We determine the effective field theory in (2+1)-dimensional space and time that captures the long wave length and low-energy limit of fermions hopping on a honeycomb lattice at half-filling when both a dominant intrinsic and subdominant Rashba spin-orbit couplings are present. This effective field theory for a Z_2 topological insulator (the Kane-Mele model at vanishing uniform and staggered chemical potentials) is a perturbation around a double Chern-Simons theory, with the U(1) gauge invariance associated to spin conservation explicitly broken due to the Rashba spin orbit coupling. Nonetheless, we find that the effective field theory has a BRST symmetry that allows us to construct the bulk-edge correspondence.
The nature of metal-insulator and magnetic transitions is still a subject under intense debate in condensed matter physics. Amongst the many possible mechanisms, the interplay between electronic correlations and spin-orbit couplings is an issue of a great deal of interest, in particular when dealing with quasi-2D compounds. In view of this, here we use a Hartree-Fock approach to investigate how the Rashba spin-orbit coupling, $V_\text{SO}$, affects the magnetic ordering provided by a Hubbard interaction, $U$, on a square lattice. At half-filling, we have found a sequence of transitions for inc…
We discover magnetic phases hosting highly-elusive and technologically important antiferromagnetic skyrmion quasiparicles in a model for Rashba-coupled Hund's insulator. The results are based on unbiased simulations of a classical superexchange model derived, in this work, from a realistic microscopic electronic Hamiltonian. We also discover a novel skyrmion density wave groundstate characterized by a ($Q,Q$) modulation in the local skyrmion density map. A unique inhomogeneous state characterized by a circular pattern in spin structure factor and filamentary real-space textures is identified a…
In the giant Rashba semiconductor BiTeI electronic surface scattering with Lorentzian linewidth is observed that shows a strong dependence on surface termination and surface potential shifts. A comparison with the topological insulator Bi2Se3 evidences that surface confined quantum well states are the origin of these processes. We notice an enhanced quasiparticle dynamics of these states with scattering rates that are comparable to polaronic systems in the collision dominated regime. The Eg symmetry of the Lorentzian scattering contribution is different from the chiral (RL) symmetry of the cor…
The recent discovery of materials featuring strong Rashba spin-orbit coupling (RSOC) and strong electronic correlation raises questions about the interplay of Mott and Rashba physics. In this work, we employ cluster perturbation theory to investigate the spectral properties of the two-dimensional Hubbard model in the presence of a significant or large RSOC. We show that RSOC strongly favors metallic phases and competes with Mott localization, leading to an unconventional scenario for the Mott transition which is no longer controlled by the ratio between the Hubbard $U$ and an effective bandwid…
We study the ground-state properties of electrons confined to a quantum wire and subject to a smoothly modulated Rashba spin-orbit coupling. When the period of the modulation becomes commensurate with the band filling, the Rashba coupling drives a quantum phase transition to a nonmagnetic insulating state. Using bosonization and a perturbative renormalization group approach, we find that this state is robust against electron-electron interactions. The gaps to charge- and spin excitations scale with the amplitude of the Rashba modulation with a common interaction-dependent exponent. An estimate…
The electronic structure of Bi2Se3 is studied by angle-resolved photoemission and density functional theory. We show that the instability of the surface electronic properties, observed even in ultra-high-vacuum conditions, can be overcome via in-situ potassium deposition. In addition to accurately setting the carrier concentration, new Rashba-like spin-polarized states are induced, with a tunable, reversible, and highly stable spin splitting. Ab-initio slab calculations reveal that these Rashba state are derived from the 5QL quantum-well states. While the K-induced potential gradient enhances …
We study the superconducting transition in a two-dimensional electron gas with strong Rashba spin-orbit coupling. We assume low electron density, such that only the majority spin band participates in the transition. We show that the superconducting transition follows either the Bose-Einstein condensation (BEC), or the Bardeen-Cooper-Schrieffer (BCS) scenarios, depending on the position of the chemical potential with respect to the bottom of the majority band, and the strength of the Coulomb repulsion between electrons. Hence, the BEC-BCS crossover in this system can be driven either by the cha…
