A Gaussian multiple-input single-output (MISO) wiretap channel model is considered, where there exists a transmitter equipped with multiple antennas, a legitimate receiver and an eavesdropper each equipped with a single antenna. We study the problem of finding the optimal input covariance that achieves ergodic secrecy capacity subject to a power constraint where only statistical information about the eavesdropper channel is available at the transmitter. This is a non-convex optimization problem that is in general difficult to solve. Existing results address the case in which the eavesdropper or/and legitimate channels have independent and identically distributed Gaussian entries with zero-mean and unit-variance, i.e., the channels have trivial covariances. This paper addresses the general case where eavesdropper and legitimate channels have nontrivial covariances. A set of equations describing the optimal input covariance matrix are proposed along with an algorithm to obtain the solution. Based on this framework, we show that when full information on the legitimate channel is available to the transmitter, the optimal input covariance has always rank one. We also show that when only statistical information on the legitimate channel is available to the transmitter, the legitimate channel has some general non-trivial covariance, and the eavesdropper channel has trivial covariance, the optimal input covariance has the same eigenvectors as the legitimate channel covariance. Numerical results are presented to illustrate the algorithm.
In this paper, the individual secrecy of two-way wiretap channel is investigated, where two legitimate users' messages are separately guaranteed secure against an external eavesdropper. For one thing, in some communication scenarios, the joint secrecy is impossible to achieve both positive secrecy rates of two users. For another, the individual secrecy satisfies the secrecy demand of many practical communication systems. Thus, firstly, an achievable secrecy rate region is derived for the general two-way wiretap channel with individual secrecy. In a deterministic channel, the region with indivi…
In this paper, the one-sided secrecy of two-way wiretap channel with feedback is investigated, where the confidential messages of one user through multiple transmissions is guaranteed secure against an external eavesdropper. For one thing, one-sided secrecy satisfies the secure demand of many practical scenarios. For another, the secrecy is measured over many blocks since the correlation between eavesdropper's observation and the confidential messages in successive blocks, instead of secrecy measurement of one block in previous works. Thus, firstly, an achievable secrecy rate region is derived…
This paper is concerned with the general multiple access wiretap channel and the existence of codes that accomplish reliability and strong secrecy. Information leakage to the eavesdropper is assessed by the variational distance metric, whereas the average error probability is bounded by modifying Feinsteins Lemma. We derive an achievable strong secrecy rate region by utilizing the resolvability theory for the multiple-access channel in terms of information-spectrum methods.
In this paper, we propose a polar coding scheme for secure communication over the multiple-input, single-output, single-antenna eavesdropper (MISOSE) fading channel. We consider the case of block fading channels with known eavesdropper channel state information (CSI) and the case of fading channels with known eavesdropper channel distribution information (CDI). We use the artificial noise assisted secure precoding method to maximize the secrecy capacity in the first case, and to overcome the unawareness of the eavesdropper CSI in the second case. We show that our proposed scheme can provide bo…
The wiretap channel model of Wyner is one of the first communication models with both reliability and security constraints. Capacity-achieving schemes for various models of the wiretap channel have received considerable attention in recent literature. In this paper, we show that capacity of the general (not necessarily degraded or symmetric) wiretap channel under a "strong secrecy constraint" can be achieved using a transmission scheme based on polar codes. We also extend our construction to the case of broadcast channels with confidential messages defined by Csisz{á}r and K{örner}, achieving …
We analyze the exact exponential decay rate of the expected amount of information leaked to the wiretapper in Wyner's wiretap channel setting using wiretap channel codes constructed from both i.i.d. and constant-composition random codes. Our analysis for those sampled from i.i.d. random coding ensemble shows that the previously-known achievable secrecy exponent using this ensemble is indeed the exact exponent for an average code in the ensemble. Furthermore, our analysis on wiretap channel codes constructed from the ensemble of constant-composition random codes leads to an exponent which, in a…
This work studies the secrecy-capacity of a scalar-Gaussian wiretap channel with an amplitude constraint on the input. It is known that for this channel, the secrecy-capacity-achieving distribution is discrete with finitely many points. This work improves such result by showing an upper bound of the order $\frac{\mathsf{A}}{σ_1^2}$ where $\mathsf{A}$ is the amplitude constraint and $σ_1^2$ is the variance of the Gaussian noise over the legitimate channel.
