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arXiv 2608.12520math.OCcs.SYeess.SYmath.AG

凸多目标MPC的权重证书:几何表征、$\u2113^1$构造与$\u2113^2$排除

Weight Certificates for Convex Multi-Objective MPC: Geometric Characterization, $\ell^1$ Construction, and $\ell^2$ Foreclosure

Hadi Hajieghrary, Benedikt Walter, Chaitanya Shinde, Miguel Hurtadoand Jerry Lopez

AI总结:

针对自动驾驶多目标MPC权重启发式调优的问题,提出权重证书的几何表征与构造方法,验证了其精度提升效果,同时指出逐点有效性局限并推动监控式加权求解方案发展。

AI中文摘要:

自动驾驶规则手册按字典序对规则违规进行排序,模型预测控制(MPC)可通过两种方式强制执行该排序:一是精确方式,每个时间步求解$L{+}1$个顺序规划;二是近似方式,采用由分离启发式规则$w_1\gg w_2\gg\cdots\gg w_L$调优的加权和。我们证明该启发式方法解决的是错误的问题。对于凸优先级有序规划,当权重辅以单位性能系数后,能在字典最优点处支撑成就映射的上像时,加权和可精确复现字典最优解;可容许权重构成外法向锥的单位性能切片。在铰链惩罚下,该切片是通过投影缩放KKT系统得到的多面体,且线性规划可返回带认证裕度的内点权重;在平方铰链惩罚下,只要极限乘子非零,就不存在精确的有限权重,且沿局部极小值分支的违规量以$O(1/w)$的速率衰减。经留存日志校准,在11类符合校准条件的场景中,有9类场景的所得权重各层级分量近乎相等;在包含25条规则的规则手册下的nuPlan闭环实验中,其合法层级事件精度约为匹配启发式权重的两倍。然而,该证书是逐点有效的:没有单个权重在一个回合的所有采样时间步都有效,其中位生存期为一个采样间隔(在原生速率下后续有效时间步数为零),且持久性与活动集稳定性相关。这些发现推动了带选择性级联回退的监控加权求解方法的发展,尽管合规模式监控器仅能检测到部分实测违规。

英文摘要:

Automated-driving rulebooks rank rule violations lexicographically, and model predictive control enforces that ranking either exactly, through $L{+}1$ sequential programs per tick, or approximately, through a weighted sum tuned by the separation heuristic $w_1\gg w_2\gg\cdots\gg w_L$. We show the heuristic answers the wrong question. For a convex priority-ordered program, a weighted sum reproduces the lexicographic optimum precisely when its weight, augmented by a unit performance coefficient, supports the upper image of the achievement map at the lexicographic point; the admissible weights form the unit-performance slice of an outward normal cone. Under hinge penalties this slice is a polyhedron obtained by projecting a scaled-KKT system, and a linear program returns an interior weight with a certified margin; under squared-hinge penalties no finite weight is exact whenever the limiting multiplier is nonzero, with violation along the local minimizer branch decaying as $O(1/w)$. Calibrated on held-out logs, the resulting weights have near-equal tier components in nine of eleven calibration-eligible scenario classes and roughly double legal-tier event precision against a matched heuristic weight in closed-loop nuPlan experiments on a 25-rule rulebook. The certificate is, however, pointwise: no single weight is valid across the sampled ticks of an episode, the median lifetime is one sampling interval (zero subsequent ticks at the native rate), and persistence tracks active-set stability. These findings motivate monitored weighted solves with selective cascade fallback, although the compliance-pattern monitor detects only a subset of measured lapses.

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