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交互对于阶最优1比特均值估计并非必需

Interaction Is Not Necessary for Order-Optimal 1-Bit Mean Estimation

Jiachen Hu, Han Zhong

arXiv 2608.02538首次发表:更新:

发表机构

Shanghai University of Finance and Economics; Shanghai Jiao Tong University(上海财经大学; 上海交通大学)

机构由 AI 辅助整理,请以论文原文为准。

AI 中文总结

本文针对1比特均值估计问题,提出一种随机化完全非自适应协议,无需交互即可达到与自适应协议一致的极小极大最优样本复杂度,否定了COLT 2026相关开放问题。

AI 中文摘要

本文研究1比特均值估计问题,其中每个独立样本由单条二进制消息表示。我们考虑定义在实数域$\u211d$上的分布,其均值落在$[-\u03bb,\u03bb]$区间内,且绝对$k$阶中心矩不超过$\u03c3^k$,其中$k>1$为固定值。针对这类分布,已有研究采用两阶段协议实现了通用查询下的最优样本复杂度:第一阶段对均值进行定位;第二阶段在定位完成后选择查询,围绕解码得到的中心值细化估计结果。我们证明这种交互是可以避免的:我们构造了一种随机化的完全非自适应协议,该协议在观测数据之前就固定所有查询,且能达到与自适应协议相同的最优样本复杂度。对于目标精度$\u03b5$和置信度$1-\u03b4$,其样本复杂度的缩放形式为$\u03bb/\u03c3$的对数加上分段函数:当$k>2$时为$(\u03c3/\u03b5)^2\uf06c\u03bf\u03b3(1/\u03b4)$;当$k=2$时为$(\u03c3/\u03b5)^2\uf06c\u03bf\u03b3(\u03c3/\u03b5)\uf06c\u03bf\u03b3(1/\u03b4)$;当$1<k<2$时为$(\u03c3/\u03b5)^{k/(k-1)}\uf06c\u03bf\u03b3(1/\u03b4)$,误差仅取决于$k$的常数因子。在已知下界覆盖的范围内,该速率即使在完全自适应协议中也属于极小极大最优。这对COLT 2026的开放问题给出了否定答案,该问题询问在通用查询的阶最优1比特均值估计中交互是否是必需的。

英文摘要

This paper is concerned with one-bit mean estimation, where each independent sample is represented by a single binary message. We consider distributions on $\mathbb{R}$ with mean in $[-λ,λ]$ and absolute $k$-th central moment at most $σ^k$, where $k>1$ is fixed. For this class, previous work attained the optimal sample complexity for general queries using a two-stage protocol. The first stage localizes the mean. The second-stage queries are chosen after localization and refine the estimate around the decoded center. We show that this interaction can be avoided by constructing a randomized fully non-adaptive protocol that fixes all queries before observing the data and matches the optimal adaptive sample complexity. For target accuracy $ε$ and confidence $1-δ$, its sample complexity scales as \[ \log\fracλσ + \begin{cases} (σ/ε)^2\log(1/δ), & k>2,\\ (σ/ε)^2\log(σ/ε)\log(1/δ), & k=2,\\ (σ/ε)^{k/(k-1)}\log(1/δ), & 1<k<2, \end{cases} \] up to constants depending only on $k$. In the range covered by the known lower bound, this rate is minimax optimal even among fully adaptive protocols. This gives a negative answer to the COLT 2026 open problem asking whether interaction is necessary for order-optimal one-bit mean estimation with general queries \citep[Open Problem~1]{lau2026open}.

论文原文

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