A pseudodiagram is a diagram of a knot with some crossing information missing. We review and expand the theory of pseudodiagrams introduced by R. Hanaki. We then extend this theory to the realm of virtual knots, a generalization of knots. In particular, we investigate how much crossing information must be known to conclude that a diagram is a diagram of the unknot (the trivializing number). We also consider how much information is necessary to identify a non-trivial knot, a classical knot, or a non-classical knot. We then apply pseudodiagram theory to develop new upper bounds on unknotting number, virtual unknotting number, and genus.
Pseudodiagrams are knot or link diagrams where some of the crossing information is missing. Pseudoknots are equivalence classes of pseudodiagrams, where equivalence is generated by a natural set of Reidemeister moves. In this paper, we introduce a Gauss-diagrammatic theory for pseudoknots which gives rise to the notion of a virtual pseudoknot. We provide new, easily computable isotopy and homotopy invariants for classical and virtual pseudodiagrams. We also give tables of unknotting numbers for homotopically trivial pseudoknots and homotopy classes of homotopically nontrivial pseudoknots. Sinc…
The unknotting number of a knot is bounded from below by its slice genus. It is a well-known fact that the genera and unknotting numbers of torus knots coincide. In this note we characterize quasipositive knots for which the genus bound is sharp: the slice genus of a quasipositive knot equals its unknotting number, if and only if the given knot appears in an unknotting sequence of a torus knot.
For any knot with genus one and unknotting number one, other than the figure-eight knot, we prove that there is exactly one way to unknot it by means of a crossing change. In the case of the figure-eight knot, we prove that there are precisely two unknotting crossing changes. The proof uses sutured manifold theory and an analysis of the arc complex of the once-punctured torus.
Let $u(K)$ and $g(K)$ denote the unknotting number and the genus of a knot $K$, respectively. For a 3-braid knot $K$, we show that $u(K)\le g(K)$ holds, and that if $u(K)=g(K)$ then $K$ is either a 2-braid knot, a connected sum of two 2-braid knots, the figure-eight knot, a strongly quasipositive knot or its mirror image.
By Thurston's hyperbolization theorem, irreducible handlebody-knots are classified into three classes: hyperbolic, toroidal, and atoroidal cylindrical. It is known that a non-trivial handlebody-knot of genus two has a finite symmetry group if and only if it is atoroidal. The paper investigates the topology of cylindrical handlebody-knots of genus two that admit an unknotting annulus; we show that the symmetry group is trivial if the unknotting annulus is unique and of type $2$.
Every knot can be unknotted with two generalized twists; this was first proved by Ohyama. Here we prove that any knot of genus g can be unknotted with 2g null-homologous twists and that there exist genus g knots that cannot be unknotted with fewer than 2g null-homologous twists.
A knot K is called a 1-genus 1-bridge knot in a 3-manifold M if (M,K) has a Heegaard splitting (V_1,t_1)\cup (V_2,t_2) where V_i is a solid torus and t_i is a boundary parallel arc properly embedded in V_i. If the exterior of a knot has a genus 2 Heegaard splitting, we say that the knot has an unknotting tunnel. Naturally the exterior of a 1-genus 1-bridge knot K allows a genus 2 Heegaard splitting, i.e., K has an unknotting tunnel. But, in general, there are unknotting tunnels which are not derived form this procedure. Some of them may be levelled with the torus \partial V_1=\partial V_2, who…
A knot K in a closed connected orientable 3-manifold M is called a 1-genus 1-bridge knot if (M,K) has a splitting into two pairs of a solid torus V_i (i=1,2) and a boundary parallel arc in it. The splitting induces a genus two Heegaard splitting of the exterior of K naturally, i.e., K has an unknotting tunnel. However the converse is not true in general. Then we study such general case in this paper. One of the conclusions is that the unknotting tunnel may be levelled with the torus \partial V_1=\partial V_2.
