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AI 大模型

语言大模型 / LLM

大语言模型、预训练、指令微调、后训练和语言模型应用。

今日/当前日期收录 12 信号源:cs.CL, cs.AI, cs.LG
2606.19744 2026-06-19 cs.CL cs.AI cs.HC 新提交 90%

Beyond Uniform Forgetting: A Study of Sequential Direct Preference Optimization Across Preference Settings

超越统一遗忘:不同偏好设置下顺序直接偏好优化的研究

Pranav Bhandari, Nicolas Fay, Amitava Datta, Usman Naseem, Mehwish Nasim

发表机构 * Network Analysis and Social Influence Modelling (NASIM) Lab(网络分析与社会影响建模实验室) School of Physics Maths and Computing, The University of Western Australia(西澳大学物理数学与计算学院) School of Psychological Science, The University of Western Australia(西澳大学心理科学学院) School of Computing, Macquarie University(麦考瑞大学计算机学院)

专题命中 后训练 :研究顺序DPO在不同偏好设置下的影响,涉及对齐方法。

AI总结 研究顺序DPO在不同偏好设置下的影响,发现遗忘模式并非统一,而是取决于目标关系、信号强度和训练顺序,并提出未来对齐流程应考虑目标兼容性。

Comments Submitted to EMNLP 2026

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AI中文摘要

将语言模型与人类偏好对齐通常需要优化多个行为目标。一种实用方法是使用直接偏好优化(DPO)等偏好优化方法顺序应用这些目标,但目前尚不清楚后续训练是否会统一降低先前学习的偏好,或者这种影响是否取决于目标之间的关系。我们研究了跨越四种偏好设置(包括分布冲突、多属性交互、强安全信号和兼容的响应质量目标)的顺序DPO。使用带有LoRA适配器的Llama-3.1-8B-Instruct,我们在每个阶段后使用固定的基础模型参考评估所有目标。我们发现顺序DPO不会产生单一的遗忘模式;偏好变化从部分退化到稳定、成对重新分配或正迁移,具体取决于目标关系、信号强度和训练顺序。使用长度归一化策略边界的成对分析表明,聚合指标可能掩盖偏好对之间的异质性变化,而四分位数分解显示,高置信度对可能根据设置而退化或改进。机制诊断表明,在所有设置中,阶段2的梯度和适配器更新与先前目标接近正交,几乎没有证据表明直接梯度对立是主要驱动因素。这些发现表明,未来的顺序对齐流程应考虑目标兼容性和信号强度,而不是假设后续目标会统一影响先前的偏好。

英文摘要

Aligning language models with human preferences often requires optimising multiple behavioural objectives. A practical approach is to apply these objectives sequentially using preference optimisation methods such as Direct Preference Optimisation (DPO), but it remains unclear whether later training uniformly degrades preferences learned earlier or whether the effect depends on the relationship between objectives. We study sequential DPO across four preference settings covering distributional conflict, multi-attribute interaction, strong safety signal, and compatible response-quality objectives. Using Llama-3.1-8B-Instruct with LoRA adapters, we evaluate all objectives after every stage with a fixed base-model reference. We find that sequential DPO does not produce a single forgetting pattern; preference change ranges from partial degradation to stability, pair-level redistribution, or positive transfer depending on objective relationship, signal strength, and training order. Pair-level analysis using length-normalised policy margins shows that aggregate metrics can mask heterogeneous changes across preference pairs, whereas quartile decomposition reveals that high-confidence pairs can either degrade or improve depending on the setting. Mechanistic diagnostics show that Stage~2 gradients and adapter updates are near-orthogonal to the previous objective across all settings, providing little evidence that direct gradient opposition is the primary driver. These findings suggest that future sequential alignment pipelines should account for objective compatibility and signal strength, rather than assuming that later objectives affect earlier preferences uniformly.

