arXivDaily arXiv每日学术速递 周一至周五更新
arXiv周末暂无论文更新,休息一下吧,周末愉快~~
arXiv 2609.13466cs.AI

机器速度治理:用于实时AI政策执行的适应性智能架构

Governing at Machine Speed: An Adaptive Intelligence Architecture for Real-Time AI Policy Enforcement

Sandeep Bokkasam, B. Durgalakshmi

首次发表
浏览论文内容

中文总结 AI 辅助

针对企业AI治理中政策与证据脱节的“证明赤字”,本文提出五层AGIL架构,利用机器学习实现实时策略执行与防篡改审计,以应对规模化AI治理挑战。

中文摘要 AI 辅助

全球企业AI采用率已达到78%,然而治理该采用的基础设施却未能跟上步伐。本文识别并刻画了“证明赤字”(attestation deficit),这是一种结构性状况,即组织虽制定了治理政策,却无法在规定时限内产出可审计、防篡改的执行证据。基于斯坦福2026年AI指数报告(记录了362起事件)、IBM/Ponemon 2026年数据泄露成本研究(平均成本499万美元,92%缺乏访问控制)以及EY/AIUC-1联盟调查(38%具备端到端监控,17%覆盖智能体间通信)的实证数据,本文论证了治理失败是组织性和架构性的,而非技术性的。为解决这一赤字,我们提出了AGIL(自适应治理智能层),一个概念性的五层架构,旨在利用机器学习实现实时AI治理执行。所提层次包括:(1)自主发现层,通过行为指纹识别影子AI;(2)行为风险分类层,统一安全、幻觉、隐私和问责评分;(3)策略执行网关,在低于100毫秒延迟内做出内联允许/拒绝/修改决策;(4)持续证明引擎,作为执行副产品生成防篡改审计轨迹;(5)自适应策略智能层,通过机器学习驱动跨司法管辖区的策略演进。AGIL作为理论框架和架构提案提出;通过受控部署进行实证验证仍是未来工作的方向。

英文摘要

Enterprise AI adoption has reached 78% of organizations globally, yet the infrastructure to govern that adoption has not kept pace. This paper identifies and characterizes the attestation deficit, a structural condition in which organizations maintain governance policies but cannot produce auditable, tamper-evident evidence of enforcement within regulatory timelines. Drawing on empirical data from the Stanford 2026 AI Index Report (362 documented incidents), the IBM/Ponemon 2026 Cost of a Data Breach study (USD 4.99M average cost, 92% lacking access controls), and the EY/AIUC-1 Consortium survey (38% end-to-end monitoring, 17% agent-to-agent coverage), this paper demonstrates that the governance failure is organizational and architectural rather than technical. To address this deficit, we propose AGIL (Adaptive Governance Intelligence Layer), a conceptual five-layer architecture designed to use machine learning for real-time AI governance enforcement. The proposed layers include: (1) Autonomous Discovery for shadow AI detection via behavioral fingerprinting, (2) Behavioral Risk Classification unifying security, hallucination, privacy, and accountability scoring, (3) a Policy Enforcement Gateway for inline permit/deny/modify decisions at sub-100ms latency, (4) a Continuous Attestation Engine generating tamper-evident audit trails as a byproduct of enforcement, and (5) Adaptive Policy Intelligence for ML-driven policy evolution across jurisdictions. AGIL is presented as a theoretical framework and architectural proposal; empirical validation through controlled deployment remains a direction for future work.

补充信息

↑