One of the major strategies to control magnetism in spintronics is to utilize the coupling between electron spin and its orbital motion. The Rashba and Dresselhaus spin-orbit couplings induce magnetic textures of band electrons called spin momentum locking, which produces a spin torque by the injection of electric current. However, joule heating had been a bottleneck for device applications. Here, we propose a theory to generate further rich spin textures in insulating antiferromagnets with broken spatial inversion symmetry (SIS), which is easily controlled by a small magnetic field. In antife…
Topological Flat Minibands and Fractional Chern Insulators in Rashba Systems with Tunable Superlattice Potentials
University of Science and Technology of China（中国科学技术大学）；International Center for Quantum Design of Functional Materials (ICQD), Hefei National Research Center for Physical Sciences at Microscale, University of Science and Technology of China（中国科学技术大学合肥微尺度物质科学国家研究中心量子功能材料国际中心）；Hefei National Laboratory, University of Science and Technology of China（中国科学技术大学合肥国家实验室）
Flat-bands in magic angle twisted bilayer graphene (MATBG) have recently emerged as a rich platform to explore strong correlations, superconductivity and mag-netism. However, the phases of MATBG in magnetic field, and what they reveal about the zero-field phase diagram remain relatively unchartered. Here we use magneto-transport and Hall measurements to reveal a rich sequence of wedge-like regions of quantized Hall conductance with Chern numbers C = +(-)1, +(-)2, +(-)3, +(-)4 which nucleate from integer fillings of the moire unit cell v = +(-)3, +(-)2, +(-)1, 0 correspondingly. We interpret th…
The interaction between magnetic impurities and the gapless surface state is of critical importance for realizing novel quantum phenomena and new functionalities in topological insulators. By combining angle-resolved photoemission spectroscopic experiments with density functional theory calculations, we show that surface deposition of Cr atoms on Bi$_2$Se$_3$ does not lead to gap opening of the surface state at the Dirac point, indicating the absence of long-range out-of-plane ferromagnetism down to our measurement temperature of 15 K. This is in sharp contrast to bulk Cr doping, and the origi…
The combination of Rashba spin-orbit coupling and potential disorder induces a random current operator for the edge states of a 2D topological insulator. We prove that charge transport through such an edge is ballistic at any temperature, with or without Luttinger liquid interactions. The solution exploits a mapping to a spin 1/2 in a time-dependent field that preserves the projection along one randomly undulating component (integrable dynamics). Our result is exact and rules out random Rashba backscattering as a source of temperature-dependent transport, absent integrability-breaking terms.
Heavily electron-doped surfaces of Bi$_2$Se$_3$ have been studied by spin and angle resolved photoemission spectroscopy. Upon doping, electrons occupy a series of {\bf k}-split pairs of states above the topological surface state. The {\bf k}-splitting originates from the large spin-orbit coupling and results in a Rashba-type behavior, unequivocally demonstrated here via the spin analysis. The spin helicities of the lowest laying Rashba doublet and the adjacent topological surface state alternate in a left-right-left sequence. This spin configuration sets constraints to inter-band scattering ch…
We investigate, firstly, the effects of the Rashba SOC on the band structrue of the Kane-Mele model. The competition between the Rashba SOC and the intrinsic SOC can lead to the rich phenomenology. The Rashba SOC can drive the indirect and direct energy gap to close successively, but maintain the band touching between the valence band and the conduction band when the Rashba SOC is large enough to dominant the competition. We find that these touching points are located at $K$ and $K^{\prime}$ or/and some $2π/3$ rotationally symmetric points around $K$ and $K^{\prime}$ in the Brillouin zone. The…
The criteria for strong correlations on surfaces of three-dimensional topological insulators are discussed. Usually, the Coulomb repulsion at such surfaces is too weak for driving a phase transition to a strongly correlated regime. I discuss a mechanism and possibilities of its experimental implementation by which the strength of the Coulomb interaction can be tuned over a wide range. In the strongly interacting regime, the surface states are gapped, even though the topological classification of the bulk band structure predicts gapless surface states.