2606.20008 2026-06-19 cs.LG 新提交 85%

VIMPO: Value-Implicit Policy Optimization for LLMs

VIMPO: 值隐式策略优化用于大语言模型

Zhewei Kang, Aosong Feng, Sergey Levine, Dawn Song, Xuandong Zhao

发表机构 * UC Berkeley(加州大学伯克利分校) Yale University(耶鲁大学)

专题命中 后训练 :提出VIMPO方法优化LLM推理能力。

AI总结 提出VIMPO方法,通过KL正则化强化学习的最优条件导出策略隐含值函数,无需训练评论家,实现细粒度信用分配,在数学推理基准上优于GRPO。

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AI中文摘要

基于可验证奖励的强化学习已成为提升大语言模型推理能力的核心工具,但当前方法在简单性与信用分配之间存在权衡。GRPO等群组相对方法避免了训练评论家,但通常为每个token分配轨迹级优势。Actor-critic方法提供更密集的学习信号,但需要学习值函数,其自身存在训练不稳定性。我们提出VIMPO,一种无需评论家的策略优化方法,从KL正则化强化学习的最优条件推导出策略隐含值函数。对于自回归生成,得到的值递归可以用策略-参考对数比率表示,并由轨迹结束时无未来奖励的终止条件锚定。这给出了一个简单的值损失,它结合了结果级可验证奖励,而无需训练评论家。相同的推导也产生了无需评论家的actor优势,使VIMPO能够通过值损失分离奖励合并,并通过PPO风格的actor更新进行策略改进。在数学RLVR基准上,VIMPO在MATH-500、AIME 2024、AIME 2025和OlympiadBench上均优于GRPO,尤其在竞赛式评估中提升更大。在噪声奖励下,VIMPO保持对GRPO的持续优势,表明策略隐含值优化可以在保持无评论家训练实用简单性的同时提供更精细的信用分配。

英文摘要

Reinforcement learning with verifiable rewards has become a central tool for improving the reasoning ability of large language models, but current methods face a trade-off between simplicity and credit assignment. Group-relative methods such as GRPO avoid training a critic, but typically assign a trajectory-level advantage to every token. Actor-critic methods provide denser learning signals, but require a learned value function with its own training instability. We introduce VIMPO, a critic-free policy optimization method that derives a policy-implied value function from the optimality conditions of KL-regularized reinforcement learning. For autoregressive generation, the resulting value recurrence can be written in terms of policy-reference log-ratios and anchored by the terminal condition that no future reward remains at the end of a trajectory. This gives a simple value loss that incorporates outcome-level verifiable rewards without training a critic. The same derivation also yields a critic-free actor advantage, allowing VIMPO to separate reward incorporation through the value loss from policy improvement through a PPO-style actor update. On mathematical RLVR benchmarks, VIMPO improves over GRPO across MATH-500, AIME 2024, AIME 2025, and OlympiadBench, with especially larger gains on competition-style evaluations. Under noisy rewards, VIMPO retains a consistent advantage over GRPO, suggesting that policy-implied value optimization can provide finer credit assignment while preserving the practical simplicity of critic-free training.

2606.20002 2026-06-19 cs.LG cs.AI cs.CL 新提交 80%

Connect the Dots: Training LLMs for Long-Lifecycle Agents with Cross-Domain Generalization Via Reinforcement Learning

Connect the Dots:通过强化学习训练具备跨域泛化能力的长期生命周期智能体

Yanxi Chen, Weijie Shi, Yuexiang Xie, Boyi Hu, Yaliang Li, Bolin Ding, Jingren Zhou

发表机构 * Alibaba Group(阿里巴巴集团)

专题命中 后训练 :通过强化学习训练LLM的元能力。

AI总结 提出Connect the Dots框架,通过端到端强化学习训练LLM在长期任务中自我更新上下文并泛化到新领域,实验验证了跨域泛化能力。

Comments Work in progress; we will continuously update the codebase and arXiv version

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AI中文摘要

本文提出了一个通用框架,用于训练大型语言模型(LLMs)具备“Connect the Dots”(CoD)这一元能力,该能力是长期生命周期智能体所必需的:当基于LLM的AI智能体部署在环境中时,它解决一系列长期任务,同时持续探索环境、从自身经验中学习,并迭代地自我更新关于环境的上下文,从而在更新上下文的条件下,在未来任务上实现逐步更好的性能。CoD框架的主要组成部分包括:(1)用于端到端强化学习(RL)的算法设计和基础设施,其中包含交替执行任务和更新上下文的长展开序列;(2)用于在训练过程中激励和激发LLM中目标元能力的任务和环境,以及在评估过程中忠实衡量进展的任务和环境。我们展示了CoD框架的概念验证实现,包括具有细粒度信用分配的GRPO风格RL算法,以及针对目标元能力(而非特定领域的LLM能力或标准的逐任务RL)量身定制的任务和环境。实证结果验证了CoD设置中端到端RL训练的有效性,并展示了所激发元能力的分布外泛化潜力——在训练领域内、跨不同领域以及从CoD到Ralph-loop设置中。我们对CoD的研究连接了多项先前工作,并为推进LLM和AI智能体开辟了新的机遇。为促进进一步研究和应用,我们在\url{this https URL}上发布了我们的实现。

