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arXiv 2605.08046stat.ME
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半监督方法用于双重截断电子健康记录数据的风险预测

Semi-supervised Method for Risk Prediction with Doubly Censored EHR Data

Capital Normal University(首都师范大学);University of Utah(犹他大学)

Jie Zhou, Enhao Wang, Xuan Wang

AI总结:

本文提出一种半监督学习框架,结合少量金标准标签和大规模替代信息,解决双重截断EHR数据下的风险预测问题,通过模拟研究和实际应用验证其有效性。

摘要:

大规模电子健康记录(EHR)数据的快速扩展为提高临床风险估计的准确性和效率提供了独特机会。然而,由于临床事件可能发生在记录健康系统之外,临床事件结果常受双重截断(左和右)。此外,金标准事件时间通常只能通过劳动密集型的手动病历审查确定,仅能为少数患者提供标签。仅依赖这些有限的标签在效率上受限,而广泛可用的替代结果如首次诊断代码或首次疾病提及的时间则易出错,若直接使用可能导致偏差估计。半监督学习(SSL)方法提供了一种整合标签和非标签数据的原理方法,先前工作已证明其在二元或右截断结果设置中的优势。然而,现有方法不适用于风险预测中的双重截断,这提出了额外的方法学挑战。为解决这一差距,我们开发了一种新的SSL框架用于风险预测,该框架在双重截断下结合少量金标准标签和大规模替代信息。我们建立了所提出估计器的理论有效性。通过广泛的模拟研究,我们证明了我们的方法相对于现有监督估计器(基于标签数据)显著提高了估计效率。最后,我们通过将其应用于美国某健康系统EHR数据研究2型糖尿病(T2D)的风险因素,展示了其实际价值。

英文摘要:

The rapid expansion of large-scale electronic health record (EHR) data offers unique opportunities to improve the accuracy and efficiency of clinical risk estimation. Yet, because clinical events may occur outside the recording health system, clinical event outcomes are frequently subject to double censoring (both left and right). Besides, gold-standard event times can often only be ascertained through labor-intensive manual chart reviews, yielding labels for only a small subset of patients. Reliance on this limited labeled set alone is limited in efficiency, whereas widely available surrogate outcomes such as the time to first diagnostic code or first disease mention are error-prone and can yield biased estimates if used directly. Semi-supervised learning (SSL) methods provide a principled way to integrate labeled and unlabeled data, and prior work has demonstrated their advantages in settings with binary or right-censored outcomes. However, existing approaches do not accommodate double censoring for risk prediction, which poses additional methodological challenges. To address this gap, we develop a novel SSL framework for risk prediction that combines a small set of gold-standard labels with large-scale surrogate information under double censoring. We establish the theoretical validity of the proposed estimator. Through extensive simulation studies, we show that our method substantially improves estimation efficiency relative to existing supervised estimators (based on the labeled data). Finally, we demonstrate its practical value by applying it to study risk factors for type 2 diabetes (T2D) using EHR data from a health system in the US.

机构、总结、中文摘要均由AI分析而来,可能存在错误,请以论文正文为准。

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