RAG 坍缩:当检索到的文档为自主生成时,大语言模型(LLM)的响应会发生坍缩
RAG Collapse: LLM Responses Collapse When Retrieved Documents Are Self-Authored
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中文总结 AI 辅助
该研究发现,当基于LLM的AI系统检索自身生成的参考资料时会发生RAG坍缩,经大量模拟实验证实79.6%的模拟会坍缩,且仅一份自主生成参考资料即可触发该现象。
中文摘要 AI 辅助
大语言模型(LLM)的响应基于互联网内容(通过训练或检索增强生成RAG实现),当前AI已用于生成大量在线内容(Paredes等人,2026),这可能形成自增强反馈循环。此前研究表明,当LLM在自身输出上进行递归训练时,会发生模型坍缩(Shumailov等人,2024):响应多样性降低,最终不再与原始训练数据相似。本文中,我们证明,若基于LLM的AI系统使用搜索工具检索自身生成的参考资料,会发生类似坍缩,我们将其称为RAG坍缩。我们对三类检索自身生成参考资料的AI系统模拟、三类模型家族及1019个信息查询提示开展了大量实验,共进行1528次模拟和超100万次LLM API调用,发现79.6%(1216/1528)的模拟最终发生坍缩。令人惊讶的是,仅一份自主生成的参考资料即可触发坍缩,因为LLM会不成比例地引用自身内容,且这种自偏好在控制参考资料质量后仍持续存在。
英文摘要
LLM responses are based on the internet (via training or RAG), and AI is now used to generate a significant amount of content online (Paredes et al., 2026), creating the potential for a self-reinforcing feedback loop. Prior work has shown that when LLMs are recursively trained on their own output, they experience model collapse (Shumailov et al., 2024): responses become less diverse, and eventually no longer resemble the original training data. In this paper, we show that a similar collapse occurs if LLM-based AI systems retrieve references they authored using a search tool. We call this RAG collapse. We conduct extensive experiments with three types of simulations of AI systems retrieving references they generated, using three model families, and 1,019 information-seeking prompts, totaling 1,528 simulations and over one million LLM API calls, and find that 79.6% (1,216/1,528) of simulations end in collapse. Surprisingly, even a single self-authored reference can trigger collapse because the LLM disproportionately cites its own content. This self-bias persists even after controlling for reference quality.