英文摘要

This work presents a general framework for training large language models (LLMs) to "Connect the Dots" (CoD), a meta-capability required by long-lifecycle agents: as an LLM-based AI agent gets deployed in an environment, it solves a long sequence of tasks while continuously exploring the environment, learning from its own experiences, and iteratively self-updating its context about the environment, thereby achieving progressively better performance on future tasks conditioned on the updated context. Major components of the CoD framework include: (1) algorithm design and infrastructure for end-to-end reinforcement learning (RL) with long rollout sequences interleaving solve-task and update-context episodes; (2) tasks and environments for incentivizing and eliciting the targeted meta-capability in LLMs during training, as well as for faithfully measuring progress during evaluation. We present proof-of-concept implementations of the CoD framework, including a GRPO-style RL algorithm with fine-grained credit assignment, as well as tasks and environments tailored to the targeted meta-capability (rather than domain-specific LLM capabilities or standard task-by-task RL). Empirical results validate the efficacy of end-to-end RL training in the CoD setting, and demonstrate the potential for out-of-distribution generalization -- within the training domains, across different domains, and from CoD to Ralph-loop settings -- of the elicited meta-capability. Our investigation of CoD connects several lines of prior works, and opens up new opportunities for advancing LLMs and AI agents. To facilitate further research and applications, we release our implementations at \url{https://github.com/agentscope-ai/Trinity-RFT/tree/research/cod/examples/research_cod}.

2606.19679 2026-06-19 cs.LG cs.AI 新提交 80%

LOKI: Memory-Free Null-Space Constrained Lifelong Knowledge Editing

LOKI: 无记忆零空间约束的终身知识编辑

Masih Eskandar, Miquel Sirera Perelló, Stratis Ioannidis, Jennifer Dy

发表机构 * Department of Electrical and Computer Engineering(电气与计算机工程系)

专题命中 后训练 :终身知识编辑方法,动态选择层并投影到零空间

AI总结 提出LOKI方法,通过希尔伯特-施密特独立性准则动态选择层,并将梯度更新投影到模型权重的零空间,实现无需访问旧知识的终身知识编辑,平均准确率提升14%。

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AI中文摘要

终身知识编辑旨在随着时间推移,当新知识可用或模型出错时,高效且顺序地更新语言模型,同时保持对过去知识的可接受性能。一个未解决的挑战是现有方法对所有新知识样本修改固定层集,降低了灵活性并增加了灾难性遗忘。另一个挑战是需要访问先前知识并进行大量预处理以获得数据统计。为了解决这些挑战,我们引入了LOKI,一种新颖的方法,它基于希尔伯特-施密特独立性准则进行动态层选择,并将梯度更新投影到模型权重的零空间,从而绕过了对先前知识访问的需求。我们表明,LOKI在广泛的实验中实现了优于现有方法的性能,平均准确率提升高达14%。

英文摘要

Lifelong knowledge editing aims to efficiently and sequentially update language models over time, as new knowledge becomes available or when the model makes mistakes, while preserving acceptable performance on past knowledge. One unresolved challenge is that existing methods modify a fixed set of layers for all new knowledge samples, reducing flexibility and increasing catastrophic forgetting. Another is requiring access to previous knowledge and extensive pre-processing to obtain data statistics. To address these challenges, we introduce LOKI, a novel approach that uses dynamic layer selection based on the Hilbert-Schmidt Independence Criterion and projects gradient updates onto the null-space of the model weights, bypassing the requirement for previous knowledge access. We show that LOKI achieves superior performance to existing approaches across a wide variety of experiments, achieving up to a 14\% improvement in average accuracy.

2606.19607 2026-06-19 cs.AI stat.AP 新提交 80%

Which Pairs to Compare for LLM Post-Training?

LLM后训练中应比较哪些对?

