Consider the transmission of a polar code of block length $N$ and rate $R$ over a binary memoryless symmetric channel $W$ and let $P_e$ be the block error probability under successive cancellation decoding. In this paper, we develop new bounds that characterize the relationship of the parameters $R$, $N$, $P_e$, and the quality of the channel $W$ quantified by its capacity $I(W)$ and its Bhattacharyya parameter $Z(W)$.
In previous work, two main regimes were studied. In the error exponent regime, the channel $W$ and the rate $R<I(W)$ are fixed, and it was proved that the error probability $P_e$ scales roughly as $2^{-\sqrt{N}}$. In the scaling exponent approach, the channel $W$ and the error probability $P_e$ are fixed and it was proved that the gap to capacity $I(W)-R$ scales as $N^{-1/μ}$. Here, $μ$ is called scaling exponent and this scaling exponent depends on the channel $W$. A heuristic computation for the binary erasure channel (BEC) gives $μ=3.627$ and it was shown that, for any channel $W$, $3.579 \le μ\le 5.702$.
Our contributions are as follows. First, we provide the tighter upper bound $μ\le 4.714$ valid for any $W$. With the same technique, we obtain $μ\le 3.639$ for the case of the BEC, which approaches very closely its heuristically derived value. Second, we develop a trade-off between the gap to capacity $I(W)-R$ and the error probability $P_e$ as functions of the block length $N$. In other words, we consider a moderate deviations regime in which we study how fast both quantities, as functions of the block length $N$, simultaneously go to $0$. Third, we prove that polar codes are not affected by error floors. To do so, we fix a polar code of block length $N$ and rate $R$. Then, we vary the channel $W$ and we show that the error probability $P_e$ scales as the Bhattacharyya parameter $Z(W)$ raised to a power that scales roughly like $\sqrt{N}$.
In this work, we show that polar belief propagation (BP) decoding exhibits an error floor behavior which is caused by clipping of the log-likelihood ratios (LLR). The error floor becomes more pronounced for clipping to smaller LLR-values. We introduce a single-value measure quantifying a "relative error floor", showing, by exhaustive simulations for different lengths, that the error floor is mainly caused by inadequate clipping values. We propose four modifications to the conventional BP decoding algorithm to mitigate this error floor behavior, demonstrating that the error floor is a decoder p…
We present a framework for the analysis of the error floor of coded slotted ALOHA (CSA) for finite frame lengths over the packet erasure channel. The error floor is caused by stopping sets in the corresponding bipartite graph, whose enumeration is, in general, not a trivial problem. We therefore identify the most dominant stopping sets for the distributions of practical interest. The derived analytical expressions allow us to accurately predict the error floor at low to moderate channel loads and characterize the unequal error protection inherent in CSA.
Spatially coupled turbo-like codes (SC-TCs) have been shown to have excellent decoding thresholds due to the threshold saturation effect. Furthermore, even for moderate block lengths, simulation results demonstrate very good bit error rate performance (BER) in the waterfall region. In this paper, we discuss the effect of spatial coupling on the performance of TCs in the finite block-length regime. We investigate the effect of coupling on the error-floor performance of SC-TCs by establishing conditions under which spatial coupling either preserves or improves the minimum distance of TCs. This a…
This short paper explores density evolution (DE) for low-density parity-check (LDPC) codes at signal-to-noise-ratios (SNRs) that are significantly above the decoding threshold. The focus is on the additive white Gaussian noise channel and LDPC codes in which the variable nodes have regular degree. Prior work, using DE, produced results in the error floor region which were asymptotic in the belief-propagation decoder's log-likelihood ratio (LLR) values. We develop expressions which closely approximate the LLR growth behavior at moderate LLR magnitudes. We then produce bounds on the mean extrins…
Current deterministic algorithms for the construction of polar codes can only be argued to be practical for channels with small input alphabet sizes. In this paper, we show that any construction algorithm for channels with moderate input alphabet size which follows the paradigm of "degrading after each polarization step" will inherently be impractical with respect to a certain "hard" underlying channel. This result also sheds light on why the construction of LDPC codes using density evolution is impractical for channels with moderate sized input alphabets.
