. As for the Casimir effect, we explain why the Averaged Null…
WZW models live on a moduli space parameterized by current-current deformations. The moduli space defines an ensemble of conformal field theories, which generically have $N$ abelian conserved currents and central charge $c > N$. We calculate the average partition function and show that it can be interpreted as a sum over 3-manifolds. This suggests that the ensemble-averaged theory has a holographic dual, generalizing recent results on Narain CFTs. The bulk theory, at the perturbative level, is identified as $U(1)^{2N}$ Chern-Simons theory coupled to additional matter fields. From a mathematica…
We study the Casimir energy of a minimally coupled, real, massless scalar field outside a spherically symmetric background potential. We obtain a general expression for the null energy condition in d dimensions and explicit expressions for a perfectly reflecting spherical boundary in 3+1 and 2+1 dimensions. In these cases, the null energy condition is always violated for radial motion and obeyed for azimuthal motion. Nevertheless, the averaged null energy condition is always obeyed.
We investigate the quantum null energy condition (QNEC) in holographic CFTs, focusing on half-spaces and particular classes of states. We present direct, and in certain cases nonperturbative, calculations for both the diagonal and off- diagonal variational derivatives of entanglement entropy. In d > 2, we find that the QNEC is saturated. We compute relations between the off-diagonal variation of entanglement, boundary relative entropy, and the bulk stress tensor. Strong subadditivity then leads to energy conditions in the bulk. In d = 2, we find that the QNEC is in general not saturated when t…
We describe the generalized kappa-deformations of D=4 relativistic symmetries with finite masslike deformation parameter kappa and an arbitrary direction in kappa-deformed Minkowski space being noncommutative. The corresponding bicovariant differential calculi on kappa-deformed Minkowski spaces are considered. Two distinguished cases are discussed: 5D noncommutative differential calculus (kappa-deformation in time-like or space-like direction), and 4D noncommutative differential calculus having the classical dimension (noncommutative kappa-deformation in light-like direction). We introduce als…
We prove a conjectured lower bound on $\left< T_{--}(x) \right>_ψ$ in any state $ψ$ of a relativistic QFT dubbed the Quantum Null Energy Condition (QNEC). The bound is given by the second order shape deformation, in the null direction, of the geometric entanglement entropy of an entangling cut passing through $x$. Our proof involves a combination of the two independent methods that were used recently to prove the weaker Averaged Null Energy Condition (ANEC). In particular the properties of modular Hamiltonians under shape deformations for the state $ψ$ play an important role, as do causality c…
We report here on a new method for calculating the renormalized stress-energy tensor (RSET) in black-hole (BH) spacetimes, which should also be applicable to dynamical BHs and to spinning BHs. This new method only requires the spacetime to admit a single symmetry. So far we developed three variants of the method, aimed for stationary, spherically symmetric, or axially symmetric BHs. We used this method to calculate the RSET of a minimally-coupled massless scalar field in Schwarzschild and Reissner-Nordstrom backgrounds, for several quantum states. We present here the results for the RSET in th…
Using the AdS/CFT duality, we study the expectation value of stress tensor in $2+1$-dimensional quantum critical theories with a general dynamical scaling $z$, and explore various constrains on negative energy density for strongly coupled field theories. The holographic dual theory is the theory of gravity in 3+1-dimensional Lifshitz backgrounds. We adopt a consistent approach to obtain the boundary stress tensor from bulk construction, which satisfies the trace Ward identity associated with Lifshitz scaling symmetry. In particular, the boundary stress tensor, constructed from the gravitationa…
We explore a curious but simple variant of the Bronnikov-Ellis (BE) wormhole spacetime with a specific `red-shift function' (i.e. $g_{00}$) in the line element. The matter required to support such a geometry violates the local Null Energy Condition (NEC) only around the throat and the global Averaged Null Energy Condition (ANEC) integral along radial null geodesics may be adjusted to arbitrarily small negative values, using metric parameters. Properties of the line element manifest in the metric functions, curvature and the required matter stress energy are delineated. Further, exact null and …
Starting from the averaged null energy condition (ANEC) in Minkowski we show that conformal symmetry implies the ANEC for a conformal field theory (CFT) in a de Sitter and anti-de Sitter background. A similar and novel bound is also obtained for a CFT in the Lorentzian cylinder. Using monotonicity of relative entropy, we rederive these results for dS and the cylinder. As a byproduct we obtain the vacuum modular Hamiltonian and entanglement entropy associated to null deformed regions of CFTs in (A)dS and the cylinder. A third derivation of the ANEC in dS is shown to follow from bulk causality i…
We examine the achronal averaged null energy condition~(ANEC) for a class of conformal field theories~(CFT) at strong coupling in curved spacetime. By applying the AdS/CFT duality, we find holographic models which violate the achronal ANEC for $3+1$ and $4+1$-dimensional boundary theories. In our model, the bulk spacetime is an asymptotically AdS vacuum bubble solution with neither causality violation nor singularities. The conformal boundary of our bubble solution is asymptotically flat and is causally proper in the sense that a "fastest null geodesics" connecting any two points on the bounda…