Jiangze Han, Vineet Goyal, Will Ma

发表机构 * Columbia University(哥伦比亚大学)

专题命中 后训练 :研究偏好后训练中比较对的选择,提升样本效率。

AI总结 研究偏好后训练中如何选择最具信息量的比较对,提出基于采样设计的比较策展方法,通过DPO训练的理论分析给出优化准则,实验证明能提升样本效率。

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AI中文摘要

基于偏好的后训练已成为对齐语言模型的核心范式。常见的数据收集策略是为每个提示生成少量补全并标注生成的比较对。然而,人工偏好标签通常比生成额外补全昂贵得多,这提示了相同标注预算的不同使用方式:生成更大的补全集,但只标注最具信息量的比较对。本文研究在基于偏好的后训练中应比较哪些对。我们将比较策展形式化为一个采样设计问题,并通过基于偏好的后训练目标下的最终策略质量来评估设计。我们针对直接偏好优化(DPO)实例化该框架,分析标注对的选择如何通过DPO训练传播到下游策略性能。我们的主要结果为DPO训练策略的后训练最优性差距提供了匹配的上界和下界。这些界限表明,比较选择通过一个单一的设计相关信息矩阵影响下游性能,该矩阵将标签分配与参数估计误差和策略次优性联系起来。这为预算受限的比较策展提供了显式优化准则,并激发了从大型生成补全池中选择信息对的实际采样设计。在合成设置和语言模型后训练基准上的实验表明,所提出的设计在样本效率上持续优于常见的比较选择启发式方法。

英文摘要

Preference-based post-training has become a central paradigm for aligning language models. A common data-collection strategy is to generate a small set of completions for each prompt and label the resulting comparison pairs. However, human preference labels are often much more expensive than generating additional completions, suggesting a different use of the same labeling budget: generate a larger pool of completions, but label only the most informative comparison pairs. This paper studies which pairs should be compared in preference-based post-training. We formulate comparison curation as a sampling-design problem and evaluate designs by the quality of the final policy under the preference-based post-training objective. We instantiate this framework for Direct Preference Optimization (DPO), analyzing how the choice of labeled pairs propagates through DPO training to downstream policy performance. Our main results provide matching upper and lower bounds on the post-training optimality gap of the DPO-trained policy. The bounds show that comparison selection affects downstream performance through a single design-dependent information matrix, which links label allocation to parameter estimation error and policy suboptimality. This yields an explicit optimization criterion for budgeted comparison curation and motivates practical sampling designs for selecting informative pairs from large generated completion pools. Experiments on synthetic settings and language-model post-training benchmarks show that the proposed designs consistently improve sample efficiency over common comparison-selection heuristics.

2606.19549 2026-06-19 cs.LG 新提交 80%

Predicting Mergeability of Parameter-Efficient Fine-Tuning Updates

预测参数高效微调更新的可合并性

Lin Tang, Wei Zhang, Jing Li, Hongyu Chen, Ming Zhao, Yuxuan Wang

发表机构 * Sichuan University(四川大学) University of Electronic Science and Technology of China(电子科技大学)

专题命中 后训练 :预测LoRA适配器可合并性,涉及模型微调

AI总结 提出MergeProbe,通过训练初期信号预测LoRA适配器的可合并性,在MERGE-PEFT基准上实现最佳平均和最差保留性能。

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AI中文摘要

低秩适配(LoRA)使得训练许多领域和任务特定的语言模型适配器变得廉价,但两个适配器是否可以合并通常只有在两者都经过充分训练和评估后才能发现。这种延迟反馈代价高昂:单独表现强大的适配器在合并更新后可能会产生破坏性干扰。我们询问是否可以预测这种结果。我们将适配器可合并性形式化为适配器在合并后保持其单任务效用的程度,并表明可以从训练初期百分之几的信号中预测——主要是低秩更新及其梯度在不同任务间的对齐程度以及它们对共享表示的干扰程度。我们将这些信号打包成MergeProbe,一个轻量级预测器,用于估计成对和集合级别的保留,并将估计转化为具体决策:直接合并、重新加权、剪枝或路由。在MERGE-PEFT(一个涵盖数学、代码、科学、指令遵循和安全的五领域基准)上,MergeProbe在强干扰感知合并基线中实现了最佳平均和最差保留,同时增加的部署开销远低于完整任务路由。这将LoRA合并从事后工程步骤转变为预期测量问题。