In 2008 Arikan proposed polar coding [arXiv:0807.3917] which we summarize as follows: (a) From the root channel $W$ synthesize recursively a series of channels $W_N^{(1)},\dotsc,W_N^{(N)}$. (b) Select sophisticatedly a subset $A$ of synthetic channels. (c) Transmit information using synthetic channels indexed by $A$ and freeze the remaining synthetic channels. Arikan gives each synthetic channel a score (called the Bhattacharyya parameter) that determines whether it should be selected or frozen. As $N$ grows, a majority of the scores are either very high or very low, i.e., they polarize. By ch…
In this paper, the analysis of the performance of the concatenation of a short polar code with an outer binary linear block code is addressed from a distance spectrum viewpoint. The analysis targets the case where an outer cyclic code is employed together with an inner systematic polar code. A concatenated code ensemble is introduced placing an interleaver at the input of the polar encoder. The introduced ensemble allows deriving bounds on the achievable error rates under maximum likelihood decoding, by applying the union bound to the (expurgated) average weight enumerators. The analysis sugge…
Braided convolutional codes (BCCs) are a class of spatially coupled turbo-like codes (SC-TCs) with excellent belief propagation (BP) thresholds. In this paper, we analyze the performance of BCCs in the finite block-length regime. We derive the average weight enumerator function (WEF) and compute the union bound on the performance for the uncoupled BCC ensemble. Our results suggest that the union bound is affected by poor distance properties of a small fraction of codes. By computing the union bound for the expurgated ensemble, we show that the floor improves substantially and very low error ra…
This paper investigates polar codes for the additive white Gaussian noise (AWGN) channel. The scaling exponent $μ$ of polar codes for a memoryless channel $q_{Y|X}$ with capacity $I(q_{Y|X})$ characterizes the closest gap between the capacity and non-asymptotic achievable rates in the following way: For a fixed $\varepsilon \in (0, 1)$, the gap between the capacity $I(q_{Y|X})$ and the maximum non-asymptotic rate $R_n^*$ achieved by a length-$n$ polar code with average error probability $\varepsilon$ scales as $n^{-1/μ}$, i.e., $I(q_{Y|X})-R_n^* = Θ(n^{-1/μ})$. It is well known that the scalin…
We present a rate-compatible polar coding scheme that achieves the capacity of any family of channels. Our solution generalizes the previous results [1], [2] that provide capacity-achieving rate-compatible polar codes for a degraded family of channels. The motivation for our extension comes from the fact that in many practical scenarios, e.g., MIMO systems and non-Gaussian interference, the channels cannot be ordered by degradation. The main technical contribution of this paper consists in removing the degradation condition. To do so, we exploit the ideas coming from the construction of univer…
Slow fading broadcast channels can model a wide range of applications in wireless networks. Due to delay requirements and the unavailability of the channel state information at the transmitter (CSIT), these channels for many applications are non-ergodic. The appropriate measure for designing signals in non-ergodic channels is the outage probability. In this paper, we provide a method to optimize STBCs based on the outage probability at moderate SNRs. Multilevel polar coded-modulation is a new class of coded-modulation techniques that benefits from low complexity decoders and simple rate matchi…
Long polar codes can achieve the capacity of arbitrary binary-input discrete memoryless channels under a low complexity successive cancelation (SC) decoding algorithm. But for polar codes with short and moderate code length, the decoding performance of the SC decoding algorithm is inferior. The cyclic redundancy check (CRC) aided successive cancelation list (SCL) decoding algorithm has better error performance than the SC decoding algorithm for short or moderate polar codes. However, the CRC aided SCL (CA-SCL) decoding algorithm still suffer from long decoding latency. In this paper, a reduced…
Motivated by the need to communicate short control messages in 5G and beyond, this paper carefully designs codes for cyclic redundancy check (CRC)-aided list decoding of tail-biting convolutional codes (TBCCs) and polar codes. Both codes send a 32-bit message using an 11-bit CRC and 512 transmitted bits. We aim to provide a careful, fair comparison of the error performance and decoding complexity of polar and TBCC techniques for a specific case. Specifically, a TBCC is designed to match the rate of a (512, 43) polar code, and optimal 11-bit CRCs for both codes are designed. The paper examines …
Long polar codes can achieve the symmetric capacity of arbitrary binary-input discrete memoryless channels under a low complexity successive cancelation (SC) decoding algorithm. However, for polar codes with short and moderate code length, the decoding performance of the SC algorithm is inferior. The cyclic redundancy check (CRC) aided successive cancelation list (SCL) decoding algorithm has better error performance than the SC algorithm for short or moderate polar codes. In this paper, we propose an efficient list decoder architecture for the CRC aided SCL algorithm, based on both algorithmic…
We consider codes for channels with extreme noise that emerge in various low-power applications. Simple LDPC-type codes with parity checks of weight 3 are first studied for any dimension $m\rightarrow\infty.$ These codes form modulation schemes: they improve the original channel output for any $SNR>$ $-6$ dB (per information bit) and gain $3$ dB over uncoded modulation as $SNR$ grows. However, they also have a floor on the output bit error rate (BER) irrespective of their length. Tight lower and upper bounds, which are virtually identical to simulation results, are then obtained for BER at any…
Constructing efficient low-rate error-correcting codes with low-complexity encoding and decoding have become increasingly important for applications involving ultra-low-power devices such as Internet-of-Things (IoT) networks. To this end, schemes based on concatenating the state-of-the-art codes at moderate rates with repetition codes have emerged as practical solutions deployed in various standards. In this paper, we propose a novel mechanism for concatenating outer polar codes with inner repetition codes which we refer to as polar coded repetition. More specifically, we propose to transmit a…
In theory, Polar codes do not exhibit an error floor under successive-cancellation (SC) decoding. In practice, frame error rate (FER) down to $10^{-12}$ has not been reported with a real SC list (SCL) decoder hardware. This paper presents an asymmetric adaptive SCL (A2SCL) decoder, implemented in real hardware, for high-throughput and ultra-reliable communications. We propose to concatenate multiple SC decoders with an SCL decoder, in which the numbers of SC/SCL decoders are balanced with respect to their area and latency. In addition, a novel unequal-quantization technique is adopted. The two…
An efficient scheme to increase the performance of polar codes at short and moderate block lengths is a concatenation of CRC code and a polar code. In order to obtain better result of the concatenation, a CRC code with best error control performance among all CRC codes with a fixed number of check bits has to be used. In this work we investigate CRC codes of 11 to 19 parity bits and determine those of them which have maximum minimum distance at any length it can be used. For CRC codes of 24 parity bits we were not able to perform complete search and we present the best obtained results. The in…
Belief propagation (BP) is an iterative decoding algorithm for polar codes which can be parallelized effectively to achieve higher throughput. However, because of the presence of error floor due to cycles and stopping sets in the factor graph, the performance of the BP decoder is far from the performance of state of the art cyclic redundancy check (CRC) aided successive cancellation list (CA-SCL) decoders. It has been shown that successive BP decoding on multiple permuted factor graphs, which is called the multi-trellis BP decoder, can improve the error performance. However, when permuting the…
