当智能成为能动性：共生AI系统的受治理、主动能动性理论
When Intelligence Becomes Agency: A Theory of Governed, Proactive Agency for Symbiotic AI Systems
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中文总结 AI 辅助
针对AI助手需主动决策的问题，本文提出受治理主动能动性理论框架，通过激活决策与授权、问责的整合，为共生AI系统的规范与评估提供基础。
中文摘要 AI 辅助
持久性AI助手旨在扩展人类在变化的数字和物理环境中的注意力、记忆和协调能力。要真正有用，它们必须不仅仅在被要求时采取行动。它们必须自行决定某种情况是否值得采取行为，何时采取以及以何种模式采取，是行动、询问、监控、推迟还是故意弃权（不执行）。我们称此为激活问题。关于承诺、评价、混合主动交互和委托的研究各自阐明了该问题的一部分，但都没有将情境化激活与持续的授权和问责联系起来。本文为受治理的主动能动性开发了一个概念性和形式化框架，通过感知、意图、情感-意动评价、约束和反馈来组织跨时间的行为。它区分了自主能动性和委托能动性，并将共生能动性定义为在持续、可撤销的授权下的委托，与委托人的情境持续耦合，对其状况进行校准推断，并进行有界个性化。其独特贡献在于一个整合性说明，将激活决策与授权感知、行为选择、权限遏制、可追溯约束和受限适应联系起来，以行为片段为分析单元。通过一种能动性分类方法、一个评估框架、提出的基准场景和一个参考架构，该说明为规范和评估协助是否合理、及时、授权且可问责（超越单纯任务完成）提供了基础。它旨在指导始终在场的个人助手和具身支持系统的开发和评估，这些系统增强人类能力，同时保持委托人的权威和判断。
英文摘要
Persistent AI assistants are intended to extend human attention, memory, and coordination across changing digital and physical environments. To be truly useful they must do more than just act when asked. They must decide on their own whether a situation warrants behavior at all, when it does and in what mode, whether to act, ask, monitor, defer or deliberately refrain. We call this the activation problem. Research on commitment, appraisal, mixed-initiative interaction and delegation each illuminates part of it, but none ties situated activation to continuing authorization and accountability. This paper develops a conceptual and formal framework for governed proactive agency, organizing behavior across time through perception, intent, affective-conative appraisal, constraint, and feedback. It distinguishes autonomous and delegated agency and defines symbiotic agency as delegation under a standing, revocable mandate, with continuing coupling to the principal's situation, calibrated inference of their condition, and bounded personalization. The distinctive contribution is an integrated account linking activation decisions to authorized perception, behavior selection, authority containment, traceable restraint, and constrained adaptation, with behavioral episodes as the unit of analysis. Through an agency classification method, an evaluation framework, proposed benchmark scenarios, and a reference architecture, the account provides a basis for specifying and assessing whether assistance is warranted, timely, authorized, and answerable beyond task completion alone. It is intended to guide the development and evaluation of always-present personal assistants and embodied support systems that augment human capabilities while preserving the principal's authority and judgment.
发表机构
- Wyrde AI（怀尔德人工智能公司）
机构由 AI 辅助整理，请以论文原文为准。