英文摘要

Low-rank adaptation (LoRA) makes it cheap to train many domain- and task-specific language model adapters, but whether two adapters can be merged is usually discovered only after both have been fully trained and evaluated. This late feedback is costly: adapters that are strong in isolation can interfere destructively once their updates are combined. We ask whether this outcome can be anticipated. We formalize adapter mergeability as the degree to which an adapter preserves its single-task utility after merging, and show that it can be forecast from signals measured in the first few percent of training -- chiefly how the low-rank updates and their gradients align across tasks and how much they disturb shared representations. We package these signals into MergeProbe, a lightweight predictor that estimates pairwise and set-level retention and turns the estimate into a concrete decision: merge directly, reweight, prune, or route. On MERGE-PEFT, a five-domain benchmark spanning math, code, science, instruction following, and safety, MergeProbe attains the best average and worst-case retention among strong interference-aware merge baselines while adding far less deployment overhead than full task routing. This turns LoRA merging from a post-hoc engineering step into an anticipatory measurement problem.

2606.19542 2026-06-19 cs.LG 新提交 80%

Tracking Representation Dynamics in Large Language Models with Persistent Homology

利用持续同调追踪大型语言模型中的表示动态

Naman Malhotra, Jay Ambadkar, Abhinav Gupta, Kushal Kasivel, Abbas Schwarz, Kamillo Ferry, Anthea Monod

发表机构 * Imperial College London(伦敦帝国学院)

专题命中 后训练 :分析对齐过程中LLM内部表示拓扑变化

AI总结 通过持续同调分析激活空间拓扑,发现对齐过程中拓扑重组主要发生在训练早期,且不同对齐目标产生可区分的拓扑轨迹。

Comments 29 pages

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AI中文摘要

大型语言模型通常通过监督微调进行对齐,但关于其内部表示在此过程中如何演变的研究尚不充分。我们利用持续同调,通过追踪微调过程中激活空间的拓扑结构来研究对齐动态。在四个参数范围从1B到7B的Transformer语言模型以及对应于有用、无害和混合训练数据的三个对齐目标上,我们发现大多数拓扑重组发生在训练的最早阶段。密集检查点分析揭示了拓扑活动的瞬态峰值,随后迅速稳定。我们进一步表明,不同的对齐目标会引发可区分的拓扑轨迹,而指令微调和预训练模型则表现出定性不同的演化模式。我们的结果表明,持续同调为对齐提供了互补视角,揭示了仅从行为指标无法察觉的表示级变化。

英文摘要

Large language models are commonly aligned through supervised fine-tuning, yet little is known about how their internal representations evolve during this process. We study alignment dynamics using persistent homology by tracking the topology of activation spaces throughout fine-tuning. Across four transformer language models ranging from 1B to 7B parameters and three alignment objectives corresponding to helpful, harmless, and mixed training data, we find that the majority of topological reorganization occurs during the earliest stages of training. A dense checkpoint analysis reveals a transient peak in topological activity followed by rapid stabilization. We further show that different alignment objectives induce distinguishable topological trajectories, while instruction-tuned and pretrained models exhibit qualitatively different patterns of evolution. Our results suggest that persistent homology provides a complementary perspective on alignment, revealing representation-level changes that are not apparent from behavioral metrics alone.

2606.19946 2026-06-19 cs.CL cs.LG 新提交 75%

GEMS: Geometric Constraints Enable Multi-Semantic Superposition in LLMs

GEMS: 几何约束使LLM中多语义叠加成为可能

Yu Deng

专题命中 后训练 :提出无训练多语义方向激活干预方法GEMS

AI总结 提出GEMS方法,通过范数保持加权叠加、目标注意力路径注入和实时正交化两个几何约束,解决无训练多方向激活干预中的分布偏差和方向干扰问题,在GSM8K上保持98%准确率。

Comments 30 pages, 5 figures, 20 tables. Code and logs are available at: https://github.com/LuLu663939/gems-multi-semantic-steering