Spin-orbit (SO) coupling is the crucial parameter to drive topological insulating phases in electronic band models. In particular, the generic emergence of SO coupling involves the Rashba term which fully breaks the SU(2) spin symmetry. As soon as interactions are taken into account, however, many theoretical studies have to content themselves with the analysis of a simplified U(1) conserving SO term without Rashba coupling. We intend to fill this gap by studying the Kane-Mele-Hubbard (KMH) model in the presence of Rashba SO coupling and present the first systematic analysis of the effect of R…
We study a model of an electron on a cylindrical surface, which is coupled to the torsion field due to a dislocation along the axis of the cylinder. We discuss the effect of this torsion field on the energy spectrum of the electrons and analytically calculate persistent currents in the presence of Rashba spin-orbit coupling. We also analyze bound state energy spectra in presence of Rashba spin-orbit interaction. Our results show that the presence of the torsional field due to the dislocation significantly modifies the energy spectrum of the system. The dislocation induced persistent spin curre…
We present a Green's function formalism to investigate the topological properties of weakly interacting one-dimensional topological insulators, including the bulk-edge correspondence and the quantum criticality near topological phase transitions, and using interacting Su-Schrieffer-Heeger model as an example. From the many-body spectral function, we find that closing of the bulk gap remains a defining feature even if the topological phase transition is driven by interactions. The existence of edge state in the presence of interactions can be captured by means of a T-matrix formalism combined w…
We study the RKKY interaction mediated by the helical edge states of a quantum spin Hall insulator in the presence of the Rashba spin-orbital coupling induced by an external electric field and the electron-electron interaction. We show that in the presence of the Rashba coupling, the RKKY interaction induced by the helical edge states contains not only the Heisenberg-like and the Dzyaloshinskii-Moria terms but also the nematic-type term that is not present originally, with the range functions depending on the strength of the Rashba coupling. We also show that the electron-electron interaction …
A material whose electrons are correlated can affect electron dynamics across the interface with another material. Such a "proximity effect" can have several manifestations, from order parameter leakage to generated effective interactions. The resulting combination of induced electron correlations and their intrinsic dynamics at the surface of the affected material can give rise to qualitatively new quantum states. For example, the leaking of a superconducting order parameter into certain Rashba spin-orbit-coupled materials has been recently identified as a path to creating "topological superc…
The occurrence of two-particle inelastic backscattering has been conjectured in helical edge states of topological insulators and is expected to alter transport. In this Letter, by using a renormalization group approach, we provide a microscopic derivation of this process, in the presence of a time-reversal invariant Rashba impurity potential. Unlike previous approaches to the problem, we are able to prove that such an effect only occurs in the presence of electron-electron interactions. Furthermore, we find that the linear conductance as a function of temperature exhibits a crossover between …
We analyze the physics of a one-orbital Anderson impurity model in a two-dimensional electron gas in the presence of Rashba spin-orbit (RSO) interactions in the Kondo regime. The spin SU(2) symmetry breaking results in an effective two-band electron gas coupled to the impurity. The Kondo regime is obtained by a Schrieffer-Wolff transformation revealing the existence of a parity breaking term with the form of the Dzyaloshinsky-Moriya (DM) interaction. The DM term vanishes at the particle-hole symmetric point of the system, but it has important effects otherwise. Performing a renormalization gro…
The spin transfer effect in ferromagnet-quantum dot (insulator)-ferromagnet Aharonov-Bohm (AB) ring system with Rashba spin-orbit (SO) interactions is investigated by means of Keldysh nonequilibrium Green function method. It is found that both the magnitude and direction of the spin transfer torque (STT) acting on the right ferromagnet electrode can be effectively controlled by changing the magnetic flux threading the AB ring or the gate voltage on the quantum dot. The STT can be greatly augmented by matching a proper magnetic flux and an SO interaction at a cost of low electrical current. The…
We study bulk-boundary correspondences and related surface phenomena stabilized by the second Chern number in three-dimensional insulators driven in adiabatic cycles. Magnetic fields and disorder effects are incorporated in our analysis using operator algebraic methods. We use the connecting maps between the $K$-theories of bulk and boundary algebras as engines for the bulk-boundary correspondences. We discovered that both the exponential and the index connecting maps are relevant for the context considered here as they lead to distinct experimentally observable surface phenomena, such as pump…