Humboldt-Universität zu Berlin（柏林洪堡大学）；Universität Heidelberg（海德堡大学）；ETH Zürich（苏黎世联邦理工学院）；Universität Regensburg（雷根斯堡大学）；Universidad de Sevilla（塞维利亚大学）
Let $K$ be a knot with an unknotting tunnel $γ$ and suppose that $K$ is not a 2-bridge knot. There is an invariant $ρ= p/q \in \mathbb{Q}/2 \mathbb{Z}$, $p$ odd, defined for the pair $(K, γ)$. The invariant $ρ$ has interesting geometric properties: It is often straightforward to calculate; e. g. for $K$ a torus knot and $γ$ an annulus-spanning arc, $ρ(K, γ) = 1$. Although $ρ$ is defined abstractly, it is naturally revealed when $K \cup γ$ is put in thin position. If $ρ\neq 1$ then there is a minimal genus Seifert surface $F$ for $K$ such that the tunnel $γ$ can be slid and isotoped to lie on $…
We study the double slice genus of a knot, a natural generalization of slice genus. We define a notion called band number, a natural generalization of band unknotting number, and prove it is an upper bound on double slice genus. Our bound is based on an analysis of broken surface diagrams and embedding properties of 3-manifolds in 4-manifolds.
Let $D$ be a diagram of an alternating knot with unknotting number one. The branched double cover of $S^3$ branched over $D$ is an L-space obtained by half integral surgery on a knot $K_D$. We denote the set of all such knots $K_D$ by $\mathcal D$. We characterize when $K_D\in \mathcal D$ is a torus knot, a satellite knot or a hyperbolic knot. In a different direction, we show that for a given $n>0$, there are only finitely many L-space knots in $\mathcal D$ with genus less than $n$.
The slicing number of a knot, $u_s(K)$, is the minimum number of crossing changes required to convert $K$ to a slice knot. This invariant is bounded above by the unknotting number and below by the slice genus $g_s(K)$. We show that for many knots, previous bounds on unknotting number obtained by Ozsvath and Szabo and by the author in fact give bounds on the slicing number. Livingston defined another invariant $U_s(K)$ which takes into account signs of crossings changed to get a slice knot, and which is bounded above by the slicing number and below by the slice genus. We exhibit an infinite fam…
We give a method for obtaining infinitely many framed knots which represent a diffeomorphic 4-manifold. We also study a relationship between the $n$-shake genus and the 4-ball genus of a knot. Furthermore we give a construction of homotopy 4-spheres from a slice knot with unknotting number one.
The surgery unknotting number of a Legendrian link is defined as the minimal number of particular oriented surgeries that are required to convert the link into a Legendrian unknot. Lower bounds for the surgery unknotting number are given in terms of classical invariants of the Legendrian link. The surgery unknotting number is calculated for every Legendrian link that is topologically a twist knot or a torus link and for every positive, Legendrian rational link. In addition, the surgery unknotting number is calculated for every Legendrian knot in the Legendrian knot atlas of Chongchitmate and N…
In this paper, we compute the slice genus for many low-crossing virtual knots. For instance, we show that 1295 out of 92800 virtual knots with 6 or fewer crossings are slice, and that all but 248 of the rest are not slice. Key to these results are computations of Turaev's graded genus, which we show extends to give an invariant of virtual knot concordance. The graded genus is remarkably effective as a slice obstruction, and we develop an algorithm that applies virtual unknotting operations to determine the slice genus of many virtual knots with 6 or fewer crossings.
We prove that knots obtained by attaching a band to a split link satisfy the cabling conjecture. We also give new proofs that unknotting number one knots are prime and that genus is superadditive under band sum. Additionally, we prove a collection of results comparing two 2-handle additions to a genus two boundary component of a compact, orientable 3-manifold. These results give a near complete solution to a conjecture of Scharlemann and provide evidence for a conjecture of Scharlemann and Wu. The proofs make use of a new theorem concerning the effects of attaching a 2-handle to a suture in th…
Let $K_1, K_2$ be two knots with $t(K_1)+t(K_2)>2$ and $t(K_1 # K_2)=2$. Then, in the present paper, we will show that any genus three Heegaard splittings of $E(K_1 # K_2)$ is strongly irreducible and that $E(K_1 # K_2)$ has at most four genus three Heegaard splittings up to homeomorphism. Moreover, we will give a complete classification of those four genus three Heegaard splittings and show unknotting tunnel systems of knots $K_1 # K_2$ corresponding to those Heegaard splittings.