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AI中文摘要

激活引导通过在推理时修改中间隐藏状态来控制模型行为,无需重新训练。现有方法仅处理单方向注入;当多个语义方向无约束叠加时,模型崩溃。我们证明这种崩溃分解为两个独立作用的来源:分布偏差(加法扰动在层间累积范数并将激活推出训练分布)和方向干扰(非正交语义向量叠加时相互抑制)。这两个来源定义了任何无训练多方向干预必须满足的设计约束。作为这些原则的一个实例,我们提出GEMS,一种无训练方法,将每个来源映射到相应的几何约束:针对分布偏差的范数保持加权叠加和目标注意力路径注入,以及针对方向干扰的实时正交化。在GSM8K上,注入三个并发非数学方向保持98%的准确率(基线92%),而无约束加法崩溃至4%;在Wikitext-2上,相同注入仅导致2.2%的PPL增加。组件消融隔离了每个约束的因果作用,层级探针确认正交化信号通过FFN路径存活并以语义特异性到达输出分布。定性引导效果跨架构从3B到31B迁移。

英文摘要

Activation steering controls model behavior by modifying intermediate hidden states at inference time without retraining. Existing methods handle only single-direction injection; when multiple semantic directions are superposed without constraints, the model collapses. We show that this collapse decomposes into two independently acting sources: distributional deviation, where additive perturbations accumulate in norm across layers and drive activations outside the training distribution, and directional interference, where non-orthogonal semantic vectors mutually dampen when superposed. These two sources define the design constraints that any training-free multi-directional intervention must address. As one instantiation of these principles, we propose GEMS, a training-free method that maps each source to a corresponding geometric constraint: norm-preserving weighted superposition and targeted attention-pathway injection for distributional deviation, and real-time orthogonalization for directional interference. On GSM8K, injecting three concurrent non-mathematical directions preserves accuracy at 98% (baseline 92%), while unconstrained addition collapses to 4%; on Wikitext-2, the same injection incurs only 2.2% PPL increase. Component ablation isolates the causal role of each constraint, and layer-level probes confirm that orthogonalized signals survive the FFN pathway and reach the output distribution with semantic specificity. Qualitative steering effects transfer across architectures from 3B to 31B.

2606.20508 2026-06-19 cs.AI cs.LG 新提交 70%

What Do Safety-Aligned LLMs Learn From Mixed Compliance Demonstrations?

安全对齐的LLM从混合顺从演示中学到了什么?

Sihui Dai, Mann Patel

专题命中 后训练 :涉及偏好优化训练阶段对安全的影响

AI总结 研究通过混合良性顺从演示和有害顺从演示,探究演示组成如何驱动有害顺从,发现演示内容、顺序和训练方法影响模型提取的信息。

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AI中文摘要

先前工作表明,上下文演示可以越狱语言模型,但模型如何解释不同类型的顺从演示仍不清楚。我们通过混合良性顺从演示(无害请求,有帮助响应)与有害顺从演示(有害请求,有帮助响应)并测试关于演示组成如何驱动有害顺从的三个假设来研究这一点。在四个模型中,我们发现良性和有害演示不可互换:良性演示根据模型不同可以减少或增加有害顺从。我们进一步表明,偏好优化是防止良性演示增加有害顺从的关键训练阶段,演示顺序表现出强烈的近因偏差,并且模型在拒绝与上下文学习的交互方式上有所不同:一些模型在拒绝时也采用演示的格式,而其他模型在拒绝时覆盖所有上下文信号。综合来看,这项工作超越了展示基于演示的越狱有效,而是描述了其工作原理:模型从顺从演示中提取的内容取决于演示内容、顺序和训练方法。

英文摘要

Prior work has shown that in-context demonstrations can jailbreak language models, but it remains unclear how models interpret different types of compliance demonstrations. We study this by mixing benign compliance demonstrations (non-harmful request, helpful response) with harmful compliance demonstrations (harmful request, helpful response) and testing three hypotheses about how demonstration composition drives harmful compliance. Across four models, we find that benign and harmful demonstrations are not interchangeable: benign demonstrations can either reduce or increase harmful compliance depending on the model. We further show that preference optimization is the critical training stage that prevents benign demonstrations from increasing harmful compliance, that demonstration ordering exhibits strong recency bias, and that models differ in how refusal interacts with in-context learning: some adopt demonstrated formatting even when refusing, while others override all in-context signals upon refusal. Taken together, this work moves beyond showing that demonstration-based jailbreaking works to characterizing how it works: what models extract from compliance demonstrations depends on demonstration content, ordering, and training methodology.

