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通过多目标超参数优化校准剩余使用寿命预测的时效性

Calibrating Prediction Timeliness Through Multi-Objective Hyperparameter Optimization for Remaining Useful Life Prediction

Tugrul Cabir Hakyemez, Ener Uras Gokhan

arXiv 2610.01530首次发表:更新:

发表机构

Istanbul Bilgi University; Beştepe Koleji(伊斯坦布尔比尔基大学; 贝什泰佩学院)

机构由 AI 辅助整理,请以论文原文为准。

AI 中文总结

本研究将优化目标作为设计变量,通过多目标超参数优化(NSGA-II 与熵-CRITIC 加权)在 C-MAPSS 和 BackBlaze 基准上校准 RUL 预测的时效性,显著减少方向性不平衡,并揭示架构性能的配置依赖性。

AI 中文摘要

在预测性维护中,过早和过晚的剩余使用寿命(RUL)预测误差会带来不对称的后果,然而超参数优化通常针对单一准确度指标,该指标对两个方向的误差同等对待。本研究将优化目标本身视为设计变量。在三种机制下评估了五种架构(MLP、LSTM、XGBoost、TCN 和 Transformer):$R^2$ 的单目标最大化、NASA 评分函数的单目标最小化,以及联合优化这两个标准的的多目标公式。多目标搜索采用带熵-CRITIC 加权进行帕累托选择的 NSGA-II。在 NASA C-MAPSS 涡扇发动机和 BackBlaze 硬盘驱动器基准上评估了七十五种模型-数据集-策略组合。在 C-MAPSS 上,所有策略均实现了相当的准确度($R^2 \approx 0.89$),然而多目标优化将方向性不平衡减少了约 33%,改善了早期与晚期预测的校准。模型排名被证明依赖于配置,较简单的架构经常优于更深的时间模型。在 BackBlaze 上,目标从互补转变为冲突,产生了发散的熵-CRITIC 权重和显著的泛化差距(最佳 $R^2 \approx 0.34$)。这些结果表明,优化目标实质上塑造了预测行为,并且多目标搜索为校准 RUL 建模中的预测时效性提供了一种实用机制。

英文摘要

In predictive maintenance, early and late RUL prediction errors carry asymmetric consequences, yet hyperparameter optimization typically targets a single accuracy metric that treats both directions equally. This study treats the optimization objective itself as a design variable. Five architectures (MLP, LSTM, XGBoost, TCN, and Transformer) are evaluated under three regimes: single-objective maximization of $R^2$, single-objective minimization of the NASA scoring function, and a multi-objective formulation that jointly optimizes both criteria. The multi-objective search employs NSGA-II with Entropy-CRITIC weighting for Pareto selection. Seventy-five model-dataset-strategy combinations are assessed on the NASA C-MAPSS turbofan and BackBlaze hard-disk drive benchmarks. On C-MAPSS, all strategies achieve comparable accuracy ($R^2 \approx 0.89$), yet multi-objective optimization reduces directional imbalance by approximately 33%, improving calibration of early versus late predictions. Model rankings prove configuration-dependent, with simpler architectures frequently outperforming deeper temporal models. On BackBlaze, the objectives shift from complementary to conflicting, producing divergent Entropy-CRITIC weights and a substantial generalization gap (best $R^2 \approx 0.34$). These results demonstrate that the optimization objective materially shapes prognostic behavior and that multi-objective search provides a practical mechanism for calibrating prediction timeliness in RUL modeling.

论文原文

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