We introduce a new link invariant called the algebraic genus, which gives an upper bound for the topological slice genus of links. In fact, the algebraic genus is an upper bound for another version of the slice genus proposed here: the minimal genus of a surface in the four-ball whose complement has infinite cyclic fundamental group. We characterize the algebraic genus in terms of cobordisms in three-space, and explore the connections to other knot invariants related to the Seifert form, the Blanchfield form, knot genera and unknotting. Employing Casson-Gordon invariants, we discuss the algebr…
This paper, to be regularly updated, lists those prime knots with the fewest possible number of crossings for which values of basic knot invariants, such as the unknotting number or the smooth 4-genus, are unknown. This list is being developed in conjunction with "KnotInfo" (www.indiana.edu/~knotinfo), a web-based table of knot invariants.
We continue the study of the genus of knot diagrams, deriving a new description of generators using Hirasawa's algorithm. This description leads to good estimates on the maximal number of crossings of generators and allows us to complete their classification for knots of genus 4. As applications of the genus 4 classification, we establish non-triviality of the skein polynomial on $k$-almost positive knots for $k\le 4$, and of the Jones polynomial for $k\le 3$. For $k\le 4$, we classify the occurring achiral knots, and prove a trivializability result for $k$-almost positive unknot diagrams. Thi…
We use the knot filtration on the Heegaard Floer complex to define an integer invariant tau(K) for knots. Like the classical signature, this invariant gives a homomorphism from the knot concordance group to Z. As such, it gives lower bounds for the slice genus (and hence also the unknotting number) of a knot; but unlike the signature, tau gives sharp bounds on the four-ball genera of torus knots. As another illustration, we calculate the invariant for several ten-crossing knots.
We describe rational knots with any of the possible combinations of the properties (a)chirality, (non-)positivity, (non-)fiberedness, and unknotting number one (or higher), and determine exactly their number for a given number of crossings in terms of their generating functions. We show in particular how Fibonacci numbers occur in the enumeration of fibered achiral and unknotting number one rational knots. Then we show how to enumerate rational knots by crossing number and genus and/or signature. This allows to determine the distribution of these invariants among rational knots. We give also a…
The clasp number $c(K)$ of a knot $K$ is the minimum number of clasp singularities among all clasp disks bounded by $K$. It is known that the genus $g(K)$ and the unknotting number $u(K)$ are lower bounds of the clasp number, that is, $\max\{g(K),u(K)\} \leq c(K)$. Then it is natural to ask whether there exists a knot $K$ such that $\max\{g(K),u(K)\}<c(K)$. In this paper, we prove that there exists an infinite family of prime knots such that the question above is affirmative.
This paper begins with a survey of some applications of Khovanov homology to low-dimensional topology, with an eye toward extending these results to $\mathfrak{sl}(n)$ homologies. We extend Levine and Zemke's ribbon concordance obstruction from Khovanov homology to $\mathfrak{sl}(n)$ homology for $n \geq 2$, including the universal $\mathfrak{sl}(2)$ and $\mathfrak{sl}(3)$ homology theories. Inspired by Alishahi and Dowlin's bounds for the unknotting number coming from Khovanov homology and relying on spectral sequence arguments, we produce bounds on the alternation number of a knot. Lee and B…
We review the construction of Heegaard Floer homology for closed three-manifolds and also for knots and links in the three-sphere. We also discuss three applications of this invariant to knot theory: studying the Thurston norm of a link complement, the slice genus of a knot, and the unknotting number of a knot. We emphasize the application to the Thurston norm, and illustrate the theory in the case of the Conway link.
Using the Fiedler-Polyak-Viro Gauss diagram formulas we study the Vassiliev invariants of degree 2 and 3 on almost positive knots. As a consequence we show that the number of almost positive knots of given genus or unknotting number grows polynomially in the crossing number, and also recover and extend, inter alia to their untwisted Whitehead doubles, previous results on the polynomials and signatures of such knots. In particular, we prove that there are no achiral almost positive knots and classify all almost positive diagrams of the unknot. We give an application to contact geometry (Legendr…