2606.20482 2026-06-19 cs.CL cs.HC cs.LG 新提交 70%

Your Mouse and Eyes Secretly Leak Your Preference: LLM Alignment using Implicit Feedback from Users

你的鼠标和眼睛悄悄泄露你的偏好:利用用户隐式反馈进行LLM对齐

Haw-Shiuan Chang, Jeffrey Gomez, Mehul Patwari, Aryan Sajith, Hamed Zamani

发表机构 * University of Massachusetts, Amherst(马萨诸塞大学阿默斯特分校) York University(约克大学)

专题命中 后训练 :训练奖励模型用于DPO对齐

AI总结 针对显式反馈稀缺的问题,提出利用鼠标轨迹和眼动数据等隐式反馈训练奖励模型,将文本奖励模型准确率从55%提升至64%,并显著提高DPO对齐后响应质量。

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AI中文摘要

为了对齐大型语言模型(LLM),大多数现有方法收集显式的人类反馈,并基于响应文本训练奖励模型来预测人类偏好。这些现有方法有两个关键局限性。首先,用户很少为LLM响应提供显式反馈,这使得高质量偏好标注的收集成本高昂。其次,这些方法没有利用隐式人类反馈,而隐式反馈已被证明对互联网巨头的经济护城河至关重要。为了量化隐式反馈的价值,我们构建了一个名为IFLLM的新数据集,收集了来自59名Mechanical Turk工作者的1336个多轮问题、他们的鼠标轨迹以及通过网络摄像头对LLM响应的眼动注视点。IFLLM显示用户具有非常多样化的注视行为和鼠标轨迹。基于隐式用户反馈的奖励模型将基于文本的奖励模型准确率从55%提升至64%,并在将DPO应用于八个LLM后,相对响应质量改进几乎翻了三倍,证明了隐式反馈在现实场景中的价值。我们的数据收集网站、数据集和代码可在以下网址找到:此https URL。

英文摘要

To align a Large Language Model (LLM), most existing methods collect explicit human feedback and train a reward model to predict the human preference based on the response text. These existing methods have two key limitations. First, the users rarely provide explicit feedback for LLM responses, which makes the high-quality preference annotation expensive to collect. Second, the methods do not leverage implicit human feedback, which has proven vital to the economic moats of Internet giants. To quantify the value of implicit feedback, we build a new dataset called IFLLM, which collects 1336 multi-turn questions from the 59 Mechanical Turk workers, their mouse trajectories, and eye gazing points to the LLMs' responses from their webcams. IFLLM shows that the users have very diverse types of gazing behavior and mouse trajectories. Our reward model based on the implicit user feedback boosts the accuracy of the text-based reward model from 55% to 64% and nearly triples the relative response quality improvements after applying the DPO to eight LLMs, demonstrating the value of implicit feedback in the wild. Our data collection website, dataset, and codes can be found at https://github.com/themehulpatwari/llm-implicit-feedback/.

2606.20475 2026-06-19 cs.LG 新提交 65%

Marginal Advantage Accumulation for Memory-Driven Agent Self-Evolution

边际优势累积用于记忆驱动智能体自我进化

Mingyu Yang, Keye Zheng, Congchao Cheng, Yujie Liu, Xingkang Lu, Fan Jiang, Yefei Zheng

发表机构 * Alibaba International Digital Commerce Group(阿里巴巴国际数字商业集团)

专题命中 后训练 :涉及语言模型轨迹蒸馏,但非核心贡献。

AI总结 针对批量式轨迹蒸馏中跨批次证据缺失问题,提出边际优势累积(MAA)方法,通过差分信号构造、指数移动平均累积和语义身份合并,在16个设置中14个取得最佳结果,优化阶段token消耗减少约75%。

Comments 26 pages, 4 figures, 10 tables, 42 references

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AI中文摘要

在批量式轨迹蒸馏中,同一记忆操作可能在不同批次间收到矛盾的反馈。现有方法缺乏跨批次、操作级别的证据累积机制,无法区分稳定有效的操作与偶然命中。本文将需求形式化为两个结构条件:可对齐性和可比性,并提出边际优势累积(MAA)。MAA构造差分信号使其跨批次可比,通过指数移动平均(EMA)累积每个操作的有符号证据,并通过语义身份合并确保跨批次可追溯性。作为一种后处理架构,MAA在4个基准和4个目标模型的16个设置中14个取得最佳结果,持续优于现有批量级蒸馏基线,并在大多数设置中匹配或超越在线替代方法,同时将优化阶段的token消耗减少约75%。