In this work, an explicit wiretap coding scheme based on polar lattices is proposed to achieve the secrecy capacity of the additive white Gaussian noise (AWGN) wiretap channel. Firstly, polar lattices are used to construct secrecy-good lattices for the mod-$Λ_s$ Gaussian wiretap channel. Then we propose an explicit shaping scheme to remove this mod-$Λ_s$ front end and extend polar lattices to the genuine Gaussian wiretap channel. The shaping technique is based on the lattice Gaussian distribution, which leads to a binary asymmetric channel at each level for the multilevel lattice codes. By emp…
In this paper, new two-user multiple access wiretap channel models are studied. First, the multiple access wiretap channel II with a discrete memoryless main channel, under three different wiretapping scenarios, is introduced. The wiretapper, as in the classical wiretap channel II model, chooses a fixed-length subset of the channel uses on which she obtains noise-free observations of one of the codewords, a superposition of the two codewords, or each of the two codewords. These thus extend the recently examined wiretap channel II with a noisy main channel to a multiple access setting with a va…
The growth of interest in massive MIMO systems is accompanied with hardware cost and computational complexity. Antenna selection is an efficient approach to overcome this cost-plus-complexity issue which also enhances the secrecy performance in wiretap settings. Optimal antenna selection requires exhaustive search which is computationally infeasible for settings with large dimensions. This paper develops an iterative algorithm for antenna selection in massive multiuser MIMO wiretap settings. The algorithm takes a stepwise approach to find a suitable subset of transmit antennas. Numerical inves…
The coding problem for wiretap channels with causal channel state information available at the encoder and/or the decoder is studied under the strong secrecy criterion. This problem consists of two aspects: one is due to naive wiretap channel coding and the other is due to one-time pad cipher based on the secret key agreement between Alice and Bob using the channel state information. These two aspects are closely related to each other and investigated in details from the viewpoint of achievable rates with strong secrecy. The general wiretap channel with various directions of channel state info…
In this paper, we consider the achievable sum secrecy rate in MISO (multiple-input-single-output) {\em full-duplex} wiretap channel in the presence of a passive eavesdropper and imperfect channel state information (CSI). We assume that the users participating in full-duplex communication have multiple transmit antennas, and that the users and the eavesdropper have single receive antenna each. The users have individual transmit power constraints. They also transmit jamming signals to improve the secrecy rates. We obtain the achievable perfect secrecy rate region by maximizing the worst case sum…
We consider lattice coding for the Gaussian wiretap channel, where the challenge is to ensure reliable communication between two authorized parties while preventing an eavesdropper from learning the transmitted messages. Recently, a measure called the secrecy function of a lattice coding scheme was proposed as a design criterion to characterize the eavesdropper's probability of correct decision. In this paper, the family of formally unimodular lattices is presented and shown to possess the same secrecy function behavior as unimodular and isodual lattices. Based on Construction A, we provide a …
In this paper, we consider the transmitter optimization problem in slow fading multiple-input-single-output (MISO) wiretap channel. The source transmits a secret message intended for $K$ users in the presence of $J$ non-colluding eavesdroppers, and operates under a total power constraint. The channels between the source and all users and eavesdroppers are assumed to be slow fading, and only statistical channel state information (CSI) is known at the source. For a given code rate and secrecy rate pair of the wiretap code, denoted by $(R_{D}, R_{s})$, we define the non-outage event as the joint …
An alternative or supplementary approach named as physical layer security has been proposed to afford an extra security layer on top of the conventional cryptography technique. In this paper, an overview of secrecy performance investigations over the classic Alice-Bob-Eve wiretap fading channels is conducted. On the basis of the classic wiretap channel model, we have comprehensively listed and thereafter compared the existing works on physical layer secrecy analysis considering the small-scale, large-scale, composite, and cascaded fading channel models. Exact secrecy metrics expressions, inclu…
In many information-theoretic channel coding problems, adding an input cost constraint to the operational setup amounts to restricting the optimization domain in the capacity formula. This paper shows that, in contrast to common belief, such a simple modification does not hold for the cost-constrained (CC) wiretap channel (WTC). The secrecy-capacity of the discrete memoryless (DM) WTC without cost constraints is described by a single auxiliary random variable. For the CC DM-WTC, however, we show that two auxiliaries are necessary to achieve capacity. Specifically, we first derive the secrecy-c…
We study the secrecy capacity of a helper-assisted Gaussian wiretap channel with a source, a legitimate receiver, an eavesdropper and an external helper, where each terminal is equipped with multiple antennas. Determining the secrecy capacity in this scenario generally requires solving a nonconvex secrecy rate maximization (SRM) problem. To deal with this issue, we first reformulate the original SRM problem into a sequence of convex subproblems. For the special case of single-antenna legitimate receiver, we obtain the secrecy capacity via a combination of convex optimization and one-dimensiona…
Energy-efficiency, high data rates and secure communications are essential requirements of the future wireless networks. In this paper, optimizing the secrecy energy efficiency is considered. The optimal beamformer is designed for a MISO system with and without considering the minimum required secrecy rate. Further, the optimal power control in a SISO system is carried out using an efficient iterative method, and this is followed by analyzing the trade-off between the secrecy energy efficiency and the secrecy rate for both MISO and SISO systems.
