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基于主成分分析引导的激活缩放实现对大型语言模型谄媚性的单调双向控制

PCA-guided Activation Scaling for Monotonic Bidirectional Control over LLM Sycophancy

Zheng Chen, Zhaoxin Feng, Yip Tin Po, Jianfei Ma, Emmanuele Chersoni, Bo Li

arXiv 2608.16650首次发表:更新:

发表机构

The Hong Kong Polytechnic University(香港理工大学)

机构由 AI 辅助整理,请以论文原文为准。

AI 中文总结

本研究针对LLMs的谄媚性问题,提出PCA引导的激活缩放框架,通过分解残差流激活实现单调双向控制,在三个模型和三个数据集上的表现优于基线方法。

AI 中文摘要

大型语言模型(LLMs)存在谄媚性,即无论事实准确性如何都倾向于同意用户观点,这可能强化误解,但完全消除谄媚性又可能导致对有效观点的过度修正。因此,有效的控制必须既能降低又能提升谄媚性,且效果可预测且渐进。然而,现有方法无法确保在不同模型和数据集上,控制强度与行为结果之间存在双向且单调的关系。我们提出PCA引导的激活缩放(PAS),这是一种激活控制框架,它将残差流激活分解为经PCA识别的谄媚性-诚实性子空间和正交残差,随后应用不同的缩放指数以实现单调、双向的控制。在三个LLMs和三个数据集上,PAS实现了强单调性(斯皮尔曼相关系数ρ=+0.92),且每个方向的平均偏移为15.4%,而基线方法仅为8.7%。消融研究证实,分解、非对称指数和层选择对于维持单调控制均至关重要。数据和代码可在该https网址获取。

英文摘要

Large language models (LLMs) exhibit sycophancy, a tendency to agree with user beliefs regardless of factual accuracy. This can reinforce misconceptions, but eliminating it entirely risks over-correction against valid opinions. Effective control must therefore both reduce and increase sycophancy with predictable and gradual effect. Yet, existing methods fail to ensure a bidirectional and monotonic relationship between steering strength and behavioral outcome across models and datasets. We introduce PCA-guided Activation Scaling (PAS), an activation steering framework that decomposes residual stream activations into a PCA-identified sycophancy-honesty subspace and an orthogonal residual, then applies distinct scaling exponents to achieve monotonic, bidirectional control. Across three LLMs and three datasets, PAS achieves strong monotonicity (Spearman $ρ$ = +0.92) and an average shift of 15.4% per direction, compared with 8.7% for the baselines. Ablation studies confirm that the decomposition, asymmetric exponents, and layer selection are each essential for maintaining monotonic control. The data and code are available at https://github.com/Bellafc/PCS.

Commentsaccepted by COLM2026

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