英文摘要

In batch-style trace distillation, the same memory operation may receive contradictory feedback across different batches. Existing methods lack a cross-batch, operation-level evidence accumulation mechanism, making it impossible to distinguish stably effective operations from accidental hits. This paper formalizes the requirement as two structural conditions, alignability and comparability, and proposes Marginal Advantage Accumulation (MAA). MAA constructs differential signals to make them comparable across batches, accumulates signed evidence per operation via EMA, and ensures cross-batch traceability through semantic identity merging. As a post-processing architecture, MAA achieves the best results in 14 out of 16 settings across 4 benchmarks and 4 target models, consistently outperforming existing batch-level distillation baselines and matching or surpassing online alternatives in most settings, while reducing optimization-phase token consumption by approximately 75%.

2606.20553 2026-06-19 cs.CR 新提交 60%

From Efficiency to Leakage -- Privacy Backdoor in Federated Language Model Fine-Tuning

从效率到泄露——联邦语言模型微调中的隐私后门

Shanghao Shi, Chaoyu Zhang, Heng Jin, Yang Xiao, Yevgeniy Vorobeychik, William Yeoh, Ning Zhang, Y. Thomas Hou, Wenjing Lou

专题命中 后训练 :涉及语言模型微调中的隐私泄露。

AI总结 提出NeuroImprint攻击,恶意参数服务器在参数高效微调中植入隐私后门,通过为每个样本分配独立神经元并限制单次更新,实现高保真重建训练文本。

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AI中文摘要

联邦学习(FL)使多方能够协作微调语言模型以完成特定领域任务,而无需共享原始数据。由于完整模型微调对FL客户端而言通常过于昂贵,参数高效微调(PEFT)已成为实践中的事实标准,它冻结基础模型,仅训练少量适配器。在本文中,我们表明恶意参数服务器可以隐秘地将PEFT适配器破坏为隐私后门,该后门隐式记忆客户端的训练样本,作为存储在独立神经元中的隔离的每样本参数更新,而不降低模型效用。具体来说,我们的攻击NeuroImprint为每个训练样本分配一个专用的记忆神经元,并约束每个神经元在局部微调轨迹中最多更新一次。这种设计减轻了语言模型微调中由大批量和状态优化器(如Adam/AdamW)引入的跨样本碰撞和跨步混合。微调后,得到的隔离的每样本更新可以通过闭式解析逆变换恢复文本嵌入,然后确定性地映射回令牌序列。为了理解我们方法的通用性,我们在多个语言模型(BERT、GPT-2、Qwen2和Llama3.2)上实现了NeuroImprint,并在涵盖不同领域的四个微调数据集上进行了评估。结果表明,我们的攻击能够以高语义保真度重建59%至79%的所有微调样本。

英文摘要

Federated learning (FL) enables multiple parties to collaboratively fine-tune language models for domain-specific tasks without sharing raw data. Since full model fine-tuning is often prohibitively expensive for FL clients, parameter-efficient fine-tuning (PEFT) has become the de facto approach in practice, freezing the base model and training only a small set of adapters. In this paper, we show that a malicious parameter server can stealthily corrupt a PEFT adapter into a privacy backdoor that implicitly memorizes the client's training samples as isolated per-sample parameter updates stored in separate neurons, without degrading model utility. Concretely, our attack, NeuroImprint, assigns a dedicated memorization neuron to each training sample and constrains that each neuron is updated at most once along the local fine-tuning trajectory. This design mitigates both cross-sample collisions and cross-step mixing introduced by large local batches and stateful optimizers (e.g., Adam/AdamW) in language-model fine-tuning. After fine-tuning, the resulting isolated per-sample updates can be analytically inverted in closed form to recover text embeddings, which are then deterministically mapped back to token sequences. To understand the generality of our method, we implemented NeuroImprint on multiple language models (BERT, GPT-2, Qwen2, and Llama3.2) and evaluated it across four fine-tuning datasets spanning diverse domains. The results demonstrate that our attack can reconstruct 59% to 79% of all finetuning samples with high semantic fidelity.