This paper presents a detailed secrecy outage performance analysis of correlated multi-antenna wiretap channels with three popular diversity combining schemes, namely maximal ratio combining, selection combining, and equal gain combining at the legitimate receiver. For single input multiple output wiretap channels, both exact and asymptotic expressions are derived for the secrecy outage probability (SOP) of these systems. The findings suggest that, compared with the scenario where all the channels are independent, correlation of the main channels alone increases the SOP by a factor of 1/ det(U…
This paper studies a scalar Gaussian wiretap channel where instead of an average input power constraint, we consider a peak amplitude constraint on the input. The goal is to obtain insights into the secrecy-capacity and the structure of the secrecy-capacity-achieving distribution. Capitalizing on the recent theoretical progress on the structure of the secrecy-capacity-achieving distribution, this paper develops a numerical procedure, based on the gradient ascent algorithm and a version of the Blahut-Arimoto algorithm, for computing the secrecy-capacity and the secrecy-capacity-achieving input …
In this paper, we study the secrecy rate and outage probability in Multiple-Input-Single-Output (MISO) Gaussian wiretap channels at the limit of a large number of legitimate users and eavesdroppers. In particular, we analyze the asymptotic achievable secrecy rates and outage, when only statistical knowledge on the wiretap channels is available to the transmitter. The analysis provides exact expressions for the reduction in the secrecy rate as the number of eavesdroppers grows, compared to the boost in the secrecy rate as the number of legitimate users grows.
In this paper, a new wiretap channel model is proposed, where the legitimate transmitter and receiver communicate over a discrete memoryless channel. The wiretapper has perfect access to a fixed-length subset of the transmitted codeword symbols of her choosing. Additionally, she observes the remainder of the transmitted symbols through a discrete memoryless channel. This new model subsumes the classical wiretap channel and wiretap channel II with noisy main channel as its special cases. The strong secrecy capacity of the proposed channel model is identified. Achievability is established by sol…
This paper employs equal-image-size source partitioning techniques to derive the capacities of the general discrete memoryless wiretap channel (DM-WTC) under four different secrecy criteria. These criteria respectively specify requirements on the expected values and tail probabilities of the differences, in absolute value and in exponent, between the joint probability of the secret message and the eavesdropper's observation and the corresponding probability if they were independent. Some of these criteria reduce back to the standard leakage and variation distance constraints that have been pre…
This work investigates the secrecy capacity of the Wiretap Broadcast Channel (WBC) with an external eavesdropper where a source wishes to communicate two private messages over a Broadcast Channel (BC) while keeping them secret from the eavesdropper. We derive a non-trivial outer bound on the secrecy capacity region of this channel which, in absence of security constraints, reduces to the best known outer bound to the capacity of the standard BC. An inner bound is also derived which follows the behavior of both the best known inner bound for the BC and the Wiretap Channel. These bounds are show…
We propose a secure transmission scheme for a relay wiretap channel, where a source communicates with a destination via a decode-and-forward relay in the presence of spatially random-distributed eavesdroppers. We assume that the source is equipped with multiple antennas, whereas the relay, the destination, and the eavesdroppers are equipped with a single antenna each. In the proposed scheme, in addition to information signals, the source transmits artificial noise signals in order to confuse the eavesdroppers. With the target of maximizing the secrecy throughput of the relay wiretap channel, w…
This paper investigates the maximal secret communication rate over a wiretap channel subject to reliability and secrecy constraints at a given blocklength. New achievability and converse bounds are derived, which are uniformly tighter than existing bounds, and lead to the tightest bounds on the second-order coding rate for discrete memoryless and Gaussian wiretap channels. The exact second-order coding rate is established for semi-deterministic wiretap channels, which characterizes the optimal tradeoff between reliability and secrecy in the finite-blocklength regime. Underlying our achievabili…