Recently, uncovering the sources of thermal Hall effect in insulators has become an important issue. In the case of ferromagnetic insulators, it is well known that Dzyaloshinskii-Moriya (DM) interaction can induce magnon thermal Hall effect. Specifically, the DM vector parallel to the magnetization direction induces complex magnon hopping amplitudes, so that magnons act as if they feel Lorentz force. However, the DM vector which is orthogonal to the magnetization direction has hitherto been neglected as a possible source of magnon thermal Hall effect. This is because they play no role in the l…
We study magnetic textures realized in noncentrosymmetric Kondo lattice models, in which localized magnetic moments weakly interact with itinerant electrons subject to Rashba and Dresselhaus spin-orbit couplings. By virtue of state-of-the-art numerical simulations as well as variational calculations, we uncover versatile multiple-$Q$ orderings under zero magnetic field, which are found to originate in the instabilities of the Fermi surface whose spin degeneracy is lifted by the spin-orbit couplings. In the case with equally-strong Rashba and Dresselhaus spin-orbit couplings, which is known to …
It was known that for non-Hermitian topological systems due to the non-Hermitian skin effect, the bulk-edge correspondence is broken down. In this paper, by using one-dimensional Su-SchriefferHeeger model and two-dimensional (deformed) Qi-Wu-Zhang model as examples, we focus on a special type of non-Hermitian topological system without non-Hermitian skin effect-topological systems under non-Hermitian similarity transformation. In these non-Hermitian systems, the defective edge states and the breakdown of bulk-edge correspondence are discovered. To characterize the topological properties, we in…
We show that the flat bands in the chiral model of magic-angle twisted bilayer graphene remain exactly flat in the presence of a perpendicular magnetic field. This is shown by an exact mapping between the model and the lowest Landau level wavefunctions at an effective magnetic field, in which the external field is either augmented or reduced by one flux quantum per unit cell. When the external field reaches one flux quantum per unit cell, the model exhibits a topological phase transition. These findings allow us to analyze a Jain-series of Fractional Chern Insulators states in the exactly flat…
In the context of one-dimensional fermionic systems, helical Luttiger liquids are not only characterized by intriguing spin properties, but also by the possibility to be manipulated by means of electrostatic gates, exploiting finite Rashba coupling. We use this property to show that a heterostructure composed of a helical Luttinger liquid, contacted to two metallic leads and supplemented by top gates, can be used as a tunable thermal valve. By relying on bosonization techniques and scattering of plasmonic modes, we investigate the performance of this valve with respect to electron-electron int…
We study a link between the ground-state topology and the topology of the lattice via the presence of anomalous states at disclinations -- topological lattice defects that violate a rotation symmetry only locally. We first show the existence of anomalous disclination states, such as Majorana zero-modes or helical electronic states, in second-order topological phases by means of Volterra processes. Using the framework of topological crystals to construct $d$-dimensional crystalline topological phases with rotation and translation symmetry, we then identify all contributions to $(d-2)$-dimension…
We introduce the topological mirror excitonic insulator as a new type of interacting topological crystalline phase in one dimension. Its mirror-symmetry-protected topological properties are driven by exciton physics, and it manifests in the quantized bulk polarization and half-charge modes on the boundary. And the bosonization analysis is performed to demonstrate its robustness against strong correlation effects in one dimension. Besides, we also show that Rashba nanowires and Dirac semimetal nanowires could provide ideal experimental platforms to realize this new topological mirror excitonic …
We show that two-terminal transport can measure the Luttinger liquid (LL) parameter $K$, in helical LLs at the edges of two dimensional topological insulators (TIs) with Rashba spin-orbit coupling. We consider a Coulomb drag geometry with two coplanar TIs and short-ranged spin-flip inter-edge scattering. Current injected into one edge loop induces circulation in the second, which floats without leads. In the low-temperature ($T \rightarrow 0$) perfect drag regime, the conductance is $(e^2/h)(2 K + 1)/(K + 1)$. At higher $T$ we predict a conductivity $\sim T^{-4K+3}$. The conductivity for a sin…
We study the Loschmidt echo for quenches in open one-dimensional lattice models with symmetry protected topological phases. For quenches where dynamical quantum phase transitions do occur we find that cusps in the bulk return rate at critical times tc are associated with sudden changes in the boundary contribution. For our main example, the Su-Schrieffer-Heeger model, we show that these sudden changes are related to the periodical appearance of two eigenvalues close to zero in the dynamical Loschmidt matrix. We demonstrate, furthermore, that the structure of the Loschmidt spectrum is linked to…
It has been recently realized that strong interactions in topological Bloch bands give rise to the appearance of novel states of matter. Here we study connections between these systems -- fractional Chern insulators and the fractional quantum Hall states -- via generalization of a gauge-fixed Wannier-Qi construction in the cylinder geometry. Our setup offers a number of important advantages compared to the earlier exact diagonalization studies on a torus. Most notably, it gives access to edge states and to a single-cut orbital entanglement spectrum, hence to the physics of bulk-edge correspond…
