发表机构
ETH Zurich; Georgia Institute of Technology(苏黎世联邦理工学院; 佐治亚理工学院)
机构由 AI 辅助整理,请以论文原文为准。AI 中文总结
该研究发现LLM智能体的持久化记忆会引发内生授权洗钱问题,EAL-Bench基准评估显示虚假权限会导致高比例未授权操作,两种安全措施可降低风险但存在安全-效用权衡。
AI 中文摘要
长期运行的大语言模型(LLM)智能体依赖持久化记忆在交互间维持状态,包括权限、限制和撤销指令。当记忆错误表征这种不断演变的授权状态时,智能体自身的记录可能会授予底层历史从未允许的权限,在无外部攻击的情况下导致行为失配。我们将这种故障称为内生授权洗钱(endogenous authorization laundering),即写入记忆的虚假权限因来源被“清洗”而导致未授权操作。随后我们引入EAL-Bench,该基准用于衡量持久化记忆保留演变中授权状态的准确性,以及错误是否会传播至下游未授权操作。我们在采购、网络安全和金融场景中,评估了5个LLM作为记忆写入器、2个LLM作为执行器。结果发现,在增量记忆更新下,写入器会为高达50.2%的未授权请求创建虚假权限;一旦存在虚假权限,执行器在98.6%的试次中会依据该权限行动。两种安全措施——要求存储的权限由有效源事件支持,以及通过有界事件溯源跟踪权限变更——可大幅降低洗钱风险,但两者也会拒绝更多合法操作,暴露出安全-效用权衡。因此,持久化记忆不仅是性能组件,还是LLM智能体有效授权策略的一部分。
英文摘要
Long-running LLM agents rely on persistent memory to carry state across interactions, including permissions, restrictions, and revocations. When memory misrepresents this evolving authorization state, the agent's own records can grant authority that the underlying history never permitted, resulting in misaligned behavior without any external attacks. We term this failure endogenous authorization laundering, where spurious permissions written into memory lead to unauthorized actions as their provenance is washed away. We then introduce EAL-Bench, which measures how accurately persistent memory preserves evolving authorization state and whether errors propagate to downstream unauthorized actions. We evaluate five LLMs as memory writers and two as executors across procurement, cybersecurity, and finance. We find that under incremental memory updates, writers create false authority for up to 50.2% of unauthorized requests; once false authority is present, executors act on it in 98.6% of trials. Two safeguards, requiring stored permissions to be backed by valid source events, and tracking permission changes through bounded event sourcing, substantially reduce laundering, but both also reject more legitimate actions, exposing a safety-utility tradeoff. Persistent memory is therefore not merely a performance component, but a part of an LLM agent's effective authorization policy.
Comments36 pages, 8 figures