One key metric for physical layer security is the secrecy capacity. This is the maximum rate that a system can transmit with perfect secrecy. For a Multiple Input Multiple Output (MIMO) system (a newer technology for 5G, 6G and beyond) the secrecy capacity is not fully understood. For a Gaussian MIMO channel, the secrecy capacity is a non-convex optimisation problem for which a general solution is not available. Previous work by the authors showed that the secrecy capacity of a MIMO system with a single eavesdrop antenna is concave to a cut off point. In this work, which extends the previous p…
The Gaussian wiretap channel with rate-limited help, available at the legitimate receiver (Rx) or/and transmitter (Tx), is studied under various channel configurations (degraded, reversely degraded and non-degraded). In the case of Rx help and all channel configurations, the rate-limited help results in a secrecy capacity boost equal to the help rate irrespective of whether the help is secure or not, so that the secrecy of help does not provide any capacity increase. The secrecy capacity is positive for the reversely-degraded channel (where the no-help secrecy capacity is zero) and no wiretap …
This paper investigates the maximal secrecy rate over a wiretap channel subject to reliability and secrecy constraints at a given blocklength. New achievability and converse bounds are derived, which are shown to be tighter than existing bounds. The bounds also lead to the tightest second-order coding rate for discrete memoryless and Gaussian wiretap channels.
The wiretap channel models secure communication between two users in the presence of an eavesdropper who must be kept ignorant of transmitted messages. The performance of such a system is usually characterized by its secrecy capacity which determines the maximum transmission rate of secure communication. In this paper, the issue of whether or not the secrecy capacity is a continuous function of the system parameters is examined. In particular, this is done for channel uncertainty modeled via compound channels and arbitrarily varying channels, in which the legitimate users know only that the tr…
An artificial-noise (AN)-aided beamformer specific to correlated main and wiretap channels is designed in this paper. We consider slow-fading multiple-input-single-output (MISO) wiretap channels with a passive single-antenna eavesdropper, in which independent transmitter-side and correlated receiver-side are assumed. Additionally, the source has accurate main channel information and statistical wiretap channel information. To reduce the secrecy loss due to receiver-side correlation, this paper proposes the scheme of channel-correlation-enabled transmit optimization. Particularly, the correlati…
Secrecy Capacity Analysis and Beamforming Optimization for MIMO-VLC Wiretap Channels
China Mobile Research Institute（中国移动研究院）；SJTU Paris Elite Institute of Technology, Shanghai Jiao Tong University（上海交通大学巴黎卓越工程师学院）；Beijing National Research Center for Information Science and Technology (BNRist), Tsinghua University（清华大学北京信息科学与技术国家研究中心）；Department of Electronic Engineering, Tsinghua University（清华大学电子工程系）；Research Institute, Tsinghua University in Shenzhen（清华大学深圳研究院）
We establish Ahlswede dichotomy for arbitrarily varying classical-quantum wiretap channels. This means that either the deterministic secrecy capacity of an arbitrarily varying classical-quantum wiretap channel is zero or it equals its randomness-assisted secrecy capacity. We analyze the secrecy capacity of arbitrarily varying classical-quantum wiretap channels when the sender and the receiver use various resources. It turns out that having randomness, common randomness, and correlation as resources are very helpful for achieving a positive deterministic secrecy capacity of arbitrarily varying …
A Gaussian multiple-input multiple-output wiretap channel in which the eavesdropper and legitimate receiver are equipped with arbitrary numbers of antennas and the transmitter has two antennas is studied in this paper. Under an average power constraint, the optimal input covariance to obtain the secrecy capacity of this channel is unknown, in general. In this paper, the input covariance matrix required to achieve the capacity is determined. It is shown that the secrecy capacity of this channel can be achieved by linear precoding. The optimal precoding and power allocation schemes that maximize…
