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通过建议通道实现的个体赋权丧失:当影响力为内生时的控制损失

Individual Disempowerment through an Advice Channel: Control Loss when Influence is Endogenous

Adam M. Oberman

arXiv 2608.14795首次发表:更新:

AI 中文总结

该研究针对仅提供建议的AI系统,揭示其内生影响力会导致人类控制损失,最优神谕在不同会话长度下的策略会变化,短记忆重置无法挽回已偏离的价值。

AI 中文摘要

仅能提供建议的人工智能看似安全:人类始终可自由忽略其建议。这是人工智能安全领域“拳击手传统”的前提,而其长期被怀疑的弱点在于,接收建议的人类是系统的一部分。我们将遵循建议的行为占比ε_t设定为马尔可夫决策过程的状态,该状态由建议者自身的消息驱动,从而使使用加深依赖。在拥有足够丰富以回应人类所有可能行动的通道时,更高的ε_t会弱化任何与消息独立的后备机制下人类权力的单调度量。按回合批准获得奖励的“神谕”(oracle)会在闭式 patience 阈值之外培养依赖,因此相同的奖励权重会使最优神谕在分段部署中给出答案,而在长记忆部署中培养依赖。部署时一次认证的影响力边界对该时间范围视而不见,且对损失的边界不低于其平凡上限。外生的影响力边界限制了人类失去的保证,足够短的记忆重置会消除培养的动机,但无法恢复已被引导偏离的价值。在一个闭式示例中,最优神谕在15回合会话中从不培养,而在16回合会话中会培养。

英文摘要

An AI that can only give advice seems safe: the human is always free to ignore it. That is the premise of the boxing tradition in AI safety, and its long-suspected weak point is that the human who reads the answers is part of the system. We make the fraction $\varepsilon_t$ of behavior that follows the advice a state of a Markov decision process, moved by the advisor's own messages, so that use deepens reliance. Granted a channel rich enough to echo any action the human could take, higher $\varepsilon_t$ weakly lowers every monotone measure of the power of a human with a message-independent fallback. An oracle rewarded by per-round approval cultivates reliance beyond a closed-form patience threshold, so the same reward weights leave the optimal oracle answering in episodic deployments and cultivating in long-memory ones. An influence bound certified once at deployment is blind to that horizon and bounds the loss no lower than its trivial ceiling. An exogenous cap on influence bounds the guarantee the human loses, and a short enough memory reset removes the incentive to cultivate, while neither recovers the value already steered away. In a closed-form example the optimal oracle never cultivates in fifteen-round sessions and does in sixteen.

Comments9 pages plus an 8-page technical supplement, appended (17 pages total)

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